RBRK · Rubrik, Inc. · Holdings

$115.00 +1.59 (+1.40%)

Russell 1000 member Rebalance outlook locked

Market Cap

$23.51B

207.30M

Volume · Oct 20 896.17K Avg daily vol (3M) 3.19M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RBRK: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 599

Total Value: $11,079,970,096

Total Shares: 137,549,571

Showing 1–100 of 630 holdings by value · page 1 of 7

Institutional Ownership Trend

10 quarters

Superinvestors Holding RBRK

All superinvestors →

Joel Greenblatt $8,652,016

Holder Concentration

Across 586 13F filers

Top Holder

7.3%

of institutional value

Top 5

32.2%

of institutional value

Top 10

46.7%

of institutional value

HHI

299

Broadly held

Who Holds RBRK

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 576 filers, like-for-like change +8.9%; actively managed books +7.8%; index-like books +14.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	48.9%	321	+13.1%	121	36
Exempt adviser	1.4%	9	-35.2%	3	3
Adviser	2.5%	16	-13.9%	2	2
Bank	9.7%	28	-1.9%	3	1
Insurer	0.0%	3	-20.5%	0	1
Broker-dealer	0.1%	1	-48.0%	0	2
Benefit plan	0.6%	7	+24.2%	2	0
Non-US	6.4%	16	+30.2%	2	1
Holding company	17.9%	8	+12.5%	0	0
Unknown	12.5%	167	+7.3%	47	25

Style	Share	Filers	Change	New	Exited
Index-like	30.6%	46	+14.0%	3	0
Systematic-like	1.8%	23	-63.7%	6	14
Concentrated	3.8%	117	+61.4%	51	15
Diversified active	62.5%	386	+12.1%	118	41
Unknown	1.3%	4	-22.4%	2	1
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	46.4%	338	+18.2%	93	21
Medium turnover	30.0%	127	+15.1%	41	17
High turnover	6.9%	61	-34.4%	27	27
Unknown	16.7%	50	+3.7%	19	6
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	17.4%	72	+1.3%	34	18
Medium horizon	13.3%	120	-4.6%	45	14
Long horizon	66.3%	352	+18.6%	89	29
Unknown	3.0%	32	-34.0%	12	10
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.6%	166	+11.2%	70	26
$1B to $10B	4.9%	185	-27.0%	83	26
$10B to $100B	14.9%	151	+6.9%	27	16
$100B or more	75.6%	74	+13.0%	0	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.5%	210	+64.3%	85	13
Pooled investment vehicles	4.4%	35	-55.9%	14	17
Registered funds and BDCs	24.2%	31	+8.4%	4	2
Pension and profit sharing plans	0.1%	4	+465.2%	2	0
Insurance companies	3.1%	3	+6.8%	0	0
Charitable organizations	0.0%	1	-0.7%	0	1
Governments and sovereign funds	0.3%	4	-43.0%	2	1
Corporations	0.1%	1	-74.4%	0	0
Other investment advisers	0.1%	7	+24.4%	2	0
Other	0.1%	4	+1516.1%	3	0
Diversified	13.1%	21	+164.5%	9	2
Unknown	51.1%	255	+5.0%	59	35

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.5%	59	+30.7%	22	18
Private equity funds	2.1%	20	-38.0%	8	1
Venture capital funds	1.3%	6	-16.2%	3	1
Real estate funds	0.1%	6	+558.1%	2	0
Liquidity funds	0.0%	1	-9.6%	0	0
Securitized asset funds	1.3%	1	+103.6%	0	0
Other private funds	2.6%	28	-7.4%	10	1
Mixed private funds	0.8%	7	+17.4%	4	1
Private funds, type not stated	0.1%	7	-87.6%	4	4
No private funds	23.4%	195	+11.1%	71	13
Unknown	49.7%	246	+7.0%	56	32

Location	Share	Filers	Change	New	Exited
United States	82.3%	485	+9.6%	163	58
Outside the US	17.7%	91	+5.4%	17	13

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 7 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

576 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.08% of filers hold it in their top 10

Mar 31, 2026: 11

Holders above 5%

median weight 0.013%

Mar 31, 2026: 5

Crowding

—

the issuer has more than one class of common stock, so its count is the total across classes

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

the issuer has more than one class of common stock, so its count is the total across classes

Top 10 holders

49.3%

of 13F shares, Herfindahl 0.032

Active holders

+7.8%

like-for-like share change of active filers

5% stakes on record

1 13D, 5 13G (4 institutional, 0 passive, 1 exempt)

How long holders have held it value-weighted 6.4 quarters

Under 1 year 22.1% 1 to 3 years 77.9% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $10,193,960 (2 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$63.70

estimated per share

Mar 31, 2026: $64.01

Quarter-end price

$80.24

implied by 13F values

Estimated gain or loss

+26.0%

price against the estimated cost

Estimated at a loss

1.53%

of costed 13F value

Estimated cost covers 83.0% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies RBRK's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	DDOG Datadog, Inc.	35	0.182
2	SNOW Snowflake Inc.	36	0.159
3	KRMN Karman Holdings Inc.	11	0.159
4	FIG Figma, Inc.	13	0.154
5	NET Cloudflare, Inc.	26	0.145
6	ZS Zscaler, Inc.	15	0.139
7	S SentinelOne, Inc.	10	0.138
8	MDB MongoDB, Inc.	17	0.134
9	OKTA Okta, Inc.	16	0.132
10	NAVN Navan, Inc.	8	0.129

Shareholder Targets

13F filers that own its peers but not RBRK, quarter ended Jun 30, 2026

Found through its holder-overlap peers: DDOG, SNOW, KRMN, FIG, NET, ZS, S, MDB, OKTA, NAVN, CRDO, IOT, KLAR, ILMN, NTNX, RMBS, DKNG, CRWD, CRCL, FTNT. 3,219 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital World Investors Adviser, Diversified active	$10,194,911,803 9 held	1.21%	NET, ILMN, DKNG
2	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$8,440,728,970 10 held	5.02%	CRWD, DDOG, SNOW
3	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$2,880,053,291 11 held	0.980%	SNOW, MDB, OKTA
4	Swedbank AB Unknown, Diversified active	$2,766,583,803 15 held	2.37%	FTNT, SNOW, OKTA
5	CITADEL ADVISORS LLC Registered adviser, Systematic-like	$2,672,248,050 18 held	1.71%	SNOW, DDOG, FTNT
6	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$2,656,969,733 12 held	1.17%	FTNT, DDOG, CRDO
7	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Unknown, Diversified active	$2,378,380,647 12 held	1.88%	NET, MDB, SNOW
8	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$2,298,363,637 7 held	1.51%	DDOG, SNOW, NET
9	SC US (TTGP), LTD. Unknown, Concentrated	$1,598,212,802 3 held	5.02%	KLAR, FIG, MDB
10	CIBC Bancorp USA Inc. Unknown, Diversified active	$1,566,655,799 15 held	2.02%	DKNG, DDOG, NET

Fund Ownership of RBRK by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 15.03% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.59%	+0.30 pp	3,286,929	62
Index ETFs	13.44%	+0.89 pp	27,871,147	76
Active ETFs	0.39%	-0.76 pp	802,212	21
Active funds	9.55%	+2.59 pp	19,792,820	182
Unclassified	0.04%	+0.01 pp	90,905	15
All registered funds	25.01%	+3.04 pp	51,844,013	356

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 336 Exempt adviser 9 Adviser 16 Bank 28 Insurer 3 Broker-dealer 2 Benefit plan 7 Non-US 16 Holding company 8 Unknown 174

Showing 100 of 630

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$802,011,159

7.24%

9,990,174

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	260,973	$20,950,912	2.6%	Sole
BlackRock Investment Management (Australia) Ltd	984	$78,995	0.0%	Sole
BlackRock Asset Management Canada Ltd	20,047	$1,609,373	0.2%	Sole
BLACKROCK (SINGAPORE) LTD.	1,120	$89,913	0.0%	Sole
BlackRock Investment Management, LLC	60,307	$4,841,445	0.6%	Sole
BLACKROCK ADVISORS LLC	121,339	$9,741,094	1.2%	Sole
BlackRock Fund Advisors	4,037,859	$324,159,320	40.4%	Sole
BlackRock Institutional Trust Company, N.A.	4,300,037	$345,206,970	43.0%	Sole
BlackRock Japan Co. Ltd	4,843	$388,796	0.0%	Sole
BlackRock Fund Managers Ltd.	27,995	$2,247,438	0.3%	Sole
BlackRock Investment Management (UK) Ltd.	81,327	$6,528,931	0.8%	Sole
BlackRock (Netherlands) B.V.	17,034	$1,367,489	0.2%	Sole
BlackRock International, Ltd.	366	$29,382	0.0%	Sole
BlackRock Asset Management Ireland Ltd	863,913	$69,354,935	8.6%	Sole
BlackRock Advisors (UK) Ltd	2,556	$205,195	0.0%	Sole
BlackRock (Luxembourg) S.A.	12,562	$1,008,477	0.1%	Sole
BlackRock Asset Management Schweiz AG	26,646	$2,139,140	0.3%	Sole
Aperio Group, LLC	73,326	$5,886,611	0.7%	Sole
SpiderRock Advisors, LLC	76,940	$6,176,743	0.8%	Sole

AQR CAPITAL MANAGEMENT LLC

$798,624,474

7.21%

9,947,988

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	338	$27,134	0.0%	Other
KEB ASSET MANAGEMENT, LLC	395	$31,710	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	50	$4,014	0.0%	Other
Prism Planning Partners LLC	354	$28,419	0.0%	Other
Compound Planning, Inc.	33	$2,649	0.0%	Other
DOPKINS WEALTH MANAGEMENT, LLC	197	$15,815	0.0%	Other
Arax Advisory Partners	34,587	$2,776,644	0.3%	Other
Alaska Permanent Fund Corp	36,176	$2,904,209	0.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	15,175	$1,218,249	0.2%	Other
Stokes Family Office, LLC	4,761	$382,213	0.0%	Other
Held directly	9,855,922	$791,233,418	99.1%	Defined

FMR LLC

$738,746,272

6.67%

9,202,121

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	6,989,829	$561,143,472	76.0%	Defined
FIDELITY MANAGEMENT TRUST CO	1,757,950	$141,128,226	19.1%	Defined
STRATEGIC ADVISERS LLC	22,636	$1,817,218	0.2%	Defined
Fidelity Institutional Asset Management Trust Co	2,473	$198,532	0.0%	Defined
FIAM LLC	426,853	$34,267,758	4.6%	Defined
Fidelity Diversifying Solutions LLC	2,380	$191,066	0.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$666,434,786

6.01%

8,301,380

VANGUARD CAPITAL MANAGEMENT LLC

$552,747,308

4.99%

6,885,243

FIRST TRUST ADVISORS LP

$480,094,550

4.33%

5,980,251

NORGES BANK

$326,693,358

2.95%

4,069,424

VOYA INVESTMENT MANAGEMENT LLC

$321,501,328

2.90%

4,004,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	4,004,750	$321,501,328	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$230,827,798

2.08%

2,875,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	421,113	$33,806,951	14.6%	Defined
Held directly	2,454,171	$197,020,847	85.4%	Defined

STATE STREET CORP

$229,711,104

2.07%

2,861,374

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,861,374	$229,711,104	100.0%	Defined

Legal & General Group Plc

$210,359,128

1.90%

2,620,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	18,347	$1,472,897	0.7%	Defined
Legal & General Investment Management Ltd joint	2,601,971	$208,886,231	99.3%	Defined

Pictet Asset Management Holding SA

$190,125,598

1.72%

2,368,281

JPMORGAN CHASE & CO

$180,918,522

1.63%

2,253,594

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	64	$5,137	0.0%	Other
JPMorgan Chase Bank, N.A.	27,154	$2,179,922	1.2%	Defined
J.P. Morgan Investment Management Inc.	2,123,511	$170,475,463	94.2%	Defined
J.P. Morgan Securities LLC	1,482	$118,974	0.1%	Defined
J.P. Morgan Securities plc	83,953	$6,739,746	3.7%	Defined
JPMorgan Asset Management (Taiwan) Ltd	17,400	$1,396,872	0.8%	Defined
55I, LLC	30	$2,408	0.0%	Other

Anatole Investment Management Ltd

$175,753,551

1.59%

2,189,257

PointState Capital LP

$149,019,268

1.34%

1,856,244

JANE STREET GROUP, LLC

$146,655,504

1.32%

1,826,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	826,800	$66,375,504	45.3%	Defined
Jane Street Global Trading, LLC	1,000,000	$80,280,000	54.7%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$139,659,741

1.26%

1,739,658

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	73,093	$5,867,906	4.2%	Defined
UBS Asset Management Switzerland AG	852,371	$68,428,343	49.0%	Other
UBS Asset Management (UK) Ltd.	11,457	$919,767	0.7%	Defined
Held directly	802,737	$64,443,725	46.1%	Defined

Clearbridge Investments, LLC

$126,612,237

1.14%

1,577,133

MORGAN STANLEY

$123,843,376

1.12%

1,542,643

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	8,605	$690,809	0.6%	Defined
MORGAN STANLEY & CO. LLC	58,148	$4,668,121	3.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	833,049	$66,877,173	54.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	406	$32,593	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	434,305	$34,866,005	28.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	208,130	$16,708,675	13.5%	Defined

BNP PARIBAS ARBITRAGE, SA

$120,485,026

1.09%

1,500,810

INSTITUTIONAL VENTURE MANAGEMENT XV, LLC

$114,919,134

1.04%

1,431,479

Penserra Capital Management LLC

$110,755,411

1.00%

1,379,614

BANK OF AMERICA CORP /DE/

$106,319,698

0.96%

1,324,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	751,566	$60,335,718	56.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	60,119	$4,826,353	4.5%	Defined
BOFA SECURITIES, INC.	338,546	$27,178,472	25.6%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	174,130	$13,979,155	13.1%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$105,769,782

0.95%

1,317,511

FEDERATED HERMES, INC.

$105,745,056

0.95%

1,317,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	561	$45,037	0.0%	Defined
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	1,316,642	$105,700,019	100.0%	Defined

UBS Group AG

$100,738,473

0.91%

1,254,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	207,013	$16,619,003	16.5%	Defined
UBS AG	946,070	$75,950,499	75.4%	Defined
UBS Switzerland AG	101,756	$8,168,971	8.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$96,344,028

0.87%

1,200,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,200,100	$96,344,028	100.0%	Other

JANE STREET GROUP, LLC

$94,272,804

0.85%

1,174,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	174,300	$13,992,804	14.8%	Defined
Jane Street Global Trading, LLC	1,000,000	$80,280,000	85.2%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$93,784,620

0.85%

1,168,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	152,764	$12,263,893	13.1%	Defined
Held directly	1,015,455	$81,520,727	86.9%	Sole

BAMCO INC /NY/

$89,543,910

0.81%

1,115,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARON CAPITAL MANAGEMENT INC /NY/ joint	1,115,395	$89,543,910	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$82,229,358

0.74%

1,024,282

CONGRESS ASSET MANAGEMENT CO

$81,909,008

0.74%

715,550

ALLIANCEBERNSTEIN L.P.

$79,126,536

0.71%

985,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	985,632	$79,126,536	100.0%	Defined

WESTFIELD CAPITAL MANAGEMENT CO LP

$75,247,086

0.68%

937,308

GOLDMAN SACHS GROUP INC

$74,022,012

0.67%

922,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	334,807	$26,878,305	36.3%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	584,240	$46,902,787	63.4%	Defined
GOLDMAN SACHS INTERNATIONAL	3,001	$240,920	0.3%	Defined

IEQ CAPITAL, LLC

$73,325,422

0.66%

913,371

NORTHERN TRUST CORP

$69,713,704

0.63%

868,382

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	755,715	$60,668,799	87.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	112,667	$9,044,905	13.0%	Defined

BARCLAYS PLC

$63,141,101

0.57%

786,511

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	740,739	$59,466,526	94.2%	Defined
BARCLAYS CAPITAL INC.	6,256	$502,231	0.8%	Defined
BARCLAYS CAPITAL SECURITIES LTD	20,516	$1,647,024	2.6%	Defined
Barclays Bank (Suisse) SA	19,000	$1,525,320	2.4%	Defined

Amundi

$62,228,879

0.56%

775,148

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	283,827	$22,785,630	36.6%	Defined
CPR Asset Management	491,321	$39,443,249	63.4%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$61,980,334

0.56%

772,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	759,380	$60,963,026	98.4%	Defined
Global X Management (AUS) Ltd joint	12,672	$1,017,308	1.6%	Defined

Stephens Investment Management Group LLC

$61,710,914

0.56%

768,696

Capital International Investors

$61,211,011

0.55%

762,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	762,469	$61,211,011	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$58,743,764

0.53%

731,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	406,693	$32,649,314	55.6%	Defined
Wellington Managment Canada LLC	33,621	$2,699,093	4.6%	Defined
Wellington Management International Ltd	34,003	$2,729,760	4.6%	Defined
Wellington Trust Company, NA joint	257,419	$20,665,597	35.2%	Defined

CITADEL ADVISORS LLC

$56,725,848

0.51%

706,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	706,600	$56,725,848	100.0%	Defined

Fiera Capital Corp

$56,105,604

0.51%

698,874

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	683,372	$54,861,104	97.8%	Other
Held directly	15,502	$1,244,500	2.2%	Sole

Squarepoint Ops LLC

$51,968,214

0.47%

647,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	647,337	$51,968,214	100.0%	Defined

WELLS FARGO & COMPANY/MN

$51,159,310

0.46%

637,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	195,870	$15,724,443	30.7%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	138,578	$11,125,041	21.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	302,356	$24,273,139	47.4%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	457	$36,687	0.1%	Defined

Bank of New York Mellon Corp

$49,450,307

0.45%

615,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	1,095	$87,906	0.2%	Defined
Mellon Investments Corporation joint	385,270	$30,929,475	62.5%	Defined
The Bank of New York Mellon	163,631	$13,136,296	26.6%	Defined
BNY Mellon, NA joint	54,916	$4,408,654	8.9%	Defined
BNY Mellon Advisors, Inc. joint	9,759	$783,452	1.6%	Other
Newton Investment Management North America, LLC joint	1,300	$104,364	0.2%	Defined
Held directly	2	$160	0.0%	Defined

TWO SIGMA INVESTMENTS, LP

$45,038,284

0.41%

561,015

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$43,038,108

0.39%

536,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	536,100	$43,038,108	100.0%	Other

ROYAL BANK OF CANADA

$42,255,535

0.38%

526,352

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	179,973	$14,448,232	34.2%	Defined
RBC Capital Markets, LLC	78,976	$6,340,193	15.0%	Defined
RBC Dominion Securities Inc.	13,092	$1,051,025	2.5%	Defined
RBC Private Counsel (USA) Inc.	183	$14,691	0.0%	Defined
RBC Trust Co (Delaware) Ltd	233	$18,705	0.0%	Defined
CITY NATIONAL BANK	357	$28,659	0.1%	Defined
Held directly	253,538	$20,354,030	48.2%	Sole

Holocene Advisors, LP

$42,147,000

0.38%

525,000

RENAISSANCE TECHNOLOGIES LLC

$40,877,692

0.37%

509,189

Driehaus Capital Management LLC

$39,514,458

0.36%

492,208

Champlain Investment Partners, LLC

$36,630,640

0.33%

456,286

Abu Dhabi Investment Council Co P.J.S.C

$35,751,975

0.32%

445,341

SG Americas Securities, LLC

$35,557,457

0.32%

442,918

Nuveen, LLC

$33,732,370

0.30%

420,184

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	53,706	$4,311,517	12.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	61,820	$4,962,909	14.7%	Defined
TEACHERS ADVISORS, LLC joint	304,658	$24,457,944	72.5%	Defined

Beacon Pointe Advisors, LLC

$31,451,937

0.28%

391,778

BAILLIE GIFFORD & CO

$31,150,324

0.28%

388,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	103,165	$8,282,086	26.6%	Defined
BAILLIE GIFFORD OVERSEAS LTD	44,193	$3,547,814	11.4%	Defined
Baillie Gifford Investment Management (Europe) Ltd	60,532	$4,859,508	15.6%	Defined
Held directly	180,131	$14,460,916	46.4%	Sole

BANK OF NOVA SCOTIA

$30,425,397

0.27%

378,991

CITADEL ADVISORS LLC

$30,418,092

0.27%

378,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	378,900	$30,418,092	100.0%	Defined

ARK Investment Management LLC

$29,336,399

0.26%

365,426

DEUTSCHE BANK AG\

$28,313,547

0.26%

352,685

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	32,354	$2,597,378	9.2%	Defined
DWS Investment GmbH	2,100	$168,588	0.6%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	291,843	$23,429,156	82.7%	Defined
DEUTSCHE BANK NATIONAL TRUST Co	3,161	$253,765	0.9%	Defined
Deutsche Bank Trust Co Delaware	900	$72,251	0.3%	Defined
DEUTSCHE BANK TRUST COMPANY, NATIONAL ASSOCIATION	1,543	$123,871	0.4%	Defined
DWS Investments UK Ltd	10,800	$867,024	3.1%	Defined
DBX Advisors LLC	6,990	$561,157	2.0%	Defined
DWS International GmbH	2,684	$215,471	0.8%	Defined
Held directly	310	$24,886	0.1%	Sole

CI INVESTMENTS INC.

$27,565,663

0.25%

343,369

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$26,592,107

0.24%

331,242

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	322,400	$25,882,272	97.3%	Other
G1 EXECUTION SERVICES, LLC	8,842	$709,835	2.7%	Other

NEW YORK STATE COMMON RETIREMENT FUND

$26,076,870

0.24%

324,824

Mariner, LLC

$25,510,896

0.23%

317,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	3,927	$315,259	1.2%	Other
Held directly	313,847	$25,195,637	98.8%	Sole

CANADA PENSION PLAN INVESTMENT BOARD

$25,376,508

0.23%

316,100

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$25,055,868

0.23%

312,106

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	2,349	$188,577	0.8%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	309,757	$24,867,291	99.2%	Defined

Swiss National Bank

$24,629,904

0.22%

306,800

FIL Ltd

$23,483,746

0.21%

292,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIL Investments International	286,122	$22,969,874	97.8%	Defined
FIL Investment Management (Australia) Ltd	6,401	$513,872	2.2%	Defined

Sumitomo Mitsui Trust Group, Inc.

$22,654,855

0.20%

282,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd.	282,198	$22,654,855	100.0%	Defined

Amova Asset Management Americas, Inc.

$22,577,385

0.20%

281,233

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sumitomo Mitsui Trust Group, Inc. joint	281,233	$22,577,385	100.0%	Sole

Connor, Clark & Lunn Investment Management Ltd.

$22,045,449

0.20%

274,607

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	274,607	$22,045,449	100.0%	Sole

Walleye Capital LLC

$19,960,337

0.18%

248,634

Freestone Grove Partners LP

$19,566,644

0.18%

243,730

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$19,410,018

0.18%

241,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	241,779	$19,410,018	100.0%	Defined

TEACHER RETIREMENT SYSTEM OF TEXAS

$19,084,161

0.17%

237,720

BANK OF MONTREAL /CAN/

$18,504,298

0.17%

230,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	9,879	$793,086	4.3%	Defined
BMO Delaware Trust Co	90	$7,225	0.0%	Defined
BMO Family Office, LLC	1,193	$95,774	0.5%	Defined
BMO NESBITT BURNS INC.	7,209	$578,738	3.1%	Defined
Held directly	212,126	$17,029,475	92.0%	Defined

D. E. Shaw & Co., Inc.

$18,151,308

0.16%

226,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	226,100	$18,151,308	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$17,843,592

0.16%

222,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	44,263	$3,553,433	19.9%	Defined
Raymond James Financial Services Advisors, Inc.	25,290	$2,030,281	11.4%	Defined
ClariVest Asset Management LLC joint	11,330	$909,572	5.1%	Defined
EAGLE ASSET MANAGEMENT INC joint	141,384	$11,350,306	63.6%	Defined

EVENTIDE ASSET MANAGEMENT, LLC

$17,375,080

0.16%

216,431

GOLDMAN SACHS GROUP INC

$17,051,472

0.15%

212,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	212,400	$17,051,472	100.0%	Defined

ING GROEP NV

$16,422,478

0.15%

204,565

Octahedron Capital Management L.P.

$16,296,840

0.15%

203,000

STIFEL FINANCIAL CORP

$16,252,926

0.15%

202,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	151,743	$12,181,928	75.0%	Defined
Stifel Independent Advisors, LLC	481	$38,614	0.2%	Defined
1919 Investment Counsel, LLC	50,229	$4,032,384	24.8%	Defined

D. E. Shaw & Co., Inc.

$16,240,644

0.15%

202,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	202,300	$16,240,644	100.0%	Defined

Cerity Partners LLC

$15,563,159

0.14%

193,861

AMERIPRISE FINANCIAL INC

$15,320,554

0.14%

190,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	32,915	$2,642,416	17.2%	Defined
Ameriprise Financial Services, LLC joint	157,701	$12,660,236	82.6%	Defined
Ameriprise Bank, FSB	223	$17,902	0.1%	Defined

CITIGROUP INC

$14,805,959

0.13%

184,429

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	13,326	$1,069,811	7.2%	Defined
Citigroup Financial Products Inc. joint	171,103	$13,736,148	92.8%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$14,781,715

0.13%

184,127

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$14,699,779

0.13%

128,416

California Public Employees Retirement System

$14,229,790

0.13%

177,252

STATE OF WISCONSIN INVESTMENT BOARD

$13,568,042

0.12%

169,009

NATIXIS

$13,139,748

0.12%

163,674

HRT FINANCIAL LP

$12,835,005

0.12%

159,878

PATHWAY CAPITAL MANAGEMENT, LP

$12,826,737

0.12%

159,775

HighTower Advisors, LLC

$12,677,255

0.11%

157,913

Walleye Trading LLC

$12,636,072

0.11%

157,400

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Key facts CIK 1943896 CUSIP 781154109 13F (30d) 80 filings 76 filers Visit website Investor relations