LQDA · Liquidia Corp · Holdings

$38.63 +2.28 (+6.27%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$3.25B

89.51M

Volume · Oct 21 3.87M Avg daily vol (3M) 3.19M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of LQDA: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 340

Total Value: $6,300,092,272

Total Shares: 79,807,347

Showing 1–100 of 362 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Superinvestors Holding LQDA

All superinvestors →

Joel Greenblatt $2,545,699

Holder Concentration

Across 342 13F filers

Top Holder

13.6%

of institutional value

Top 5

44.4%

of institutional value

Top 10

58.9%

of institutional value

HHI

537

Broadly held

Who Holds LQDA

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 336 filers, like-for-like change +17.7%; actively managed books +5.9%; index-like books +53.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	55.6%	178	+7.1%	64	18
Exempt adviser	0.4%	5	-51.6%	2	1
Adviser	3.9%	9	+17.9%	4	1
Bank	10.1%	17	+29.9%	3	1
Insurer	0.6%	2	+480.8%	1	0
Broker-dealer	0.1%	2	-10.4%	0	0
Benefit plan	0.3%	5	+35.1%	1	0
Non-US	0.8%	9	+203.6%	4	0
Holding company	18.3%	10	+70.0%	3	0
Unknown	9.8%	99	+1.1%	42	12

Style	Share	Filers	Change	New	Exited
Index-like	32.8%	40	+53.1%	11	1
Systematic-like	4.0%	30	-28.7%	6	6
Concentrated	21.4%	50	-5.3%	14	9
Diversified active	41.8%	216	+18.6%	93	16
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	-100.0%	0	1

Turnover	Share	Filers	Change	New	Exited
Low turnover	50.5%	169	+35.4%	63	14
Medium turnover	32.2%	79	+12.7%	29	4
High turnover	5.9%	55	-37.3%	20	13
Unknown	11.4%	33	+17.6%	12	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.1%	50	+13.7%	21	9
Medium horizon	34.9%	46	+20.5%	10	3
Long horizon	47.8%	210	+24.7%	84	15
Unknown	7.2%	30	-18.3%	9	6
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	8.1%	82	-7.5%	38	14
$1B to $10B	22.6%	96	-8.3%	35	12
$10B to $100B	18.2%	92	+16.8%	39	6
$100B or more	51.2%	66	+41.7%	12	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.5%	80	+12.7%	35	7
Pooled investment vehicles	35.2%	42	-6.6%	9	9
Registered funds and BDCs	16.5%	23	+51.9%	10	0
Pension and profit sharing plans	0.0%	1	+10.0%	0	0
Insurance companies	0.1%	3	+22.7%	0	0
Governments and sovereign funds	0.7%	6	-28.1%	1	0
Other investment advisers	0.0%	5	+45.2%	3	1
Other	0.1%	1	new	1	0
Diversified	1.1%	16	+78.0%	5	1
Unknown	44.7%	159	+34.2%	60	15

Private funds	Share	Filers	Change	New	Exited
Hedge funds	36.5%	51	-7.2%	11	9
Private equity funds	0.4%	11	+4.4%	4	2
Venture capital funds	0.0%	1	+6.6%	0	0
Real estate funds	0.0%	3	+44.2%	0	1
Liquidity funds	0.0%	1	new	1	0
Securitized asset funds	0.2%	1	+4.5%	0	0
Other private funds	4.2%	12	+79.6%	3	0
Mixed private funds	0.1%	1	+38.6%	0	0
Private funds, type not stated	0.2%	7	-5.5%	5	2
No private funds	14.0%	94	+41.8%	42	5
Unknown	44.3%	154	+36.3%	58	14

Location	Share	Filers	Change	New	Exited
United States	96.3%	279	+17.7%	101	32
Outside the US	3.7%	56	+15.8%	22	1
Unknown	0.0%	1	new	1	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

336 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

3.87% of filers hold it in their top 10

Mar 31, 2026: 10

Holders above 5%

median weight 0.007%

Mar 31, 2026: 7

Crowding

36.8%

of shares outstanding, 89th percentile

Mar 31, 2026: 38.9%

Private-fund advisers

34.3%

of shares outstanding

Institutional ownership

81.6%

100.6% of the estimated free float above 100%: filers can report lent or client shares more than once

Top 10 holders

62.7%

of 13F shares, Herfindahl 0.061

Active holders

+5.9%

like-for-like share change of active filers

5% stakes on record

1 13D, 4 13G (2 institutional, 1 passive, 1 exempt)

How long holders have held it value-weighted 11.6 quarters

Under 1 year 17.6% 1 to 3 years 43.8% 3 years or more 38.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $16,142,830 (1 buying, 2 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$28.91

estimated per share

Mar 31, 2026: $21.35

Quarter-end price

$79.73

implied by 13F values

Estimated gain or loss

+175.8%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 44.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies LQDA's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ABVX Abivax S.A.	13	0.170
2	TARS Tarsus Pharmaceuticals, Inc.	6	0.158
3	TVTX Travere Therapeutics, Inc.	8	0.155
4	TNGX Tango Therapeutics, Inc.	8	0.155
5	DERM Journey Medical Corp	3	0.149
6	CTMX CytomX Therapeutics, Inc.	6	0.146
7	SNDX Syndax Pharmaceuticals Inc	7	0.144
8	ASMB Assembly Biosciences, Inc.	4	0.136
9	STOK Stoke Therapeutics, Inc.	5	0.134
10	RARE Ultragenyx Pharmaceutical Inc.	6	0.131

Shareholder Targets

13F filers that own its peers but not LQDA, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ABVX, TARS, TVTX, TNGX, DERM, CTMX, SNDX, ASMB, STOK, RARE, RLMD, GERN, ELVN, OCUL, RLAY, NERV, SKYH, DAVE, PTGX, CNTX. 751 filers in all.

#	Filer	In peers	Of book	Largest peers
1	RTW INVESTMENTS, LP Registered adviser, Diversified active	$1,714,083,631 6 held	14.6%	PTGX, TNGX, RARE
2	TCG Crossover Management, LLC Unknown, Diversified active	$1,182,103,928 5 held	28.4%	ABVX, TNGX, RLAY
3	PERCEPTIVE ADVISORS LLC Registered adviser, Diversified active	$752,042,416 6 held	12.1%	RLAY, TVTX, PTGX
4	Vestal Point Capital, LP Registered adviser, Diversified active	$582,173,774 3 held	13.6%	ABVX, ELVN, TARS
5	Hood River Capital Management LLC Registered adviser, Diversified active	$575,703,729 3 held	4.19%	DAVE, PTGX, SNDX
6	Deep Track Capital, LP Adviser, Diversified active	$570,926,738 5 held	8.69%	TARS, OCUL, TNGX
7	SB INVESTMENT ADVISERS (UK) LTD Registered adviser, Concentrated	$522,101,857 1 held	6.81%	RLAY
8	ADAGE CAPITAL PARTNERS GP, L.L.C. Registered adviser, Diversified active	$520,899,741 9 held	0.730%	TNGX, TVTX, ELVN
9	Commodore Capital LP Registered adviser, Concentrated	$509,806,450 5 held	30.6%	RLAY, ELVN, TNGX
10	Siren, L.L.C. Unknown, Diversified active	$506,521,705 6 held	10.3%	TNGX, ELVN, ABVX

Fund Ownership of LQDA by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 19.32% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.67%	+1.32 pp	3,284,005	73
Index ETFs	15.65%	+6.90 pp	14,008,826	47
Active ETFs	0.49%	+0.06 pp	442,461	14
Active funds	4.59%	+2.14 pp	4,111,932	89
Unclassified	0.43%	+0.43 pp	387,592	7
All registered funds	24.84%	+10.85 pp	22,234,816	230

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 183 Exempt adviser 5 Adviser 9 Bank 17 Insurer 2 Broker-dealer 2 Benefit plan 5 Non-US 9 Holding company 10 Unknown 98

Showing 100 of 362

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$860,173,954

13.65%

10,788,586

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	72,661	$5,793,261	0.7%	Sole
BlackRock Investment Management (Australia) Ltd	186	$14,829	0.0%	Sole
BlackRock Asset Management Canada Ltd	10,394	$828,713	0.1%	Sole
BlackRock Investment Management, LLC	214,943	$17,137,405	2.0%	Sole
BLACKROCK ADVISORS LLC	180,345	$14,378,906	1.7%	Sole
BlackRock Fund Advisors	7,820,542	$623,531,813	72.5%	Sole
BlackRock Institutional Trust Company, N.A.	2,104,618	$167,801,193	19.5%	Sole
BlackRock Japan Co. Ltd	151	$12,039	0.0%	Sole
BlackRock Fund Managers Ltd.	11,977	$954,926	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	27,013	$2,153,746	0.3%	Sole
BlackRock (Netherlands) B.V.	5,759	$459,165	0.1%	Sole
BlackRock Asset Management Ireland Ltd	211,005	$16,823,428	2.0%	Sole
BlackRock (Luxembourg) S.A.	465	$37,074	0.0%	Sole
BlackRock Life Ltd	273	$21,766	0.0%	Sole
BlackRock Asset Management Schweiz AG	10,277	$819,385	0.1%	Sole
Aperio Group, LLC	117,952	$9,404,312	1.1%	Sole
SpiderRock Advisors, LLC	25	$1,993	0.0%	Sole

FARALLON CAPITAL MANAGEMENT LLC

$666,944,479

10.59%

8,365,038

Caligan Partners LP

$647,319,259

10.27%

8,118,892

FINDELL CAPITAL MANAGEMENT LLC

$279,223,389

4.43%

3,502,112

VANGUARD CAPITAL MANAGEMENT LLC

$250,287,060

3.97%

3,139,183

STATE STREET CORP

$241,613,393

3.84%

3,030,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	3,030,395	$241,613,393	100.0%	Defined

Opaleye Management Inc.

$195,139,175

3.10%

2,447,500

GEODE CAPITAL MANAGEMENT, LLC

$169,130,450

2.68%

2,121,290

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	258,908	$20,642,734	12.2%	Defined
Held directly	1,862,382	$148,487,716	87.8%	Defined

BANK OF AMERICA CORP /DE/

$158,787,554

2.52%

1,991,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	739,447	$58,956,109	37.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	890,183	$70,974,290	44.7%	Defined
BOFA SECURITIES, INC.	77,963	$6,215,989	3.9%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	283,973	$22,641,166	14.3%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$154,705,221

2.46%

1,940,364

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	93,943	$7,490,075	4.8%	Defined
Held directly	1,846,421	$147,215,146	95.2%	Sole

CITADEL ADVISORS LLC

$124,251,232

1.97%

1,558,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,558,400	$124,251,232	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$122,158,399

1.94%

1,532,151

Caprock Group, LLC

$112,400,085

1.78%

1,409,759

MPM BIOIMPACT LLC

$110,519,653

1.75%

1,386,174

FINDELL CAPITAL MANAGEMENT LLC

$103,656,973

1.65%

1,300,100

D. E. Shaw & Co., Inc.

$101,074,198

1.60%

1,267,706

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	630,401	$50,261,871	49.7%	Defined
D. E. Shaw Investment Management, L.L.C. joint	637,305	$50,812,327	50.3%	Defined

FULLER & THALER ASSET MANAGEMENT, INC.

$96,441,726

1.53%

1,209,604

GOLDMAN SACHS GROUP INC

$76,452,458

1.21%

958,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	766,740	$61,132,180	80.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	189,076	$15,075,029	19.7%	Defined
Goldman Sachs Trust Company, N.A.	3,076	$245,249	0.3%	Defined

FEDERATED HERMES, INC.

$65,074,589

1.03%

816,187

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	35,555	$2,834,800	4.4%	Defined
FEDERATED MDTA LLC	780,632	$62,239,789	95.6%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$61,113,045

0.97%

766,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	766,500	$61,113,045	100.0%	Other

JANE STREET GROUP, LLC

$59,988,852

0.95%

752,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	752,400	$59,988,852	100.0%	Defined

NORTHERN TRUST CORP

$56,533,589

0.90%

709,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	647,062	$51,590,252	91.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	27,556	$2,197,039	3.9%	Defined
MASON STREET ADVISORS, LLC joint	23,493	$1,873,096	3.3%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	10,952	$873,202	1.5%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$53,740,651

0.85%

674,033

MORGAN STANLEY

$52,497,498

0.83%

658,441

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	2,579	$205,623	0.4%	Defined
MORGAN STANLEY & CO. LLC	110,732	$8,828,662	16.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	230,722	$18,395,465	35.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	167,381	$13,345,287	25.4%	Defined
Parametric Sas	839	$66,893	0.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	146,188	$11,655,568	22.2%	Defined

Caption Management, LLC

$49,910,980

0.79%

626,000

BOOTHBAY FUND MANAGEMENT, LLC

$49,649,146

0.79%

622,716

UBS Group AG

$48,360,867

0.77%

606,558

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	37,887	$3,020,730	6.2%	Defined
UBS AG	553,592	$44,137,890	91.3%	Defined
UBS Switzerland AG	14,956	$1,192,441	2.5%	Defined
UBS Securities LLC	123	$9,806	0.0%	Defined

FMR LLC

$47,489,499

0.75%

595,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	595,447	$47,474,989	100.0%	Defined
STRATEGIC ADVISERS LLC	182	$14,510	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$46,992,862

0.75%

589,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	589,400	$46,992,862	100.0%	Other

AMERICAN CENTURY COMPANIES INC

$43,224,104

0.69%

542,131

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	542,131	$43,224,104	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$40,165,901

0.64%

503,774

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$37,558,171

0.60%

471,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	471,067	$37,558,171	100.0%	Other

Eversept Partners, LP

$34,176,423

0.54%

428,652

Buckley Capital Advisors, LLC

$32,692,808

0.52%

410,044

OBERWEIS ASSET MANAGEMENT INC/

$32,402,272

0.51%

406,400

Invesco Ltd.

$32,297,823

0.51%

405,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	27,899	$2,224,386	6.9%	Defined
Invesco Trust Co joint	27,950	$2,228,453	6.9%	Defined
Invesco Capital Management LLC	349,241	$27,844,984	86.2%	Defined

CITADEL ADVISORS LLC

$30,879,429

0.49%

387,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	387,300	$30,879,429	100.0%	Defined

Purewater Capital LLC

$30,291,340

0.48%

379,924

Bank of New York Mellon Corp

$29,694,160

0.47%

372,434

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	175,419	$13,986,156	47.1%	Defined
BNY Mellon Investment Adviser, Inc.	56,968	$4,542,058	15.3%	Defined
The Bank of New York Mellon	139,106	$11,090,921	37.4%	Defined
BNY Mellon, NA joint	940	$74,946	0.3%	Defined
Held directly	1	$79	0.0%	Defined

PRINCIPAL FINANCIAL GROUP INC

$27,382,790

0.43%

343,444

Nuveen, LLC

$25,234,383

0.40%

316,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	9,004	$717,888	2.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	47,860	$3,815,877	15.1%	Defined
TEACHERS ADVISORS, LLC joint	259,634	$20,700,618	82.0%	Defined

FIRST TRUST ADVISORS LP

$24,033,173

0.38%

301,432

TWO SIGMA INVESTMENTS, LP

$21,274,276

0.34%

266,829

Seven Fleet Capital Management LP

$20,458,957

0.32%

256,603

Jupiter Topco LLC

$20,007,206

0.32%

250,937

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	27,971	$2,230,127	11.1%	Defined
JANUS HENDERSON INVESTORS US LLC	222,966	$17,777,079	88.9%	Defined

Public Sector Pension Investment Board

$19,244,908

0.31%

241,376

JACOBS LEVY EQUITY MANAGEMENT, INC

$19,195,156

0.30%

240,752

DIMENSIONAL FUND ADVISORS LP

$19,099,878

0.30%

239,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	1,379	$109,947	0.6%	Defined
Dimensional Ireland Ltd	4,483	$357,429	1.9%	Defined
Held directly	233,695	$18,632,502	97.6%	Sole

BARCLAYS PLC

$19,055,470

0.30%

239,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	239,000	$19,055,470	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$18,525,504

0.29%

232,353

RAYMOND JAMES FINANCIAL INC

$18,008,454

0.29%

225,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	59,558	$4,748,559	26.4%	Defined
Raymond James Financial Services Advisors, Inc.	78,486	$6,257,688	34.7%	Defined
ClariVest Asset Management LLC joint	7,348	$585,856	3.3%	Defined
CHARTWELL INVESTMENT PARTNERS, LLC	80,476	$6,416,351	35.6%	Defined

Empowered Funds, LLC

$16,772,400

0.27%

210,365

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Strive Asset Management, LLC	2,451	$195,418	1.2%	Other
The Burney Company	97,697	$7,789,381	46.4%	Other
Alpha Architect, LLC	110,217	$8,787,601	52.4%	Other

ALGERT GLOBAL LLC

$15,295,482

0.24%

191,841

Capricorn Fund Managers Ltd

$14,527,204

0.23%

182,205

WELLINGTON MANAGEMENT GROUP LLP

$14,043,242

0.22%

176,135

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	59,992	$4,783,162	34.1%	Defined
Wellington Managment Canada LLC	684	$54,535	0.4%	Defined
Wellington Trust Company, NA joint	105,077	$8,377,789	59.7%	Defined
Wellington Management Australia Pty Ltd	8,817	$702,979	5.0%	Defined
Wellington Management Europe GmbH	1,565	$124,777	0.9%	Defined

Greenland Capital Management LP

$13,713,560

0.22%

172,000

AMERIPRISE FINANCIAL INC

$13,584,875

0.22%

170,386

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	169,938	$13,549,156	99.7%	Defined
Ameriprise Financial Services, LLC	448	$35,719	0.3%	Defined

CITIGROUP INC

$13,306,218

0.21%

166,891

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	12	$956	0.0%	Defined
Citigroup Financial Products Inc. joint	166,879	$13,305,262	100.0%	Defined

DEUTSCHE BANK AG\

$13,045,500

0.21%

163,621

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investment GmbH	53,739	$4,284,610	32.8%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	35,327	$2,816,621	21.6%	Defined
DWS Investments UK Ltd	72,286	$5,763,362	44.2%	Defined
DWS International GmbH	2,269	$180,907	1.4%	Defined

RHUMBLINE ADVISERS

$12,914,346

0.20%

161,976

Legal & General Group Plc

$12,740,055

0.20%

159,790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	107,636	$8,581,818	67.4%	Defined
Legal & General Investment Management Ltd joint	52,154	$4,158,237	32.6%	Defined

JPMORGAN CHASE & CO

$11,609,643

0.18%

145,612

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	35,519	$2,831,929	24.4%	Defined
J.P. Morgan Investment Management Inc.	108,159	$8,623,517	74.3%	Defined
J.P. Morgan Securities LLC	1,300	$103,649	0.9%	Defined
J.P. Morgan Securities plc	283	$22,563	0.2%	Defined
55I, LLC	351	$27,985	0.2%	Other

Russell Investments Group, Ltd.

$11,544,264

0.18%

144,792

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	104,572	$8,337,525	72.2%	Defined
Russell Investments Capital, LLC joint	23,504	$1,873,973	16.2%	Defined
Russell Investments Trust Company joint	16,716	$1,332,766	11.5%	Other

JANE STREET GROUP, LLC

$11,285,063

0.18%

141,541

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	140,262	$11,183,089	99.1%	Defined
Jane Street Global Trading, LLC	1,279	$101,974	0.9%	Defined

Apis Capital Advisors, LLC

$11,162,200

0.18%

140,000

BARCLAYS PLC

$10,433,706

0.17%

130,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	115,402	$9,201,001	88.2%	Defined
BARCLAYS CAPITAL INC.	12,377	$986,818	9.5%	Defined
BARCLAYS CAPITAL SECURITIES LTD	3,084	$245,887	2.4%	Defined

Swiss National Bank

$10,213,413

0.16%

128,100

Woodline Partners LP

$9,979,006

0.16%

125,160

PRUDENTIAL FINANCIAL INC

$9,793,714

0.16%

122,836

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	109,536	$8,733,305	89.2%	Defined
Prudential Trust Co	13,300	$1,060,409	10.8%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$9,719,959

0.15%

121,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,239	$98,785	1.0%	Defined
UBS Asset Management Switzerland AG	92,218	$7,352,540	75.6%	Defined
UBS Asset Management (UK) Ltd.	9,509	$758,151	7.8%	Defined
Held directly	18,945	$1,510,483	15.5%	Defined

HSBC HOLDINGS PLC

$9,377,842

0.15%

117,620

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	117,620	$9,377,842	100.0%	Defined

Trexquant Investment LP

$8,820,370

0.14%

110,628

Diametric Capital, LP

$8,433,919

0.13%

105,781

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	105,781	$8,433,919	100.0%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$7,881,948

0.13%

98,858

HighVista Strategies LLC

$7,805,248

0.12%

97,896

ALLIANCEBERNSTEIN L.P.

$7,698,170

0.12%

96,553

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	96,553	$7,698,170	100.0%	Defined

CAXTON ASSOCIATES LLP

$7,387,462

0.12%

92,656

D. E. Shaw & Co., Inc.

$7,215,565

0.11%

90,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	90,500	$7,215,565	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$7,007,948

0.11%

87,896

T3 Companies, LLC

$7,000,294

0.11%

87,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T3 Global Trading, LLC	87,800	$7,000,294	100.0%	Sole

AQR CAPITAL MANAGEMENT LLC

$6,810,136

0.11%

85,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	6	$478	0.0%	Other
Arax Advisory Partners	60	$4,783	0.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	432	$34,443	0.5%	Other
Held directly	84,917	$6,770,432	99.4%	Defined

JANE STREET GROUP, LLC

$6,426,238

0.10%

80,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	80,600	$6,426,238	100.0%	Defined

BANCO BILBAO VIZCAYA ARGENTARIA, S.A.

$6,281,846

0.10%

78,789

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Garanti Asset Management	78,789	$6,281,846	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$5,955,990

0.09%

74,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	74,702	$5,955,990	100.0%	Defined

DV EQUITIES, LLC

$5,939,885

0.09%

74,500

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$5,907,594

0.09%

74,095

MARSHALL WACE, LLP

$5,843,331

0.09%

73,289

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	73,289	$5,843,331	100.0%	Other

AWH Capital, L.P.

$5,820,290

0.09%

73,000

LGT Fund Management Co Ltd.

$5,644,884

0.09%

70,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	70,800	$5,644,884	100.0%	Defined

WELLS FARGO & COMPANY/MN

$5,359,210

0.09%

67,217

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	64,385	$5,133,416	95.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	2,680	$213,676	4.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	136	$10,843	0.2%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	16	$1,275	0.0%	Defined

VICTORY CAPITAL MANAGEMENT INC

$5,092,753

0.08%

63,875

LPL Financial LLC

$4,918,862

0.08%

61,694

CREDIT AGRICOLE S A

$4,863,530

0.08%

61,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Credit Agricole Corporate & Investment Bank joint	61,000	$4,863,530	100.0%	Defined

J. Goldman & Co LP

$4,855,557

0.08%

60,900

Walleye Trading LLC

$4,696,097

0.07%

58,900

Sigma Planning Corp

$4,591,650

0.07%

57,590

LOS ANGELES CAPITAL MANAGEMENT LLC

$4,353,497

0.07%

54,603

Walleye Trading LLC

$4,257,582

0.07%

53,400

Alphadyne Asset Management LP

$4,233,663

0.07%

53,100

Allspring Global Investments Holdings, LLC

$4,103,064

0.07%

51,462

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	587	$46,801	1.1%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	50,875	$4,056,263	98.9%	Defined

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Key facts CIK 1819576 CUSIP 53635D202 13F (30d) 27 filings 27 filers Visit website Investor relations