Dakota Wealth Management

Registered adviser

CIK

1631353

Location

PALM BEACH GARDENS, FL

Portfolio Value

Mid $5,189,830,683

Diversification

Diversified

Reports for

Karpus Management Inc. Goldman Sachs Conestoga NATIXIS Parametric Portfolio Associates WFCS Clearbridge First Fiduciary Investment Counsel Inc.

+ 1 more

Gilman Hill

Filing Date

Global Rank

#856 / 8,817 ▲ 2

Top Industry

Semiconductors 8.7%

Period ended 4 months ago

Filed Aug 7, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 297987

Roster of Oct 1, 2026

Regulatory AUM

$6,941,956,964

Main clients

Individuals and high net worth (95% of AUM)

Private funds

1 fund · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$465,000 gross assets

Registered funds advised

1 series (0 index, 0 ETFs)

$41,321,127 net assets· N-CEN Sep 30, 2025

Private funds on Schedule D 7.B.(1)

As filed Oct 7, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$19,249,090 gross assets in 1 fund Hedge funds $19,249,090 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$6,941,956,964	Individuals and high net worth (95%)
Apr 2025 to Mar 2026	$6,335,261,507	Individuals and high net worth (94%)
Sep 2024 to Mar 2025	$6,122,964,202	Individuals and high net worth (98%)
Apr 2024 to Aug 2024	$5,334,134,989	Individuals and high net worth (98%)
May 2023 to Mar 2024	$2,548,153,882	Individuals and high net worth (97%)
Apr 2023	$2,548,153,882	Individuals and high net worth (97%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 41.3%, 29.8 effective positions, active share 51.8% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

27.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 18.5 quarters (12+), a floor since 41.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 51.8%; sector active share 33.7% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

769 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

14.7%

−0.9 pts

Top 5

29.5%

−0.5 pts

Top 10

41.3%

+0.3 pts

HHI

336

Diversified−22

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	46.2%	$2,397,905,362	259
Technology	18.4%	$956,013,832	83
Financial Services	8.2%	$423,829,699	144
Industrials	7.3%	$377,470,690	81
Healthcare	5.1%	$264,573,467	51
Communication Services	4.3%	$225,124,414	13
Consumer Cyclical	4.1%	$211,808,933	39
Consumer Defensive	2.3%	$119,284,640	25
Energy	1.8%	$92,014,033	20
Utilities	1.0%	$49,439,647	14
Real Estate	0.8%	$42,579,305	21
Basic Materials	0.6%	$29,786,661	19

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
KLAC	Kla Corp	+444,979	507,578	$153,141,358
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+316,938	2,274,169	$114,595,375
F	Ford Motor Co	+301,109	312,759	$4,347,350
VUG	VANGUARD GROWTH INDEX FUND	+260,586	312,902	$26,953,378
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+221,687	1,367,223	$83,113,486
BAC	Bank Of America Corp	+197,838	394,512	$22,479,293
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+167,069	733,889	$87,325,452
BSX	Boston Scientific Corp	+148,221	155,926	$6,654,921
GEN	Gen Digital Inc.	+144,164	244,408	$6,083,315
PJUN		+142,374	155,191	$6,708,906
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	+130,977	1,226,734	$65,225,446
MBB	iShares MBS ETF	+117,108	720,721	$68,122,548
—		+115,805	1,499,275	$86,463,189
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	+113,561	1,104,802	$57,902,672
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	+108,056	612,868	$36,146,954
VO	VANGUARD MID-CAP INDEX FUND	+97,356	130,624	$10,524,375
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	+94,971	497,764	$33,628,935
LION	Lionsgate Studios Corp.	+82,936	143,066	$2,190,340
APH	Amphenol Corp	+70,478	123,484	$21,772,698
IWF	iShares Russell 1000 Growth ETF	+69,580	97,216	$12,071,310
TGT	Target Corp	+64,440	68,204	$8,908,124
TLT	iShares 20+ Year Treasury Bond ETF	+56,975	293,538	$25,367,553
SHY	iShares 1-3 Year Treasury Bond ETF	+56,181	476,187	$39,099,714
ADP	Automatic Data Processing Inc	+50,937	54,493	$12,203,707
CRM	Salesforce, Inc.	+49,295	58,961	$9,236,830
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NEM	NEWMONT Corp	−216,023	24,330	$2,272,422
PFF	iShares Preferred and Income Securities ETF	−180,091	652,995	$19,909,817
FPE	First Trust Preferred Securities and Income ETF	−173,037	95,233	$1,702,766
ABT	Abbott Laboratories	−159,586	73,520	$6,671,204
—		−158,792	1,137,302	$104,222,355
AMCR	Amcor plc	−146,593	103,933	$4,505,495
MDT	Medtronic plc	−138,838	72,552	$5,675,742
NFLX	Netflix Inc	−101,196	132,279	$9,444,720
IJJ	iShares S&P Mid-Cap 400 Value ETF	−79,210	4,757	$702,751
SGOV	iShares 0-3 Month Treasury Bond ETF	−70,566	370,341	$37,282,228
TIP	iShares TIPS Bond ETF	−64,575	144,797	$15,845,135
TJX	Tjx Companies Inc	−64,492	143,837	$21,791,305
QCOM	Qualcomm Inc	−58,242	31,775	$5,871,702
SCHO	Schwab Short-Term U.S. Treasury ETF	−53,313	73,100	$1,764,634
MUC	Blackrock Muniholdings California Quality Fund, Inc.	−47,868	213,962	$2,351,442
BNY	Bank of New York Mellon Corp	−47,188	163,812	$23,688,853
XOM	ExxonMobil Holdings Corp	−43,623	282,432	$38,614,103
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−43,311	221,336	$11,755,154
APLE	Apple Hospitality REIT, Inc.	−41,183	194,570	$3,270,721
NKLR	Terra Innovatum Global N.V.	−36,000	25,000	$123,000
VLO	Valero Energy Corp	−32,733	4,346	$1,131,872
PYLD		−30,810	282,691	$7,496,965
JBLU	Jetblue Airways Corp	−26,861	59,232	$339,399
KD	Kyndryl Holdings, Inc.	−26,831	53,869	$609,258
IWR	iShares Russell Mid-Cap ETF	−26,779	293,538	$32,383,112
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
WST	West Pharmaceutical Services Inc	32,568	$11,691,912
ABNB	Airbnb, Inc.	74,626	$10,678,980
IEX	Idex Corp	41,407	$9,397,318
ALGN	Align Technology Inc	46,102	$7,775,563
CRUX	Columbia Core Bond ETF	237,187	$7,110,866
DECK	Deckers Outdoor Corp	70,424	$6,992,398
PAYX	Paychex Inc	47,839	$4,704,008
ARM	Arm Holdings PLC	11,728	$4,158,396
CFG	Citizens Financial Group Inc	56,256	$3,941,857
EVSD	Eaton Vance Short Duration Income ETF	74,239	$3,775,424
SHYG	iShares 0-5 Year High Yield Corporate Bond ETF	81,927	$3,474,524
HONA	Honeywell Aerospace Inc.	14,245	$3,149,284
IBKR	Interactive Brokers Group, Inc.	28,506	$2,481,162
OUST	Ouster, Inc.	38,230	$2,390,139
VIRT	Virtu Financial, Inc.	38,608	$2,299,878
CBRS	Cerebras Systems Inc.	10,069	$2,225,249
PAAA	PGIM AAA CLO ETF	35,981	$1,844,745
—		34,548	$1,812,629
EXEL	Exelixis, Inc.	31,025	$1,688,070
TYA	Simplify Intermediate Term Treasury Futures Strategy ETF	131,320	$1,676,562
MTBA	Simplify MBS ETF	33,790	$1,658,075
—		28,739	$1,442,410
VEEV	Veeva Systems Inc	7,375	$1,308,841
INVH	Invitation Homes Inc.	42,345	$1,279,242
FTNT	Fortinet, Inc.	8,323	$1,278,579
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ROL	Rollins Inc	192,219	$10,266,416
WRB	Berkley W R Corp	101,504	$6,727,685
DOW	Dow Inc.	147,886	$6,159,451
HAL	Halliburton Co	153,118	$5,970,070
ALLE	Allegion plc	26,496	$3,849,603
VST	Vistra Corp.	19,315	$2,903,623
ESE	Esco Technologies Inc	9,837	$2,767,836
FIVE	Five Below, Inc	11,263	$2,573,370
AKAM	Akamai Technologies Inc	16,321	$1,874,466
TDW	Tidewater Inc	18,195	$1,520,192
AEM	Agnico Eagle Mines Ltd	6,623	$1,344,336
—		19,776	$1,336,659
DVN	Devon Energy Corp	25,825	$1,299,514
ASTS	AST SpaceMobile, Inc.	15,534	$1,287,302
AZN	Astrazeneca PLC	5,053	$996,552
BWXT	BWX Technologies, Inc.	4,769	$975,212
ADBE	Adobe Inc.	3,704	$900,368
EMBJ	Embraer S.A.	14,654	$869,568
IMAX	Imax Corp	17,238	$655,216
NU	Nu Holdings Ltd.	45,522	$654,151
KEX	Kirby Corp	4,789	$636,362
PAHC	Phibro Animal Health Corp	11,352	$627,879
BALL	BALL Corp	8,887	$525,310
HPQ	Hp Inc	26,659	$512,119
BDC	Belden Inc.	4,407	$506,055
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

769 tracked positions · $5,189,830,683 total · filing declares 776 positions · $5,239,872,750 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 769 positions by value · page 1 of 16

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	270,046	+1,322	$202,234,748	+15.2%	26+	before history	3.90%
AAPL	Apple Inc. Technology	Added	617,780	+3,499	$178,760,820	+14.7%	26+	before history	3.44%
KLAC	Kla Corp Technology	Added	507,578	+444,979	$153,141,358	+66.1%	10	$64.23	2.95%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	2,274,169	+316,938	$114,595,375	+28.3%	15	unpriced	2.21%
		Reduced	1,137,302	-158,792	$104,222,355	−12.3%	17	$91.56	2.01%
MSFT	Microsoft Corp Technology	Reduced	250,746	-14,755	$93,533,272	−4.8%	26+	before history	1.80%
NVDA	Nvidia Corp Technology	Added	457,998	+31,847	$91,640,819	+23.3%	24	unpriced	1.77%
GOOGL	Alphabet Inc. Communication Services	Reduced	254,769	-14,362	$91,046,797	+17.6%	26+	before history	1.75%
VXUS	Vanguard Total International Stock ETF	Added	1,043,855	+18,849	$89,239,163	+12.9%	13	$65.07	1.72%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	733,889	+167,069	$87,325,452	+57.4%	25	unpriced	1.68%
		Added	1,499,275	+115,805	$86,463,189	+29.3%	26+	before history	1.67%
SPY	Spdr S&P 500 ETF Trust	Added	115,312	+1,113	$86,111,542	+15.9%	26+	before history	1.66%
AMZN	Amazon Com Inc Consumer Cyclical	Added	353,785	+17,252	$84,321,116	+20.3%	26+	before history	1.62%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	1,367,223	+221,687	$83,113,486	+28.2%	21	unpriced	1.60%
QQQ	Invesco Qqq Trust, Series 1	Reduced	97,623	-779	$71,889,577	+26.6%	9	$503.37	1.39%
MBB	iShares MBS ETF	Added	720,721	+117,108	$68,122,548	+18.9%	9	unpriced	1.31%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	199,334	-22,027	$65,247,998	+0.2%	26+	before history	1.26%
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	Added	1,226,734	+130,977	$65,225,446	+11.8%	26+	before history	1.26%
CSCO	Cisco Systems, Inc. Technology	Added	501,889	+9,445	$58,951,881	+54.3%	26+	before history	1.14%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Added	1,104,802	+113,561	$57,902,672	+11.1%	26+	before history	1.12%
LLY	ELI LILLY & Co Healthcare	Added	47,782	+10,961	$57,311,169	+69.2%	23	$618.00	1.10%
V	Visa Inc. Financial Services	Added	161,024	+31,342	$55,245,724	+41.0%	26+	before history	1.06%
CAT	Caterpillar Inc Industrials	Reduced	47,042	-9,666	$50,095,025	+24.7%	18	$292.03	0.97%
GOOG	Alphabet Inc. Communication Services	Reduced	134,138	-4,996	$47,394,979	+18.7%	26+	before history	0.91%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	246,306	-6,893	$46,926,219	+39.5%	26+	before history	0.90%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	49,845	-3,991	$46,628,502	−13.1%	26+	before history	0.90%
AVGO	Broadcom Inc. Technology	Reduced	114,486	-422	$43,247,086	+21.6%	26+	before history	0.83%
RSP	Victory Portfolios II	Reduced	198,693	-2,665	$42,275,909	+9.4%	26+	before history	0.81%
IWM	iShares Russell 2000 ETF	Reduced	137,949	-10,216	$41,446,777	+12.8%	26+	before history	0.80%
DAK	Dakota Active Equity ETF	Reduced	1,421,767	-963	$41,106,127	+12.9%	4	$25.53	0.79%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	476,187	+56,181	$39,099,714	+12.7%	26+	before history	0.75%
XOM	ExxonMobil Holdings Corp Energy	Reduced	282,432	-43,623	$38,614,103	−30.2%	26+	before history	0.74%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	370,341	-70,566	$37,282,228	−16.0%	2	unpriced	0.72%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Added	612,868	+108,056	$36,146,954	+20.2%	12	$59.36	0.70%
META	Meta Platforms, Inc. Communication Services	Reduced	63,246	-7,021	$35,625,839	−11.4%	26+	before history	0.69%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	686,045	-18,355	$34,693,295	−2.7%	25	unpriced	0.67%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Added	497,764	+94,971	$33,628,935	+41.0%	9	$56.43	0.65%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	64,892	-980	$32,471,307	+2.9%	15	$376.54	0.63%
IWR	iShares Russell Mid-Cap ETF	Reduced	293,538	-26,779	$32,383,112	+4.0%	26+	before history	0.62%
MRK	Merck & Co., Inc. Healthcare	Added	250,026	+16,681	$32,128,341	+14.5%	26+	before history	0.62%
VTV	VANGUARD VALUE INDEX FUND	Reduced	139,506	-178	$30,402,542	+10.9%	26+	before history	0.59%
MUB	iShares National Muni Bond ETF	Added	268,682	+3,899	$28,915,556	+2.9%	26+	before history	0.56%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	75,191	+1,765	$27,823,677	+18.1%	26+	before history	0.54%
VUG	VANGUARD GROWTH INDEX FUND	Added	312,902	+260,586	$26,953,378	+18.0%	26+	before history	0.52%
TLT	iShares 20+ Year Treasury Bond ETF	Added	293,538	+56,975	$25,367,553	+23.7%	6	unpriced	0.49%
JNJ	Johnson & Johnson Healthcare	Reduced	98,608	-4,048	$25,043,473	−0.2%	26+	before history	0.48%
IAU	Ishares Gold Trust	Added	330,096	+1,168	$24,925,548	−14.0%	15	$38.17	0.48%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Reduced	79,232	-18,454	$24,268,761	−3.5%	10	unpriced	0.47%
AMD	Advanced Micro Devices Inc Technology	Reduced	41,206	-13,158	$23,936,977	+116.4%	17	$137.47	0.46%
BNY	Bank of New York Mellon Corp Financial Services	Reduced	163,812	-47,188	$23,688,853	−5.4%	18	$65.95	0.46%

Showing the top 50 of 769 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.