ASMB · Assembly Biosciences, Inc. · Holdings

$20.57 +0.27 (+1.33%) At close · Oct 28

Russell 2000 member Rebalance outlook locked

Market Cap

$418.82M

20.36M

Volume · Oct 28 142.69K Avg daily vol (3M) 287.69K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ASMB: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 97

Total Value: $516,070,449

Total Shares: 18,796,363

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 93 13F filers

Top Holder

26.5%

of institutional value

Top 5

56.3%

of institutional value

Top 10

74.2%

of institutional value

HHI

1,022

Broadly held

Who Holds ASMB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 92 filers, like-for-like change +36.5%; actively managed books +28.6%; index-like books +129.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	54.6%	43	+54.2%	11	5
Exempt adviser	0.4%	4	-65.6%	1	0
Adviser	1.9%	3	+12.4%	3	2
Bank	2.3%	10	+121.8%	2	2
Benefit plan	0.0%	1	-98.3%	1	1
Non-US	0.2%	3	+389.3%	1	0
Holding company	6.2%	6	+287.5%	2	1
Unknown	34.3%	22	+6.0%	10	4

Style	Share	Filers	Change	New	Exited
Index-like	13.0%	17	+129.4%	8	0
Systematic-like	6.8%	12	+57.2%	1	1
Concentrated	53.9%	12	+25.7%	2	3
Diversified active	26.3%	51	+28.5%	20	11
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	45.2%	40	+34.9%	21	2
Medium turnover	31.8%	20	+37.2%	3	9
High turnover	10.3%	24	+32.0%	6	4
Unknown	12.8%	8	+45.7%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	15.5%	19	+41.9%	5	1
Medium horizon	49.0%	16	+36.0%	6	2
Long horizon	25.2%	46	+30.6%	18	10
Unknown	10.2%	11	+47.8%	2	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	11.8%	18	+75.7%	7	1
$1B to $10B	44.4%	16	+29.4%	3	2
$10B to $100B	21.6%	18	+19.8%	7	8
$100B or more	22.2%	40	+58.6%	14	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	0.1%	3	+1.5%	0	0
Pooled investment vehicles	44.8%	24	+43.0%	3	5
Registered funds and BDCs	5.2%	6	+51.4%	2	0
Insurance companies	0.0%	2	new	2	0
Governments and sovereign funds	0.4%	3	+193.6%	1	0
Other investment advisers	0.0%	0	—	0	0
Diversified	0.9%	3	+699.4%	2	0
Unknown	48.6%	51	+27.1%	21	10

Private funds	Share	Filers	Change	New	Exited
Hedge funds	41.8%	30	+52.6%	6	5
Private equity funds	0.0%	1	new	1	0
Venture capital funds	5.4%	1	0.0%	0	0
Real estate funds	0.0%	1	0.0%	0	0
Other private funds	0.1%	2	+10317.4%	1	0
Mixed private funds	0.0%	0	—	0	0
No private funds	5.4%	11	+50.0%	4	0
Unknown	47.3%	46	+28.1%	19	10

Location	Share	Filers	Change	New	Exited
United States	97.4%	75	+36.6%	24	14
Outside the US	2.6%	17	+34.0%	7	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

92 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

3.26% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Mar 31, 2026: 39.8%

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

74.3%

of 13F shares, Herfindahl 0.103

Active holders

+28.6%

like-for-like share change of active filers

5% stakes on record

1 13D, 7 13G (3 institutional, 4 passive, 0 exempt)

How long holders have held it value-weighted 5.3 quarters

Under 1 year 29.8% 1 to 3 years 66.4% 3 years or more 3.87% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $3,710,802 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$25.51

estimated per share

Mar 31, 2026: $24.79

Quarter-end price

$27.46

implied by 13F values

Estimated gain or loss

+7.6%

price against the estimated cost

Estimated at a loss

22.3%

of costed 13F value

Estimated cost covers 56.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ASMB's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	AVTX Avalo Therapeutics, Inc.	9	0.372
2	SABS SAB Biotherapeutics, Inc.	6	0.365
3	TYRA Tyra Biosciences, Inc.	6	0.330
4	NERV Minerva Neurosciences, Inc.	4	0.327
5	DMRA Damora Therapeutics, Inc.	6	0.316
6	PALI Palisade Bio, Inc.	6	0.298
7	OVID Ovid Therapeutics Inc.	5	0.296
8	CLYM Climb Bio, Inc.	5	0.296
9	IVA Inventiva S.A.	6	0.293
10	CCCC C4 Therapeutics, Inc.	5	0.289

Shareholder Targets

13F filers that own its peers but not ASMB, quarter ended Jun 30, 2026

Found through its holder-overlap peers: AVTX, SABS, TYRA, NERV, DMRA, PALI, OVID, CLYM, IVA, CCCC, ERAS, AMLX, CUE, IFRX, TNGX, RLMD, ELVN, EWTX, EYPT, HLXC. 551 filers in all.

#	Filer	In peers	Of book	Largest peers
1	ORBIMED ADVISORS LLC Registered adviser, Diversified active	$1,037,369,106 9 held	20.5%	EWTX, ELVN, RLMD
2	RTW INVESTMENTS, LP Registered adviser, Diversified active	$766,551,914 3 held	6.54%	TNGX, ERAS, AVTX
3	Siren, L.L.C. Unknown, Diversified active	$698,753,923 8 held	14.2%	ERAS, TNGX, EWTX
4	TCG Crossover Management, LLC Unknown, Diversified active	$588,026,004 5 held	14.1%	TNGX, AMLX, TYRA
5	ADAGE CAPITAL PARTNERS GP, L.L.C. Registered adviser, Diversified active	$520,585,698 16 held	0.730%	TNGX, EYPT, ELVN
6	PERCEPTIVE ADVISORS LLC Registered adviser, Diversified active	$512,302,075 7 held	7.97%	EWTX, AMLX, TNGX
7	Venrock Adviser, LLC Registered adviser, Concentrated	$495,581,388 4 held	15.0%	ERAS, DMRA, RLMD
8	Frazier Life Sciences Management, L.P. Registered adviser, Concentrated	$457,545,444 1 held	9.96%	ERAS
9	Cormorant Asset Management, LP Registered adviser, Diversified active	$431,121,440 9 held	21.9%	ERAS, EWTX, EYPT
10	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$411,275,715 3 held	0.270%	ERAS, ELVN, TNGX

Fund Ownership of ASMB by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 5.56% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.01%	+0.39 pp	206,439	38
Index ETFs	4.55%	+2.05 pp	925,647	7
Active ETFs	0.00%	-0.03 pp	0	0
Active funds	1.29%	+1.15 pp	263,282	16
Unclassified	0.15%	+0.15 pp	29,720	3
All registered funds	7.00%	+3.71 pp	1,425,088	64

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 45 Exempt adviser 4 Adviser 3 Bank 10 Benefit plan 1 Non-US 3 Holding company 6 Unknown 25

Showing 99 of 99

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

GILEAD SCIENCES, INC.

$136,770,405

26.50%

4,977,089

FARALLON CAPITAL MANAGEMENT LLC

$44,094,133

8.54%

1,604,590

Paradigm Biocapital Advisors LP

$42,696,995

8.27%

1,553,748

Commodore Capital LP

$38,884,200

7.53%

1,415,000

RA CAPITAL MANAGEMENT, L.P.

$28,040,866

5.43%

1,020,410

Jupiter Topco LLC

$23,339,011

4.52%

849,309

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS US LLC	849,309	$23,339,011	100.0%	Defined

BlackRock, Inc.

$21,072,183

4.08%

766,819

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	35,696	$980,926	4.7%	Sole
BlackRock Investment Management, LLC	29,274	$804,449	3.8%	Sole
BLACKROCK ADVISORS LLC	21,412	$588,401	2.8%	Sole
BlackRock Fund Advisors	371,787	$10,216,706	48.5%	Sole
BlackRock Institutional Trust Company, N.A.	298,928	$8,214,541	39.0%	Sole
Aperio Group, LLC	9,722	$267,160	1.3%	Sole

Parkman Healthcare Partners LLC

$19,818,053

3.84%

721,181

VANGUARD CAPITAL MANAGEMENT LLC

$15,359,726

2.98%

558,942

Point72 Asset Management, L.P.

$12,657,095

2.45%

460,593

Seven Fleet Capital Management LP

$11,902,879

2.31%

433,147

MILLENNIUM MANAGEMENT LLC

$8,211,216

1.59%

298,807

GEODE CAPITAL MANAGEMENT, LLC

$7,706,051

1.49%

280,424

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	40,461	$1,111,868	14.4%	Defined
Held directly	239,963	$6,594,183	85.6%	Defined

Schonfeld Strategic Advisors LLC

$6,654,364

1.29%

242,153

AMERIPRISE FINANCIAL INC

$6,320,400

1.22%

230,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	230,000	$6,320,400	100.0%	Defined

DV EQUITIES, LLC

$6,221,884

1.21%

226,415

Aberdeen Group plc

$5,689,651

1.10%

207,047

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
abrdn Inc.	207,047	$5,689,651	100.0%	Defined

Affinity Asset Advisors, LLC

$5,221,200

1.01%

190,000

B Group, Inc.

$4,828,400

0.94%

175,706

STATE STREET CORP

$4,724,663

0.92%

171,931

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	171,931	$4,724,663	100.0%	Defined

STEMPOINT CAPITAL LP

$4,681,987

0.91%

170,378

Squadron Capital Management LLC

$4,396,800

0.85%

160,000

Woodline Partners LP

$4,143,434

0.80%

150,780

Driehaus Capital Management LLC

$4,122,000

0.80%

150,000

Ally Bridge Group (NY) LLC

$3,847,200

0.75%

140,000

GOLDMAN SACHS GROUP INC

$3,787,650

0.73%

137,833

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	122,240	$3,359,155	88.7%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	15,593	$428,495	11.3%	Defined

NORTHERN TRUST CORP

$3,380,836

0.66%

123,029

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	121,482	$3,338,325	98.7%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	1,547	$42,511	1.3%	Other

FRANKLIN RESOURCES INC

$3,110,736

0.60%

113,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	113,200	$3,110,736	100.0%	Defined

CITADEL ADVISORS LLC

$2,635,524

0.51%

95,907

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	86,011	$2,363,582	89.7%	Defined
Held directly	9,896	$271,942	10.3%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$2,504,884

0.49%

91,153

VANGUARD FIDUCIARY TRUST CO

$2,032,695

0.39%

73,970

HighVista Strategies LLC

$2,017,169

0.39%

73,405

Qube Research & Technologies Ltd

$1,414,890

0.27%

51,488

MONIMUS CAPITAL MANAGEMENT, LP

$1,307,498

0.25%

47,580

JPMORGAN CHASE & CO

$1,274,658

0.25%

46,385

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	4,193	$115,223	9.0%	Defined
J.P. Morgan Securities LLC	41,828	$1,149,433	90.2%	Defined
J.P. Morgan Securities plc	364	$10,002	0.8%	Defined

Trexquant Investment LP

$1,254,764

0.24%

45,661

MORGAN STANLEY

$1,242,616

0.24%

45,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	9	$247	0.0%	Defined
MORGAN STANLEY & CO. LLC	2,640	$72,547	5.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	40,637	$1,116,704	89.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,933	$53,118	4.3%	Defined

GSA CAPITAL PARTNERS LLP

$1,179,743

0.23%

42,931

XTX Topco Ltd

$1,179,386

0.23%

42,918

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	42,918	$1,179,386	100.0%	Defined

UBS Group AG

$1,148,828

0.22%

41,806

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	20	$549	0.0%	Defined
UBS AG	41,786	$1,148,279	100.0%	Defined

RENAISSANCE TECHNOLOGIES LLC

$1,083,838

0.21%

39,441

Squarepoint Ops LLC

$940,200

0.18%

34,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	34,214	$940,200	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$800,437

0.16%

29,128

BNP PARIBAS ARBITRAGE, SA

$665,098

0.13%

24,203

Bank of New York Mellon Corp

$659,930

0.13%

24,015

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	8,518	$234,074	35.5%	Defined
The Bank of New York Mellon	15,495	$425,802	64.5%	Defined
Held directly	2	$54	0.0%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$653,062

0.13%

23,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	23,765	$653,062	100.0%	Sole

Caption Management, LLC

$627,340

0.12%

22,829

ADAR1 Capital Management, LLC

$561,883

0.11%

20,447

Palumbo Wealth Management LLC

$545,890

0.11%

19,865

CITADEL ADVISORS LLC

$508,380

0.10%

18,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	18,500	$508,380	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$502,884

0.10%

18,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	18,300	$502,884	100.0%	Other

TWO SIGMA INVESTMENTS, LP

$490,737

0.10%

17,858

Engineers Gate Manager LP

$488,209

0.09%

17,766

MARSHALL WACE, LLP

$487,357

0.09%

17,735

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	17,735	$487,357	100.0%	Other

Nuveen, LLC

$463,724

0.09%

16,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	3,669	$100,824	21.7%	Defined
TEACHERS ADVISORS, LLC joint	13,206	$362,900	78.3%	Defined

Eversept Partners, LP

$453,694

0.09%

16,510

Susquehanna Portfolio Strategies, LLC

$415,744

0.08%

15,129

Virtus Investment Advisers, LLC

$391,617

0.08%

14,251

AMERICAN CENTURY COMPANIES INC

$363,807

0.07%

13,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	13,239	$363,807	100.0%	Defined

Invesco Ltd.

$326,021

0.06%

11,864

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,199	$32,948	10.1%	Defined
Invesco Trust Co joint	3,929	$107,968	33.1%	Defined
Invesco Capital Management LLC	6,736	$185,105	56.8%	Defined

RHUMBLINE ADVISERS

$318,493

0.06%

11,590

Integrated Quantitative Investments LLC

$276,943

0.05%

10,078

DEUTSCHE BANK AG\

$264,220

0.05%

9,615

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	9,615	$264,220	100.0%	Defined

BANK OF AMERICA CORP /DE/

$262,901

0.05%

9,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	9,567	$262,901	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$239,076

0.05%

8,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	8,700	$239,076	100.0%	Other

CANADA PENSION PLAN INVESTMENT BOARD

$233,580

0.05%

8,500

EntryPoint Capital, LLC

$227,671

0.04%

8,285

WELLS FARGO & COMPANY/MN

$226,792

0.04%

8,253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	8,253	$226,792	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$225,418

0.04%

8,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	8,203	$225,418	100.0%	Defined

Brevan Howard Capital Management LP

$213,382

0.04%

7,765

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	7,765	$213,382	100.0%	Defined

Persistent Asset Partners Ltd

$190,766

0.04%

6,942

BARCLAYS PLC

$168,533

0.03%

6,133

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	5,106	$140,312	83.3%	Defined
BARCLAYS CAPITAL INC.	1,027	$28,221	16.7%	Defined

MetLife Investment Management, LLC

$161,719

0.03%

5,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	5,885	$161,719	100.0%	Defined

Vanguard Global Advisers, LLC

$126,820

0.02%

4,615

CITIGROUP INC

$125,143

0.02%

4,554

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	4,554	$125,143	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$124,182

0.02%

4,519

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	4,519	$124,182	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$115,416

0.02%

4,200

Police & Firemen's Retirement System of New Jersey

$79,884

0.02%

2,907

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	2,907	$79,884	100.0%	Defined

Legal & General Group Plc

$26,325

0.01%

958

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	958	$26,325	100.0%	Defined

Ameritas Investment Partners, Inc.

$24,594

0.00%

895

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	895	$24,594	100.0%	Other

State of Alaska, Department of Revenue

$23,231

0.00%

989

Russell Investments Group, Ltd.

$21,654

0.00%

788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	788	$21,654	100.0%	Defined

HSBC HOLDINGS PLC

$17,104

0.00%

16,935

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	16,935	$17,104	100.0%	Defined

Tower Research Capital LLC (TRC)

$14,564

0.00%

530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	530	$14,564	100.0%	Defined

ROYAL BANK OF CANADA

$12,091

0.00%

440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	440	$12,091	100.0%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$7,144

0.00%

260

Sterling Capital Management LLC

$6,107

0.00%

260

Accent Capital Management, LLC

$5,825

0.00%

212

Truvestments Capital LLC

$5,303

0.00%

193

FMR LLC

$4,891

0.00%

178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	178	$4,891	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$3,737

0.00%

136

OSAIC HOLDINGS, INC.

$2,748

0.00%

100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	100	$2,748	100.0%	Defined

Caitong International Asset Management Co., Ltd

$2,061

0.00%

Quarry LP

$2,061

0.00%

EverSource Wealth Advisors, LLC

$1,511

0.00%

Parkside Financial Bank & Trust

$1,268

0.00%

GAMMA Investing LLC

$469

0.00%

Allworth Financial LP

$274

0.00%

Root Financial Partners, LLC

$23

0.00%

Key facts CIK 1426800 CUSIP 045396207 13F (30d) 5 filings 5 filers Visit website Investor relations