UTI · Universal Technical Institute Inc · Holdings

$20.59 -0.22 (-1.06%) At close · Oct 20

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$1.18B

55.10M

Volume · Oct 20 1.32M Avg daily vol (3M) 1.68M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of UTI: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 259

Total Value: $2,504,665,515

Total Shares: 58,806,433

Showing 1–100 of 265 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding UTI

All superinvestors →

Mario Gabelli $8,361,535

Holder Concentration

Across 268 13F filers

Top Holder

12.0%

of institutional value

Top 5

28.4%

of institutional value

Top 10

40.7%

of institutional value

HHI

307

Broadly held

Who Holds UTI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 263 filers, like-for-like change +9.7%; actively managed books -0.2%; index-like books +46.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	60.0%	135	-0.1%	26	17
Exempt adviser	0.3%	4	-46.1%	1	1
Adviser	5.2%	9	-1.5%	0	0
Bank	6.7%	17	+40.3%	0	0
Insurer	0.5%	2	+3915.5%	1	0
Broker-dealer	0.0%	1	+15.3%	0	0
Benefit plan	0.2%	4	+6.7%	0	0
Non-US	0.5%	7	+251.0%	2	0
Holding company	17.1%	8	+67.5%	2	0
Unknown	9.5%	76	-3.2%	16	13

Style	Share	Filers	Change	New	Exited
Index-like	28.2%	34	+46.7%	7	0
Systematic-like	3.8%	12	-29.8%	2	7
Concentrated	4.3%	28	-51.3%	9	6
Diversified active	63.7%	189	+10.4%	30	18
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	52.4%	147	+35.4%	30	12
Medium turnover	34.4%	68	-12.6%	7	7
High turnover	6.4%	30	-10.0%	6	9
Unknown	6.8%	18	+13.9%	5	3
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	7.2%	23	+9.0%	5	7
Medium horizon	18.6%	38	+58.3%	2	8
Long horizon	58.9%	178	+12.9%	37	12
Unknown	15.4%	24	-25.6%	4	4
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.1%	49	-13.5%	10	15
$1B to $10B	16.1%	75	-14.0%	20	10
$10B to $100B	31.5%	79	+3.9%	16	4
$100B or more	47.3%	60	+30.7%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	6.1%	56	+27.6%	17	9
Pooled investment vehicles	12.1%	24	-27.6%	4	5
Registered funds and BDCs	24.2%	24	+11.7%	1	0
Pension and profit sharing plans	0.0%	2	-62.1%	1	1
Insurance companies	0.1%	3	+10.1%	0	0
Governments and sovereign funds	0.4%	3	+25.8%	0	0
Other investment advisers	0.0%	4	+10.3%	1	1
Other	2.7%	2	-7.1%	0	0
Diversified	14.4%	17	+6.1%	2	1
Corporations	0.0%	0	—	0	0
Charitable organizations	0.0%	0	—	0	0
Unknown	40.0%	128	+28.8%	22	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	20.1%	36	+8.1%	5	6
Private equity funds	5.7%	8	-0.9%	2	0
Venture capital funds	0.0%	2	-52.7%	0	1
Real estate funds	0.0%	4	-99.1%	1	1
Securitized asset funds	0.1%	1	-14.6%	0	0
Other private funds	15.4%	17	+0.6%	2	1
Mixed private funds	1.7%	2	-74.2%	0	0
Private funds, type not stated	0.6%	3	-7.8%	0	0
No private funds	16.6%	66	+24.1%	17	9
Unknown	39.6%	124	+30.3%	21	13

Location	Share	Filers	Change	New	Exited
United States	95.3%	226	+9.6%	43	29
Outside the US	4.7%	37	+11.8%	5	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

263 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.66% of filers hold it in their top 10

Mar 31, 2026: 6

Holders above 5%

median weight 0.005%

Mar 31, 2026: 2

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

41.4%

of 13F shares, Herfindahl 0.032

Active holders

-0.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 11.8 quarters

Under 1 year 15.5% 1 to 3 years 50.2% 3 years or more 34.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$28.12

estimated per share

Mar 31, 2026: $25.17

Quarter-end price

$42.77

implied by 13F values

Estimated gain or loss

+52.1%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 59.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies UTI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	LINC Lincoln Educational Services Corp	15	0.367
2	TRNS Transcat Inc	7	0.236
3	MAMA Mama's Creations, Inc.	7	0.207
4	LTH Life Time Group Holdings, Inc.	9	0.181
5	AGYS Agilysys Inc	7	0.178
6	CLMB Climb Global Solutions, Inc.	5	0.178
7	PKE Park Aerospace Corp	6	0.177
8	AXGN Axogen, Inc.	7	0.173
9	LASR Nlight, Inc.	8	0.169
10	NPKI NPK International Inc.	6	0.168

Shareholder Targets

13F filers that own its peers but not UTI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: LINC, TRNS, MAMA, LTH, AGYS, CLMB, PKE, AXGN, LASR, NPKI, CRAI, SPNT, ALHC, SRTA, DSP, XMTR, FROG, AAON, LTRX, MRX. 994 filers in all.

#	Filer	In peers	Of book	Largest peers
1	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$656,214,246 2 held	0.390%	XMTR, LASR
2	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$523,629,977 5 held	0.340%	ALHC, LTH, MRX
3	Leonard Green & Partners, L.P. Registered adviser, Unknown	$450,371,390 1 held	46.8%	LTH
4	Whale Rock Capital Management LLC Registered adviser, Diversified active	$405,181,482 1 held	3.25%	FROG
5	TWO SIGMA INVESTMENTS, LP Registered adviser, Systematic-like	$391,727,601 17 held	0.310%	LTH, MRX, FROG
6	WESTFIELD CAPITAL MANAGEMENT CO LP Registered adviser, Diversified active	$388,111,607 3 held	1.27%	LTH, FROG, MRX
7	Optimus Prime Fund Management Co., Ltd. Unknown, Concentrated	$362,611,200 1 held	26.8%	FROG
8	Atairos Group, Inc. Unknown, Concentrated	$358,166,800 1 held	20.4%	LTH
9	FULLER & THALER ASSET MANAGEMENT, INC. Registered adviser, Diversified active	$350,221,480 7 held	0.960%	XMTR, AAON, FROG
10	Stephens Investment Management Group LLC Registered adviser, Diversified active	$331,735,878 7 held	3.56%	FROG, AAON, XMTR

Fund Ownership of UTI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 21.33% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.87%	+1.29 pp	2,131,952	68
Index ETFs	17.46%	+8.58 pp	9,617,198	49
Active ETFs	1.84%	-2.64 pp	1,014,987	17
Active funds	26.84%	+5.92 pp	14,788,748	131
Unclassified	2.68%	+2.65 pp	1,474,372	15
All registered funds	52.69%	+15.79 pp	29,027,257	280

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 129 Exempt adviser 4 Adviser 9 Bank 17 Insurer 2 Broker-dealer 2 Benefit plan 4 Non-US 7 Holding company 8 Unknown 77

Showing 100 of 265

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$323,080,082

12.90%

7,553,895

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	72,349	$3,094,366	1.0%	Sole
BlackRock Investment Management (Australia) Ltd	137	$5,859	0.0%	Sole
BlackRock Asset Management Canada Ltd	12,458	$532,828	0.2%	Sole
BlackRock Investment Management, LLC	149,876	$6,410,196	2.0%	Sole
BLACKROCK ADVISORS LLC	137,499	$5,880,832	1.8%	Sole
BlackRock Fund Advisors	5,394,301	$230,714,253	71.4%	Sole
BlackRock Institutional Trust Company, N.A.	1,548,682	$66,237,129	20.5%	Sole
BlackRock Japan Co. Ltd	1,576	$67,405	0.0%	Sole
BlackRock Fund Managers Ltd.	7,963	$340,577	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	15,040	$643,260	0.2%	Sole
BlackRock Asset Management Ireland Ltd	173,672	$7,427,951	2.3%	Sole
BlackRock (Luxembourg) S.A.	558	$23,865	0.0%	Sole
BlackRock Asset Management Schweiz AG	7,645	$326,976	0.1%	Sole
Aperio Group, LLC	32,139	$1,374,585	0.4%	Sole

PRICE T ROWE ASSOCIATES INC /MD/

$110,468,023

4.41%

2,582,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	71,999	$3,079,397	2.8%	Defined
Held directly	2,510,840	$107,388,626	97.2%	Sole

Driehaus Capital Management LLC

$106,911,698

4.27%

2,499,689

VANGUARD CAPITAL MANAGEMENT LLC

$94,571,270

3.78%

2,211,159

STATE STREET CORP

$80,873,878

3.23%

1,890,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,890,902	$80,873,878	100.0%	Defined

Thrivent Financial for Lutherans

$70,721,434

2.82%

1,653,529

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	1,228,214	$52,530,712	74.3%	Defined
Held directly	425,315	$18,190,722	25.7%	Sole

Hood River Capital Management LLC

$66,636,002

2.66%

1,558,008

Praetorian PR LLC

$57,739,500

2.31%

1,350,000

DIMENSIONAL FUND ADVISORS LP

$55,063,165

2.20%

1,287,425

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	7,390	$316,070	0.6%	Defined
DFA Australia Ltd.	20,340	$869,941	1.6%	Defined
Dimensional Fund Advisors Pte. Ltd.	400	$17,108	0.0%	Defined
Dimensional Ireland Ltd	44,945	$1,922,297	3.5%	Defined
Held directly	1,214,350	$51,937,749	94.3%	Sole

AMERICAN CENTURY COMPANIES INC

$53,913,338

2.15%

1,260,541

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,260,541	$53,913,338	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$53,010,549

2.12%

1,239,433

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	182,343	$7,798,810	14.7%	Defined
Held directly	1,057,090	$45,211,739	85.3%	Defined

ROYCE & ASSOCIATES LP

$51,244,618

2.05%

1,198,144

Conestoga Capital Advisors, LLC

$50,531,044

2.02%

1,181,460

NEEDHAM INVESTMENT MANAGEMENT LLC

$48,330,100

1.93%

1,130,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Needham Aggressive Growth Fund	1,130,000	$48,330,100	100.0%	Defined

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

$46,879,256

1.87%

1,096,078

Alyeska Investment Group, L.P.

$46,010,725

1.84%

1,075,771

GILDER GAGNON HOWE & CO LLC

$44,540,849

1.78%

1,041,404

LORD, ABBETT & CO. LLC

$42,086,321

1.68%

984,015

Coliseum Capital Management, LLC

$41,548,488

1.66%

971,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Christopher Shackelton joint	971,440	$41,548,488	100.0%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$40,907,323

1.63%

956,449

NEXT CENTURY GROWTH INVESTORS LLC

$40,604,939

1.62%

949,379

Shannon River Fund Management LLC

$38,070,133

1.52%

890,113

Point72 Asset Management, L.P.

$34,645,453

1.38%

810,041

MORGAN STANLEY

$34,090,724

1.36%

797,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,080	$88,961	0.3%	Defined
MORGAN STANLEY & CO. LLC	13,226	$565,676	1.7%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	653,968	$27,970,211	82.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	6,876	$294,086	0.9%	Defined
Morgan Stanley Bank, N.A.	49,355	$2,110,913	6.2%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	71,566	$3,060,877	9.0%	Defined

Nuveen, LLC

$31,667,292

1.26%

740,409

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	199,081	$8,514,694	26.9%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	444,121	$18,995,055	60.0%	Defined
TEACHERS ADVISORS, LLC joint	97,207	$4,157,543	13.1%	Defined

RAYMOND JAMES FINANCIAL INC

$30,901,793

1.23%

722,511

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	130,388	$5,576,694	18.0%	Defined
Raymond James Financial Services Advisors, Inc.	39,389	$1,684,667	5.5%	Defined
EAGLE ASSET MANAGEMENT INC joint	552,734	$23,640,432	76.5%	Defined

Clearbridge Investments, LLC

$25,924,009

1.04%

606,126

WELLINGTON MANAGEMENT GROUP LLP

$24,896,758

0.99%

582,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	488,298	$20,884,505	83.9%	Defined
Wellington Trust Company, NA joint	83,708	$3,580,191	14.4%	Defined
Wellington Management Australia Pty Ltd	10,102	$432,062	1.7%	Defined

LOOMIS SAYLES & CO L P

$24,797,532

0.99%

579,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOOMIS SAYLES TRUST COMPANY, LLC	241,051	$10,309,751	41.6%	Defined
Held directly	338,737	$14,487,781	58.4%	Defined

First Eagle Investment Management, LLC

$24,388,950

0.97%

570,235

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLC	159	$6,800	0.0%	Sole
Held directly	570,076	$24,382,150	100.0%	Sole

FMR LLC

$24,299,218

0.97%

568,137

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	566,845	$24,243,960	99.8%	Defined
STRATEGIC ADVISERS LLC	1,292	$55,258	0.2%	Defined

GOLDMAN SACHS GROUP INC

$24,129,080

0.96%

564,159

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	333,807	$14,276,925	59.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	230,352	$9,852,155	40.8%	Defined

BAILLIE GIFFORD & CO

$21,714,327

0.87%

507,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	130,255	$5,571,006	25.7%	Defined
BAILLIE GIFFORD OVERSEAS LTD	56,023	$2,396,103	11.0%	Defined
Baillie Gifford Investment Management (Europe) Ltd	76,607	$3,276,481	15.1%	Defined
Held directly	244,815	$10,470,737	48.2%	Sole

Rockefeller Capital Management L.P.

$21,529,604

0.86%

503,381

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	458,878	$19,626,212	91.2%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	680	$29,083	0.1%	Defined
Rockefeller Trust Co (Delaware)	13,182	$563,794	2.6%	Defined
ROCKEFELLER FINANCIAL LLC	30,641	$1,310,515	6.1%	Defined

NORTHERN TRUST CORP

$21,224,139

0.85%

496,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	440,192	$18,827,011	88.7%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	31,739	$1,357,476	6.4%	Defined
MASON STREET ADVISORS, LLC joint	16,893	$722,513	3.4%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	7,415	$317,139	1.5%	Other

AWM Investment Company, Inc.

$20,918,721

0.84%

489,098

RENAISSANCE TECHNOLOGIES LLC

$20,359,803

0.81%

476,030

RBF Capital, LLC

$20,351,676

0.81%

475,840

ROYAL BANK OF CANADA

$20,321,607

0.81%

475,137

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,455	$62,230	0.3%	Defined
RBC Capital Markets, LLC	110,771	$4,737,675	23.3%	Defined
RBC Global Asset Management (U.S.) Inc.	298,219	$12,754,826	62.8%	Defined
RBC Dominion Securities Inc.	3	$128	0.0%	Defined
Alaska Permanent Fund Corp joint	63,690	$2,724,021	13.4%	Defined
Held directly	999	$42,727	0.2%	Sole

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$19,919,999

0.80%

465,747

JANE STREET GROUP, LLC

$17,539,977

0.70%

410,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	410,100	$17,539,977	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$15,345,405

0.61%

358,789

Pillsbury Lake Capital LLC

$13,752,950

0.55%

321,556

BANK OF AMERICA CORP /DE/

$13,642,259

0.54%

318,968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	145,918	$6,240,912	45.7%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	173,050	$7,401,347	54.3%	Defined

Baird Financial Group, Inc.

$13,470,795

0.54%

314,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Strategas Asset Management, LLC joint	314,834	$13,465,449	100.0%	Defined
BAIRD TRUST Co	125	$5,346	0.0%	Defined

FEDERATED HERMES, INC.

$12,831,000

0.51%

300,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	300,000	$12,831,000	100.0%	Defined

KENNEDY CAPITAL MANAGEMENT LLC

$12,474,084

0.50%

291,655

Bank of New York Mellon Corp

$12,134,787

0.48%

283,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	148,123	$6,335,220	52.2%	Defined
BNY Mellon Investment Adviser, Inc.	40,726	$1,741,851	14.4%	Defined
The Bank of New York Mellon	90,803	$3,883,644	32.0%	Defined
BNY Mellon, NA	267	$11,419	0.1%	Defined
BNY Mellon Advisors, Inc.	3,801	$162,568	1.3%	Defined
Held directly	2	$85	0.0%	Defined

UBS Group AG

$11,991,209

0.48%

280,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	6,225	$266,243	2.2%	Defined
UBS AG	270,331	$11,562,056	96.4%	Defined
UBS Switzerland AG	3,809	$162,910	1.4%	Defined

Aberdeen Group plc

$11,174,217

0.45%

261,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
abrdn Inc.	258,301	$11,047,533	98.9%	Defined
Held directly	2,962	$126,684	1.1%	Defined

ENVESTNET ASSET MANAGEMENT INC

$11,156,811

0.45%

260,856

PRINCIPAL FINANCIAL GROUP INC

$10,582,067

0.42%

247,418

FIRST TRUST ADVISORS LP

$10,409,448

0.42%

243,382

OSAIC HOLDINGS, INC.

$10,313,599

0.41%

241,141

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	708	$30,281	0.3%	Defined
CW Advisors, LLC	240,431	$10,283,233	99.7%	Sole
Osaic Advisory Services, LLC	2	$85	0.0%	Defined

Universal- Beteiligungs- und Servicegesellschaft mbH

$9,769,993

0.39%

228,431

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH joint	228,431	$9,769,993	100.0%	Defined

Uniplan Investment Counsel, Inc.

$9,371,034

0.37%

219,103

Militia Capital Management LLC

$8,511,230

0.34%

199,000

GAMCO INVESTORS, INC. ET AL

$8,361,535

0.33%

195,500

SEI INVESTMENTS CO

$7,563,061

0.30%

176,831

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	176,831	$7,563,061	100.0%	Sole

Public Sector Pension Investment Board

$7,444,973

0.30%

174,070

JANE STREET GROUP, LLC

$7,360,717

0.29%

172,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	172,100	$7,360,717	100.0%	Defined

GREAT LAKES ADVISORS, LLC

$7,008,719

0.28%

163,870

WELLS FARGO & COMPANY/MN

$6,227,225

0.25%

145,598

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	43,766	$1,871,871	30.1%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	41,208	$1,762,466	28.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	60,591	$2,591,477	41.6%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	33	$1,411	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$6,205,927

0.25%

145,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	145,100	$6,205,927	100.0%	Other

Guardian Wealth Management, Inc.

$6,053,836

0.24%

141,544

Pembroke Management, LTD

$5,901,960

0.24%

137,993

LEUTHOLD GROUP, LLC

$5,839,430

0.23%

136,531

AMERIPRISE FINANCIAL INC

$5,724,764

0.23%

133,850

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	122,807	$5,252,455	91.7%	Defined
Ameriprise Financial Services, LLC	11,043	$472,309	8.3%	Defined

Brevan Howard Capital Management LP

$5,443,038

0.22%

127,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	127,263	$5,443,038	100.0%	Defined

Legal & General Group Plc

$5,299,844

0.21%

123,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	77,343	$3,307,960	62.4%	Defined
Legal & General Investment Management Ltd joint	46,572	$1,991,884	37.6%	Defined

PRELUDE CAPITAL MANAGEMENT, LLC

$5,261,437

0.21%

123,017

WASATCH ADVISORS LP

$5,207,100

0.21%

278,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	278,902	$5,207,100	100.0%	Sole

Resolute Capital Asset Partners LLC

$5,187,872

0.21%

121,297

Invesco Ltd.

$5,055,326

0.20%

118,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	19,760	$845,134	16.7%	Defined
Invesco Trust Co joint	19,127	$818,061	16.2%	Defined
Invesco Capital Management LLC	79,311	$3,392,131	67.1%	Defined

RHUMBLINE ADVISERS

$5,039,289

0.20%

117,823

CITADEL ADVISORS LLC

$4,798,794

0.19%

112,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	112,200	$4,798,794	100.0%	Defined

Informed Momentum Co LLC

$4,656,540

0.19%

108,874

VICTORY CAPITAL MANAGEMENT INC

$4,538,068

0.18%

106,104

FRED ALGER MANAGEMENT, LLC

$4,306,767

0.17%

100,696

Swiss National Bank

$4,251,338

0.17%

99,400

ISTHMUS PARTNERS, LLC

$4,169,347

0.17%

97,483

GENDELL JEFFREY L

$3,917,089

0.16%

91,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tontine Asset Management, LLC	68,689	$2,937,828	75.0%	Defined
Tontine Associates, LLC	22,896	$979,261	25.0%	Defined

Verition Fund Management LLC

$3,849,300

0.15%

90,000

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$3,819,361

0.15%

89,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	89,300	$3,819,361	100.0%	Other

NEW YORK STATE COMMON RETIREMENT FUND

$3,749,945

0.15%

87,677

FIFTH THIRD BANCORP

$3,728,218

0.15%

87,169

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	87,169	$3,728,218	100.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$3,653,454

0.15%

85,421

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	754	$32,248	0.9%	Defined
UBS Asset Management Switzerland AG	77,327	$3,307,275	90.5%	Defined
Held directly	7,340	$313,931	8.6%	Defined

LONESTAR CAPITAL MANAGEMENT LLC

$3,635,450

0.15%

85,000

HARBOR CAPITAL ADVISORS, INC.

$3,597,897

0.14%

84,122

SG Americas Securities, LLC

$3,594,519

0.14%

84,043

PEAK6 LLC

$3,395,938

0.14%

79,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	79,400	$3,395,938	100.0%	Defined

Park West Asset Management LLC

$3,360,225

0.13%

78,565

MYDA Advisors LLC

$3,207,750

0.13%

75,000

Manatuck Hill Partners, LLC

$2,814,266

0.11%

65,800

ALLIANCEBERNSTEIN L.P.

$2,805,369

0.11%

65,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	65,592	$2,805,369	100.0%	Defined

INTECH INVESTMENT MANAGEMENT LLC

$2,574,882

0.10%

60,203

Polymer Capital Management (HK) LTD

$2,566,200

0.10%

60,000

SMA Capital LLC

$2,566,200

0.10%

60,000

Jump Financial, LLC

$2,463,552

0.10%

57,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	57,600	$2,463,552	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,423,433

0.10%

56,662

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Key facts CIK 1261654 CUSIP 913915104 13F (30d) 16 filings 16 filers Visit website Investor relations