RKLB · Rocket Lab Corp · Holdings

$51.48 +0.12 (+0.23%)

Nasdaq-100 member Russell 1000 member Rebalance outlook locked

Market Cap

$30.73B

598.35M

Volume · Oct 20 9.54M Avg daily vol (3M) 19.65M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RKLB: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 1,128

Total Value: $40,155,545,330

Total Shares: 398,023,305

Showing 1–100 of 1,207 holdings by value · page 1 of 13

Institutional Ownership Trend

13 quarters

Superinvestors Holding RKLB

All superinvestors →

Joel Greenblatt $5,733,568 Ray Dalio $1,145,290

Holder Concentration

Across 1,133 13F filers

Top Holder

10.2%

of institutional value

Top 5

33.8%

of institutional value

Top 10

52.1%

of institutional value

HHI

355

Broadly held

Who Holds RKLB

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 1,122 filers, like-for-like change +8.9%; actively managed books +8.4%; index-like books +9.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	34.2%	652	-0.2%	189	42
Exempt adviser	0.1%	8	-93.7%	5	4
Adviser	13.9%	18	+13.3%	7	1
Bank	15.3%	36	+14.4%	5	0
Insurer	0.2%	3	-17.4%	0	1
Broker-dealer	0.2%	2	+1.1%	0	1
Benefit plan	0.2%	5	+15.9%	0	0
Non-US	2.3%	7	+44.2%	1	1
Holding company	17.5%	11	+12.1%	2	0
Unknown	16.3%	380	+25.2%	102	21

Style	Share	Filers	Change	New	Exited
Index-like	44.1%	67	+9.6%	2	1
Systematic-like	0.8%	24	-76.3%	10	12
Concentrated	1.1%	246	-3.7%	83	22
Diversified active	53.9%	785	+14.9%	216	34
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	-100.0%	0	2

Turnover	Share	Filers	Change	New	Exited
Low turnover	62.1%	666	+12.8%	156	26
Medium turnover	15.2%	259	+38.8%	79	12
High turnover	2.0%	73	-61.2%	33	24
Unknown	20.7%	124	-0.9%	43	9
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	19.3%	139	-1.9%	56	24
Medium horizon	17.3%	249	+17.7%	82	15
Long horizon	61.7%	681	+14.0%	153	23
Unknown	1.7%	53	-47.4%	20	9
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.2%	448	-6.1%	166	37
$1B to $10B	4.2%	363	-19.3%	105	24
$10B to $100B	11.8%	227	+17.2%	34	5
$100B or more	82.9%	84	+10.0%	6	5
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.5%	488	+12.5%	144	20
Pooled investment vehicles	1.2%	49	-45.8%	20	17
Registered funds and BDCs	26.1%	46	+4.1%	10	2
Pension and profit sharing plans	0.0%	7	+6.2%	1	0
Insurance companies	0.8%	4	+7.0%	1	0
Charitable organizations	0.0%	2	+1.9%	0	0
Governments and sovereign funds	0.4%	7	-6.1%	1	1
Corporations	0.0%	5	+88.6%	0	0
Other investment advisers	0.1%	11	+17.1%	3	1
Other	0.0%	3	+136.6%	1	0
Diversified	3.0%	27	-11.7%	6	1
Unknown	65.8%	473	+14.5%	124	29

Private funds	Share	Filers	Change	New	Exited
Hedge funds	3.9%	78	-34.5%	23	19
Private equity funds	0.5%	33	+38.1%	8	4
Venture capital funds	0.0%	2	+97.6%	0	0
Real estate funds	0.0%	11	+1.2%	2	0
Liquidity funds	0.0%	2	+423.8%	0	0
Securitized asset funds	0.9%	1	+14.8%	0	0
Other private funds	1.9%	38	+9.7%	7	0
Mixed private funds	0.4%	8	-59.2%	1	0
Private funds, type not stated	0.6%	10	+36.6%	3	2
No private funds	26.0%	475	+4.4%	148	21
Unknown	65.8%	464	+16.1%	119	25

Location	Share	Filers	Change	New	Exited
United States	82.8%	931	+10.6%	269	59
Outside the US	17.2%	191	+0.8%	42	11
Unknown	0.0%	0	-100.0%	0	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 15 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Fund Ownership of RKLB by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 14.75% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.21%	+0.53 pp	13,195,139	73
Index ETFs	12.54%	+0.50 pp	75,052,822	109
Active ETFs	1.13%	+0.16 pp	6,775,223	56
Active funds	5.52%	-0.20 pp	33,024,366	199
Unclassified	3.77%	+3.73 pp	22,571,455	44
All registered funds	25.17%	+4.72 pp	150,619,005	481

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 650 Exempt adviser 7 Adviser 18 Bank 36 Insurer 3 Broker-dealer 3 Benefit plan 5 Non-US 7 Holding company 11 Unknown 388

Showing 100 of 1,207

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$4,124,970,202

10.27%

40,580,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	850,958	$86,499,880	2.1%	Sole
BlackRock Investment Management (Australia) Ltd	439,238	$44,648,542	1.1%	Sole
BlackRock Asset Management Canada Ltd	408,209	$41,494,444	1.0%	Sole
BLACKROCK (SINGAPORE) LTD.	45,261	$4,600,780	0.1%	Sole
BlackRock Asset Management North Asia Ltd	67,103	$6,821,019	0.2%	Sole
BlackRock Investment Management, LLC	751,889	$76,429,516	1.9%	Sole
BLACKROCK ADVISORS LLC	173,752	$17,661,890	0.4%	Sole
BlackRock Fund Advisors	16,374,740	$1,664,492,321	40.4%	Sole
BlackRock Institutional Trust Company, N.A.	13,049,575	$1,326,489,298	32.2%	Sole
BlackRock Japan Co. Ltd	756,738	$76,922,417	1.9%	Sole
BlackRock Fund Managers Ltd.	575,676	$58,517,465	1.4%	Sole
BlackRock Investment Management (UK) Ltd.	535,458	$54,429,305	1.3%	Sole
BlackRock (Netherlands) B.V.	1,146,401	$116,531,661	2.8%	Sole
BlackRock International, Ltd.	448	$45,539	0.0%	Sole
BlackRock Asset Management Ireland Ltd	4,341,742	$441,338,074	10.7%	Sole
BlackRock Advisors (UK) Ltd	27,872	$2,833,188	0.1%	Sole
BlackRock Asset Management Deutschland AG	158,054	$16,066,189	0.4%	Sole
BlackRock (Luxembourg) S.A.	52,655	$5,352,380	0.1%	Sole
BlackRock Life Ltd	108,326	$11,011,337	0.3%	Sole
BlackRock Asset Management Schweiz AG	19,955	$2,028,425	0.0%	Sole
Aperio Group, LLC	696,080	$70,756,532	1.7%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$2,756,570,925

6.86%

27,118,258

VANGUARD CAPITAL MANAGEMENT LLC

$2,571,665,001

6.40%

25,299,213

UBS Group AG

$1,919,967,537

4.78%

18,888,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	18,888,023	$1,919,967,537	100.0%	Defined

Invesco Ltd.

$1,864,621,548

4.64%

18,343,547

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	645,993	$65,665,185	3.5%	Defined
Invesco Trust Co joint	218,853	$22,246,407	1.2%	Defined
Invesco Management S.A.	6,431	$653,711	0.0%	Defined
Invesco Asset Management (Japan) Limited	11,694	$1,188,695	0.1%	Defined
Invesco Capital Management LLC	17,460,576	$1,774,867,550	95.2%	Defined

STATE STREET CORP

$1,468,036,110

3.66%

14,442,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	14,442,067	$1,468,036,110	100.0%	Defined

JPMORGAN CHASE & CO

$1,403,289,729

3.49%

13,805,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	968	$98,396	0.0%	Other
JPMorgan Chase Bank, N.A.	1,211,627	$123,161,884	8.8%	Other
J.P. Morgan Investment Management Inc.	10,496,796	$1,066,999,312	76.0%	Other
J.P. Morgan Securities LLC	1,451,389	$147,533,691	10.5%	Defined
J.P. Morgan Securities plc	398,902	$40,548,388	2.9%	Defined
JPMorgan Asset Management (UK) Ltd	139,549	$14,185,155	1.0%	Defined
JPMorgan Asset Management (Canada) Inc.	14,614	$1,485,513	0.1%	Defined
JPMorgan Asset Management (Japan) Ltd	5,079	$516,280	0.0%	Defined
55I, LLC	212	$21,549	0.0%	Other
J.P. Morgan SE	85,977	$8,739,561	0.6%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$1,067,654,142

2.66%

10,503,238

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,322,385	$134,420,435	12.6%	Defined
Held directly	9,180,853	$933,233,707	87.4%	Defined

BAILLIE GIFFORD & CO

$1,055,585,643

2.63%

10,384,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	479,718	$48,763,334	4.6%	Defined
BAILLIE GIFFORD OVERSEAS LTD	6,050,136	$614,996,324	58.3%	Defined
Baillie Gifford Investment Management (Europe) Ltd	1,251,524	$127,217,414	12.1%	Defined
Held directly	2,603,134	$264,608,571	25.1%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,007,564,965

2.51%

9,912,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	9,912,100	$1,007,564,965	100.0%	Other

JANE STREET GROUP, LLC

$916,862,670

2.28%

9,019,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	8,724,500	$886,845,425	96.7%	Defined
Jane Street Global Trading, LLC	295,300	$30,017,245	3.3%	Defined

Capital World Investors

$749,202,583

1.87%

7,370,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	7,370,414	$749,202,583	100.0%	Defined

JANE STREET GROUP, LLC

$705,359,515

1.76%

6,939,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	6,939,100	$705,359,515	100.0%	Defined

MORGAN STANLEY

$700,917,403

1.75%

6,895,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	21,145	$2,149,389	0.3%	Defined
MORGAN STANLEY & CO. LLC	987,525	$100,381,916	14.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,510,041	$255,145,667	36.4%	Defined
MORGAN STANLEY AIP GP LP	579	$58,854	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	6,543	$665,095	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,000,267	$203,327,139	29.0%	Defined
Parametric Sas	315	$32,019	0.0%	Defined
Morgan Stanley Bank, N.A.	44,056	$4,478,292	0.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,222,521	$124,269,259	17.7%	Defined
EATON VANCE MANAGEMENT	102,408	$10,409,773	1.5%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$658,773,320

1.64%

6,480,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	6,480,800	$658,773,320	100.0%	Other

CITADEL ADVISORS LLC

$579,496,485

1.44%

5,700,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,700,900	$579,496,485	100.0%	Defined

GOLDMAN SACHS GROUP INC

$565,120,327

1.41%

5,559,472

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	3,844,561	$390,799,625	69.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,667,508	$169,502,188	30.0%	Defined
GOLDMAN SACHS INTERNATIONAL	38,176	$3,880,590	0.7%	Defined
Goldman Sachs Trust Company, N.A.	9,227	$937,924	0.2%	Defined

NORGES BANK

$552,674,201

1.38%

5,437,031

CITADEL ADVISORS LLC

$499,142,160

1.24%

4,910,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,910,400	$499,142,160	100.0%	Defined

BANK OF AMERICA CORP /DE/

$437,280,305

1.09%

4,301,823

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	843,753	$85,767,492	19.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	2,449,388	$248,980,290	56.9%	Defined
BOFA SECURITIES, INC.	424,547	$43,155,202	9.9%	Defined
MERRILL LYNCH INTERNATIONAL	34,475	$3,504,383	0.8%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	549,660	$55,872,938	12.8%	Defined

FMR LLC

$376,284,917

0.94%

3,701,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,845,893	$289,285,023	76.9%	Defined
FIDELITY MANAGEMENT TRUST CO	136,173	$13,841,985	3.7%	Defined
STRATEGIC ADVISERS LLC	478,633	$48,653,044	12.9%	Defined
Fidelity Institutional Asset Management Trust Co	1,372	$139,463	0.0%	Defined
FIAM LLC	239,309	$24,325,759	6.5%	Defined
Fidelity Diversifying Solutions LLC	390	$39,643	0.0%	Defined

UBS Group AG

$366,912,077

0.91%

3,609,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	272,217	$27,670,858	7.5%	Defined
UBS AG	2,714,252	$275,903,715	75.2%	Defined
UBS Switzerland AG	622,088	$63,235,245	17.2%	Defined
UBS Securities LLC	1,006	$102,259	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$340,805,817

0.85%

3,352,738

NORTHERN TRUST CORP

$336,642,129

0.84%

3,311,777

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,525,349	$256,701,725	76.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	715,488	$72,729,354	21.6%	Defined
Northern Trust Asset Management Australia Pty Ltd	56,715	$5,765,079	1.7%	Defined
Northern Trust Co of Hong Kong Ltd	14,225	$1,445,971	0.4%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$288,309,183

0.72%

2,836,293

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$278,261,889

0.69%

2,737,451

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	295,317	$30,018,973	10.8%	Defined
UBS Asset Management Switzerland AG	899,047	$91,388,126	32.8%	Defined
UBS Asset Management (UK) Ltd.	901,482	$91,635,644	32.9%	Defined
UBS Asset Management Life Ltd.	20,404	$2,074,066	0.7%	Defined
Held directly	621,201	$63,145,080	22.7%	Defined

T. Rowe Price Investment Management, Inc.

$268,573,632

0.67%

2,642,141

GOLDMAN SACHS GROUP INC

$267,004,055

0.66%

2,626,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,626,700	$267,004,055	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$261,967,704

0.65%

2,577,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	2,577,154	$261,967,704	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$245,070,220

0.61%

2,410,922

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	534,424	$54,324,199	22.2%	Defined
Held directly	1,876,498	$190,746,021	77.8%	Sole

VOYA INVESTMENT MANAGEMENT LLC

$241,761,005

0.60%

2,378,367

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	2,378,367	$241,761,005	100.0%	Defined

ROYAL BANK OF CANADA

$231,451,049

0.58%

2,276,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	185,116	$18,817,041	8.1%	Defined
RBC CMA LTD.	9,611	$976,958	0.4%	Defined
RBC Capital Markets, LLC	333,696	$33,920,198	14.7%	Defined
RBC Dominion Securities Inc.	89,661	$9,114,040	3.9%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	4,778	$485,683	0.2%	Defined
RBC Private Counsel (USA) Inc.	2,474	$251,482	0.1%	Defined
RBC Trust Co (Delaware) Ltd	324	$32,934	0.0%	Defined
CITY NATIONAL BANK	120	$12,198	0.0%	Defined
RBC Rochdale, LLC	9,230	$938,229	0.4%	Defined
Held directly	1,641,931	$166,902,286	72.1%	Sole

Allianz Asset Management GmbH

$222,409,488

0.55%

2,187,993

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	2,167,111	$220,286,833	99.0%	Defined
Allianz Global Investors GmbH	20,882	$2,122,655	1.0%	Defined

Amundi

$221,673,031

0.55%

2,180,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	1,715,238	$174,353,940	78.7%	Defined
CPR Asset Management	465,510	$47,319,091	21.3%	Defined

WESTFIELD CAPITAL MANAGEMENT CO LP

$214,888,608

0.54%

2,114,005

FRANKLIN RESOURCES INC

$212,457,238

0.53%

2,090,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	412	$41,879	0.0%	Defined
Fiduciary Trust Co International of Pennsylvania	75	$7,623	0.0%	Defined
Fiduciary Trust International of the South	74	$7,522	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	11,295	$1,148,136	0.5%	Defined
FRANKLIN ADVISERS INC	1,964,678	$199,709,518	94.0%	Defined
FRANKLIN ADVISORY SERVICES LLC	58,691	$5,965,940	2.8%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	54,861	$5,576,620	2.6%	Defined

Bank of New York Mellon Corp

$201,481,272

0.50%

1,982,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	562	$57,127	0.0%	Defined
Mellon Investments Corporation joint	1,096,468	$111,455,971	55.3%	Defined
BNY Mellon Securities Corporation	820	$83,353	0.0%	Defined
The Bank of New York Mellon	457,225	$46,476,921	23.1%	Defined
BNY Mellon, NA joint	57,485	$5,843,349	2.9%	Defined
BNY Mellon Advisors, Inc. joint	95,326	$9,689,887	4.8%	Other
Newton Investment Management North America, LLC joint	274,220	$27,874,461	13.8%	Defined
Held directly	2	$203	0.0%	Defined

Mirae Asset Global Investments Co., Ltd.

$188,082,689

0.47%

1,850,297

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mirae Asset Global Investments (Hong Kong) LTD	739	$75,119	0.0%	Defined
Held directly	1,849,558	$188,007,570	100.0%	Sole

VAN ECK ASSOCIATES CORP

$180,665,085

0.45%

1,777,325

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	1,681,823	$170,957,307	94.6%	Sole
Held directly	95,502	$9,707,778	5.4%	Sole

Tidal Investments LLC

$177,148,199

0.44%

1,742,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fundstrat Capital LLC	55,411	$5,632,528	3.2%	Defined
Held directly	1,687,316	$171,515,671	96.8%	Sole

FEDERATED HERMES, INC.

$172,087,452

0.43%

1,692,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	1,692,941	$172,087,452	100.0%	Defined

Legal & General Group Plc

$171,762,679

0.43%

1,689,746

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	478,038	$48,592,562	28.3%	Defined
Legal & General Investment Management Ltd joint	1,211,708	$123,170,117	71.7%	Defined

ARK Investment Management LLC

$165,812,191

0.41%

1,631,207

Sumitomo Mitsui Trust Group, Inc.

$158,281,959

0.39%

1,557,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUMITOMO MITSUI TRUST BANK Ltd joint	1,557,127	$158,281,959	100.0%	Defined

Nuveen, LLC

$150,221,723

0.37%

1,477,833

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	86,254	$8,767,719	5.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	484,486	$49,248,001	32.8%	Defined
TEACHERS ADVISORS, LLC joint	907,093	$92,206,003	61.4%	Defined

Walleye Trading LLC

$150,218,370

0.37%

1,477,800

Swiss National Bank

$149,164,259

0.37%

1,467,430

DEUTSCHE BANK AG\

$137,128,387

0.34%

1,349,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	1,325	$134,686	0.1%	Defined
DWS Investment GmbH	39,223	$3,987,017	2.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	307,045	$31,211,124	22.8%	Defined
DEUTSCHE BANK NATIONAL TRUST Co	349	$35,475	0.0%	Defined
Deutsche Bank Trust Co Delaware	513	$52,146	0.0%	Defined
DWS Investments UK Ltd	847,102	$86,107,918	62.8%	Defined
DBX Advisors LLC	4,911	$499,203	0.4%	Defined
Deutsche Bank S.p.A	14	$1,423	0.0%	Defined
DWS International GmbH	147,883	$15,032,306	11.0%	Defined
Held directly	660	$67,089	0.0%	Sole

Clearbridge Investments, LLC

$136,377,096

0.34%

1,341,634

Swedbank AB

$135,436,934

0.34%

1,332,385

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	1,331,566	$135,353,683	99.9%	Defined
Held directly	819	$83,251	0.1%	Sole

NEUBERGER BERMAN GROUP LLC

$125,212,368

0.31%

1,231,799

MIZUHO MARKETS AMERICAS LLC

$121,692,635

0.30%

1,197,173

CITIGROUP INC

$120,389,582

0.30%

1,184,354

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	59,309	$6,028,759	5.0%	Defined
Citigroup Financial Products Inc. joint	1,125,045	$114,360,823	95.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$119,283,123

0.30%

1,173,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	1,173,469	$119,283,123	100.0%	Defined

Tema ETFs LLC

$118,308,696

0.29%

1,697,886

D. E. Shaw & Co., Inc.

$112,139,161

0.28%

1,103,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	853,509	$86,759,189	77.4%	Defined
D. E. Shaw Investment Management, L.L.C. joint	249,680	$25,379,972	22.6%	Defined

JANE STREET GROUP, LLC

$109,991,702

0.27%

1,082,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,186	$323,856	0.3%	Defined
Jane Street Global Trading, LLC	1,078,651	$109,644,874	99.7%	Defined
Jane Street Singapore Pte. Ltd	226	$22,972	0.0%	Defined

AMERIPRISE FINANCIAL INC

$109,327,724

0.27%

1,075,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	782,580	$79,549,257	72.8%	Defined
Ameriprise Financial Services, LLC	203,421	$20,677,744	18.9%	Defined
Ameriprise Bank, FSB	29	$2,947	0.0%	Defined
Columbia Threadneedle Management Ltd	89,501	$9,097,776	8.3%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$106,355,378

0.26%

1,046,290

RAYMOND JAMES FINANCIAL INC

$103,557,256

0.26%

1,018,763

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	249,099	$25,320,913	24.5%	Defined
Raymond James Financial Services Advisors, Inc.	378,038	$38,427,562	37.1%	Defined
ClariVest Asset Management LLC joint	50	$5,082	0.0%	Defined
EAGLE ASSET MANAGEMENT INC joint	376,185	$38,239,205	36.9%	Defined
CHARTWELL INVESTMENT PARTNERS, LLC joint	12,776	$1,298,680	1.3%	Defined
RAYMOND JAMES TRUST N.A.	2,615	$265,814	0.3%	Defined

Vident Advisory, LLC

$103,493,116

0.26%

1,018,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advisors Asset Management, Inc.	12,847	$1,305,897	1.3%	Defined
Blue Trust, Inc.	10,692	$1,086,841	1.1%	Defined
HANetf Management Limited	984,545	$100,078,999	96.7%	Defined
Held directly	10,048	$1,021,379	1.0%	Sole

DIMENSIONAL FUND ADVISORS LP

$100,847,471

0.25%

992,105

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	4,409	$448,174	0.4%	Defined
DFA Australia Ltd.	99,745	$10,139,079	10.1%	Defined
Dimensional Fund Advisors Pte. Ltd.	3,037	$308,711	0.3%	Defined
Dimensional Ireland Ltd	80,536	$8,186,484	8.1%	Defined
Held directly	804,378	$81,765,023	81.1%	Sole

Walleye Trading LLC

$98,905,450

0.25%

973,000

Penserra Capital Management LLC

$98,589,826

0.25%

969,895

Artisan Partners Limited Partnership

$94,761,789

0.24%

932,236

BNP PARIBAS ARBITRAGE, SA

$93,554,898

0.23%

920,363

California Public Employees Retirement System

$92,014,291

0.23%

905,207

WELLS FARGO & COMPANY/MN

$91,527,893

0.23%

900,422

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	78,872	$8,017,338	8.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	427,582	$43,463,710	47.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	333,552	$33,905,560	37.0%	Defined
Wells Fargo Securities, LLC	43,109	$4,382,029	4.8%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	17,307	$1,759,256	1.9%	Defined

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$89,238,941

0.22%

877,904

TOCQUEVILLE ASSET MANAGEMENT L.P.

$85,154,746

0.21%

837,725

Mitsubishi UFJ Asset Management Co., Ltd.

$85,105,446

0.21%

837,240

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	837,240	$85,105,446	100.0%	Defined

FIRST TRUST ADVISORS LP

$85,041,101

0.21%

836,607

ZEVENBERGEN CAPITAL INVESTMENTS LLC

$84,463,308

0.21%

1,212,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VIRTUS CAPITAL ADVISERS, LLC	190,300	$13,260,104	15.7%	Other
Virtus Investment Advisers, LLC	102,800	$7,163,104	8.5%	Other
Held directly	919,060	$64,040,100	75.8%	Sole

NOMURA HOLDINGS INC

$82,626,100

0.21%

812,849

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	812,849	$82,626,100	100.0%	Defined

D. E. Shaw & Co., Inc.

$80,872,740

0.20%

795,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	795,600	$80,872,740	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$79,740,155

0.20%

784,458

CANTOR FITZGERALD, L. P.

$76,237,500

0.19%

750,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CF Secured, LLC	750,000	$76,237,500	100.0%	Defined

BANK OF MONTREAL /CAN/

$74,031,894

0.18%

728,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	102,643	$10,433,660	14.1%	Defined
BMO Bank N.A.	7,994	$812,590	1.1%	Defined
BMO Delaware Trust Co	173	$17,585	0.0%	Defined
BMO Family Office, LLC	6,103	$620,369	0.8%	Defined
BMO NESBITT BURNS INC.	9,401	$955,611	1.3%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	4,200	$426,930	0.6%	Defined
BMO NESBITT BURNS SECURITIES LTD.	90	$9,148	0.0%	Defined
Stoker Ostler Wealth Advisors, Inc.	1,173	$119,235	0.2%	Defined
Held directly	596,525	$60,636,766	81.9%	Defined

Clear Street Group Inc.

$73,204,264

0.18%

720,160

Marex Group plc

$71,278,097

0.18%

701,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	12,986	$1,320,026	1.9%	Defined
Marex Securities Products Inc.	684,500	$69,579,425	97.6%	Defined
Held directly	3,725	$378,646	0.5%	Defined

MILLENNIUM MANAGEMENT LLC

$71,124,505

0.18%

699,700

Korea Investment CORP

$70,975,892

0.18%

698,238

National Pension Service

$69,306,189

0.17%

681,812

TREMBLANT CAPITAL GROUP

$68,722,718

0.17%

676,072

RHUMBLINE ADVISERS

$66,688,803

0.17%

656,063

BARCLAYS PLC

$66,057,862

0.16%

649,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	495,397	$50,357,105	76.2%	Defined
BARCLAYS CAPITAL INC.	14,937	$1,518,346	2.3%	Defined
BARCLAYS CAPITAL SECURITIES LTD	139,522	$14,182,411	21.5%	Defined

ONCE CAPITAL MANAGEMENT, LLC

$65,564,250

0.16%

645,000

LPL Financial LLC

$63,797,268

0.16%

627,617

Russell Investments Group, Ltd.

$62,776,088

0.16%

617,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management Limited	24,833	$2,524,274	4.0%	Defined
Russell Investment Management, LLC	379,449	$38,570,990	61.4%	Defined
Russell Investments Canada Limited	1,020	$103,683	0.2%	Defined
Russell Investments Capital, LLC	28,316	$2,878,321	4.6%	Defined
Russell Investments Implementation Services, LLC	13,800	$1,402,770	2.2%	Defined
Russell Investments Japan Co., LTD.	12,726	$1,293,597	2.1%	Defined
Russell Investments Limited joint	146,753	$14,917,441	23.8%	Other
Russell Investments Trust Company	10,674	$1,085,012	1.7%	Defined

MILLENNIUM MANAGEMENT LLC

$62,494,420

0.16%

614,800

Connor, Clark & Lunn Investment Management Ltd.

$57,996,102

0.14%

570,547

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	570,547	$57,996,102	100.0%	Sole

Defiance ETFs, LLC

$57,988,173

0.14%

570,469

ProShare Advisors LLC

$54,687,496

0.14%

537,998

PEAK6 LLC

$54,352,255

0.14%

534,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	534,700	$54,352,255	100.0%	Defined

Capital Impact Advisors, LLC

$54,310,171

0.14%

534,286

STOREBRAND ASSET MANAGEMENT AS

$51,231,498

0.13%

503,999

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$48,840,893

0.12%

480,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	480,481	$48,840,893	100.0%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$47,453,574

0.12%

466,833

AVIVA PLC

$47,375,608

0.12%

466,066

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	466,066	$47,375,608	100.0%	Defined

LBP AM SA

$44,415,967

0.11%

436,950

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
La Financiere De L'echiquier	436,950	$44,415,967	100.0%	Defined

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Key facts CIK 1819994 CUSIP 773121108 13F (30d) 177 filings 172 filers Visit website Investor relations