AVAV · AeroVironment Inc · Holdings

$117.26 -0.37 (-0.31%)

S&P 400 member Russell 1000 member Rebalance outlook locked

Market Cap

$5.94B

50.82M

Volume · Oct 21 1.32M Avg daily vol (3M) 1.62M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of AVAV: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 622

Total Value: $5,800,703,304

Total Shares: 35,329,703

Showing 1–100 of 659 holdings by value · page 1 of 7

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 619 13F filers

Top Holder

9.9%

of institutional value

Top 5

30.6%

of institutional value

Top 10

43.6%

of institutional value

HHI

287

Broadly held

Who Holds AVAV

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 612 filers, like-for-like change -1.6%; actively managed books +6.8%; index-like books -13.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	43.8%	330	+4.3%	51	67
Exempt adviser	1.2%	9	+65.6%	3	0
Adviser	8.7%	14	-4.2%	2	5
Bank	13.7%	25	-5.4%	0	1
Insurer	0.3%	3	-18.9%	0	1
Broker-dealer	0.5%	2	+63.7%	1	1
Benefit plan	0.4%	7	+38.9%	0	0
Non-US	1.9%	9	-73.1%	0	0
Holding company	14.3%	10	-27.6%	0	1
Unknown	15.3%	203	+29.1%	37	24

Style	Share	Filers	Change	New	Exited
Index-like	38.3%	51	-13.1%	3	2
Systematic-like	5.3%	31	+8.6%	13	3
Concentrated	3.7%	81	-5.3%	21	23
Diversified active	52.6%	448	+7.6%	57	72
Unknown	0.0%	1	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	54.7%	357	-6.1%	34	46
Medium turnover	22.8%	129	+3.8%	17	27
High turnover	9.2%	67	+21.2%	31	19
Unknown	13.3%	59	-3.9%	12	8
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	13.0%	73	-3.0%	20	21
Medium horizon	17.6%	114	-20.5%	25	23
Long horizon	61.9%	396	+1.6%	33	48
Unknown	7.4%	29	+47.9%	16	8
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.1%	186	-17.6%	40	53
$1B to $10B	15.3%	199	+19.9%	40	29
$10B to $100B	21.0%	150	+22.0%	13	16
$100B or more	61.6%	77	-11.1%	1	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	5.1%	208	+50.0%	34	43
Pooled investment vehicles	8.9%	35	-4.1%	11	13
Registered funds and BDCs	24.1%	41	+0.3%	2	4
Pension and profit sharing plans	0.3%	3	+14.4%	0	0
Insurance companies	0.9%	5	-5.5%	0	0
Charitable organizations	0.0%	1	-56.5%	0	1
Governments and sovereign funds	0.9%	6	-10.9%	1	2
Corporations	0.0%	2	-2.1%	0	0
Other investment advisers	0.1%	8	+68.8%	1	0
Other	0.1%	2	-40.1%	0	2
Diversified	3.3%	18	+23.0%	2	2
Unknown	56.2%	283	-5.9%	43	33

Private funds	Share	Filers	Change	New	Exited
Hedge funds	12.4%	60	+5.3%	15	13
Private equity funds	2.3%	16	+333.7%	2	5
Venture capital funds	0.0%	2	-98.9%	0	1
Real estate funds	0.4%	7	+702.4%	1	2
Liquidity funds	0.0%	1	-13.6%	0	0
Securitized asset funds	0.2%	2	+25.6%	0	0
Other private funds	3.4%	25	-12.3%	1	6
Mixed private funds	1.3%	5	+18.2%	0	3
Private funds, type not stated	2.5%	5	+12.5%	2	0
No private funds	22.5%	216	+0.1%	33	37
Unknown	55.0%	273	-6.8%	40	33

Location	Share	Filers	Change	New	Exited
United States	83.7%	521	-2.3%	80	87
Outside the US	16.3%	90	+2.2%	13	13
Unknown	0.0%	1	new	1	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 9 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

612 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.654% of filers hold it in their top 10

Mar 31, 2026: 7

Holders above 5%

median weight 0.008%

Mar 31, 2026: 4

Crowding

15.6%

of shares outstanding, 46th percentile

Mar 31, 2026: 13.0%

Private-fund advisers

13.4%

of shares outstanding

Institutional ownership

61.3%

202.3% of the estimated free float above 100%: filers can report lent or client shares more than once

Top 10 holders

43.7%

of 13F shares, Herfindahl 0.031

Active holders

+6.8%

like-for-like share change of active filers

5% stakes on record

1 13D, 2 13G (2 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.9 quarters

Under 1 year 22.5% 1 to 3 years 25.3% 3 years or more 52.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $20,583,126 (0 buying, 2 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$203.50

estimated per share

Mar 31, 2026: $226.53

Quarter-end price

$165.07

implied by 13F values

Estimated gain or loss

-18.9%

price against the estimated cost

Estimated at a loss

89.4%

of costed 13F value

Estimated cost covers 33.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies AVAV's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	KTOS Kratos Defense & Security Solutions, Inc.	25	0.242
2	PLMR Palomar Holdings, Inc.	8	0.150
3	LASR Nlight, Inc.	10	0.136
4	VRNS Varonis Systems Inc	7	0.131
5	RCAT Red Cat Holdings, Inc.	7	0.124
6	LPTH Lightpath Technologies Inc	7	0.124
7	TEM Tempus AI, Inc.	11	0.119
8	OKLO Oklo Inc.	13	0.118
9	RKLB Rocket Lab Corp	20	0.115
10	BMNR Bitmine Immersion Technologies, Inc.	11	0.115

Shareholder Targets

13F filers that own its peers but not AVAV, quarter ended Jun 30, 2026

Found through its holder-overlap peers: KTOS, PLMR, LASR, VRNS, RCAT, LPTH, TEM, OKLO, RKLB, BMNR, MP, VICR, CREX, PLTR, AMZN, AVGO, NVDA, GOOGL, EVLV, CVLT. 6,410 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Capital Research Global Investors Adviser, Diversified active	$151,501,841,194 5 held	21.0%	AVGO, NVDA, GOOGL
2	Capital World Investors Adviser, Diversified active	$127,589,356,175 5 held	15.1%	AVGO, GOOGL, NVDA
3	Capital International Investors Adviser, Diversified active	$83,928,853,567 5 held	17.1%	AVGO, GOOGL, NVDA
4	JENNISON ASSOCIATES LLC Registered adviser, Diversified active	$42,391,612,279 9 held	25.2%	NVDA, GOOGL, AMZN
5	Berkshire Hathaway Inc Insurer, Concentrated	$37,764,088,381 1 held	12.6%	GOOGL
6	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$35,418,931,379 8 held	12.0%	NVDA, GOOGL, AMZN
7	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Registered adviser, Diversified active	$33,037,084,331 12 held	14.6%	GOOGL, AMZN, NVDA
8	CANADA PENSION PLAN INVESTMENT BOARD Non-US, Diversified active	$28,050,071,120 13 held	15.6%	NVDA, GOOGL, AVGO
9	National Pension Service Unknown, Index-like	$27,889,688,811 6 held	18.3%	NVDA, GOOGL, AMZN
10	DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Unknown, Diversified active	$23,669,939,557 8 held	18.7%	NVDA, GOOGL, AMZN

Fund Ownership of AVAV by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 18.12% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.64%	-0.01 pp	1,343,766	82
Index ETFs	15.48%	-1.36 pp	7,866,533	93
Active ETFs	1.33%	+0.03 pp	678,086	17
Active funds	3.59%	-0.68 pp	1,823,737	83
Unclassified	0.64%	+0.09 pp	323,823	23
All registered funds	23.68%	-1.93 pp	12,035,945	298

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 338 Exempt adviser 8 Adviser 14 Bank 25 Insurer 3 Broker-dealer 3 Benefit plan 7 Non-US 9 Holding company 10 Unknown 205

Showing 100 of 659

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$574,565,745

9.91%

3,480,740

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	35,473	$5,855,528	1.0%	Sole
BlackRock Investment Management (Australia) Ltd	63	$10,399	0.0%	Sole
BlackRock Asset Management Canada Ltd	8,545	$1,410,523	0.2%	Sole
BlackRock Investment Management, LLC	68,589	$11,321,986	2.0%	Sole
BLACKROCK ADVISORS LLC	16,262	$2,684,368	0.5%	Sole
BlackRock Fund Advisors	2,133,414	$352,162,648	61.3%	Sole
BlackRock Institutional Trust Company, N.A.	1,018,419	$168,110,424	29.3%	Sole
BlackRock Fund Managers Ltd.	8,636	$1,425,544	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	20,023	$3,305,196	0.6%	Sole
BlackRock (Netherlands) B.V.	2,461	$406,237	0.1%	Sole
BlackRock Asset Management Ireland Ltd	86,380	$14,258,746	2.5%	Sole
BlackRock Advisors (UK) Ltd	603	$99,537	0.0%	Sole
BlackRock (Luxembourg) S.A.	502	$82,865	0.0%	Sole
BlackRock Life Ltd	152	$25,090	0.0%	Sole
BlackRock Asset Management Schweiz AG	5,548	$915,808	0.2%	Sole
Aperio Group, LLC	72,889	$12,031,787	2.1%	Sole
SpiderRock Advisors, LLC	2,781	$459,059	0.1%	Sole

STATE STREET CORP

$361,945,687

6.24%

2,192,680

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,192,680	$361,945,687	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$271,707,035

4.68%

1,646,011

VANGUARD PORTFOLIO MANAGEMENT LLC

$255,628,227

4.41%

1,548,605

BAILLIE GIFFORD & CO

$159,696,639

2.75%

967,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	151,198	$24,958,253	15.6%	Defined
BAILLIE GIFFORD OVERSEAS LTD	259,879	$42,898,226	26.9%	Defined
Baillie Gifford Investment Management (Europe) Ltd	50,096	$8,269,346	5.2%	Defined
Held directly	506,275	$83,570,814	52.3%	Sole

Heard Capital LLC

$149,219,153

2.57%

903,975

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$141,118,343

2.43%

854,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	854,900	$141,118,343	100.0%	Other

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$140,972,585

2.43%

854,017

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	848,599	$140,078,236	99.4%	Defined
Global X Investments Canada Inc. joint	5,418	$894,349	0.6%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$125,288,130

2.16%

759,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	759,000	$125,288,130	100.0%	Other

Invesco Ltd.

$115,296,440

1.99%

698,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	20,055	$3,310,477	2.9%	Defined
Invesco Trust Co joint	15,557	$2,567,993	2.2%	Defined
Invesco Capital Management LLC	662,858	$109,417,970	94.9%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$110,922,252

1.91%

671,971

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	130,490	$21,539,984	19.4%	Defined
Held directly	541,481	$89,382,268	80.6%	Defined

JANE STREET GROUP, LLC

$105,826,377

1.82%

641,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	641,100	$105,826,377	100.0%	Defined

VAN ECK ASSOCIATES CORP

$101,173,878

1.74%

612,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	598,199	$98,744,708	97.6%	Sole
VanEck Investments Limited	14,716	$2,429,170	2.4%	Sole

ARK Investment Management LLC

$100,280,355

1.73%

607,502

Stephens Investment Management Group LLC

$93,664,514

1.61%

567,423

Hood River Capital Management LLC

$93,141,407

1.61%

564,254

Alyeska Investment Group, L.P.

$86,693,938

1.49%

525,195

CONGRESS ASSET MANAGEMENT CO

$84,639,957

1.46%

595,134

NORGES BANK

$78,101,384

1.35%

473,141

MORGAN STANLEY

$75,759,695

1.31%

458,955

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	4,963	$819,242	1.1%	Defined
MORGAN STANLEY & CO. LLC	132,241	$21,829,021	28.8%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	43,114	$7,116,827	9.4%	Defined
MORGAN STANLEY AIP GP LP	501	$82,699	0.1%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	2,019	$333,276	0.4%	Defined
Morgan Stanley Investment Management LTD	11,928	$1,968,954	2.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	182,549	$30,133,363	39.8%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	72,903	$12,034,097	15.9%	Defined
EATON VANCE MANAGEMENT	8,737	$1,442,216	1.9%	Defined

AMERICAN CAPITAL MANAGEMENT INC

$69,745,046

1.20%

422,518

CITADEL ADVISORS LLC

$69,362,414

1.20%

420,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	420,200	$69,362,414	100.0%	Defined

BANK OF AMERICA CORP /DE/

$67,549,117

1.16%

409,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	159,870	$26,389,740	39.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	193,608	$31,958,872	47.3%	Defined
BOFA SECURITIES, INC.	41,929	$6,921,220	10.2%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	13,808	$2,279,285	3.4%	Defined

CITADEL ADVISORS LLC

$63,717,020

1.10%

386,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	386,000	$63,717,020	100.0%	Defined

Swedbank AB

$62,175,926

1.07%

376,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	375,844	$62,040,569	99.8%	Defined
Held directly	820	$135,357	0.2%	Sole

HRT FINANCIAL LP

$57,225,312

0.99%

346,673

MILLENNIUM MANAGEMENT LLC

$56,975,891

0.98%

345,162

Fisher Asset Management, LLC

$56,307,192

0.97%

341,111

Korea Investment CORP

$54,901,456

0.95%

332,595

UBS Group AG

$53,880,167

0.93%

326,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	100,191	$16,538,528	30.7%	Defined
UBS AG	201,098	$33,195,246	61.6%	Defined
UBS Switzerland AG	25,119	$4,146,393	7.7%	Defined

JANE STREET GROUP, LLC

$51,188,207

0.88%

310,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	310,100	$51,188,207	100.0%	Defined

GOLDMAN SACHS GROUP INC

$47,803,115

0.82%

289,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	232,728	$38,416,410	80.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	56,865	$9,386,705	19.6%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$44,673,554

0.77%

270,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	270,634	$44,673,554	100.0%	Other

NORTHERN TRUST CORP

$42,431,076

0.73%

257,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	237,227	$39,159,060	92.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	4,855	$801,414	1.9%	Defined
MASON STREET ADVISORS, LLC joint	14,967	$2,470,602	5.8%	Other

VOYA INVESTMENT MANAGEMENT LLC

$41,476,313

0.72%

251,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	251,265	$41,476,313	100.0%	Defined

Sumitomo Mitsui Trust Group, Inc.

$40,415,738

0.70%

244,840

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd. joint	244,840	$40,415,738	100.0%	Defined

Amova Asset Management Americas, Inc.

$38,501,917

0.66%

233,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sumitomo Mitsui Trust Group, Inc. joint	233,246	$38,501,917	100.0%	Sole

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$36,536,427

0.63%

221,339

VANGUARD FIDUCIARY TRUST CO

$34,457,702

0.59%

208,746

AMERIPRISE FINANCIAL INC

$32,945,494

0.57%

199,585

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC joint	177,743	$29,340,036	89.1%	Defined
Ameriprise Financial Services, LLC	21,802	$3,598,856	10.9%	Defined
Ameriprise Bank, FSB	40	$6,602	0.0%	Defined

Bank of New York Mellon Corp

$32,070,950

0.55%

194,287

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	90	$14,856	0.0%	Defined
Mellon Investments Corporation joint	90,802	$14,988,684	46.7%	Other
BNY Mellon Investment Adviser, Inc.	12,038	$1,987,112	6.2%	Defined
The Bank of New York Mellon	75,175	$12,409,137	38.7%	Defined
BNY Mellon, NA joint	16,077	$2,653,829	8.3%	Defined
BNY Mellon Advisors, Inc.	103	$17,002	0.1%	Defined
Held directly	2	$330	0.0%	Defined

Qube Research & Technologies Ltd

$31,770,527

0.55%

192,467

ARS Investment Partners, LLC

$30,963,170

0.53%

187,576

Squarepoint Ops LLC

$30,874,857

0.53%

187,041

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	187,041	$30,874,857	100.0%	Defined

Vident Advisory, LLC

$29,409,198

0.51%

178,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advisors Asset Management, Inc.	2,278	$376,029	1.3%	Defined
Blue Trust, Inc.	209	$34,499	0.1%	Defined
REX Advisers, LLC	83,453	$13,775,586	46.8%	Defined
HANetf Management Limited	91,994	$15,185,449	51.6%	Defined
Held directly	228	$37,635	0.1%	Sole

EMERALD ADVISERS, LLC

$29,115,541

0.50%

176,383

CITIGROUP INC

$27,532,520

0.47%

166,793

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	2,630	$434,134	1.6%	Defined
Citigroup Financial Products Inc. joint	164,163	$27,098,386	98.4%	Defined

PINNACLE ASSOCIATES LTD

$27,208,392

0.47%

191,312

TOCQUEVILLE ASSET MANAGEMENT L.P.

$25,814,802

0.45%

156,387

RAYMOND JAMES FINANCIAL INC

$24,459,906

0.42%

148,179

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	98,961	$16,335,492	66.8%	Defined
Raymond James Financial Services Advisors, Inc.	47,569	$7,852,214	32.1%	Defined
RAYMOND JAMES TRUST N.A.	1,649	$272,200	1.1%	Defined

AWM Investment Company, Inc.

$24,250,103

0.42%

146,908

FIDELIS CAPITAL PARTNERS, LLC

$24,065,720

0.41%

145,791

SEI INVESTMENTS CO

$23,848,157

0.41%

144,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	452	$74,611	0.3%	Sole
SEI TRUST CO	144,021	$23,773,546	99.7%	Sole

ROYAL BANK OF CANADA

$23,688,863

0.41%

143,508

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	43,600	$7,197,052	30.4%	Defined
RBC CMA LTD.	272	$44,899	0.2%	Defined
RBC Capital Markets, LLC	88,633	$14,630,649	61.8%	Defined
RBC Dominion Securities Inc.	9,260	$1,528,548	6.5%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	50	$8,253	0.0%	Defined
RBC Private Counsel (USA) Inc.	208	$34,334	0.1%	Defined
RBC Trust Co (Delaware) Ltd	463	$76,427	0.3%	Defined
RBC Rochdale, LLC	104	$17,167	0.1%	Defined
Held directly	918	$151,534	0.6%	Sole

IMC-Chicago, LLC

$22,904,287

0.39%

138,755

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$22,417,569

0.39%

157,626

Champlain Investment Partners, LLC

$20,240,223

0.35%

122,616

FIRST TRUST ADVISORS LP

$19,263,173

0.33%

116,697

EMERALD MUTUAL FUND ADVISERS TRUST

$18,897,543

0.33%

114,482

Cresset Asset Management, LLC

$18,580,114

0.32%

112,559

WELLINGTON MANAGEMENT GROUP LLP

$18,569,548

0.32%

112,495

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	65,737	$10,851,206	58.4%	Defined
Wellington Management Singapore Pte. Ltd.	14,747	$2,434,287	13.1%	Defined
Wellington Trust Company, NA joint	32,011	$5,284,055	28.5%	Defined

LPL Financial LLC

$18,454,165

0.32%

111,796

Point72 Asset Management, L.P.

$16,473,986

0.28%

99,800

JANE STREET GROUP, LLC

$16,185,443

0.28%

98,052

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	77,916	$12,861,594	79.5%	Defined
Jane Street Global Trading, LLC	20,077	$3,314,110	20.5%	Defined
Jane Street Singapore Pte. Ltd	59	$9,739	0.1%	Defined

Man Group plc

$15,560,323

0.27%

94,265

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	94,265	$15,560,323	100.0%	Defined

Walleye Trading LLC

$14,905,821

0.26%

90,300

RHUMBLINE ADVISERS

$14,753,296

0.25%

89,376

Granahan Investment Management, LLC

$14,325,269

0.25%

86,783

Mitsubishi UFJ Asset Management Co., Ltd.

$13,976,972

0.24%

84,673

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	84,673	$13,976,972	100.0%	Defined

Walleye Trading LLC

$13,832,866

0.24%

83,800

GW&K Investment Management, LLC

$13,393,614

0.23%

81,139

CAPTRUST FINANCIAL ADVISORS

$12,988,367

0.22%

78,684

WELLS FARGO & COMPANY/MN

$12,869,186

0.22%

77,962

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	2,416	$398,809	3.1%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	23,507	$3,880,300	30.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	51,439	$8,491,035	66.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	600	$99,042	0.8%	Defined

Point72 Asset Management, L.P.

$12,512,306

0.22%

75,800

RENAISSANCE TECHNOLOGIES LLC

$12,379,589

0.21%

74,996

PRINCIPAL FINANCIAL GROUP INC

$12,095,008

0.21%

73,272

BLAIR WILLIAM & CO/IL

$11,707,259

0.20%

70,923

FRONTIER CAPITAL MANAGEMENT CO LLC

$11,691,743

0.20%

70,829

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$11,598,804

0.20%

70,266

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	15,494	$2,557,594	22.1%	Defined
UBS Asset Management Switzerland AG	44,111	$7,281,402	62.8%	Sole
UBS Asset Management (UK) Ltd.	6,296	$1,039,279	9.0%	Defined
Held directly	4,365	$720,529	6.2%	Defined

Canal Insurance CO

$11,377,600

0.20%

80,000

Rheos Capital Works Inc.

$11,059,690

0.19%

67,000

JPMORGAN CHASE & CO

$10,843,940

0.19%

65,693

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	34	$5,612	0.1%	Other
JPMorgan Chase Bank, N.A.	28,188	$4,652,993	42.9%	Defined
J.P. Morgan Investment Management Inc.	31,189	$5,148,368	47.5%	Defined
J.P. Morgan Securities LLC	5,185	$855,887	7.9%	Defined
55I, LLC	427	$70,484	0.6%	Other
J.P. Morgan SE	670	$110,596	1.0%	Defined

Swiss National Bank

$10,755,961

0.19%

65,160

Penserra Capital Management LLC

$10,709,080

0.18%

64,876

DIMENSIONAL FUND ADVISORS LP

$10,463,291

0.18%

63,387

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DFA Australia Ltd.	4,182	$690,322	6.6%	Defined
Held directly	59,205	$9,772,969	93.4%	Sole

BARCLAYS PLC

$10,095,845

0.17%

61,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	52,104	$8,600,807	85.2%	Defined
BARCLAYS CAPITAL INC.	8,404	$1,387,248	13.7%	Defined
BARCLAYS CAPITAL SECURITIES LTD	653	$107,790	1.1%	Defined

NEEDHAM INVESTMENT MANAGEMENT LLC

$10,069,270

0.17%

61,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEEDHAM GROWTH FUND	28,500	$4,704,495	46.7%	Defined
Needham Small Cap Growth Fund	32,500	$5,364,775	53.3%	Defined

Weiss Asset Management LP

$9,461,482

0.16%

57,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	57,318	$9,461,482	100.0%	Defined

Nuveen, LLC

$9,460,325

0.16%

57,311

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	9,956	$1,643,436	17.4%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	240	$39,616	0.4%	Defined
TEACHERS ADVISORS, LLC joint	47,115	$7,777,273	82.2%	Defined

OSAIC HOLDINGS, INC.

$9,048,311

0.16%

54,815

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	19,532	$3,224,147	35.6%	Defined
OSAIC INSTITUTIONS, INC.	1,172	$193,462	2.1%	Defined
CW Advisors, LLC	32,934	$5,436,415	60.1%	Sole
Osaic Advisory Services, LLC	1,177	$194,287	2.1%	Defined

Tidal Investments LLC

$8,837,682

0.15%

53,539

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fundstrat Capital LLC	45,905	$7,577,538	85.7%	Defined
Held directly	7,634	$1,260,144	14.3%	Sole

CANADA LIFE ASSURANCE Co

$8,689,614

0.15%

52,642

PEAK6 LLC

$8,303,021

0.14%

50,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	50,300	$8,303,021	100.0%	Defined

Russell Investments Group, Ltd.

$7,694,571

0.13%

46,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	13,732	$2,266,740	29.5%	Defined
Russell Investments Capital, LLC	766	$126,443	1.6%	Defined
Russell Investments Limited	32,116	$5,301,388	68.9%	Defined

MARSHALL WACE, LLP

$7,520,093

0.13%

45,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	45,557	$7,520,093	100.0%	Other

BNP PARIBAS ARBITRAGE, SA

$7,484,438

0.13%

45,341

California Public Employees Retirement System

$7,254,991

0.13%

43,951

Legal & General Group Plc

$7,015,308

0.12%

42,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	19,398	$3,202,027	45.6%	Defined
Legal & General Investment Management Ltd joint	23,101	$3,813,281	54.4%	Defined

Pekin Hardy Strauss, Inc.

$6,801,709

0.12%

41,205

Apriem Advisors

$6,766,384

0.12%

40,991

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Key facts CIK 1368622 CUSIP 008073108 13F (30d) 93 filings 92 filers Visit website Investor relations