SeaCrest Wealth Management, LLC

Registered adviser

CIK

1728121

Location

PURCHASE, NY

Portfolio Value

Small $837,080,615

Diversification

Diversified

Filing Date

Global Rank

#2,693 / 8,817 ▼ 261 · as of Jun 2026

Top Industry

Internet Content & Information 18.1%

Period ended 27 days ago

Filed Oct 21, 2026 · 6d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 147092

Roster of Oct 1, 2026

Regulatory AUM

$1,533,465,779

Main clients

Individuals and high net worth (98% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Oct 18, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,533,465,779	Individuals and high net worth (98%)
Mar 2025 to Mar 2026	$1,561,182,425	Individuals and high net worth (98%)
Apr 2024 to Feb 2025	$1,282,887,383	Individuals and high net worth (99%)
May 2023 to Mar 2024	$1,114,787,094	Individuals and high net worth (98%)
Apr 2023	$1,114,787,094	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$1,411,738,709	Individuals and high net worth (91%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 42.8%, 32.3 effective positions, active share 46.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

17.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 22.2 quarters (12+), a floor since 74.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 46.2%; sector active share 23.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

543 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

11.2%

+0.1 pts

Top 5

35.0%

+2.7 pts

Top 10

46.4%

+3.6 pts

HHI

355

Diversified+45

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	31.2%	$260,836,293	223
Technology	29.1%	$243,627,284	53
Communication Services	13.3%	$111,391,454	13
Financial Services	7.4%	$61,964,457	103
Healthcare	4.4%	$36,474,849	23
Consumer Cyclical	3.8%	$32,060,365	14
Industrials	3.7%	$30,694,594	36
Energy	2.7%	$22,779,523	20
Consumer Defensive	2.2%	$18,054,450	16
Real Estate	0.9%	$7,439,776	11
Utilities	0.8%	$6,975,583	16
Basic Materials	0.6%	$4,781,987	15

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CLBK	Columbia Financial, Inc.	+121,220	145,320	$1,607,239
IVR	Invesco Mortgage Capital Inc.	+27,145	73,154	$444,044
SCHD	Schwab U.S. Dividend Equity ETF	+25,645	146,571	$4,767,954
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+19,585	84,062	$5,149,638
PYLD		+18,849	70,726	$1,795,733
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+15,342	18,364	$3,092,864
SCHP	Schwab U.S. TIPS ETF	+14,135	87,181	$2,190,858
CLM	Cornerstone Strategic Investment Fund, Inc.	+11,161	50,322	$322,060
AGNC	AGNC Investment Corp.	+8,403	202,107	$1,833,110
PCY	Invesco Ltd.	+8,390	20,537	$0
SCHZ	Schwab U.S. Aggregate Bond ETF	+7,914	110,459	$2,441,143
SCHF	Schwab International Equity ETF	+7,588	163,574	$4,493,377
SCHG	Schwab U.S. Large-Cap Growth ETF	+7,263	205,057	$7,367,698
GBTC	Grayscale Bitcoin Trust ETF	+6,665	13,920	$899,092
SCHB	Schwab U.S. Broad Market ETF	+6,150	213,658	$6,262,315
DX	Dynex Capital Inc	+5,094	97,749	$1,088,923
VUSG	VANGUARD WELLINGTON U.S. GROWTH ACTIVE ETF	+4,615	9,172	$612,506
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+4,530	24,841	$2,497,762
FEGE	First Eagle Global Equity ETF	+4,193	31,843	$1,598,200
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	+4,111	27,456	$2,669,821
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+3,346	8,325	$636,030
PNQI	Victory Portfolios II	+3,214	26,492	$0
VXUS	Vanguard Total International Stock ETF	+3,114	11,731	$996,665
HIX	Western Asset High Income Fund II Inc.	+3,009	51,164	$180,608
VVR	Invesco Senior Income Trust	+2,594	87,413	$252,623
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IGR	Cbre Global Real Estate Income Fund	−32,062	15,784	$185,619
NVDA	Nvidia Corp	−24,165	155,316	$35,471,068
PFE	Pfizer Inc	−20,523	63,539	$1,812,132
ACP	abrdn Income Credit Strategies Fund	−20,187	81,582	$363,039
BGX	Blackstone Long-Short Credit Income Fund	−17,200	25,750	$271,920
PEP	Pepsico Inc	−10,679	4,616	$584,939
JNJ	Johnson & Johnson	−10,130	9,992	$2,645,282
DRNZ	REX ETF Trust	−10,020	94,705	$1,882,062
WM	Waste Management Inc	−9,999	1,820	$371,134
PSLV	Sprott Physical Silver Trust	−9,820	192,015	$3,719,330
AAPL	Apple Inc.	−9,398	265,866	$88,538,695
MUNI	PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund	−7,091	16,584	$824,058
NOW	ServiceNow, Inc.	−7,059	4,999	$669,915
FPF	First Trust Intermediate Duration Preferred & Income Fund	−6,500	26,479	$423,928
BCSF	Bain Capital Specialty Finance, Inc.	−6,300	10,825	$119,508
JEPI	JPMorgan Equity Premium Income ETF	−5,965	108,713	$6,111,844
CHAT	Roundhill Generative AI & Technology ETF	−5,650	8,037	$739,243
BRK-B	Berkshire Hathaway Inc	−5,529	13,605	$6,774,609
NFLX	Netflix Inc	−5,283	27,115	$1,886,661
USAC	USA Compression Partners, LP	−5,200	24,445	$607,947
GOOGL	Alphabet Inc.	−5,192	164,565	$56,623,525
SLB	Slb Limited	−5,044	9,859	$480,330
NLY	Annaly Capital Management Inc	−5,030	98,652	$1,863,536
TXN	Texas Instruments Inc	−4,942	3,079	$862,397
MSFT	Microsoft Corp	−4,853	39,909	$20,469,326
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FHEQ	Fidelity Hedged Equity ETF	101,992	$3,433,050
SKHY	SK hynix Inc.	9,713	$1,788,648
CMCSA	Comcast Corp	57,410	$1,249,241
FWONK	Liberty Media Corp	11,271	$1,041,440
SAN	Banco Santander, S.A.	52,204	$721,981
FLTR	VanEck IG Floating Rate ETF	21,033	$538,234
CPSL		17,505	$495,041
CFR	Cullen/Frost Bankers, Inc.	3,122	$476,635
MTZ	Mastec Inc	2,154	$460,137
DDOG	Datadog, Inc.	1,389	$380,377
USFR	WisdomTree Floating Rate Treasury Fund	6,853	$345,322
BTC	Grayscale Bitcoin Mini Trust ETF	9,058	$334,693
DFCF	Dimensional Core Fixed Income ETF	8,282	$332,273
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	3,426	$317,418
VGLT	VANGUARD LONG-TERM TREASURY INDEX FUND	5,886	$295,124
FRO	Frontline plc	5,750	$283,302
BG	Bunge Global SA	2,629	$281,171
GLDM	World Gold Trust	3,367	$276,700
WY	Weyerhaeuser Co	14,067	$267,976
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	4,688	$265,622
MSTR	Strategy Inc	1,584	$242,494
NBIS	Nebius Group N.V.	1,019	$240,361
TJUL		7,675	$235,353
AJAN		8,139	$232,661
B	Barrick Mining Corp	5,368	$218,316
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
—		23,936	$1,829,189
PWR	Quanta Services, Inc.	2,247	$1,617,929
VXX		69,846	$1,542,898
EVX	VanEck Environmental Services ETF	27,013	$1,113,205
AGCO	Agco Corp	6,610	$791,217
SSB	SouthState Bank Corp	6,665	$665,833
MDLZ	Mondelez International, Inc.	8,100	$468,504
AAON	Aaon, Inc.	3,055	$387,557
DJD	Victory Portfolios II	6,083	$385,479
ADPV	Series Portfolios Trust	7,745	$374,207
AEIS	Advanced Energy Industries Inc	1,000	$372,870
ADBE	Adobe Inc.	1,759	$360,630
HHH	Howard Hughes Holdings Inc.	5,000	$357,450
TTMI	Ttm Technologies Inc	1,745	$326,349
ILF	iShares Latin America 40 ETF	9,351	$315,596
MXL	Maxlinear, Inc	2,403	$307,656
CIEN	Ciena Corp	626	$307,090
DPZ	Dominos Pizza Inc	1,022	$302,552
EIX	Edison International	3,685	$274,348
SOLS	Solstice Advanced Materials Inc.	3,073	$272,267
AGX	Argan Inc	320	$255,536
DOV	DOVER Corp	1,043	$233,924
SNY	Sanofi	5,475	$233,563
APP	AppLovin Corp	450	$231,853
HUBB	Hubbell Inc	440	$230,208
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

543 tracked positions · $837,080,615 total · filing declares 546 positions · $883,081,777 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 543 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	265,866	-9,398	$88,538,695	+11.2%	10.58%
GOOGL	Alphabet Inc. Communication Services	Reduced	164,565	-5,192	$56,623,525	−6.7%	6.76%
GOOG	Alphabet Inc. Communication Services	Added	108,996	+796	$37,139,297	−2.9%	4.44%
NVDA	Nvidia Corp Technology	Reduced	155,316	-24,165	$35,471,068	−1.2%	4.24%
MSFT	Microsoft Corp Technology	Reduced	39,909	-4,853	$20,469,326	+22.6%	2.45%
QQQ	Invesco Qqq Trust, Series 1	Added	23,576	+666	$17,440,817	+3.4%	2.08%
AVGO	Broadcom Inc. Technology	Reduced	48,911	-308	$17,177,054	−7.6%	2.05%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	67,652	-4,204	$16,855,495	−1.6%	2.01%
LLY	ELI LILLY & Co Healthcare	Reduced	11,216	-2,337	$12,977,809	−20.2%	1.55%
VOO	VANGUARD 500 INDEX FUND	Added	15,368	+617	$10,770,816	+6.3%	1.29%
SPY	Spdr S&P 500 ETF Trust	Added	13,385	+138	$10,207,802	+3.2%	1.22%
META	Meta Platforms, Inc. Communication Services	Reduced	13,334	-4,181	$9,669,550	−2.0%	1.16%
FDN	First Trust Dow Jones Internet Index Fund	Reduced	30,138	-196	$8,693,306	+8.3%	1.04%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	67,825	+439	$8,523,567	+5.8%	1.02%
MU	Micron Technology Inc Technology	Added	7,939	+1,482	$8,455,908	+13.5%	1.01%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	205,057	+7,263	$7,367,698	+10.1%	0.88%
V	Visa Inc. Financial Services	Reduced	20,084	-727	$7,216,783	+1.1%	0.86%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	15,754	-116	$7,186,817	−5.2%	0.86%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	18,767	+1,511	$7,023,362	+10.0%	0.84%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	13,605	-5,529	$6,774,609	−29.2%	0.81%
SMH	VanEck Semiconductor ETF	Added	11,096	+864	$6,757,464	+0.7%	0.81%
GLD	Spdr Gold Trust	Added	17,280	+1,086	$6,580,915	+10.3%	0.79%
TSLA	Tesla, Inc. Consumer Cyclical	Added	18,192	+314	$6,454,703	−14.2%	0.77%
SCHB	Schwab U.S. Broad Market ETF	Added	213,658	+6,150	$6,262,315	+4.2%	0.75%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	108,713	-5,965	$6,111,844	−5.6%	0.73%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	6,365	-1,379	$5,794,314	−20.0%	0.69%
AMD	Advanced Micro Devices Inc Technology	Added	9,275	+58	$5,674,074	+6.0%	0.68%
AMGN	Amgen Inc Healthcare	Reduced	13,410	-302	$5,652,449	+13.8%	0.68%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	84,062	+19,585	$5,149,638	+30.0%	0.62%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	143,901	+1,836	$4,793,342	−3.1%	0.57%
SCHD	Schwab U.S. Dividend Equity ETF	Added	146,571	+25,645	$4,767,954	+24.3%	0.57%
CVX	Chevron Corp Energy	Reduced	22,794	-1,465	$4,654,762	+15.8%	0.56%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	13,779	-781	$4,558,506	−4.4%	0.54%
CAT	Caterpillar Inc Industrials	Reduced	5,590	-173	$4,532,316	−26.1%	0.54%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	23,066	-665	$4,515,169	−0.1%	0.54%
SCHF	Schwab International Equity ETF	Added	163,574	+7,588	$4,493,377	+4.0%	0.54%
XOM	ExxonMobil Holdings Corp Energy	Reduced	26,630	-1,202	$4,334,032	+13.9%	0.52%
GEV	GE Vernova Inc. Industrials	Reduced	4,291	-110	$4,078,552	−21.1%	0.49%
VLO	Valero Energy Corp Energy	Added	10,447	+144	$4,049,361	+50.9%	0.48%
PSLV	Sprott Physical Silver Trust Financial Services	Reduced	192,015	-9,820	$3,719,330	−2.3%	0.44%
VIG	Vanguard Specialized Funds	Added	15,915	+1,068	$3,713,128	+5.7%	0.44%
AMAT	Applied Materials Inc Technology	Added	6,895	+78	$3,525,965	−28.5%	0.42%
IWF	iShares Russell 1000 Growth ETF	Added	27,956	+1,085	$3,501,768	+5.0%	0.42%
KLAC	Kla Corp Technology	Added	17,864	+324	$3,482,229	−34.2%	0.42%
FHEQ	Fidelity Hedged Equity ETF	NEW	101,992	NEW	$3,433,050	NEW	0.41%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	Added	56,981	+2,557	$3,131,105	+5.3%	0.37%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	18,364	+15,342	$3,092,864	+545.1%	0.37%
INTC	Intel Corp Technology	Reduced	25,386	-377	$3,052,158	−15.2%	0.36%
SCHA	Schwab U.S. Small-Cap ETF	Added	89,693	+875	$2,926,682	−8.8%	0.35%
STX	Seagate Technology Holdings plc Technology	Added	3,143	+195	$2,898,914	+1.9%	0.35%

Showing the top 50 of 543 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.