CLM · Cornerstone Strategic Investment Fund, Inc.

$6.70 -0.17 (-2.47%)

Market Cap

$2.14B

312.14M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 146

Total Value: $339,862,266

Total Shares: 44,955,335

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 146 13F filers · Δ vs Mar 31, 2026

Top Holder

15.2%

−0.8 pts

Top 5

55.3%

−2.2 pts

Top 10

78.2%

−1.0 pts

HHI

803

Broadly held−56

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +6

Institutional value: +9.9%

Shares held: +5.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small Warberg Asset Management LLC	+794,646	1,836,581
Mid PFG Investments, LLC	+369,888	4,492,919
Small Almitas Capital LLC	+219,775	661,789
Large Cetera Investment Advisers	+202,853	1,558,231
Mid Sculptor Capital LP	+182,105	3,325,694

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large OSAIC HOLDINGS, INC.	−232,935	3,016,078
Mega MORGAN STANLEY	−94,696	560,243
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−83,133	16,550
Mid Prospera Financial Services Inc	−31,756	54,917
Mega JPMORGAN CHASE & CO	−17,898	3,387

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid J.W. COLE ADVISORS, INC.	211,424	$1,598,365
Mid INDEPENDENT FINANCIAL GROUP, LLC	111,901	$845,971
Large Marex Group plc	109,968	$831,358
Small Advisory Solutions Group, LLC	97,879	$739,965
Small Mirador Capital Partners LP	78,738	$595,259

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid SIT INVESTMENT ASSOCIATES INC	158,042	$1,150,545
Mega JANE STREET GROUP, LLC	91,952	$669,410
Mid Independent Advisor Alliance	37,072	$269,884
Large Cerity Partners LLC	30,067	$218,887
Small Pasadena Private Wealth, LLC	23,661	$172,252

Filter: New 25 Increased 59 Reduced 31 Sold out 19 Unchanged 31

Showing 100 of 146

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Alpine Global Management, LLC

$51,662,635

15.20%

6,833,682

BOOTHBAY FUND MANAGEMENT, LLC

$50,929,731

14.99%

6,736,737

PFG Investments, LLC

$33,966,467

9.99%

4,492,919

Quarry LP

$26,280,344

7.73%

3,476,236

Sculptor Capital LP

$25,142,246

7.40%

3,325,694

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sculptor Capital II LP	3,325,694	$25,142,246	100.0%	Defined

OSAIC HOLDINGS, INC.

$22,801,548

6.71%

3,016,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,990,512	$22,608,270	99.2%	Defined
Osaic Advisory Services, LLC	25,566	$193,278	0.8%	Defined

LPL Financial LLC

$19,550,961

5.75%

2,586,106

Warberg Asset Management LLC

$13,884,552

4.09%

1,836,581

Cetera Investment Advisers

$11,780,226

3.47%

1,558,231

Cable Car Capital, LP

$9,632,241

2.83%

1,274,106

Cambridge Investment Research Advisors, Inc.

$8,265,340

2.43%

1,093,299

Almitas Capital LLC

$5,003,124

1.47%

661,789

COHEN & STEERS, INC.

$4,762,278

1.40%

629,931

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	629,931	$4,762,278	100.0%	Sole

MORGAN STANLEY

$4,235,436

1.25%

560,243

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	600	$4,536	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	559,643	$4,230,900	99.9%	Defined

WJ Financial Advisors LLC

$3,810,194

1.12%

503,994

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Joseph Giaccone joint	503,994	$3,810,194	100.0%	Defined

Perennial Investment Advisors, LLC

$3,663,046

1.08%

484,530

RAYMOND JAMES FINANCIAL INC

$2,939,123

0.86%

388,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	69,293	$523,855	17.8%	Defined
Raymond James Financial Services Advisors, Inc.	286,277	$2,164,254	73.6%	Defined
RAYMOND JAMES TRUST N.A.	33,203	$251,014	8.5%	Defined

Stratos Wealth Partners, LTD.

$2,524,987

0.74%

333,993

COMMONWEALTH EQUITY SERVICES, LLC

$2,413,220

0.71%

319,209

Yakira Capital Management, Inc.

$2,354,153

0.69%

311,396

Creative Planning

$2,094,974

0.62%

277,113

Kovack Advisors, Inc.

$1,764,609

0.52%

233,414

J.W. COLE ADVISORS, INC.

$1,598,365

0.47%

211,424

Baird Financial Group, Inc.

$1,346,851

0.40%

178,155

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	178,155	$1,346,851	100.0%	Defined

WINEBRENNER CAPITAL MANAGEMENT LLC

$1,194,480

0.35%

158,000

StoneX Group Inc.

$1,148,515

0.34%

151,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
StoneX Advisors Inc. joint	151,920	$1,148,515	100.0%	Defined

Thrivent Financial for Lutherans

$1,103,298

0.32%

145,939

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	71,989	$544,236	49.3%	Defined
Held directly	73,950	$559,062	50.7%	Sole

CREATIVE FINANCIAL DESIGNS INC /ADV

$1,005,427

0.30%

132,993

INDEPENDENT FINANCIAL GROUP, LLC

$845,971

0.25%

111,901

Aptus Capital Advisors, LLC

$837,035

0.25%

110,719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Williams Financial Group, LLC	110,719	$837,035	100.0%	Other

Marex Group plc

$831,358

0.24%

109,968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	109,968	$831,358	100.0%	Defined

Savvy Advisors, Inc.

$813,380

0.24%

107,590

Advisory Solutions Group, LLC

$739,965

0.22%

97,879

AE Wealth Management LLC

$700,872

0.21%

92,708

Encompass More Asset Management

$676,665

0.20%

89,506

XTX Topco Ltd

$669,838

0.20%

88,603

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	88,603	$669,838	100.0%	Defined

Focus Partners Wealth

$631,380

0.19%

83,516

CreativeOne Wealth, LLC

$597,435

0.18%

79,026

Mirador Capital Partners LP

$595,259

0.18%

78,738

BENJAMIN EDWARDS INC

$562,509

0.17%

74,406

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	74,406	$562,509	100.0%	Defined

Garden State Investment Advisory Services LLC

$493,365

0.15%

65,260

Private Advisor Group, LLC

$469,596

0.14%

62,116

CoreCap Advisors, LLC

$452,466

0.13%

59,850

ENVESTNET ASSET MANAGEMENT INC

$449,570

0.13%

59,467

HighTower Advisors, LLC

$446,410

0.13%

59,049

STIFEL FINANCIAL CORP

$441,126

0.13%

58,350

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	58,350	$441,126	100.0%	Defined

Prospera Financial Services Inc

$415,172

0.12%

54,917

Dynamic Advisor Solutions LLC

$409,185

0.12%

54,125

Kestra Advisory Services, LLC

$392,303

0.12%

51,892

TORONTO DOMINION BANK

$378,000

0.11%

50,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TD SECURITIES (USA) LLC	50,000	$378,000	100.0%	Defined

Gladstone Institutional Advisory LLC

$371,052

0.11%

49,081

OneAscent Family Office, LLC

$334,666

0.10%

44,268

FIRETHORN WEALTH PARTNERS, LLC

$318,706

0.09%

42,157

BlackRock, Inc.

$311,910

0.09%

41,258

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SpiderRock Advisors, LLC	41,258	$311,910	100.0%	Sole

SeaCrest Wealth Management, LLC

$296,057

0.09%

39,161

MGO ONE SEVEN LLC

$266,663

0.08%

35,273

Meridian Wealth Management, LLC

$265,068

0.08%

35,062

Pathstone Holdings, LLC

$250,152

0.07%

33,089

Mariner, LLC

$245,314

0.07%

32,449

Buska Wealth Management, LLC

$231,305

0.07%

30,596

Foundations Investment Advisors, LLC

$230,420

0.07%

30,479

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DONATO WEALTH MANAGEMENT, PLLC	26,798	$202,592	87.9%	Other
Held directly	3,681	$27,828	12.1%	Sole

EP Wealth Advisors, LLC

$217,221

0.06%

28,733

AMERIFLEX GROUP, INC.

$207,900

0.06%

27,500

Rockefeller Capital Management L.P.

$201,353

0.06%

26,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	26,634	$201,353	100.0%	Defined

KESTRA PRIVATE WEALTH SERVICES, LLC

$199,039

0.06%

26,328

HF Advisory Group, LLC

$192,659

0.06%

25,484

NBC SECURITIES, INC.

$190,549

0.06%

25,205

Chicago Partners Investment Group LLC

$189,173

0.06%

25,023

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$177,909

0.05%

23,533

Virtu Financial LLC

$176,359

0.05%

23,328

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	23,328	$176,359	100.0%	Defined

BECKER CAPITAL MANAGEMENT INC

$172,723

0.05%

22,847

Sequoia Financial Advisors, LLC

$161,784

0.05%

21,400

BIP Wealth, LLC

$157,988

0.05%

20,898

Clear Street Group Inc.

$154,927

0.05%

20,493

Sanctuary Advisors, LLC

$151,835

0.04%

20,084

Larson Financial Group LLC

$151,827

0.04%

20,083

Marshall Financial Group, LLC

$151,200

0.04%

20,000

UBS Group AG

$139,678

0.04%

18,476

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	18,476	$139,678	100.0%	Defined

NewEdge Advisors, LLC

$136,843

0.04%

18,101

Clearstead Advisors, LLC

$135,172

0.04%

17,880

WEDBUSH SECURITIES INC

$134,946

0.04%

17,850

Summit Financial, LLC

$134,220

0.04%

17,754

World Investment Advisors

$133,585

0.04%

17,670

Capital CS Group, LLC

$131,823

0.04%

17,437

Secure Asset Management, LLC

$129,011

0.04%

17,065

INTEGRITY ALLIANCE, LLC.

$126,199

0.04%

16,693

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$125,118

0.04%

16,550

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	16,550	$125,118	100.0%	Other

AMERIPRISE FINANCIAL INC

$120,324

0.04%

15,916

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Bank, FSB	15,916	$120,324	100.0%	Defined

Strategic Financial Concepts, LLC

$118,692

0.03%

15,700

Corient Private Wealth LLC

$111,850

0.03%

14,795

EVOLUTION WEALTH MANAGEMENT INC.

$110,134

0.03%

14,568

PRIVATE TRUST CO NA

$109,725

0.03%

14,514

Accurate Wealth Management, LLC

$107,072

0.03%

14,163

A4 Wealth Advisors LLC

$106,006

0.03%

14,022

MOSAIC FAMILY WEALTH PARTNERS, LLC

$105,900

0.03%

14,008

BLUEDOOR PRIVATE WEALTH, LLC

$105,204

0.03%

13,916

NWF Advisory Services Inc.

$102,060

0.03%

13,500

TWO SIGMA SECURITIES, LLC

$99,671

0.03%

13,184

Redhawk Wealth Advisors, Inc.

$98,756

0.03%

13,063

Integrated Wealth Concepts LLC

$97,614

0.03%

12,912

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	6,500	$49,140	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	5,500	$41,580	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	3,387	$25,605	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	1,250	$9,450	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	232	$1,753	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	200	$1,512	98.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	4	$30	1.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	158,042	$1,150,545	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	22,316	$162,460	24.3%	Defined
Jane Street Global Trading, LLC	69,636	$506,950	75.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,943	$14,145	66.0%	Defined
CITY NATIONAL ROCHDALE, LLC	1,000	$7,280	34.0%	Defined

Key facts CIK 814083 CUSIP 21924B302 13F (30d) 106 filings 106 filers Visit website