ATHENA CAPITAL ADVISORS LLC

CIK

1424480

Location

Lincoln, MA

Portfolio Value

Small $403,509,487

Diversification

Diversified

Files via

FRANKLIN RESOURCES INC

Filing Date

Global Rank

#1,829 / 5,302 ▼ 58 · as of Jun 2020

Top Industry

Diagnostics & Research 18.1%

3Y Alpha vs SPY

-5.5%

Period ended 6 years ago

Filed Aug 11, 2020 · 5y

2 quarters · since Mar 2020

Portfolio Concentration

77 tracked positions · as of Jun 30, 2020 · Δ vs Mar 31, 2020

Top Position

14.4%

+0.6 pts

Top 5

45.0%

+3.6 pts

Top 10

63.6%

+4.4 pts

HHI

620

Diversified+71

Portfolio Trend

2 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2020

Sector	% Portfolio	Value	Positions
Technology	27.9%	$112,461,936	18
Healthcare	21.3%	$85,878,273	12
Unclassified	16.7%	$67,492,046	4
Financial Services	12.2%	$49,317,843	15
Industrials	11.1%	$44,844,310	5
Communication Services	5.2%	$21,145,021	8
Consumer Cyclical	4.0%	$16,135,460	7
Real Estate	0.8%	$3,405,433	2
Consumer Defensive	0.6%	$2,327,439	5
Basic Materials	0.1%	$501,726	1

Last Quarter's Activity

Export CSV

Jun 30, 2020 vs Mar 31, 2020

Added To

Positions the filer increased

23 positions

Ticker	Company	Δ Shares	Shares	Value
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+5,160	64,114	$3,639,751
MDT	Medtronic plc	+4,164	88,212	$8,089,040
ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund	+3,386	203,662	$1,761,676
PGR	Progressive Corp/Oh/	+2,981	224,862	$18,013,694
CB	Chubb Ltd	+2,231	7,587	$960,665
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund	+1,910	313,088	$4,420,802
AAPL	Apple Inc.	+1,897	65,623	$23,939,270
MSFT	Microsoft Corp	+1,709	89,717	$18,258,306
AMAT	Applied Materials Inc /De	+813	32,085	$1,939,538
TMO	Thermo Fisher Scientific Inc.	+708	160,388	$58,114,987
MA	Mastercard Inc	+680	14,272	$4,220,230
INTC	Intel Corp	+634	124,483	$7,447,817
V	Visa Inc.	+600	3,329	$643,062
GLD	Spdr Gold Trust	+473	53,057	$8,880,150
TXN	Texas Instruments Inc	+431	7,283	$924,722
EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund	+417	15,475	$114,205
BABA	Alibaba Group Holding Ltd	+400	7,128	$1,537,509
AMT	American Tower Corp /Ma/	+365	11,617	$3,003,459
AMZN	Amazon Com Inc	+119	415	$1,144,910
DHR	Danaher Corp /De/	+92	7,718	$1,364,774
CAT	Caterpillar Inc	+84	9,326	$1,179,739
ADP	Automatic Data Processing Inc	+19	3,028	$450,838
META	Meta Platforms, Inc.	+16	11,148	$2,531,376
No positions match the current search.

Trimmed

Positions the filer reduced

21 positions

Ticker	Company	Δ Shares	Shares	Value
BTI	British American Tobacco p.l.c.	−132,792	14,241	$552,835
GLW	Corning Inc /Ny	−34,900	11,494	$297,694
VZ	Verizon Communications Inc	−31,978	6,098	$336,182
JPM	Jpmorgan Chase & Co	−17,028	12,842	$1,207,918
JNJ	Johnson & Johnson	−12,678	92,206	$12,966,929
BAC	Bank Of America Corp /De/	−10,490	80,628	$1,914,915
CCI	Crown Castle Inc.	−10,417	2,402	$401,974
EMR	Emerson Electric Co	−7,856	26,104	$1,619,231
ETN	Eaton Corp plc	−3,017	138,368	$12,104,432
QCOM	Qualcomm Inc/De	−2,833	46,125	$4,207,061
ORCL	Oracle Corp	−2,080	79,492	$4,393,522
SEDG	Solaredge Technologies, Inc.	−1,190	108,578	$15,068,454
PEP	Pepsico Inc	−834	1,530	$202,357
BRK-B	Berkshire Hathaway Inc	−739	5,953	$1,062,670
WMT	Walmart Inc.	−737	7,235	$866,609
NVDA	Nvidia Corp	−426	25,204	$9,575,302
CSCO	Cisco Systems, Inc.	−285	120,429	$5,616,808
PG	PROCTER & GAMBLE Co	−124	2,762	$330,252
SPY	Spdr S&P 500 ETF Trust	−119	184,402	$56,862,200
HD	Home Depot, Inc.	−55	44,636	$11,181,764
GOOGL	Alphabet Inc.	−36	11,933	$16,921,590
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
ASML	Asml Holding NV	2,451	$902,041
FNV	FRANCO NEVADA Corp	3,593	$501,726
INSM	INSMED Inc	15,000	$413,100
DIS	Walt Disney Co	2,959	$329,958
IQV	Iqvia Holdings Inc.	1,678	$238,074
TMUS	T-Mobile US, Inc.	2,121	$220,902
GILD	Gilead Sciences, Inc.	2,809	$216,124
NFLX	Netflix Inc	453	$206,133
ZM	Zoom Communications, Inc.	808	$204,860
SPHR	Sphere Entertainment Co.	2,699	$202,424
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
BMY	Bristol Myers Squibb Co	50,706	$2,826,352
MO	Altria Group, Inc.	58,200	$2,250,594
CVS	CVS HEALTH Corp	26,541	$1,574,677
DUK	Duke Energy CORP	18,900	$1,528,632
UPS	United Parcel Service Inc	16,160	$1,509,667
T	At&T Inc.	46,371	$1,351,713
GS	Goldman Sachs Group Inc	5,015	$775,268
DBC	Invesco DB Commodity Index Tracking Fund	46,781	$526,286
VOD	Vodafone Group Public Ltd Co	30,644	$421,967
PFG	Principal Financial Group Inc	10,520	$329,696
NMRK	Newmark Group, Inc.	28,400	$120,700
BGY	BlackRock Enhanced International Dividend Trust	18,590	$83,655
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

77 tracked positions · $403,509,487 total · filing declares 134 positions · $609,973,000 · as of Jun 30, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 77 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	160,388	+708	$58,114,987	+28.3%	14.40%
SPY	Spdr S&P 500 ETF Trust	Reduced	184,402	-119	$56,862,200	+19.6%	14.09%
NDSN	Nordson Corp Industrials	Held	129,382	0	$24,545,059	+40.5%	6.08%
AAPL	Apple Inc. Technology	Added	65,623	+1,897	$23,939,270	+47.7%	5.93%
MSFT	Microsoft Corp Technology	Added	89,717	+1,709	$18,258,306	+31.5%	4.52%
PGR	Progressive Corp/Oh/ Financial Services	Added	224,862	+2,981	$18,013,694	+9.9%	4.46%
GOOGL	Alphabet Inc. Communication Services	Reduced	11,933	-36	$16,921,590	+21.7%	4.19%
SEDG	Solaredge Technologies, Inc. Technology	Reduced	108,578	-1,190	$15,068,454	+67.7%	3.73%
JNJ	Johnson & Johnson Healthcare	Reduced	92,206	-12,678	$12,966,929	−5.7%	3.21%
ETN	Eaton Corp plc Industrials	Reduced	138,368	-3,017	$12,104,432	+10.2%	3.00%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	44,636	-55	$11,181,764	+34.0%	2.77%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Held	89,390	0	$9,597,804	+24.2%	2.38%
NVDA	Nvidia Corp Technology	Reduced	25,204	-426	$9,575,302	+41.7%	2.37%
SAP	Sap SE Technology	Held	65,500	0	$9,170,000	+26.7%	2.27%
GLD	Spdr Gold Trust	Added	53,057	+473	$8,880,150	+14.1%	2.20%
MDT	Medtronic plc Healthcare	Added	88,212	+4,164	$8,089,040	+6.7%	2.00%
INTC	Intel Corp Technology	Added	124,483	+634	$7,447,817	+11.1%	1.85%
CSCO	Cisco Systems, Inc. Technology	Reduced	120,429	-285	$5,616,808	+18.4%	1.39%
MMM	3M Co Industrials	Held	34,591	0	$5,395,849	+14.3%	1.34%
ACLS	Axcelis Technologies Inc Technology	Held	177,350	0	$4,939,197	+52.1%	1.22%
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund Financial Services	Added	313,088	+1,910	$4,420,802	+17.8%	1.10%
ORCL	Oracle Corp Technology	Reduced	79,492	-2,080	$4,393,522	+11.4%	1.09%
MA	Mastercard Inc Financial Services	Added	14,272	+680	$4,220,230	+28.5%	1.05%
QCOM	Qualcomm Inc/De Technology	Reduced	46,125	-2,833	$4,207,061	+27.0%	1.04%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	64,114	+5,160	$3,639,751	+29.2%	0.90%
AMT	American Tower Corp /Ma/ Real Estate	Added	11,617	+365	$3,003,459	+22.6%	0.74%
META	Meta Platforms, Inc. Communication Services	Added	11,148	+16	$2,531,376	+36.3%	0.63%
CEF	Sprott Physical Gold & Silver Trust Financial Services	Held	118,200	0	$1,997,580	+15.6%	0.50%
AMAT	Applied Materials Inc /De Technology	Added	32,085	+813	$1,939,538	+35.4%	0.48%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	80,628	-10,490	$1,914,915	−1.0%	0.47%
ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund Financial Services	Added	203,662	+3,386	$1,761,676	+17.9%	0.44%
AMGN	Amgen Inc Healthcare	Held	7,197	0	$1,697,484	+16.3%	0.42%
HASI	HA Sustainable Infrastructure Capital, Inc. Financial Services	Held	58,664	0	$1,669,577	+39.4%	0.41%
EMR	Emerson Electric Co Industrials	Reduced	26,104	-7,856	$1,619,231	+0.1%	0.40%
FNF	Fidelity National Financial, Inc. Financial Services	Held	52,812	0	$1,619,215	+23.2%	0.40%
BABA	Alibaba Group Holding Ltd Consumer Cyclical	Added	7,128	+400	$1,537,509	+17.5%	0.38%
CDW	CDW Corp Technology	Held	12,797	0	$1,486,755	+24.6%	0.37%
DHR	Danaher Corp /De/ Healthcare	Added	7,718	+92	$1,364,774	+29.3%	0.34%
MDY	Spdr S&P Midcap 400 ETF Trust	Held	3,892	0	$1,262,915	+23.4%	0.31%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	12,842	-17,028	$1,207,918	−55.1%	0.30%
CAT	Caterpillar Inc Industrials	Added	9,326	+84	$1,179,739	+10.0%	0.29%
HSIC	Henry Schein Inc Healthcare	Held	20,000	0	$1,167,800	+15.6%	0.29%
AMZN	Amazon Com Inc Consumer Cyclical	Added	415	+119	$1,144,910	+98.4%	0.28%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	5,953	-739	$1,062,670	−13.1%	0.26%
CB	Chubb Ltd Financial Services	Added	7,587	+2,231	$960,665	+60.6%	0.24%
CRL	Charles River Laboratories International, Inc. Healthcare	Held	5,500	0	$958,925	+38.1%	0.24%
TXN	Texas Instruments Inc Technology	Added	7,283	+431	$924,722	+35.1%	0.23%
ASML	Asml Holding NV Technology	NEW	2,451	NEW	$902,041	NEW	0.22%
WMT	Walmart Inc. Consumer Defensive	Reduced	7,235	-737	$866,609	−4.3%	0.21%
TSLA	Tesla, Inc. Consumer Cyclical	Held	672	0	$725,631	+106.1%	0.18%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.