Garden State Investment Advisory Services LLC

Registered adviser

CIK

1965351

Location

Red Bank, NJ

Portfolio Value

Small $548,187,936

Diversification

Diversified

Filing Date

Global Rank

#3,622 / 8,827 ▲ 182

Top Industry

Semiconductors 27.9%

Period ended 4 months ago

Filed Aug 11, 2026 · 3mo

15 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 133088

Roster of Nov 1, 2026

Regulatory AUM

$673,810,500

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$673,810,500	Individuals and high net worth (97%)
Apr 2025 to Mar 2026	$561,548,738	Individuals and high net worth (97%)
Apr 2024 to Mar 2025	$445,630,897	Individuals and high net worth (99%)
May 2023 to Mar 2024	$483,826,496	Individuals and high net worth (99%)
Apr 2023	$483,826,496	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$407,982,450	Individuals and high net worth (98%)

3 earlier changes not shown.

Stated strategy

Fundamental active, Wealth management / planning Form ADV Part 2A, Mar 31, 2026 · original

In the firm's words

Fundamental active: In the management of your account(s), we utilize fundamental, technical, cyclical and charting analysis
Wealth management / planning: selection of or assistance in selecting a portfolio manager

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 43.0%, 37.3 effective positions, active share 61.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

31.3% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 10.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 61.5%; sector active share 50.1% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

322 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

6.5%

+0.5 pts

Top 5

25.8%

−1.4 pts

Top 10

40.5%

−2.6 pts

HHI

250

Diversified−12

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	59.6%	$326,786,218	169
Technology	20.4%	$111,615,881	41
Communication Services	5.8%	$31,590,603	15
Financial Services	5.0%	$27,499,541	36
Consumer Cyclical	3.8%	$20,602,804	7
Healthcare	2.2%	$11,946,414	19
Industrials	1.1%	$6,023,114	13
Consumer Defensive	1.0%	$5,353,113	8
Energy	0.6%	$3,497,371	6
Real Estate	0.3%	$1,892,909	5
Utilities	0.2%	$1,095,121	2
Basic Materials	0.1%	$284,847	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
GOVI	Invesco Equal Weight 0-30 Year Treasury ETF	+253,612	281,199	$7,634,552
PZA	Invesco National AMT-Free Municipal Bond ETF	+109,714	169,510	$3,986,875
TSPA	T. Rowe Price U.S. Equity Research ETF	+74,904	403,001	$19,154,637
VO	VANGUARD MID-CAP INDEX FUND	+29,356	39,143	$3,153,751
HYTI	FT Vest High Yield & Target Income ETF	+27,767	298,401	$5,703,338
ICLO		+26,733	177,979	$4,552,702
JMST	JPMorgan Ultra-Short Municipal Income ETF	+26,558	36,373	$1,855,023
BKLN	Invesco Ltd.	+25,920	50,240	$1,023,388
ILDR	First Trust Innovation Leaders ETF	+23,973	55,983	$2,197,052
AUR	Aurora Innovation, Inc.	+23,122	118,469	$807,958
WEEL	Peerless Option Income Wheel ETF	+21,700	84,725	$1,682,638
JPST	JPMorgan Ultra-Short Income ETF	+20,640	103,711	$5,244,665
VMO	Invesco Municipal Opportunity Trust	+18,900	345,925	$3,414,279
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+18,498	24,030	$2,112,477
IWMI	NEOS Russell 2000(R) High Income ETF	+16,765	60,325	$3,228,594
MISL	First Trust Indxx Aerospace & Defense ETF	+15,247	75,097	$3,437,189
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+14,072	19,669	$891,792
SRLN	State Street(R) Blackstone Senior Loan ETF	+12,217	28,420	$1,145,041
PXF	Invesco RAFI Developed Markets ex-U.S. ETF	+11,422	76,892	$5,816,110
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+11,341	69,187	$4,129,772
NVDA	Nvidia Corp	+10,498	113,235	$22,657,191
WCMI	First Trust WCM International Equity ETF	+9,975	70,081	$1,371,485
JMEE	JPMorgan Small & Mid Cap Enhanced Equity ETF	+8,514	12,573	$981,071
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+8,451	127,998	$7,866,757
CLM	Cornerstone Strategic Investment Fund, Inc.	+8,000	65,260	$493,365
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
IJH	iShares Core S&P Mid-Cap ETF	−64,867	31,479	$2,427,345
JIRE	JPMorgan International Research Enhanced Equity ETF	−46,607	27,563	$2,273,671
RWL	Invesco Ltd.	−13,034	43,942	$5,614,029
XLF	State Street Corp	−9,466	7,872	$422,017
BUFF		−9,382	88,802	$4,678,089
EXG	Eaton Vance Tax-Managed Global Diversified Equity Income Fund	−7,712	23,901	$234,468
GGN	GAMCO Global Gold, Natural Resources & Income Trust	−7,643	73,839	$357,380
TLT	iShares 20+ Year Treasury Bond ETF	−7,402	8,617	$744,681
LUMN	Lumen Technologies, Inc.	−6,750	23,300	$178,944
SLV	iShares Silver Trust	−6,529	3,997	$213,719
MOAT	VanEck Morningstar Wide Moat ETF	−5,832	9,632	$1,001,342
T	At&T Inc.	−5,375	22,232	$460,202
DEUS	Xtrackers Russell US Multifactor ETF	−5,213	46,176	$3,015,338
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	−4,075	25,153	$2,425,755
CRWV	CoreWeave, Inc.	−3,750	5,670	$564,391
NU	Nu Holdings Ltd.	−3,296	14,330	$191,448
TRPA	Hartford AAA CLO ETF	−3,033	24,383	$947,474
XYLD	Global X S&P 500 Covered Call ETF	−2,855	30,698	$1,252,171
TCAF	T. Rowe Price Capital Appreciation Equity ETF	−2,757	224,052	$9,208,537
HIMU		−2,229	9,286	$462,442
FDN	First Trust Dow Jones Internet Index Fund	−2,119	1,544	$408,727
VZ	Verizon Communications Inc	−2,108	16,659	$705,342
WFC	Wells Fargo & Company	−1,910	3,123	$258,084
TSEM	Tower Semiconductor Ltd	−1,718	1,528	$398,257
AIRR	First Trust Exchange-Traded Fund VI	−1,689	35,265	$4,699,061
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	44,115	$3,876,826
SPLV	Invesco S&P 500 Low Volatility ETF	41,684	$3,122,131
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	27,740	$1,400,870
NOWL	GraniteShares 2x Long NOW Daily ETF	278,148	$1,215,506
ASTX	Tradr 2X Long ASTS Daily ETF	33,483	$924,298
VLO	Valero Energy Corp	3,287	$856,066
—		9,777	$812,175
TEL	TE Connectivity plc	3,610	$727,812
IRM	Iron Mountain Inc	5,425	$685,231
WELD		10,571	$664,598
GMRS	GMR Solutions Inc.	40,133	$620,456
CAIQ		17,650	$473,902
SPXL	Direxion Daily S&P 500 Bull 3X Shares	1,715	$464,199
TPL	Texas Pacific Land Corp	1,045	$457,333
NOW	ServiceNow, Inc.	4,606	$457,283
GPIX	Goldman Sachs S&P 500 Premium Income ETF	7,949	$441,725
MVLL	GraniteShares 2x Long MRVL Daily ETF	7,362	$422,578
ALAB	Astera Labs, Inc.	863	$416,846
AVO	Mission Produce, Inc.	34,835	$410,704
MS	Morgan Stanley	1,899	$396,966
NTAP	NetApp, Inc.	2,541	$393,245
NVO	Novo Nordisk A S	6,526	$312,856
KKR	KKR & Co. Inc.	3,366	$308,931
ARTY	iShares Future AI & Tech ETF	3,945	$300,451
NIHI	NEOS MSCI EAFE High Income ETF	5,755	$296,555
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
VCX	Fundrise Innovation Fund, LLC	23,113	$3,026,647
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	5,080	$563,168
DXYZ	Destiny Tech100 Inc.	16,679	$446,663
IGLD	FT Vest Gold Strategy Target Income ETF	15,550	$396,991
AUMI	Themes Gold Miners ETF	4,070	$393,308
FANG	Diamondback Energy, Inc.	1,987	$393,008
MELI	Mercadolibre Inc	225	$389,029
NOG	Northern Oil & Gas, Inc.	13,250	$387,297
ZETA	Zeta Global Holdings Corp.	23,376	$372,145
KEYS	Keysight Technologies, Inc.	1,264	$356,915
VRT	Vertiv Holdings Co	1,280	$320,742
TCAL	T. Rowe Price Capital Appreciation Premium Income ETF	13,765	$307,647
BABA	Alibaba Group Holding Ltd	2,152	$269,989
DOW	Dow Inc.	6,443	$268,350
RGTI	Rigetti Computing, Inc.	18,006	$252,804
MGM	MGM Resorts International	6,555	$242,600
AMZA	ETFis Series Trust I	4,688	$216,069
AMGN	Amgen Inc	589	$207,239
AGG	iShares Core U.S. Aggregate Bond ETF	2,086	$207,077
CMCSA	Comcast Corp	6,845	$196,519
GOF	Guggenheim Strategic Opportunities Fund	15,428	$170,016
RIOT	Riot Platforms, Inc.	10,358	$128,024
ADBG	Leverage Shares 2X Long ADBE Daily ETF	24,555	$112,707
—		21,199	$97,528
FIGG	Leverage Shares 2x Long FIG Daily ETF	65,790	$78,349
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

322 tracked positions · $548,187,936 total · filing declares 365 positions · $552,991,814 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 322 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
PWB	Victory Portfolios II	Added	172,951	+6,033	$29,135,325	+38.6%	6	$107.22	5.31%
NVDA	Nvidia Corp PUT + SHARES Technology	Added	113,535	+7,698	$22,717,218	+23.1%	15	before history	4.14%
TSPA	T. Rowe Price U.S. Equity Research ETF	Added	403,001	+74,904	$19,154,637	+42.7%	10	$38.83	3.49%
HEDG	Equable Shares Hedged Equity ETF	Reduced	534,795	-1,402	$16,043,850	+3.2%	3	$29.17	2.93%
QQQ	Invesco Qqq Trust, Series 1	Reduced	21,391	-388	$15,752,332	+25.3%	15	before history	2.87%
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Added	19,908	+9,948	$14,866,697	+129.5%	15	before history	2.71%
AMZN	Amazon Com Inc CALL + SHARES Consumer Cyclical	Reduced	61,413	-4,371	$14,637,174	+6.8%	15	before history	2.67%
MU	Micron Technology Inc PUT CALL + SHARES Technology	Added	12,413	+1,827	$14,328,201	+300.6%	14	$230.28	2.61%
PLTR	Palantir Technologies Inc. PUT + SHARES Technology	Reduced	114,914	-4,945	$13,407,016	−23.5%	15	before history	2.45%
META	Meta Platforms, Inc. PUT CALL + SHARES Communication Services	Added	20,693	+587	$11,656,159	+1.3%	15	before history	2.13%
AAPL	Apple Inc. Technology	Reduced	39,523	-1,321	$11,436,375	+10.3%	15	before history	2.09%
AMD	Advanced Micro Devices Inc CALL + SHARES Technology	Reduced	16,755	-27,275	$9,733,147	+8.7%	15	before history	1.78%
AVGO	Broadcom Inc. CALL + SHARES Technology	Reduced	25,492	-344	$9,629,603	+20.4%	11	unpriced	1.76%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Reduced	224,052	-2,757	$9,208,537	+14.1%	12	$29.93	1.68%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	127,998	+8,451	$7,866,757	+18.5%	14	$51.42	1.44%
JEPI	JPMorgan Equity Premium Income ETF	Added	138,440	+5,050	$7,819,091	+3.4%	15	before history	1.43%
GOVI	Invesco Equal Weight 0-30 Year Treasury ETF	Added	281,199	+253,612	$7,634,552	+914.5%	6	$27.13	1.39%
RSP	Victory Portfolios II	Reduced	27,713	-1,124	$5,896,495	+6.5%	15	before history	1.08%
GOOGL	Alphabet Inc. Communication Services	Added	16,324	+1,799	$5,833,707	+39.7%	15	before history	1.06%
PXF	Invesco RAFI Developed Markets ex-U.S. ETF	Added	76,892	+11,422	$5,816,110	+27.1%	6	$56.73	1.06%
HYTI	FT Vest High Yield & Target Income ETF	Added	298,401	+27,767	$5,703,338	+9.4%	5	$19.64	1.04%
RWL	Invesco Ltd. Financial Services	Reduced	43,942	-13,034	$5,614,029	−14.3%	5	$109.55	1.02%
JPST	JPMorgan Ultra-Short Income ETF	Added	103,711	+20,640	$5,244,665	+24.7%	15	before history	0.96%
SMH	VanEck Semiconductor ETF	Reduced	7,751	-470	$5,083,803	+61.3%	14	unpriced	0.93%
GOOG	Alphabet Inc. Communication Services	Reduced	14,362	-154	$5,074,525	+21.9%	15	before history	0.93%
MSFT	Microsoft Corp Technology	Reduced	13,516	-712	$5,041,738	−4.3%	15	before history	0.92%
VIG	Vanguard Specialized Funds	Added	21,269	+96	$5,032,670	+10.5%	15	before history	0.92%
AIRR	First Trust Exchange-Traded Fund VI	Reduced	35,265	-1,689	$4,699,061	+14.8%	14	$62.95	0.86%
BUFF		Reduced	88,802	-9,382	$4,678,089	−3.6%	15	before history	0.85%
LLY	ELI LILLY & Co CALL + SHARES Healthcare	Added	3,846	+322	$4,613,008	+42.3%	13	$704.89	0.84%
ICLO		Added	177,979	+26,733	$4,552,702	+18.0%	6	$25.58	0.83%
TMSL	T. Rowe Price Small-Mid Cap ETF	Added	102,086	+3,435	$4,476,471	+23.7%	9	$32.79	0.82%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	8,599	+1,173	$4,302,853	+20.9%	15	before history	0.78%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	69,187	+11,341	$4,129,772	+32.1%	15	before history	0.75%
SCHD	Schwab U.S. Dividend Equity ETF	Added	128,015	+2,406	$4,059,355	+5.3%	15	before history	0.74%
PZA	Invesco National AMT-Free Municipal Bond ETF	Added	169,510	+109,714	$3,986,875	+190.1%	5	$23.01	0.73%
SPYI	NEOS S&P 500(R) High Income ETF	Reduced	73,821	-929	$3,919,156	+6.2%	7	unpriced	0.71%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	NEW	44,115	NEW	$3,876,826	NEW	1	$85.32	0.71%
		Reduced	62,455	-490	$3,601,779	+18.4%	13	$37.66	0.66%
MISL	First Trust Indxx Aerospace & Defense ETF	Added	75,097	+15,247	$3,437,189	+28.5%	3	$47.23	0.63%
IXUS	iShares Core MSCI Total International Stock ETF	Reduced	35,845	-420	$3,421,046	+8.9%	7	unpriced	0.62%
VMO	Invesco Municipal Opportunity Trust Financial Services	Added	345,925	+18,900	$3,414,279	+9.8%	4	$9.72	0.62%
IWM	iShares Russell 2000 ETF	Reduced	10,819	-176	$3,250,568	+19.2%	15	before history	0.59%
IWMI	NEOS Russell 2000(R) High Income ETF	Added	60,325	+16,765	$3,228,594	+56.4%	7	unpriced	0.59%
TSLA	Tesla, Inc. Consumer Cyclical	Added	7,527	+36	$3,165,856	+13.7%	15	before history	0.58%
VO	VANGUARD MID-CAP INDEX FUND	Added	39,143	+29,356	$3,153,751	+12.2%	15	before history	0.58%
SPLV	Invesco S&P 500 Low Volatility ETF	NEW	41,684	NEW	$3,122,131	NEW	1	$73.66	0.57%
DEUS	Xtrackers Russell US Multifactor ETF	Reduced	46,176	-5,213	$3,015,338	−2.0%	15	before history	0.55%
NFLX	Netflix Inc CALL + SHARES Communication Services	Added	39,904	+11,014	$2,849,145	+2.6%	15	before history	0.52%
IVV	iShares Core S&P 500 ETF	Reduced	3,345	-164	$2,505,037	+9.3%	15	before history	0.46%

Showing the top 50 of 322 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.