NLY · Annaly Capital Management Inc · Holdings

$18.43 +0.16 (+0.87%)

S&P 400 member Russell 1000 member Rebalance outlook locked

Market Cap

$15.53B

753.71M

Volume · Oct 6 15.38M Avg daily vol (3M) 8.64M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 799

Total Value: $9,930,749,268

Total Shares: 444,139,666

Showing 1–100 of 815 holdings by value · page 1 of 9

Institutional Ownership Trend

27 quarters

Superinvestors Holding NLY

All superinvestors →

Joel Greenblatt $704,384

Holder Concentration

Across 799 13F filers

Top Holder

19.6%

of institutional value

Top 5

45.4%

of institutional value

Top 10

56.7%

of institutional value

HHI

609

Broadly held

Showing 100 of 815

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$1,950,229,933

19.64%

87,219,586

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	2,021,248	$45,195,105	2.3%	Sole
BlackRock Investment Management (Australia) Ltd	1,075,895	$24,057,012	1.2%	Sole
BlackRock Asset Management Canada Ltd	173,859	$3,887,487	0.2%	Sole
BLACKROCK (SINGAPORE) LTD.	278,763	$6,233,140	0.3%	Sole
BlackRock Asset Management North Asia Ltd	72,108	$1,612,334	0.1%	Sole
BlackRock Investment Management, LLC	1,605,339	$35,895,380	1.8%	Sole
BLACKROCK ADVISORS LLC	357,095	$7,984,644	0.4%	Sole
BlackRock Fund Advisors	48,289,893	$1,079,762,007	55.4%	Sole
BlackRock Institutional Trust Company, N.A.	21,999,048	$491,898,713	25.2%	Sole
BlackRock Japan Co. Ltd	898,660	$20,094,037	1.0%	Sole
BlackRock Fund Managers Ltd.	732,335	$16,375,010	0.8%	Sole
BlackRock Investment Management (UK) Ltd.	923,653	$20,652,881	1.1%	Sole
BlackRock (Netherlands) B.V.	1,877,859	$41,988,927	2.2%	Sole
BlackRock International, Ltd.	193,280	$4,321,740	0.2%	Sole
BlackRock Asset Management Ireland Ltd	5,029,177	$112,452,397	5.8%	Sole
BlackRock Advisors (UK) Ltd	447,693	$10,010,415	0.5%	Sole
BlackRock (Luxembourg) S.A.	53,355	$1,193,017	0.1%	Sole
BlackRock Life Ltd	114,916	$2,569,521	0.1%	Sole
BlackRock Asset Management Schweiz AG	26,305	$588,179	0.0%	Sole
Aperio Group, LLC	1,049,105	$23,457,987	1.2%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$735,653,570

7.41%

32,900,428

VANGUARD PORTFOLIO MANAGEMENT LLC

$698,772,292

7.04%

31,250,997

STATE STREET CORP

$657,973,834

6.63%

29,426,379

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	29,426,379	$657,973,834	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$465,619,362

4.69%

20,823,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	2,897,411	$64,786,109	13.9%	Defined
Held directly	17,926,353	$400,833,253	86.1%	Defined

FMR LLC

$319,483,748

3.22%

14,288,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	4,607,382	$103,021,061	32.2%	Defined
STRATEGIC ADVISERS LLC	5,185,503	$115,947,847	36.3%	Defined
Fidelity Institutional Asset Management Trust Co	1,002,500	$22,415,900	7.0%	Defined
FIAM LLC	3,476,149	$77,726,691	24.3%	Defined
Fidelity Diversifying Solutions LLC	16,648	$372,249	0.1%	Defined

Allspring Global Investments Holdings, LLC

$257,959,873

2.60%

11,536,667

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	185,709	$4,152,453	1.6%	Other
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	11,350,958	$253,807,420	98.4%	Defined

NORGES BANK

$201,106,779

2.03%

8,994,042

NORTHERN TRUST CORP

$173,484,460

1.75%

7,758,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	5,534,097	$123,742,407	71.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	1,450,561	$32,434,543	18.7%	Defined
Northern Trust Asset Management Australia Pty Ltd	307,301	$6,871,250	4.0%	Defined
Northern Trust Co of Hong Kong Ltd	51,172	$1,144,205	0.7%	Defined
MASON STREET ADVISORS, LLC joint	339,966	$7,601,639	4.4%	Other
STATE FARM INVESTMENT MANAGEMENT CORP joint	75,600	$1,690,416	1.0%	Other

Invesco Ltd.

$172,710,827

1.74%

7,724,098

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	540,059	$12,075,718	7.0%	Defined
Invesco Trust Co joint	299,491	$6,696,618	3.9%	Defined
Invesco Management S.A.	9,020	$201,687	0.1%	Defined
Invesco Asset Management (Japan) Limited	16,169	$361,538	0.2%	Defined
Invesco Investment Advisers LLC	101,529	$2,270,188	1.3%	Defined
Invesco Capital Management LLC	6,757,830	$151,105,078	87.5%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$160,461,866

1.62%

7,176,291

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	753,898	$16,857,159	10.5%	Defined
Held directly	6,422,393	$143,604,707	89.5%	Sole

CITADEL ADVISORS LLC

$150,732,918

1.52%

6,741,186

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	26,624	$595,312	0.4%	Defined
Held directly	6,714,562	$150,137,606	99.6%	Defined

MORGAN STANLEY

$148,397,701

1.49%

6,636,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,689	$60,126	0.0%	Defined
MORGAN STANLEY & CO. LLC	755,987	$16,903,869	11.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,172,192	$26,210,213	17.7%	Defined
MORGAN STANLEY AIP GP LP	1,991	$44,518	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	29,411	$657,629	0.4%	Defined
Morgan Stanley Investment Management LTD	23,621	$528,165	0.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,176,429	$48,664,952	32.8%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	2,217,499	$49,583,276	33.4%	Defined
EATON VANCE MANAGEMENT	169	$3,778	0.0%	Defined
Calvert Research & Management	256,761	$5,741,175	3.9%	Defined

JPMORGAN CHASE & CO

$133,293,479

1.34%

5,961,247

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	637,847	$14,262,258	10.7%	Defined
J.P. Morgan Investment Management Inc.	1,437,441	$32,141,180	24.1%	Defined
J.P. Morgan Securities LLC	3,491,424	$78,068,240	58.6%	Defined
J.P. Morgan Securities plc	368,154	$8,231,923	6.2%	Defined
JPMorgan Asset Management (UK) Ltd	16,177	$361,717	0.3%	Defined
JPMorgan Asset Management (Japan) Ltd	831	$18,581	0.0%	Defined
55I, LLC	578	$12,924	0.0%	Other
J.P. Morgan SE	8,795	$196,656	0.1%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$121,365,808

1.22%

5,427,809

AMERIPRISE FINANCIAL INC

$112,476,275

1.13%

5,030,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	4,522,447	$101,121,914	89.9%	Defined
Threadneedle Asset Management Holdings LTD	6,924	$154,820	0.1%	Defined
Ameriprise Financial Services, LLC	454,047	$10,152,490	9.0%	Defined
Ameriprise Bank, FSB	771	$17,239	0.0%	Defined
Columbia Threadneedle Management Ltd	46,056	$1,029,812	0.9%	Defined

Bank of New York Mellon Corp

$107,367,814

1.08%

4,801,781

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	130	$2,906	0.0%	Defined
Mellon Investments Corporation joint	2,488,263	$55,637,557	51.8%	Defined
BNY Mellon Investment Adviser, Inc.	271,635	$6,073,758	5.7%	Defined
The Bank of New York Mellon	1,634,895	$36,556,252	34.0%	Defined
BNY Mellon, NA joint	165,319	$3,696,531	3.4%	Defined
BNY Mellon Advisors, Inc. joint	239,622	$5,357,947	5.0%	Other
Newton Investment Management North America, LLC	1,916	$42,841	0.0%	Defined
Held directly	1	$22	0.0%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$106,311,242

1.07%

4,754,528

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	423,941	$9,479,320	8.9%	Defined
UBS Asset Management Switzerland AG	1,638,807	$36,643,723	34.5%	Defined
UBS Asset Management (UK) Ltd.	1,610,098	$36,001,790	33.9%	Defined
UBS Asset Management Life Ltd.	86,517	$1,934,520	1.8%	Defined
Held directly	995,165	$22,251,889	20.9%	Defined

VANGUARD FIDUCIARY TRUST CO

$103,443,978

1.04%

4,626,296

KBC Group NV

$102,457,320

1.03%

4,582,170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	4,582,170	$102,457,320	100.0%	Defined

D. E. Shaw & Co., Inc.

$88,131,603

0.89%

3,941,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	714,670	$15,980,021	18.1%	Defined
D. E. Shaw Investment Management, L.L.C. joint	98,522	$2,202,951	2.5%	Defined
D. E. Shaw Adviser II, L.L.C. joint	3,128,293	$69,948,631	79.4%	Defined

VAN ECK ASSOCIATES CORP

$69,274,789

0.70%

3,098,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Investments Limited	15,985	$357,424	0.5%	Sole
Held directly	3,082,172	$68,917,365	99.5%	Sole

LSV ASSET MANAGEMENT

$68,531,544

0.69%

3,064,917

Advisors Capital Management, LLC

$66,759,536

0.67%

2,985,668

Amundi

$63,094,752

0.64%

2,821,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	2,720,753	$60,836,035	96.4%	Defined
CPR Asset Management	101,016	$2,258,717	3.6%	Defined

PFA Pension, Forsikringsaktieselskab

$61,460,238

0.62%

2,748,669

BANK OF AMERICA CORP /DE/

$61,012,544

0.61%

2,728,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	743,078	$16,615,224	27.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,393,059	$31,148,799	51.1%	Defined
BOFA SECURITIES, INC.	191,078	$4,272,504	7.0%	Defined
MERRILL LYNCH INTERNATIONAL	75,038	$1,677,849	2.8%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	312,861	$6,995,571	11.5%	Defined
BofA Securities Europe SA	13,533	$302,597	0.5%	Defined

Legal & General Group Plc

$56,517,716

0.57%

2,527,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	667,643	$14,928,497	26.4%	Defined
Legal & General Investment Management Ltd joint	1,859,983	$41,589,219	73.6%	Defined

FRANKLIN RESOURCES INC

$55,610,792

0.56%

2,487,066

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	2,199,493	$49,180,663	88.4%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	99,986	$2,235,686	4.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	5,522	$123,471	0.2%	Defined
FRANKLIN ADVISERS INC	66,024	$1,476,296	2.7%	Defined
FRANKLIN ADVISORY SERVICES LLC	29,128	$651,302	1.2%	Defined
PUTNAM ADVISORY CO LLC	86,913	$1,943,374	3.5%	Defined

GOLDMAN SACHS GROUP INC

$53,043,688

0.53%

2,372,258

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,250,938	$27,970,973	52.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,121,320	$25,072,715	47.3%	Defined

VICTORY CAPITAL MANAGEMENT INC

$48,688,273

0.49%

2,177,472

RHUMBLINE ADVISERS

$46,024,214

0.46%

2,058,328

Swiss National Bank

$45,305,832

0.46%

2,026,200

UBS Group AG

$45,135,089

0.45%

2,018,564

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	462,393	$10,339,107	22.9%	Defined
UBS AG	1,226,688	$27,428,743	60.8%	Defined
UBS Switzerland AG	329,483	$7,367,239	16.3%	Defined

FIRST TRUST ADVISORS LP

$43,715,678

0.44%

1,955,084

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	15,900	$355,524	0.8%	Other
Held directly	1,939,184	$43,360,154	99.2%	Sole

SCHRODER INVESTMENT MANAGEMENT GROUP

$43,186,439

0.43%

1,931,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	15,850	$354,406	0.8%	Sole
Schroder Investment Management North America Inc.	1,915,565	$42,832,033	99.2%	Sole

Russell Investments Group, Ltd.

$37,599,833

0.38%

1,681,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management Limited	171,836	$3,842,252	10.2%	Defined
Russell Investment Management, LLC	584,993	$13,080,443	34.8%	Defined
Russell Investments Canada Limited	74,121	$1,657,345	4.4%	Defined
Russell Investments Capital, LLC	222,721	$4,980,041	13.2%	Defined
Russell Investments Implementation Services, LLC	46,426	$1,038,085	2.8%	Defined
Russell Investments Japan Co., LTD. joint	230,437	$5,152,571	13.7%	Other
Russell Investments Limited joint	326,207	$7,293,987	19.4%	Other
Russell Investments Trust Company	24,826	$555,109	1.5%	Defined

PRINCIPAL FINANCIAL GROUP INC

$37,555,162

0.38%

1,679,569

WELLS FARGO & COMPANY/MN

$36,003,579

0.36%

1,610,178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	57,117	$1,277,136	3.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	544,626	$12,177,837	33.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	991,037	$22,159,587	61.5%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	17,398	$389,019	1.1%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$33,902,232

0.34%

1,516,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,516,200	$33,902,232	100.0%	Other

Cetera Investment Advisers

$33,064,335

0.33%

1,478,727

ROYAL BANK OF CANADA

$32,916,018

0.33%

1,472,094

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	98,816	$2,209,525	6.7%	Defined
RBC CMA LTD.	6,206	$138,766	0.4%	Defined
RBC Capital Markets, LLC	1,027,586	$22,976,822	69.8%	Defined
RBC Dominion Securities Inc.	284,027	$6,350,843	19.3%	Defined
RBC Private Counsel (USA) Inc.	12,325	$275,587	0.8%	Defined
RBC Trust Co (Delaware) Ltd	381	$8,519	0.0%	Defined
RBC Rochdale, LLC	1,809	$40,449	0.1%	Defined
RBC Dominion Securities Global Ltd	3,619	$80,920	0.2%	Defined
RBC Europe Ltd	450	$10,062	0.0%	Defined
Held directly	36,875	$824,525	2.5%	Sole

DANSKE BANK A/S

$32,719,387

0.33%

1,463,300

LPL Financial LLC

$32,360,934

0.33%

1,447,269

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$32,102,967

0.32%

1,435,732

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	1,431,062	$31,998,546	99.7%	Defined
Global X Investments Canada Inc. joint	4,670	$104,421	0.3%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$31,516,420

0.32%

1,409,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,409,500	$31,516,420	100.0%	Other

DEUTSCHE BANK AG\

$31,191,459

0.31%

1,394,967

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	5,823	$130,202	0.4%	Defined
DWS Investment GmbH	30,826	$689,269	2.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	4,485	$100,284	0.3%	Defined
DWS Investments UK Ltd	803,678	$17,970,240	57.6%	Defined
DBX Advisors LLC	75,706	$1,692,786	5.4%	Defined
DWS Investments Hong Kong Ltd	37,030	$827,990	2.7%	Defined
DWS International GmbH	437,419	$9,780,688	31.4%	Defined

Tredje AP-fonden

$31,126,126

0.31%

1,392,045

SEI INVESTMENTS CO

$30,904,426

0.31%

1,382,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	263,382	$5,889,221	19.1%	Sole
SEI TRUST CO	1,118,748	$25,015,205	80.9%	Sole

Nuveen, LLC

$30,615,221

0.31%

1,369,196

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	208,941	$4,671,920	15.3%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	305,966	$6,841,399	22.3%	Defined
TEACHERS ADVISORS, LLC joint	854,289	$19,101,902	62.4%	Defined

ENVESTNET ASSET MANAGEMENT INC

$29,747,050

0.30%

1,330,369

ALLIANCEBERNSTEIN L.P.

$29,647,861

0.30%

1,325,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	1,325,933	$29,647,861	100.0%	Defined

BARCLAYS PLC

$29,436,603

0.30%

1,316,485

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	1,091,073	$24,396,392	82.9%	Defined
BARCLAYS CAPITAL INC.	20,468	$457,664	1.6%	Defined
BARCLAYS CAPITAL SECURITIES LTD	204,944	$4,582,547	15.6%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$29,412,858

0.30%

1,315,423

California Public Employees Retirement System

$28,609,664

0.29%

1,279,502

Swedbank AB

$26,513,347

0.27%

1,185,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	1,179,249	$26,368,007	99.5%	Defined
Held directly	6,500	$145,340	0.5%	Sole

Sumitomo Mitsui Trust Group, Inc.

$24,811,036

0.25%

1,109,617

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd. joint	1,109,617	$24,811,036	100.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$22,348,572

0.23%

999,489

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	252,431	$5,644,357	25.3%	Defined
Wellington Managment Canada LLC	12,897	$288,376	1.3%	Defined
Wellington Management International Ltd	53,272	$1,191,161	5.3%	Defined
Wellington Trust Company, NA joint	680,889	$15,224,678	68.1%	Defined

Retirement Systems of Alabama

$21,909,401

0.22%

979,848

OSAIC HOLDINGS, INC.

$20,177,930

0.20%

902,412

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	817,302	$18,274,872	90.6%	Defined
OSAIC INSTITUTIONS, INC.	57,655	$1,289,165	6.4%	Defined
Osaic Advisory Services, LLC	27,455	$613,893	3.0%	Defined

Balyasny Asset Management L.P.

$20,114,653

0.20%

899,582

Mitsubishi UFJ Asset Management Co., Ltd.

$19,348,510

0.19%

865,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	865,318	$19,348,510	100.0%	Defined

HSBC HOLDINGS PLC

$19,195,633

0.19%

858,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	36,919	$825,508	4.3%	Defined
HSBC Global Asset Management (Hong Kong) Ltd	1,478	$33,048	0.2%	Defined
HSBC Global Asset Management (UK) Ltd	334,964	$7,489,795	39.0%	Defined
HSBC GLOBAL ASSET MANAGEMENT (FRANCE)	36,765	$822,065	4.3%	Defined
HSBC BANK PLC	448,355	$10,025,217	52.2%	Defined

CITIGROUP INC

$19,160,304

0.19%

856,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	2,036	$45,524	0.2%	Defined
Citigroup Financial Products Inc. joint	854,865	$19,114,780	99.8%	Defined

Mediolanum International Funds Ltd

$19,101,790

0.19%

854,284

RAYMOND JAMES FINANCIAL INC

$18,033,384

0.18%

806,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	358,004	$8,004,969	44.4%	Defined
Raymond James Financial Services Advisors, Inc.	448,498	$10,028,415	55.6%	Defined

South Dakota Investment Council

$16,323,649

0.16%

730,038

IBEX WEALTH ADVISORS

$15,452,750

0.16%

691,089

SG Americas Securities, LLC

$15,019,838

0.15%

671,728

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$14,994,392

0.15%

670,590

BNP PARIBAS ARBITRAGE, SA

$13,997,315

0.14%

625,998

Illinois Municipal Retirement Fund

$13,960,823

0.14%

624,366

AQR CAPITAL MANAGEMENT LLC

$13,346,591

0.13%

596,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	74	$1,654	0.0%	Other
Compound Planning, Inc.	319	$7,132	0.1%	Other
Arax Advisory Partners	4,009	$89,641	0.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	3,372	$75,397	0.6%	Other
Stokes Family Office, LLC	512	$11,448	0.1%	Other
Held directly	588,610	$13,161,319	98.6%	Defined

Columbus Macro, LLC

$12,778,807

0.13%

571,503

AVIVA PLC

$12,706,025

0.13%

568,248

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	568,248	$12,706,025	100.0%	Defined

QRG CAPITAL MANAGEMENT, INC.

$12,545,502

0.13%

561,069

Edgestream Partners, L.P.

$12,508,497

0.13%

559,414

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$12,163,772

0.12%

543,997

Zurcher Kantonalbank (Zurich Cantonalbank)

$11,860,012

0.12%

530,412

TD Asset Management Inc

$11,622,012

0.12%

519,768

MILLENNIUM MANAGEMENT LLC

$11,510,928

0.12%

514,800

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$11,264,051

0.11%

503,759

MILLENNIUM MANAGEMENT LLC

$11,128,817

0.11%

497,711

NEW YORK STATE COMMON RETIREMENT FUND

$11,027,594

0.11%

493,184

NORDEA INVESTMENT MANAGEMENT AB

$10,965,925

0.11%

490,426

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	490,426	$10,965,925	100.0%	Defined

APG Asset Management N.V.

$10,926,012

0.11%

488,641

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STICHTING PENSIOENFONDS ABP joint	488,641	$10,926,012	100.0%	Defined

Dupree Financial Group, LLC

$10,881,494

0.11%

486,650

United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund

$10,702,994

0.11%

478,667

Janney Montgomery Scott LLC

$10,361,467

0.10%

463,393

Apollon Wealth Management, LLC

$10,243,272

0.10%

458,107

PRUDENTIAL PLC

$10,213,443

0.10%

456,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EASTSPRING INVESTMENTS (SINGAPORE) LTD	391,518	$8,754,342	85.7%	Defined
Eastspring Securities Investment Trust Co. Ltd	65,255	$1,459,101	14.3%	Defined

NEUBERGER BERMAN GROUP LLC

$9,970,435

0.10%

445,905

JANE STREET GROUP, LLC

$9,842,872

0.10%

440,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	440,200	$9,842,872	100.0%	Defined

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$9,828,829

0.10%

439,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	439,572	$9,828,829	100.0%	Defined

STOREBRAND ASSET MANAGEMENT AS

$9,626,360

0.10%

430,517

COMMONWEALTH EQUITY SERVICES, LLC

$9,547,049

0.10%

426,970

STIFEL FINANCIAL CORP

$9,472,813

0.10%

423,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	399,043	$8,922,601	94.2%	Defined
1919 Investment Counsel, LLC	24,273	$542,744	5.7%	Defined
Held directly	334	$7,468	0.1%	Defined

Pictet Asset Management Holding SA

$9,387,532

0.09%

419,836

CITADEL ADVISORS LLC

$9,075,924

0.09%

405,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	405,900	$9,075,924	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$8,897,983

0.09%

397,942

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	397,942	$8,897,983	100.0%	Defined

Key facts CIK 1043219 CUSIP 035710839 13F (30d) 40 filings 20 filers Visit website Investor relations