BOOTHBAY FUND MANAGEMENT, LLC

Registered adviser

CIK

1549230

Location

NEW YORK, NY

Portfolio Value

Mid $7,487,993,522

Diversification

Diversified

Filing Date

Global Rank

#674 / 8,827 ▼ 87

Top Industry

Biotechnology 12.9%

Period ended 4 months ago

Filed Aug 14, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 163706

Roster of Nov 1, 2026

Regulatory AUM

$17,985,924,508

Main clients

Pooled investment vehicles (100% of AUM)

Private funds

4 funds · Hedge funds

Focus by fund count, roster of Nov 1, 2026

$17,815,283,560 gross assets

LEI

549300Y6MN6ECOGZD589

Private funds on Schedule D 7.B.(1)

As filed Jun 24, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$11,665,297,082 gross assets in 2 funds Hedge funds $11,665,297,082 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$17,985,924,508	Pooled investment vehicles (100%)
Dec 2025 to Mar 2026	$14,512,520,528	Pooled investment vehicles (100%)
Apr 2025 to Sep 2025	$14,512,520,528	Pooled investment vehicles (100%)
Apr 2024 to Mar 2025	$11,853,384,323	Pooled investment vehicles (100%)
May 2023 to Mar 2024	$11,215,301,002	Pooled investment vehicles (100%)
Apr 2023	$11,215,301,002	Pooled investment vehicles (100%)

4 earlier changes not shown.

Schedule 13D/13G stakes

Stakes of 5% or more disclosed on Schedule 13D or 13G, each on the filer's latest filing for the security. These are event-dated stakes, not the quarter-end 13F portfolio below.

Company	Schedule	Event date	Filed	Shares	% of class	Change	Status
CHARU now CHAR Charlton Aria Acquisition Corp	13G	Oct 24, 2024	2y	505,890	6.5%	—	Unconfirmed since Oct 24, 2024

A 13D or 13G stays in force until its filer amends it and no amendment is due without a material change, so a stake with no filing in 24 months reads unconfirmed, never sold. An amendment reporting under 5% ends the filer's duty to amend, not necessarily the holding. Shares are restated onto today's split basis. Show 23 exited, below-5% or retired stakes

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Systematic-like

1,801 stocks (500+), trailing annual turnover 136.4% (100%+), top 10 weight 9.8% (25% or less)

Turnover

High turnover

136.4% over the last four quarters (100%+)

Horizon

Horizon unknown

The value-weighted holding period is at least 6.3 quarters, but 2.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 73.6%; sector active share 26.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,940 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

8.2%

−10.3 pts

Top 5

16.1%

−15.3 pts

Top 10

20.9%

−14.6 pts

HHI

105

Diversified−339

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	17.0%	$1,272,523,218	268
Unclassified	16.0%	$1,196,831,142	56
Healthcare	14.3%	$1,069,718,423	293
Financial Services	11.6%	$866,250,968	454
Industrials	10.9%	$814,461,774	252
Consumer Cyclical	9.3%	$695,855,710	177
Real Estate	6.1%	$459,117,282	76
Energy	4.7%	$353,907,580	85
Communication Services	3.9%	$294,573,046	76
Consumer Defensive	2.7%	$204,477,824	64
Basic Materials	2.1%	$156,532,556	93
Utilities	1.4%	$103,743,999	46

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NNDM	Nano Dimension Ltd.	+1,643,138	9,418,138	$13,656,300
SPRY	ARS Pharmaceuticals, Inc.	+1,350,907	1,601,504	$12,828,047
EOSE	Eos Energy Enterprises, Inc.	+1,112,337	1,221,783	$7,184,084
NWAX	New America Acquisition I Corp.	+1,099,375	2,452,234	$24,890,175
AURA	Aura Biosciences, Inc.	+885,954	906,356	$6,435,127
RGTIW	Rigetti Computing, Inc.	+781,925	1,026,340	$19,828,889
UMH	Umh Properties, Inc.	+742,318	795,640	$12,045,989
PRQR	ProQR Therapeutics N.V.	+593,453	948,736	$1,764,648
IRT	Independence Realty Trust, Inc.	+576,814	590,085	$9,848,518
COGT	Cogent Biosciences, Inc.	+570,597	692,825	$26,812,327
IVA	Inventiva S.A.	+533,375	2,003,782	$7,574,295
TWOD	Two Harbors Investment Corp.	+515,946	888,424	$22,166,178
PTEN	Patterson Uti Energy Inc	+483,904	954,040	$8,758,087
REXR	Rexford Industrial Realty, Inc.	+455,452	471,152	$15,783,592
GROY	Gold Royalty Corp.	+440,324	499,325	$1,378,137
CURB	Curbline Properties Corp.	+409,242	776,478	$23,604,931
AVTX	Avalo Therapeutics, Inc.	+377,793	702,051	$12,973,902
RUMBW	RUM Group Inc.	+355,400	780,000	$4,945,200
AISPW	Airship AI Holdings, Inc.	+350,000	600,000	$1,434,000
CTRE	CareTrust REIT, Inc.	+341,740	628,212	$25,348,354
VWAVW	VisionWave Holdings, Inc.	+340,000	790,000	$3,397,000
NUAIW	New ERA Energy & Digital, Inc.	+310,000	460,000	$2,934,800
AMTM	Amentum Holdings, Inc.	+301,781	387,973	$8,019,401
MIST	Milestone Pharmaceuticals Inc.	+293,994	462,669	$619,976
AMT	American Tower Corp	+284,223	285,457	$46,692,201
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MLYS	Mineralys Therapeutics, Inc.	−854,326	147,402	$3,976,905
HCACR	Hall Chadwick Acquisition Corp	−804,814	256,009	$74,243
T	At&T Inc.	−711,037	76,615	$1,585,930
WULF	Terawulf Inc.	−575,687	442,186	$10,921,994
CLSK	Cleanspark, Inc.	−574,158	57,026	$829,728
HDRN	Hadron Energy, Inc.	−516,965	86,934	$176,476
HZO	Marinemax Inc	−486,813	372,680	$13,647,541
RMSGW	Real Messenger Corp	−460,494	28,006	$13,740
RKT	Rocket Companies, Inc.	−395,757	319,727	$5,035,700
CUZ	Cousins Properties Inc	−376,657	7,275	$218,104
CORZ	Core Scientific, Inc.	−372,271	227,708	$5,827,047
DCH	Dauch Corp	−345,241	195,487	$1,059,539
NU	Nu Holdings Ltd.	−325,820	415,692	$5,553,645
CLOV	Clover Health Investments, Corp.	−304,326	35,076	$183,798
HPE	Hewlett Packard Enterprise Co	−297,124	428,894	$19,347,408
CNTB	Connect Biopharma Holdings Ltd	−260,850	973,732	$2,317,482
CCOI	Cogent Communications Holdings, Inc.	−260,526	118,403	$1,643,433
GAU	Galiano Gold Inc.	−231,150	65,054	$121,650
VISN	Vistance Networks, Inc.	−216,411	51,965	$664,112
CSIQ	Canadian Solar Inc.	−215,723	149,240	$2,390,824
KOS	Kosmos Energy Ltd.	−211,500	548,200	$1,156,702
CHGG	Chegg, Inc	−211,312	277,777	$280,554
CHWY	Chewy, Inc.	−194,825	126,868	$2,492,956
IAUX	i-80 Gold Corp.	−192,378	214,919	$309,483
OVID	Ovid Therapeutics Inc.	−190,155	737,758	$1,984,569
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
BP	Bp PLC	986,363	$36,446,112
DLR	Digital Realty Trust, Inc.	163,760	$29,408,020
—		900,000	$25,245,000
SHEL	Shell plc	306,561	$23,770,739
ING	Ing Groep NV	650,042	$20,398,317
RHP	Ryman Hospitality Properties, Inc.	112,888	$14,511,752
CORZW	Core Scientific, Inc.	439,926	$11,257,706
AAP	Advance Auto Parts Inc	175,219	$10,902,126
FLG	Flagstar Bank, National Association	708,413	$10,583,690
NWG	NatWest Group plc	587,293	$10,353,975
CLBR	Colombier Acquisition Corp. III	1,000,000	$10,250,000
SMCIP	Super Micro Computer, Inc.	192,728	$10,014,146
VRDN	Viridian Therapeutics, Inc.\DE	541,058	$9,939,235
DRTS	Alpha Tau Medical Ltd.	773,481	$9,730,390
IMCR	Immunocore Holdings plc	295,546	$9,383,585
BTI	British American Tobacco p.l.c.	150,050	$9,267,088
LBRX	Lb Pharmaceuticals Inc	275,675	$8,947,032
TXN	Texas Instruments Inc	29,587	$8,818,997
GWW	W.W. Grainger, Inc.	6,408	$8,717,443
AACPW	Apogee Acquisition Corp	834,807	$8,306,330
ARCL	ARC Group Acquisition I Corp.	835,000	$8,249,800
ARCLW	ARC Group Acquisition I Corp.	835,000	$8,249,800
GSK	GSK plc	156,400	$8,198,488
BWXT	BWX Technologies, Inc.	41,535	$8,084,787
BPOP	Popular, Inc.	46,903	$7,700,534
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		486,170	$25,630,882
KTOS	Kratos Defense & Security Solutions, Inc.	290,936	$20,513,897
—		567,385	$13,418,655
BATRK	Atlanta Braves Holdings, Inc.	280,386	$11,972,482
AXTI	Axt Inc	206,944	$11,791,669
VTR	Ventas, Inc.	128,890	$10,540,624
—		396,426	$9,514,224
VIK	Viking Holdings Ltd	120,787	$8,875,428
TDS	Telephone & Data Systems Inc	205,492	$8,651,213
KNTK	Kinetik Holdings Inc.	177,285	$8,582,366
—		105,200	$7,952,068
BXMT	Blackstone Mortgage Trust, Inc.	395,478	$7,573,403
ABCB	Ameris Bancorp	97,057	$7,569,475
—		183,522	$7,383,090
XRT	State Street(R) SPDR(R) S&P(R) Retail ETF	89,773	$7,224,033
SII	Sprott Inc.	46,286	$6,614,269
CPRI	Capri Holdings Ltd	373,461	$6,580,382
UDR	UDR, Inc.	186,743	$6,308,178
SSB	SouthState Bank Corp	68,106	$6,301,167
NXG	NXG NextGen Infrastructure Income Fund	112,435	$6,176,054
SF	Stifel Financial Corp	82,622	$6,107,418
TFIN	Triumph Financial, Inc.	97,819	$5,835,881
CASH	Pathward Financial, Inc.	64,731	$5,775,947
FIGR	Figure Technology Solutions, Inc.	168,312	$5,714,192
CEF	Sprott Physical Gold & Silver Trust	95,000	$4,533,400
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,940 tracked positions · $7,487,993,522 total · filing declares 2,199 positions · $7,600,397,496 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,940 positions by value · page 1 of 39

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Reduced	818,587	-262,834	$611,296,213	−13.1%	22	$686.90	8.16%
QQQ	Invesco Qqq Trust, Series 1 PUT + SHARES	Added	301,700	+239,100	$222,171,880	+514.9%	5	$573.30	2.97%
ABVX	Abivax S.A. PUT CALL + SHARES Healthcare	Added	748,467	+189,206	$99,740,712	+60.2%	7	$24.73	1.33%
RVMD	Revolution Medicines, Inc. CALL + SHARES Healthcare	Reduced	521,187	-329,608	$97,607,901	+18.0%	6	$64.24	1.30%
IWM	iShares Russell 2000 ETF PUT	Reduced	290,100	-30,467	$87,160,545	+9.6%	—	—	1.16%
KBWB	Invesco Ltd. PUT CALL Financial Services	Added	889,800	+156,900	$82,733,604	+42.7%	—	—	1.10%
TSLA	Tesla, Inc. PUT CALL + SHARES Consumer Cyclical	Added	190,004	+18,192	$79,915,682	+25.1%	20	$367.32	1.07%
PCVX	Vaxcyte, Inc. PUT + SHARES Healthcare	Added	1,148,763	+425,444	$66,777,593	+58.9%	6	$48.27	0.89%
STZ	Constellation Brands, Inc. PUT CALL + SHARES Consumer Defensive	Added	461,713	+164,947	$64,219,661	+44.3%	7	$168.93	0.86%
AAPL	Apple Inc. PUT CALL + SHARES Technology	Added	208,789	+42,620	$60,415,185	+43.3%	26+	before history	0.81%
AMD	Advanced Micro Devices Inc PUT CALL + SHARES Technology	Reduced	94,112	-21,068	$54,670,601	+133.3%	7	$265.22	0.73%
CLM	Cornerstone Strategic Investment Fund, Inc. Financial Services	Reduced	6,736,737	-7,816	$50,929,731	+3.7%	16	$8.04	0.68%
LQDA	Liquidia Corp Healthcare	Reduced	622,716	-2,332	$49,649,146	+110.5%	11	$9.59	0.66%
AMZN	Amazon Com Inc PUT CALL + SHARES Consumer Cyclical	Reduced	200,127	-54,536	$47,698,269	−10.1%	26+	before history	0.64%
NVDA	Nvidia Corp CALL + SHARES Technology	Reduced	235,042	-168,711	$47,029,553	−33.2%	26+	before history	0.63%
ADI	Analog Devices Inc PUT + SHARES Technology	Added	118,273	+75,708	$46,974,487	+246.9%	6	$344.85	0.63%
AMT	American Tower Corp Real Estate	Added	285,457	+284,223	$46,692,201	+21825.0%	12	$180.12	0.62%
EQIX	Equinix Inc Real Estate	Added	43,907	+749	$45,768,217	+8.2%	14	$805.24	0.61%
MMM	3M Co PUT CALL + SHARES Industrials	Added	282,471	+257,515	$45,734,879	+1161.9%	10	unpriced	0.61%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF PUT	Added	246,400	+199,500	$45,640,672	+501.7%	—	—	0.61%
LRCX	Lam Research Corp CALL + SHARES Technology	Added	104,686	+55,647	$45,363,584	+333.0%	4	$139.22	0.61%
EXEL	Exelixis, Inc. Healthcare	Added	804,095	+229	$43,750,808	+26.9%	14	$19.62	0.58%
SPCX	Space Exploration Technologies Corp PUT CALL + SHARES Industrials	NEW	251,803	NEW	$43,023,060	NEW	1	unpriced	0.57%
STX	Seagate Technology Holdings plc CALL + SHARES Technology	Reduced	44,220	-52,855	$42,672,300	+12.2%	8	$160.30	0.57%
MSFT	Microsoft Corp PUT CALL + SHARES Technology	Reduced	107,808	-44,660	$40,214,540	−28.7%	26+	before history	0.54%
SOXX	iShares Semiconductor ETF PUT + SHARES	Reduced	61,840	-27,160	$39,624,598	+35.5%	1	unpriced	0.53%
BP	Bp PLC Energy	NEW	986,363	NEW	$36,446,112	NEW	1	$43.88	0.49%
CBOE	Cboe Global Markets, Inc. PUT CALL + SHARES Financial Services	Added	133,550	+36,445	$32,408,578	+18.7%	2	$291.83	0.43%
GOOGL	Alphabet Inc. PUT CALL + SHARES Communication Services	Added	90,505	+22,164	$32,343,771	+64.6%	16	unpriced	0.43%
DLR	Digital Realty Trust, Inc. Real Estate	NEW	163,760	NEW	$29,408,020	NEW	1	$191.52	0.39%
SBAC	Sba Communications Corp Real Estate	Reduced	165,975	-6,037	$29,287,948	−1.1%	15	$213.13	0.39%
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF PUT	NEW	389,400	NEW	$29,146,590	NEW	—	—	0.39%
INTC	Intel Corp CALL + SHARES Technology	Added	207,386	+156,005	$28,957,307	+1177.1%	4	$70.22	0.39%
TSM	Taiwan Semiconductor Manufacturing Co Ltd PUT + SHARES Technology	Added	59,685	+19,366	$28,503,765	+109.2%	20	$292.66	0.38%
	PUT + SHARES	Added	1,056,928	+481,386	$28,177,700	+78.3%	7	$27.11	0.38%
CCJ	Cameco Corp PUT CALL + SHARES Energy	Added	276,063	+192,063	$28,119,777	+208.2%	1	$112.12	0.38%
FND	Floor & Decor Holdings, Inc. Consumer Cyclical	Added	467,173	+54,160	$27,731,389	+32.2%	4	$67.07	0.37%
AMAT	Applied Materials Inc CALL + SHARES Technology	Reduced	37,287	-8,400	$26,958,501	+72.6%	4	$335.58	0.36%
COGT	Cogent Biosciences, Inc. Healthcare	Added	692,825	+570,597	$26,812,327	+469.9%	5	$29.79	0.36%
DOX	Amdocs Ltd Technology	Added	518,363	+46,285	$26,198,066	−15.0%	12	$79.46	0.35%
AME	Ametek Inc CALL + SHARES Industrials	Added	107,911	+23,093	$26,107,987	+43.6%	12	$209.13	0.35%
CTRE	CareTrust REIT, Inc. Real Estate	Added	628,212	+341,740	$25,348,354	+141.4%	10	$35.53	0.34%
		NEW	900,000	NEW	$25,245,000	NEW	1	$23.64	0.34%
APH	Amphenol Corp Technology	Added	142,829	+99,500	$25,183,609	+360.0%	12	$140.43	0.34%
NWAX	New America Acquisition I Corp. Financial Services	Added	2,452,234	+1,099,375	$24,890,175	+83.8%	2	$10.09	0.33%
SHEL	Shell plc Energy	NEW	306,561	NEW	$23,770,739	NEW	1	$86.32	0.32%
PYPL	PayPal Holdings, Inc. PUT CALL + SHARES Financial Services	Added	548,679	+188,742	$23,691,959	+45.5%	6	$50.71	0.32%
CURB	Curbline Properties Corp. Real Estate	Added	776,478	+409,242	$23,604,931	+149.2%	7	$26.23	0.32%
BE	Bloom Energy Corp PUT + SHARES Industrials	Added	75,216	+7,188	$22,767,883	+147.0%	13	$12.26	0.30%
W	Wayfair Inc. Consumer Cyclical	Reduced	240,611	-14,504	$22,237,268	+15.9%	5	$53.11	0.30%

Showing the top 50 of 1,940 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.