ALAB · Astera Labs, Inc. · Holdings

$271.64 -18.42 (-6.35%)

Nasdaq-100 member Russell 1000 member Rebalance outlook locked

Market Cap

$50.28B

173.49M

Volume · Oct 22 403.82K Avg daily vol (3M) 4.11M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ALAB: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 1,009

Total Value: $70,974,257,488

Total Shares: 147,262,683

Showing 1–100 of 1,072 holdings by value · page 1 of 11

Institutional Ownership Trend

11 quarters

Superinvestors Holding ALAB

All superinvestors →

Joel Greenblatt $13,758,341 Ray Dalio $479,155

Holder Concentration

Across 1,008 13F filers

Top Holder

16.9%

of institutional value

Top 5

40.9%

of institutional value

Top 10

54.3%

of institutional value

HHI

509

Broadly held

Who Holds ALAB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 993 filers, like-for-like change +4.4%; actively managed books +1.6%; index-like books +10.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	34.9%	564	-2.1%	244	47
Exempt adviser	0.8%	18	+21.6%	8	3
Adviser	6.6%	19	+346.0%	3	1
Bank	10.5%	33	+9.4%	4	1
Insurer	0.1%	3	+21.0%	0	1
Broker-dealer	0.1%	2	-28.7%	1	2
Registered fund	0.0%	1	-70.5%	0	0
Benefit plan	0.4%	7	+9.9%	1	0
Non-US	3.5%	18	-32.7%	4	0
Holding company	34.2%	13	+3.6%	1	1
Unknown	8.8%	315	-12.0%	98	27

Style	Share	Filers	Change	New	Exited
Index-like	34.6%	69	+10.4%	6	0
Systematic-like	2.0%	29	-33.0%	10	15
Concentrated	3.3%	214	-33.7%	104	22
Diversified active	60.0%	680	+6.6%	243	44
Unknown	0.0%	1	-100.0%	1	2
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	62.3%	544	+15.2%	172	27
Medium turnover	17.8%	260	-6.5%	104	20
High turnover	4.8%	91	-37.8%	52	31
Unknown	15.0%	98	+1.2%	36	5
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	14.8%	129	+4.0%	65	20
Medium horizon	15.5%	233	+29.1%	103	16
Long horizon	66.4%	573	+4.7%	170	29
Unknown	3.2%	58	-46.2%	26	18
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.5%	338	+16.8%	163	41
$1B to $10B	3.6%	342	-25.5%	152	36
$10B to $100B	15.9%	229	-5.8%	45	4
$100B or more	79.0%	84	+8.7%	4	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.3%	377	-13.3%	162	21
Pooled investment vehicles	6.9%	69	-18.5%	37	19
Registered funds and BDCs	23.5%	47	+13.3%	16	2
Pension and profit sharing plans	0.1%	9	+3.1%	6	0
Insurance companies	0.1%	4	+13.6%	2	0
Charitable organizations	0.0%	3	+0.1%	1	0
Governments and sovereign funds	0.3%	8	+6.6%	2	1
Corporations	0.1%	5	+88.0%	2	0
Other investment advisers	0.0%	10	-28.3%	2	1
Other	0.0%	3	-67.1%	2	1
Diversified	2.6%	29	-40.2%	12	2
Unknown	65.1%	429	+8.3%	120	36

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.4%	108	-10.0%	51	20
Private equity funds	0.4%	27	+91.2%	10	0
Venture capital funds	1.0%	2	-63.8%	0	0
Real estate funds	0.0%	7	+627.5%	4	0
Liquidity funds	0.0%	2	+372.5%	0	0
Securitized asset funds	0.7%	1	+31.6%	0	0
Other private funds	2.8%	32	+23.7%	13	1
Mixed private funds	0.8%	5	-59.4%	3	0
Private funds, type not stated	1.9%	9	+17.6%	5	5
No private funds	19.8%	389	+12.8%	166	23
Unknown	64.3%	411	+7.7%	112	34

Location	Share	Filers	Change	New	Exited
United States	87.2%	794	+5.8%	306	69
Outside the US	12.8%	198	-4.5%	58	14
Unknown	0.0%	1	-59.5%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 11 holders with no observed 2026-03-31 13F and 8 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

993 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

3.63% of filers hold it in their top 10

Mar 31, 2026: 5

Holders above 5%

median weight 0.044%

Mar 31, 2026: 2

Crowding

12.6%

of shares outstanding, 37th percentile

Mar 31, 2026: 15.8%

Private-fund advisers

11.9%

of shares outstanding

Institutional ownership

74.5%

86.6% of the estimated free float

Top 10 holders

55.9%

of 13F shares, Herfindahl 0.062

Active holders

+1.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (1 institutional, 0 passive, 1 exempt)

How long holders have held it value-weighted 7.4 quarters

Under 1 year 20.3% 1 to 3 years 79.7% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $56,735,237 (2 buying, 2 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$170.56

estimated per share

Mar 31, 2026: $130.17

Quarter-end price

$482.85

implied by 13F values

Estimated gain or loss

+183.1%

price against the estimated cost

Estimated at a loss

0.014%

of costed 13F value

Estimated cost covers 31.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ALAB's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	CRDO Credo Technology Group Holding Ltd	80	0.261
2	NBIS Nebius Group N.V.	90	0.255
3	MRVL Marvell Technology, Inc.	152	0.233
4	MU Micron Technology Inc	240	0.231
5	AMD Advanced Micro Devices Inc	235	0.224
6	BE Bloom Energy Corp	84	0.223
7	LITE Lumentum Holdings Inc.	80	0.222
8	SNDK Sandisk Corp	126	0.221
9	CRWD CrowdStrike Holdings, Inc.	156	0.221
10	PLTR Palantir Technologies Inc.	164	0.210

Shareholder Targets

13F filers that own its peers but not ALAB, quarter ended Jun 30, 2026

Found through its holder-overlap peers: CRDO, NBIS, MRVL, MU, AMD, BE, LITE, SNDK, CRWD, PLTR, COHR, NVDA, LRCX, AVGO, TSM, GOOGL, WDC, META, ARM, TER. 6,081 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital Research Global Investors Adviser, Diversified active	$160,837,004,413 16 held	22.3%	AVGO, NVDA, GOOGL
2	Capital International Investors Adviser, Diversified active	$105,234,161,622 10 held	21.5%	AVGO, GOOGL, NVDA
3	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$57,434,565,008 17 held	34.1%	NVDA, GOOGL, AVGO
4	Fisher Asset Management, LLC Adviser, Diversified active	$52,516,164,490 17 held	16.8%	NVDA, GOOGL, TSM
5	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$38,240,419,663 17 held	16.8%	GOOGL, NVDA, LRCX
6	Berkshire Hathaway Inc Insurer, Concentrated	$37,764,088,381 1 held	12.6%	GOOGL
7	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$35,654,772,050 13 held	21.1%	MU, GOOGL, NVDA
8	Sanders Capital, LLC Registered adviser, Concentrated	$34,756,319,642 5 held	34.8%	TSM, GOOGL, META
9	PRINCIPAL FINANCIAL GROUP INC Insurer, Diversified active	$26,568,697,346 19 held	13.2%	NVDA, GOOGL, AVGO
10	LOOMIS SAYLES & CO L P Registered adviser, Diversified active	$20,141,847,290 14 held	25.5%	NVDA, GOOGL, META

Fund Ownership of ALAB by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 16.89% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.96%	+0.40 pp	3,399,778	75
Index ETFs	14.93%	+1.15 pp	25,903,792	107
Active ETFs	1.10%	+0.08 pp	1,901,318	63
Active funds	17.48%	+4.63 pp	30,325,306	255
Unclassified	2.24%	+2.23 pp	3,886,470	38
All registered funds	37.71%	+8.48 pp	65,416,664	538

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 571 Exempt adviser 17 Adviser 19 Bank 33 Insurer 3 Broker-dealer 3 Registered fund 1 Benefit plan 7 Non-US 18 Holding company 13 Unknown 324

Showing 100 of 1,072

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

FMR LLC

$12,000,807,716

16.91%

24,845,364

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	20,377,836	$9,842,902,344	82.0%	Defined
FIDELITY MANAGEMENT TRUST CO	3,319,255	$1,603,266,550	13.4%	Defined
STRATEGIC ADVISERS LLC	574,339	$277,417,223	2.3%	Defined
Fidelity Institutional Asset Management Trust Co	204,286	$98,674,223	0.8%	Defined
FIAM LLC	369,261	$178,360,448	1.5%	Defined
Fidelity Diversifying Solutions LLC	387	$186,928	0.0%	Defined

BlackRock, Inc.

$6,609,580,461

9.31%

13,683,865

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	208,247	$100,587,465	1.5%	Sole
BlackRock Investment Management (Australia) Ltd	96,948	$46,827,822	0.7%	Sole
BlackRock Asset Management Canada Ltd	68,902	$33,281,044	0.5%	Sole
BLACKROCK (SINGAPORE) LTD.	11,432	$5,521,884	0.1%	Sole
BlackRock Asset Management North Asia Ltd	21,446	$10,358,846	0.2%	Sole
BlackRock Investment Management, LLC	200,117	$96,660,513	1.5%	Sole
BLACKROCK ADVISORS LLC	49,500	$23,909,490	0.4%	Sole
BlackRock Fund Advisors	6,671,438	$3,222,437,982	48.8%	Sole
BlackRock Institutional Trust Company, N.A.	3,508,805	$1,694,822,991	25.6%	Sole
BlackRock Japan Co. Ltd	203,898	$98,486,811	1.5%	Sole
BlackRock Fund Managers Ltd.	127,066	$61,375,419	0.9%	Sole
BlackRock Investment Management (UK) Ltd.	148,141	$71,555,065	1.1%	Sole
BlackRock (Netherlands) B.V.	188,660	$91,126,553	1.4%	Sole
BlackRock International, Ltd.	273	$131,864	0.0%	Sole
BlackRock Asset Management Ireland Ltd	1,892,584	$914,155,923	13.8%	Sole
BlackRock Advisors (UK) Ltd	7,519	$3,631,827	0.1%	Sole
BlackRock Asset Management Deutschland AG	46,811	$22,610,649	0.3%	Sole
BlackRock (Luxembourg) S.A.	8,994	$4,344,281	0.1%	Sole
BlackRock Life Ltd	26,161	$12,636,286	0.2%	Sole
BlackRock Asset Management Schweiz AG	5,180	$2,502,043	0.0%	Sole
Aperio Group, LLC	181,891	$87,856,990	1.3%	Sole
SpiderRock Advisors, LLC	9,852	$4,758,713	0.1%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$3,809,892,703

5.37%

7,887,650

VANGUARD CAPITAL MANAGEMENT LLC

$3,249,318,528

4.58%

6,727,089

Invesco Ltd.

$2,371,896,271

3.34%

4,910,555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	48,043	$23,205,727	1.0%	Defined
Invesco Trust Co joint	62,638	$30,255,406	1.3%	Defined
Invesco Management S.A.	1,799	$868,952	0.0%	Defined
Invesco Asset Management (Japan) Limited	3,304	$1,595,898	0.1%	Defined
Invesco Capital Management LLC	4,794,771	$2,315,970,288	97.6%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,881,894,222

2.65%

3,896,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	289,100	$139,641,082	7.4%	Other
SUSQUEHANNA SECURITIES, LLC	3,607,000	$1,742,253,140	92.6%	Other

STATE STREET CORP

$1,776,592,480

2.50%

3,678,093

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	3,678,093	$1,776,592,480	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,396,314,216

1.97%

2,890,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA INVESTMENT GROUP	142,100	$68,637,142	4.9%	Other
SUSQUEHANNA SECURITIES, LLC	2,748,700	$1,327,677,074	95.1%	Other

GEODE CAPITAL MANAGEMENT, LLC

$1,350,607,482

1.90%

2,796,173

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	351,052	$169,565,137	12.6%	Defined
Held directly	2,445,121	$1,181,042,345	87.4%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$1,163,929,912

1.64%

2,409,693

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	150,121	$72,511,445	6.2%	Defined
Held directly	2,259,572	$1,091,418,467	93.8%	Sole

VAN ECK ASSOCIATES CORP

$1,080,979,921

1.52%

2,237,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	145,719	$70,385,191	6.5%	Sole
VanEck Investments Limited	292	$141,041	0.0%	Sole
Held directly	2,091,950	$1,010,453,689	93.5%	Sole

JANE STREET GROUP, LLC

$1,071,773,078

1.51%

2,218,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,218,900	$1,071,773,078	100.0%	Defined

BANK OF AMERICA CORP /DE/

$1,061,791,466

1.50%

2,198,235

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,479,463	$714,610,218	67.3%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	235,281	$113,645,428	10.7%	Defined
BOFA SECURITIES, INC.	350,198	$169,152,637	15.9%	Defined
MERRILL LYNCH INTERNATIONAL	11,245	$5,431,559	0.5%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	118,113	$57,050,941	5.4%	Defined
BofA Securities Europe SA	3,935	$1,900,683	0.2%	Defined

JANE STREET GROUP, LLC

$1,039,169,228

1.46%

2,151,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	2,151,400	$1,039,169,228	100.0%	Defined

CITADEL ADVISORS LLC

$950,921,474

1.34%

1,968,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,957,200	$945,366,744	99.4%	Defined
Held directly	11,500	$5,554,730	0.6%	Defined

CITADEL ADVISORS LLC

$930,876,144

1.31%

1,927,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,904,500	$919,911,590	98.8%	Defined
Held directly	22,700	$10,964,554	1.2%	Defined

JPMORGAN CHASE & CO

$857,751,740

1.21%

1,775,810

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	95	$45,886	0.0%	Other
JPMorgan Chase Bank, N.A.	28,907	$13,962,659	1.6%	Defined
J.P. Morgan Investment Management Inc.	1,420,547	$686,152,611	80.0%	Other
J.P. Morgan Securities LLC	98,385	$47,521,922	5.5%	Defined
J.P. Morgan Securities plc	119,308	$57,628,150	6.7%	Defined
JPMorgan Asset Management (UK) Ltd	9,967	$4,814,260	0.6%	Defined
JPMorgan Asset Management (Asia Pacific) Ltd	1,461	$705,692	0.1%	Defined
JPMorgan Asset Management (Japan) Ltd	12,380	$5,979,787	0.7%	Defined
55I, LLC	28	$13,524	0.0%	Other
J.P. Morgan SE	23,647	$11,421,973	1.3%	Defined
J.P. MORGAN MANSART MANAGEMENT Ltd	61,085	$29,505,276	3.4%	Defined

MORGAN STANLEY

$814,608,878

1.15%

1,686,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	13,045	$6,300,995	0.8%	Defined
MORGAN STANLEY & CO. LLC	349,423	$168,778,297	20.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	368,165	$177,831,058	21.8%	Defined
MORGAN STANLEY AIP GP LP	15,958	$7,708,033	0.9%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	4,045	$1,953,815	0.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	560,150	$270,563,652	33.2%	Defined
Parametric Sas	3,108	$1,501,226	0.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	293,759	$141,891,472	17.4%	Defined
EATON VANCE MANAGEMENT	38,011	$18,360,073	2.3%	Defined
BOSTON MANAGEMENT & RESEARCH	40,827	$19,720,257	2.4%	Defined

Amundi

$768,913,740

1.08%

1,591,888

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	1,591,498	$768,725,363	100.0%	Defined
CPR Asset Management	390	$188,377	0.0%	Defined

Whale Rock Capital Management LLC

$757,318,363

1.07%

1,567,882

NORGES BANK

$692,818,287

0.98%

1,434,347

CITIGROUP INC

$653,108,729

0.92%

1,352,136

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	11	$5,313	0.0%	Defined
Citigroup Financial Products Inc. joint	1,352,125	$653,103,416	100.0%	Defined

Rafferty Asset Management, LLC

$638,271,805

0.90%

1,321,419

FRED ALGER MANAGEMENT, LLC

$620,120,396

0.87%

1,283,840

GOLDMAN SACHS GROUP INC

$596,120,097

0.84%

1,234,152

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	853,019	$412,025,237	69.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	379,188	$183,155,387	30.7%	Defined
GOLDMAN SACHS INTERNATIONAL	1,260	$608,605	0.1%	Defined
Goldman Sachs Trust Company, N.A.	685	$330,868	0.1%	Defined

Atreides Management, LP

$587,736,320

0.83%

1,216,795

BARCLAYS PLC

$546,268,570

0.77%

1,130,944

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	1,069,512	$516,595,686	94.6%	Defined
BARCLAYS CAPITAL INC.	6,470	$3,125,139	0.6%	Defined
BARCLAYS CAPITAL SECURITIES LTD	54,962	$26,547,745	4.9%	Defined

MAVERICK CAPITAL LTD

$515,486,189

0.73%

1,067,215

ALLIANCEBERNSTEIN L.P.

$491,235,204

0.69%

1,017,008

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	1,017,008	$491,235,204	100.0%	Defined

FEDERATED HERMES, INC.

$453,222,979

0.64%

938,311

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	291,057	$140,586,352	31.0%	Defined
FEDERATED MDTA LLC	647,254	$312,636,627	69.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$427,392,518

0.60%

884,834

NORTHERN TRUST CORP

$420,601,737

0.59%

870,775

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	705,859	$340,944,013	81.1%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	147,137	$71,070,113	16.9%	Defined
Northern Trust Asset Management Australia Pty Ltd	13,936	$6,731,366	1.6%	Defined
Northern Trust Co of Hong Kong Ltd	3,843	$1,856,245	0.4%	Defined

T. Rowe Price Investment Management, Inc.

$420,012,939

0.59%

869,556

FULLER & THALER ASSET MANAGEMENT, INC.

$414,086,283

0.58%

857,286

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$412,736,719

0.58%

854,492

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	116,152	$56,103,738	13.6%	Defined
UBS Asset Management Switzerland AG	301,741	$145,746,936	35.3%	Defined
UBS Asset Management (UK) Ltd.	322,173	$155,616,000	37.7%	Defined
UBS Asset Management Life Ltd.	11,553	$5,580,330	1.4%	Defined
Held directly	102,873	$49,689,715	12.0%	Defined

NOMURA ASSET MANAGEMENT CO LTD

$411,683,741

0.58%

852,312

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nomura Asset Management U.K. Ltd	4,280	$2,067,325	0.5%	Sole
Held directly	848,032	$409,616,416	99.5%	Sole

UBS Group AG

$387,393,631

0.55%

802,024

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	74,904	$36,180,130	9.3%	Defined
UBS AG	616,864	$297,957,649	76.9%	Defined
UBS Switzerland AG	110,256	$53,255,852	13.7%	Defined

BNP PARIBAS ARBITRAGE, SA

$382,735,387

0.54%

792,380

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$362,075,173

0.51%

749,607

D. E. Shaw & Co., Inc.

$328,597,539

0.46%

680,298

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	680,298	$328,597,539	100.0%	Defined

DEUTSCHE BANK AG\

$325,601,846

0.46%

674,096

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	5	$2,415	0.0%	Defined
DWS Investment GmbH	6,816	$3,292,264	1.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	8,341	$4,028,869	1.2%	Defined
DWS Investments UK Ltd	611,979	$295,598,096	90.8%	Defined
DBX Advisors LLC	4,091	$1,976,034	0.6%	Defined
DWS Investments Hong Kong Ltd	7,424	$3,585,940	1.1%	Defined
DWS International GmbH	35,440	$17,118,228	5.3%	Defined

Legal & General Group Plc

$311,473,997

0.44%

644,847

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	110,878	$53,556,291	17.2%	Defined
Legal & General Investment Management Ltd joint	533,969	$257,917,706	82.8%	Defined

Capital World Investors

$297,720,969

0.42%

616,374

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	616,374	$297,720,969	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$291,980,276

0.41%

604,489

FIRST TRUST ADVISORS LP

$280,483,917

0.40%

580,688

Value Aligned Research Advisors, LLC

$274,507,994

0.39%

568,316

Clear Street Group Inc.

$260,450,180

0.37%

539,212

CANADA PENSION PLAN INVESTMENT BOARD

$254,744,748

0.36%

527,400

Bank of New York Mellon Corp

$241,025,043

0.34%

498,996

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	47	$22,701	0.0%	Defined
Mellon Investments Corporation joint	352,360	$170,196,926	70.6%	Defined
The Bank of New York Mellon	127,142	$61,412,128	25.5%	Defined
BNY Mellon, NA joint	10,996	$5,311,287	2.2%	Defined
BNY Mellon Advisors, Inc. joint	1,761	$850,598	0.4%	Defined
Newton Investment Management North America, LLC joint	6,688	$3,230,437	1.3%	Defined
Held directly	2	$966	0.0%	Defined

Tidal Investments LLC

$238,764,030

0.34%

494,315

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VISTASHARES ADVISORS LLC	47,808	$23,092,220	9.7%	Defined
Nest Egg ETFs LLC	21,427	$10,349,669	4.3%	Defined
Held directly	425,080	$205,322,141	86.0%	Sole

1832 Asset Management L.P.

$218,228,436

0.31%

451,800

Swiss National Bank

$185,462,291

0.26%

383,964

TUDOR INVESTMENT CORP ET AL

$174,370,220

0.25%

361,000

Capital Impact Advisors, LLC

$168,388,983

0.24%

348,617

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$166,919,636

0.24%

345,575

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	171,714	$82,941,296	49.7%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	171,911	$83,036,451	49.7%	Defined
AXA INVESTMENT MANAGERS US INC.	1,950	$941,889	0.6%	Defined

Strategy Capital LLC

$165,356,100

0.23%

342,338

Valliance Asset Management Ltd

$162,850,193

0.23%

337,150

NEUBERGER BERMAN GROUP LLC

$160,009,552

0.23%

331,269

Nuveen, LLC

$157,829,682

0.22%

326,756

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	39,849	$19,247,863	12.2%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	55,804	$26,954,448	17.1%	Defined
TEACHERS ADVISORS, LLC joint	231,103	$111,627,371	70.7%	Defined

Sumitomo Mitsui Trust Group, Inc.

$155,976,335

0.22%

322,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd. joint	322,919	$155,976,335	100.0%	Defined

Squarepoint Ops LLC

$153,217,808

0.22%

317,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	317,208	$153,217,808	100.0%	Defined

FRANKLIN RESOURCES INC

$152,704,837

0.22%

316,146

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	1,978	$955,413	0.6%	Defined
Fiduciary Trust Co International of Pennsylvania	11,562	$5,584,677	3.7%	Defined
Fiduciary Trust International of California	732	$353,570	0.2%	Defined
Fiduciary Trust International of the South	515	$248,755	0.2%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	1,426	$688,786	0.5%	Defined
FRANKLIN ADVISERS INC	283,902	$137,130,344	89.8%	Defined
FRANKLIN ADVISORY SERVICES LLC	5,359	$2,588,504	1.7%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	9,773	$4,720,554	3.1%	Defined
PUTNAM ADVISORY CO LLC	899	$434,234	0.3%	Defined

Qube Research & Technologies Ltd

$150,430,782

0.21%

311,438

AMERICAN CENTURY COMPANIES INC

$146,582,079

0.21%

303,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	303,470	$146,582,079	100.0%	Defined

Mirae Asset Global Investments Co., Ltd.

$144,618,602

0.20%

299,405

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mirae Asset Global Investments (Hong Kong) LTD	219	$105,781	0.1%	Defined
Held directly	299,186	$144,512,821	99.9%	Sole

Walleye Trading LLC

$143,263,732

0.20%

296,600

VANGUARD ASSET MANAGEMENT, Ltd

$141,360,150

0.20%

292,659

AMAZON COM INC

$134,171,846

0.19%

277,777

Tidal Investments LLC

$133,023,708

0.19%

275,400

Artisan Partners Limited Partnership

$132,495,284

0.19%

274,306

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$131,618,602

0.19%

272,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	272,491	$131,618,602	100.0%	Other

DIMENSIONAL FUND ADVISORS LP

$127,885,821

0.18%

264,763

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	1,568	$757,375	0.6%	Defined
DFA Australia Ltd.	33,986	$16,415,917	12.8%	Defined
Dimensional Fund Advisors Pte. Ltd.	989	$477,706	0.4%	Defined
Dimensional Ireland Ltd	16,684	$8,058,705	6.3%	Defined
Held directly	211,536	$102,176,118	79.9%	Sole

Artisan Partners Limited Partnership

$127,420,676

0.18%

263,800

California Public Employees Retirement System

$124,705,137

0.18%

258,178

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$124,475,220

0.18%

257,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	257,702	$124,475,220	100.0%	Defined

AMERIPRISE FINANCIAL INC

$124,475,218

0.18%

257,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	198,371	$95,817,160	77.0%	Defined
Ameriprise Financial Services, LLC joint	59,306	$28,645,983	23.0%	Defined
Ameriprise Bank, FSB	25	$12,075	0.0%	Defined

Stephens Investment Management Group LLC

$123,168,167

0.17%

254,996

GOLDMAN SACHS GROUP INC

$122,687,080

0.17%

254,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	254,000	$122,687,080	100.0%	Defined

Analog Century Management LP

$122,503,049

0.17%

253,619

WESTFIELD CAPITAL MANAGEMENT CO LP

$120,416,402

0.17%

249,299

WELLINGTON MANAGEMENT GROUP LLP

$120,230,439

0.17%

248,914

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	243,539	$117,634,207	97.8%	Defined
Wellington Management International Ltd	103	$49,751	0.0%	Defined
Wellington Trust Company, NA joint	5,272	$2,546,481	2.1%	Defined

Pacer Advisors, Inc.

$119,148,958

0.17%

246,675

Artisan Partners Limited Partnership

$115,538,384

0.16%

239,200

Walleye Trading LLC

$106,795,722

0.15%

221,100

BAILLIE GIFFORD & CO

$105,506,057

0.15%

218,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	58,204	$28,113,696	26.6%	Defined
BAILLIE GIFFORD OVERSEAS LTD	24,986	$12,068,737	11.4%	Defined
Baillie Gifford Investment Management (Europe) Ltd	33,956	$16,401,427	15.5%	Defined
Held directly	101,284	$48,922,197	46.4%	Sole

VICTORY CAPITAL MANAGEMENT INC

$104,663,671

0.15%

216,686

Defiance ETFs, LLC

$102,842,203

0.14%

212,915

Penserra Capital Management LLC

$101,249,207

0.14%

209,629

National Pension Service

$101,153,082

0.14%

209,418

MASSACHUSETTS FINANCIAL SERVICES CO /MA/

$100,912,052

0.14%

208,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MFS Institutional Advisors, Inc.	13,397	$6,471,018	6.4%	Defined
MFS Investment Management CO (LUX) S.A.R.L.	1,370	$661,737	0.7%	Defined
MFS Investment Management K.K.	1,269	$612,952	0.6%	Defined
MFS Heritage Trust CO	34,649	$16,736,159	16.6%	Defined
MFS INVESTMENT MANAGEMENT CANADA LTD	364	$175,819	0.2%	Defined
Held directly	157,870	$76,254,367	75.6%	Sole

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$100,158,544

0.14%

207,359

Mitsubishi UFJ Asset Management Co., Ltd.

$97,920,229

0.14%

202,725

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	202,725	$97,920,229	100.0%	Defined

LORD, ABBETT & CO. LLC

$96,936,800

0.14%

200,689

ALKEON CAPITAL MANAGEMENT LLC

$96,604,000

0.14%

200,000

E Fund Management Co., Ltd.

$95,095,528

0.13%

196,877

Driehaus Capital Management LLC

$94,004,869

0.13%

194,619

ROYAL BANK OF CANADA

$92,990,039

0.13%

192,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	129,163	$62,388,312	67.1%	Defined
RBC CMA LTD.	2,849	$1,376,123	1.5%	Defined
RBC Capital Markets, LLC	36,899	$17,822,954	19.2%	Defined
RBC Dominion Securities Inc.	20,692	$9,994,649	10.7%	Defined
RBC Private Counsel (USA) Inc.	400	$193,208	0.2%	Defined
RBC Trust Co (Delaware) Ltd	112	$54,098	0.1%	Defined
RBC Rochdale, LLC	744	$359,366	0.4%	Defined
RBC Europe Ltd	32	$15,456	0.0%	Defined
Held directly	1,627	$785,873	0.8%	Sole

PEAK6 LLC

$91,822,102

0.13%

190,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	190,100	$91,822,102	100.0%	Defined

RHUMBLINE ADVISERS

$88,525,007

0.12%

183,274

WELLS FARGO & COMPANY/MN

$86,440,290

0.12%

178,958

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	34,035	$16,439,585	19.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	54,674	$26,408,635	30.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	74,580	$36,023,631	41.7%	Defined
Wells Fargo Securities, LLC	12,772	$6,169,131	7.1%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	2,897	$1,399,308	1.6%	Defined

Showing the top 100 of 1,072 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1736297 CUSIP 04626A103 13F (30d) 167 filings 161 filers Visit website Investor relations