RKLB · Rocket Lab Corp

$64.39 -3.14 (-4.65%) At close · Aug 28

Nasdaq-100 member Russell 1000 member Rebalance outlook locked

Market Cap

$38.53B

598.35M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 1,127

Total Value: $40,362,721,719

Total Shares: 397,076,202

Showing 1–100 of 1,203 holdings by value · page 1 of 13

Institutional Ownership Trend

12 quarters

Superinvestors Holding RKLB

All superinvestors →

Joel Greenblatt $5,733,568 Ray Dalio $1,145,290

Holder Concentration

Across 1,127 13F filers · Δ vs Mar 31, 2026

Top Holder

10.2%

−0.5 pts

Top 5

33.7%

−1.9 pts

Top 10

52.0%

−1.8 pts

HHI

353

Broadly held−25

Quarterly Activity

vs Mar 31, 2026

New

321

Increased

491

Decreased

237

Sold Out

Unchanged

Holder count: +246

Institutional value: +77.8%

Shares held: +12.0%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega Invesco Ltd.	+14,745,237	18,343,547
Mega GOLDMAN SACHS GROUP INC	+3,554,873	8,219,472
Mega JPMORGAN CHASE & CO	+3,127,308	13,805,113
Mega UBS Group AG	+3,048,505	22,497,586
Mega BlackRock, Inc.	+2,594,134	40,580,130

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega BAILLIE GIFFORD & CO	−8,043,531	10,384,512
Mega Capital International Investors	−6,694,910	6,230
Mid Defiance ETFs, LLC	−5,055,612	570,469
Mega D. E. Shaw & Co., Inc.	−3,321,372	2,123,889
Mega ALLIANCEBERNSTEIN L.P.	−1,556,751	185,335

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega NORGES BANK	5,437,031	$552,674,201
Mega T. Rowe Price Investment Management, Inc.	2,642,141	$268,573,632
Mega Allianz Asset Management GmbH	2,366,953	$240,600,772
Mega WELLINGTON MANAGEMENT GROUP LLP	1,173,469	$119,283,123
Large ProShare Advisors LLC	537,998	$54,687,496

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large MARSHALL WACE, LLP	1,881,363	$120,821,130
Mid CloudAlpha Capital Management Limited/Hong Kong	371,400	$23,851,308
Large Polar Capital Holdings Plc	299,017	$19,202,871
Small Science & Technology Partners, L.P.	237,254	$15,236,451
Mid Entropy Technologies, LP	229,692	$14,750,820

Filter: New 321 Increased 491 Reduced 237 Sold out 75 Unchanged 78

Showing 100 of 1,203

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$4,124,970,202

10.22%

40,580,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	850,958	$86,499,880	2.1%	Sole
BlackRock Investment Management (Australia) Ltd	439,238	$44,648,542	1.1%	Sole
BlackRock Asset Management Canada Ltd	408,209	$41,494,444	1.0%	Sole
BLACKROCK (SINGAPORE) LTD.	45,261	$4,600,780	0.1%	Sole
BlackRock Asset Management North Asia Ltd	67,103	$6,821,019	0.2%	Sole
BlackRock Investment Management, LLC	751,889	$76,429,516	1.9%	Sole
BLACKROCK ADVISORS LLC	173,752	$17,661,890	0.4%	Sole
BlackRock Fund Advisors	16,374,740	$1,664,492,321	40.4%	Sole
BlackRock Institutional Trust Company, N.A.	13,049,575	$1,326,489,298	32.2%	Sole
BlackRock Japan Co. Ltd	756,738	$76,922,417	1.9%	Sole
BlackRock Fund Managers Ltd.	575,676	$58,517,465	1.4%	Sole
BlackRock Investment Management (UK) Ltd.	535,458	$54,429,305	1.3%	Sole
BlackRock (Netherlands) B.V.	1,146,401	$116,531,661	2.8%	Sole
BlackRock International, Ltd.	448	$45,539	0.0%	Sole
BlackRock Asset Management Ireland Ltd	4,341,742	$441,338,074	10.7%	Sole
BlackRock Advisors (UK) Ltd	27,872	$2,833,188	0.1%	Sole
BlackRock Asset Management Deutschland AG	158,054	$16,066,189	0.4%	Sole
BlackRock (Luxembourg) S.A.	52,655	$5,352,380	0.1%	Sole
BlackRock Life Ltd	108,326	$11,011,337	0.3%	Sole
BlackRock Asset Management Schweiz AG	19,955	$2,028,425	0.0%	Sole
Aperio Group, LLC	696,080	$70,756,532	1.7%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$2,756,570,925

6.83%

27,118,258

VANGUARD CAPITAL MANAGEMENT LLC

$2,571,665,001

6.37%

25,299,213

UBS Group AG

$1,919,967,537

4.76%

18,888,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	18,888,023	$1,919,967,537	100.0%	Defined

Invesco Ltd.

$1,864,621,548

4.62%

18,343,547

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	645,993	$65,665,185	3.5%	Defined
Invesco Trust Co joint	218,853	$22,246,407	1.2%	Defined
Invesco Management S.A.	6,431	$653,711	0.0%	Defined
Invesco Asset Management (Japan) Limited	11,694	$1,188,695	0.1%	Defined
Invesco Capital Management LLC	17,460,576	$1,774,867,550	95.2%	Defined

STATE STREET CORP

$1,468,036,110

3.64%

14,442,067

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. joint	14,442,067	$1,468,036,110	100.0%	Defined

JPMORGAN CHASE & CO

$1,403,289,729

3.48%

13,805,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Trust Co of Delaware	968	$98,396	0.0%	Other
JPMorgan Chase Bank, N.A.	1,211,627	$123,161,884	8.8%	Other
J.P. Morgan Investment Management Inc.	10,496,796	$1,066,999,312	76.0%	Other
J.P. Morgan Securities LLC	1,451,389	$147,533,691	10.5%	Defined
J.P. Morgan Securities plc	398,902	$40,548,388	2.9%	Defined
JPMorgan Asset Management (UK) Ltd	139,549	$14,185,155	1.0%	Defined
JPMorgan Asset Management (Canada) Inc.	14,614	$1,485,513	0.1%	Defined
JPMorgan Asset Management (Japan) Ltd	5,079	$516,280	0.0%	Defined
55I, LLC	212	$21,549	0.0%	Other
J.P. Morgan SE	85,977	$8,739,561	0.6%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$1,067,654,142

2.65%

10,503,238

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,322,385	$134,420,435	12.6%	Defined
Held directly	9,180,853	$933,233,707	87.4%	Defined

BAILLIE GIFFORD & CO

$1,055,585,643

2.62%

10,384,512

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAILLIE GIFFORD & CO LTD	479,718	$48,763,334	4.6%	Defined
BAILLIE GIFFORD OVERSEAS LTD	6,050,136	$614,996,324	58.3%	Defined
Baillie Gifford Investment Management (Europe) Ltd	1,251,524	$127,217,414	12.1%	Defined
Held directly	2,603,134	$264,608,571	25.1%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,007,564,965

2.50%

9,912,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	9,912,100	$1,007,564,965	100.0%	Other

JANE STREET GROUP, LLC

$916,862,670

2.27%

9,019,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	8,724,500	$886,845,425	96.7%	Defined
Jane Street Global Trading, LLC	295,300	$30,017,245	3.3%	Defined

Capital World Investors

$749,202,583

1.86%

7,370,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL GROUP COMPANIES INC joint	7,370,414	$749,202,583	100.0%	Defined

JANE STREET GROUP, LLC

$705,359,515

1.75%

6,939,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	6,939,100	$705,359,515	100.0%	Defined

MORGAN STANLEY

$700,917,403

1.74%

6,895,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	21,145	$2,149,389	0.3%	Defined
MORGAN STANLEY & CO. LLC	987,525	$100,381,916	14.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	2,510,041	$255,145,667	36.4%	Defined
MORGAN STANLEY AIP GP LP	579	$58,854	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	6,543	$665,095	0.1%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,000,267	$203,327,139	29.0%	Defined
Parametric Sas	315	$32,019	0.0%	Defined
Morgan Stanley Bank, N.A.	44,056	$4,478,292	0.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,222,521	$124,269,259	17.7%	Defined
EATON VANCE MANAGEMENT	102,408	$10,409,773	1.5%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$658,773,320

1.63%

6,480,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	6,480,800	$658,773,320	100.0%	Other

CITADEL ADVISORS LLC

$579,496,485

1.44%

5,700,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	5,700,900	$579,496,485	100.0%	Defined

GOLDMAN SACHS GROUP INC

$565,120,327

1.40%

5,559,472

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	3,844,561	$390,799,625	69.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,667,508	$169,502,188	30.0%	Defined
GOLDMAN SACHS INTERNATIONAL	38,176	$3,880,590	0.7%	Defined
Goldman Sachs Trust Company, N.A.	9,227	$937,924	0.2%	Defined

NORGES BANK

$552,674,201

1.37%

5,437,031

CITADEL ADVISORS LLC

$499,142,160

1.24%

4,910,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,910,400	$499,142,160	100.0%	Defined

BANK OF AMERICA CORP /DE/

$437,280,305

1.08%

4,301,823

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	843,753	$85,767,492	19.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	2,449,388	$248,980,290	56.9%	Defined
BOFA SECURITIES, INC.	424,547	$43,155,202	9.9%	Defined
MERRILL LYNCH INTERNATIONAL	34,475	$3,504,383	0.8%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	549,660	$55,872,938	12.8%	Defined

FMR LLC

$376,284,917

0.93%

3,701,770

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,845,893	$289,285,023	76.9%	Defined
FIDELITY MANAGEMENT TRUST CO	136,173	$13,841,985	3.7%	Defined
STRATEGIC ADVISERS LLC	478,633	$48,653,044	12.9%	Defined
Fidelity Institutional Asset Management Trust Co	1,372	$139,463	0.0%	Defined
FIAM LLC	239,309	$24,325,759	6.5%	Defined
Fidelity Diversifying Solutions LLC	390	$39,643	0.0%	Defined

UBS Group AG

$366,912,077

0.91%

3,609,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	272,217	$27,670,858	7.5%	Defined
UBS AG	2,714,252	$275,903,715	75.2%	Defined
UBS Switzerland AG	622,088	$63,235,245	17.2%	Defined
UBS Securities LLC	1,006	$102,259	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$340,805,817

0.84%

3,352,738

NORTHERN TRUST CORP

$336,642,129

0.83%

3,311,777

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	2,525,349	$256,701,725	76.3%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	715,488	$72,729,354	21.6%	Defined
Northern Trust Asset Management Australia Pty Ltd	56,715	$5,765,079	1.7%	Defined
Northern Trust Co of Hong Kong Ltd	14,225	$1,445,971	0.4%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$288,309,183

0.71%

2,836,293

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$278,261,889

0.69%

2,737,451

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	295,317	$30,018,973	10.8%	Defined
UBS Asset Management Switzerland AG	899,047	$91,388,126	32.8%	Defined
UBS Asset Management (UK) Ltd.	901,482	$91,635,644	32.9%	Defined
UBS Asset Management Life Ltd.	20,404	$2,074,066	0.7%	Defined
Held directly	621,201	$63,145,080	22.7%	Defined

T. Rowe Price Investment Management, Inc.

$268,573,632

0.67%

2,642,141

GOLDMAN SACHS GROUP INC

$267,004,055

0.66%

2,626,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	2,626,700	$267,004,055	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$261,967,704

0.65%

2,577,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	2,577,154	$261,967,704	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$245,070,220

0.61%

2,410,922

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	534,424	$54,324,199	22.2%	Defined
Held directly	1,876,498	$190,746,021	77.8%	Sole

VOYA INVESTMENT MANAGEMENT LLC

$241,761,005

0.60%

2,378,367

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	2,378,367	$241,761,005	100.0%	Defined

ROYAL BANK OF CANADA

$231,451,049

0.57%

2,276,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	185,116	$18,817,041	8.1%	Defined
RBC CMA LTD.	9,611	$976,958	0.4%	Defined
RBC Capital Markets, LLC	333,696	$33,920,198	14.7%	Defined
RBC Dominion Securities Inc.	89,661	$9,114,040	3.9%	Defined
RBC Phillips, Hager & North Investment Counsel Inc.	4,778	$485,683	0.2%	Defined
RBC Private Counsel (USA) Inc.	2,474	$251,482	0.1%	Defined
RBC Trust Co (Delaware) Ltd	324	$32,934	0.0%	Defined
CITY NATIONAL BANK	120	$12,198	0.0%	Defined
RBC Rochdale, LLC	9,230	$938,229	0.4%	Defined
Held directly	1,641,931	$166,902,286	72.1%	Sole

Amundi

$221,673,031

0.55%

2,180,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	1,715,238	$174,353,940	78.7%	Defined
CPR Asset Management	465,510	$47,319,091	21.3%	Defined

Allianz Asset Management GmbH

$220,331,762

0.55%

2,167,553

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	2,167,111	$220,286,833	100.0%	Defined
Allianz Global Investors GmbH	442	$44,929	0.0%	Defined

WESTFIELD CAPITAL MANAGEMENT CO LP

$214,888,608

0.53%

2,114,005

FRANKLIN RESOURCES INC

$212,457,238

0.53%

2,090,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	412	$41,879	0.0%	Defined
Fiduciary Trust Co International of Pennsylvania	75	$7,623	0.0%	Defined
Fiduciary Trust International of the South	74	$7,522	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	11,295	$1,148,136	0.5%	Defined
FRANKLIN ADVISERS INC	1,964,678	$199,709,518	94.0%	Defined
FRANKLIN ADVISORY SERVICES LLC	58,691	$5,965,940	2.8%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	54,861	$5,576,620	2.6%	Defined

Bank of New York Mellon Corp

$201,481,272

0.50%

1,982,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	562	$57,127	0.0%	Defined
Mellon Investments Corporation joint	1,096,468	$111,455,971	55.3%	Defined
BNY Mellon Securities Corporation	820	$83,353	0.0%	Defined
The Bank of New York Mellon	457,225	$46,476,921	23.1%	Defined
BNY Mellon, NA joint	57,485	$5,843,349	2.9%	Defined
BNY Mellon Advisors, Inc. joint	95,326	$9,689,887	4.8%	Other
Newton Investment Management North America, LLC joint	274,220	$27,874,461	13.8%	Defined
Held directly	2	$203	0.0%	Defined

Mirae Asset Global Investments Co., Ltd.

$188,082,689

0.47%

1,850,297

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mirae Asset Global Investments (Hong Kong) LTD	739	$75,119	0.0%	Defined
Held directly	1,849,558	$188,007,570	100.0%	Sole

VAN ECK ASSOCIATES CORP

$180,665,085

0.45%

1,777,325

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	1,681,823	$170,957,307	94.6%	Sole
Held directly	95,502	$9,707,778	5.4%	Sole

Tidal Investments LLC

$177,148,199

0.44%

1,742,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fundstrat Capital LLC	55,411	$5,632,528	3.2%	Defined
Held directly	1,687,316	$171,515,671	96.8%	Sole

FEDERATED HERMES, INC.

$172,087,452

0.43%

1,692,941

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	1,692,941	$172,087,452	100.0%	Defined

Legal & General Group Plc

$171,762,679

0.43%

1,689,746

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	478,038	$48,592,562	28.3%	Defined
Legal & General Investment Management Ltd joint	1,211,708	$123,170,117	71.7%	Defined

ARK Investment Management LLC

$165,812,191

0.41%

1,631,207

Tema ETFs LLC

$164,879,146

0.41%

1,622,028

Sumitomo Mitsui Trust Group, Inc.

$158,281,959

0.39%

1,557,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUMITOMO MITSUI TRUST BANK Ltd	1,557,127	$158,281,959	100.0%	Defined

Nuveen, LLC

$150,221,723

0.37%

1,477,833

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	86,254	$8,767,719	5.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	484,486	$49,248,001	32.8%	Defined
TEACHERS ADVISORS, LLC joint	907,093	$92,206,003	61.4%	Defined

Walleye Trading LLC

$150,218,370

0.37%

1,477,800

Swiss National Bank

$149,164,259

0.37%

1,467,430

DEUTSCHE BANK AG\

$137,128,387

0.34%

1,349,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deutsche Bank Trust Co Americas	1,325	$134,686	0.1%	Defined
DWS Investment GmbH	39,223	$3,987,017	2.9%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC	307,045	$31,211,124	22.8%	Defined
DEUTSCHE BANK NATIONAL TRUST Co	349	$35,475	0.0%	Defined
Deutsche Bank Trust Co Delaware	513	$52,146	0.0%	Defined
DWS Investments UK Ltd	847,102	$86,107,918	62.8%	Defined
DBX Advisors LLC	4,911	$499,203	0.4%	Defined
Deutsche Bank S.p.A	14	$1,423	0.0%	Defined
DWS International GmbH	147,883	$15,032,306	11.0%	Defined
Held directly	660	$67,089	0.0%	Sole

Clearbridge Investments, LLC

$136,377,096

0.34%

1,341,634

Swedbank AB

$135,436,934

0.34%

1,332,385

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Swedbank Robur Fonder AB	1,331,566	$135,353,683	99.9%	Defined
Held directly	819	$83,251	0.1%	Sole

NEUBERGER BERMAN GROUP LLC

$125,212,368

0.31%

1,231,799

MIZUHO MARKETS AMERICAS LLC

$121,692,635

0.30%

1,197,173

MIZUHO MARKETS AMERICAS LLC

$121,692,635

0.30%

1,197,173

CITIGROUP INC

$120,389,582

0.30%

1,184,354

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	59,309	$6,028,759	5.0%	Defined
Citigroup Financial Products Inc. joint	1,125,045	$114,360,823	95.0%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$119,283,123

0.30%

1,173,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	1,173,469	$119,283,123	100.0%	Defined

D. E. Shaw & Co., Inc.

$112,139,161

0.28%

1,103,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	853,509	$86,759,189	77.4%	Defined
D. E. Shaw Investment Management, L.L.C. joint	249,680	$25,379,972	22.6%	Defined

JANE STREET GROUP, LLC

$109,991,702

0.27%

1,082,063

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	3,186	$323,856	0.3%	Defined
Jane Street Global Trading, LLC	1,078,651	$109,644,874	99.7%	Defined
Jane Street Singapore Pte. Ltd	226	$22,972	0.0%	Defined

AMERIPRISE FINANCIAL INC

$109,327,724

0.27%

1,075,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	782,580	$79,549,257	72.8%	Defined
Ameriprise Financial Services, LLC	203,421	$20,677,744	18.9%	Defined
Ameriprise Bank, FSB	29	$2,947	0.0%	Defined
Columbia Threadneedle Management Ltd	89,501	$9,097,776	8.3%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$106,355,378

0.26%

1,046,290

RAYMOND JAMES FINANCIAL INC

$103,557,256

0.26%

1,018,763

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	249,099	$25,320,913	24.5%	Defined
Raymond James Financial Services Advisors, Inc.	378,038	$38,427,562	37.1%	Defined
ClariVest Asset Management LLC joint	50	$5,082	0.0%	Defined
EAGLE ASSET MANAGEMENT INC joint	376,185	$38,239,205	36.9%	Defined
CHARTWELL INVESTMENT PARTNERS, LLC joint	12,776	$1,298,680	1.3%	Defined
RAYMOND JAMES TRUST N.A.	2,615	$265,814	0.3%	Defined

Vident Advisory, LLC

$103,493,116

0.26%

1,018,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advisors Asset Management, Inc.	12,847	$1,305,897	1.3%	Defined
Blue Trust, Inc.	10,692	$1,086,841	1.1%	Defined
HANetf Management Limited	984,545	$100,078,999	96.7%	Defined
Held directly	10,048	$1,021,379	1.0%	Sole

ZEVENBERGEN CAPITAL INVESTMENTS LLC

$102,158,554

0.25%

1,005,003

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VIRTUS CAPITAL ADVISERS, LLC	166,600	$16,934,890	16.6%	Other
Virtus Investment Advisers, LLC	102,800	$10,449,620	10.2%	Other
Held directly	735,603	$74,774,044	73.2%	Sole

DIMENSIONAL FUND ADVISORS LP

$100,847,471

0.25%

992,105

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	4,409	$448,174	0.4%	Defined
DFA Australia Ltd.	99,745	$10,139,079	10.1%	Defined
Dimensional Fund Advisors Pte. Ltd.	3,037	$308,711	0.3%	Defined
Dimensional Ireland Ltd	80,536	$8,186,484	8.1%	Defined
Held directly	804,378	$81,765,023	81.1%	Sole

Walleye Trading LLC

$98,905,450

0.25%

973,000

Penserra Capital Management LLC

$98,589,826

0.24%

969,895

Artisan Partners Limited Partnership

$94,761,789

0.23%

932,236

BNP PARIBAS ARBITRAGE, SA

$93,554,898

0.23%

920,363

California Public Employees Retirement System

$92,014,291

0.23%

905,207

WELLS FARGO & COMPANY/MN

$91,527,893

0.23%

900,422

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	78,872	$8,017,338	8.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	427,582	$43,463,710	47.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	333,552	$33,905,560	37.0%	Defined
Wells Fargo Securities, LLC	43,109	$4,382,029	4.8%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	17,307	$1,759,256	1.9%	Defined

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$89,238,941

0.22%

877,904

TOCQUEVILLE ASSET MANAGEMENT L.P.

$85,154,746

0.21%

837,725

Mitsubishi UFJ Asset Management Co., Ltd.

$85,105,446

0.21%

837,240

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	837,240	$85,105,446	100.0%	Defined

FIRST TRUST ADVISORS LP

$85,041,101

0.21%

836,607

NOMURA HOLDINGS INC

$82,626,100

0.20%

812,849

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	812,849	$82,626,100	100.0%	Defined

D. E. Shaw & Co., Inc.

$80,872,740

0.20%

795,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	795,600	$80,872,740	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$79,740,155

0.20%

784,458

CANTOR FITZGERALD, L. P.

$76,237,500

0.19%

750,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CF Secured, LLC	750,000	$76,237,500	100.0%	Defined

BANK OF MONTREAL /CAN/

$74,031,894

0.18%

728,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	102,643	$10,433,660	14.1%	Defined
BMO Bank N.A.	7,994	$812,590	1.1%	Defined
BMO Delaware Trust Co	173	$17,585	0.0%	Defined
BMO Family Office, LLC	6,103	$620,369	0.8%	Defined
BMO NESBITT BURNS INC.	9,401	$955,611	1.3%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	4,200	$426,930	0.6%	Defined
BMO NESBITT BURNS SECURITIES LTD.	90	$9,148	0.0%	Defined
Stoker Ostler Wealth Advisors, Inc.	1,173	$119,235	0.2%	Defined
Held directly	596,525	$60,636,766	81.9%	Defined

Clear Street Group Inc.

$73,204,264

0.18%

720,160

Marex Group plc

$71,278,097

0.18%

701,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	12,986	$1,320,026	1.9%	Defined
Marex Securities Products Inc.	684,500	$69,579,425	97.6%	Defined
Held directly	3,725	$378,646	0.5%	Defined

MILLENNIUM MANAGEMENT LLC

$71,124,505

0.18%

699,700

Korea Investment CORP

$70,975,892

0.18%

698,238

National Pension Service

$69,306,189

0.17%

681,812

TREMBLANT CAPITAL GROUP

$68,722,718

0.17%

676,072

RHUMBLINE ADVISERS

$66,688,803

0.17%

656,063

BARCLAYS PLC

$66,057,862

0.16%

649,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	495,397	$50,357,105	76.2%	Defined
BARCLAYS CAPITAL INC.	14,937	$1,518,346	2.3%	Defined
BARCLAYS CAPITAL SECURITIES LTD	139,522	$14,182,411	21.5%	Defined

ONCE CAPITAL MANAGEMENT, LLC

$65,564,250

0.16%

645,000

LPL Financial LLC

$63,797,268

0.16%

627,617

Russell Investments Group, Ltd.

$62,776,088

0.16%

617,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management Limited	24,833	$2,524,274	4.0%	Defined
Russell Investment Management, LLC	379,449	$38,570,990	61.4%	Defined
Russell Investments Canada Limited	1,020	$103,683	0.2%	Defined
Russell Investments Capital, LLC	28,316	$2,878,321	4.6%	Defined
Russell Investments Implementation Services, LLC	13,800	$1,402,770	2.2%	Defined
Russell Investments Japan Co., LTD.	12,726	$1,293,597	2.1%	Defined
Russell Investments Limited joint	146,753	$14,917,441	23.8%	Other
Russell Investments Trust Company	10,674	$1,085,012	1.7%	Defined

MILLENNIUM MANAGEMENT LLC

$62,494,420

0.15%

614,800

Connor, Clark & Lunn Investment Management Ltd.

$57,996,102

0.14%

570,547

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	570,547	$57,996,102	100.0%	Sole

Defiance ETFs, LLC

$57,988,173

0.14%

570,469

ProShare Advisors LLC

$54,687,496

0.14%

537,998

PEAK6 LLC

$54,352,255

0.13%

534,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	534,700	$54,352,255	100.0%	Defined

Capital Impact Advisors, LLC

$54,310,171

0.13%

534,286

STOREBRAND ASSET MANAGEMENT AS

$51,231,498

0.13%

503,999

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$48,840,893

0.12%

480,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	480,481	$48,840,893	100.0%	Defined

STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM

$47,453,574

0.12%

466,833

AVIVA PLC

$47,375,608

0.12%

466,066

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	466,066	$47,375,608	100.0%	Defined

Key facts CIK 1819994 CUSIP 773121108 13F (30d) 697 filings 683 filers Visit website Investor relations