RKLB · Rocket Lab Corp · Shareholders & Ownership

$51.33 -0.04 (-0.07%)

Nasdaq-100 member Russell 1000 member Rebalance outlook locked

Market Cap

$30.73B

598.35M

Volume · Oct 20 10.5M Avg daily vol (3M) 19.65M

Every disclosed holder of RKLB in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns RKLB

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	1,117	322,115,605	53.83%	Yes
Insiders (Forms 3, 4, 5)	0	0	0.00%	No
13D/G-only blocks	2	81,331,452	13.59%	Yes
Remaining	—	194,903,425	32.57%	Rest
Registered funds (N-PORT, not summed)	502	149,248,209	24.94%	No

Shares outstanding: 598,350,482, the issuer's latest cover-page count restated onto today's split basis.

Insiders are listed but not summed: the issuer has more than one class of common stock and Forms 3, 4 and 5 report one issuer-wide balance across them.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of RKLB

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	40,580,130	6.78%	+2,594,134	Jun 30, 2026	carried, not yet filed for the newest quarter
1.1	iShares U.S. Aerospace & Defense ETF Fund S000009423 · Registered fund · Jun 30, 2026 iShares Trust, not summed	5,160,152	0.86%	-186,991	Jun 30, 2026	iShares Trust, not summed
1.2	iShares Russell Mid-Cap Growth ETF Fund S000004336 · Registered fund · Jun 30, 2026 iShares Trust, not summed	3,170,099	0.53%	-114,862	Jun 30, 2026	iShares Trust, not summed
1.3	iShares Russell Mid-Cap ETF Fund S000004338 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,208,728	0.37%	+338,238	Jun 30, 2026	iShares Trust, not summed
1.4	iShares Russell 1000 Growth ETF Fund S000004346 · Registered fund · Jun 30, 2026 iShares Trust, not summed	2,051,264	0.34%	+77,247	Jun 30, 2026	iShares Trust, not summed
1.5	iShares MSCI USA Momentum Factor ETF Fund S000040316 · Registered fund · Jul 31, 2026 iShares Trust, not summed	677,357	0.11%	+326,852	Jul 31, 2026	iShares Trust, not summed
2	VK Services, LLC 13D CIK 1501927 · Unknown · Feb 17, 2026	34,888,272	5.83%	—	Feb 17, 2026
3	VANGUARD PORTFOLIO MANAGEMENT LLC 13F CIK 2100121 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	27,118,258	4.53%	+1,379,808	Jun 30, 2026	carried, not yet filed for the newest quarter
4	VANGUARD CAPITAL MANAGEMENT LLC 13F CIK 2100119 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	25,299,213	4.23%	+1,011,723	Jun 30, 2026	carried, not yet filed for the newest quarter
4.1	VANGUARD CAPITAL MANAGEMENT LLC 13G CIK 2100119 · Registered investment adviser · Jun 30, 2026 Rule 13d-1(b), qualified institution, not summed	30,080,579	5.03%	—	Jun 30, 2026	Rule 13d-1(b), qualified institution, not summed
5	VANGUARD TOTAL STOCK MARKET INDEX FUND Fund S000002848 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	18,373,240	3.07%	+353,386	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
6	Invesco Ltd. 13F CIK 914208 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	18,343,547	3.07%	+14,745,237	Jun 30, 2026	carried, not yet filed for the newest quarter
6.1	Invesco Aerospace & Defense ETF Fund S000003039 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	1,994,230	0.33%	-704,602	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
6.2	Invesco Main Street Mid Cap Fund Fund S000064651 · Registered fund · Jun 30, 2026 AIM Growth Series (Invesco Growth Series), not summed	116,092	0.02%	—	Jun 30, 2026	AIM Growth Series (Invesco Growth Series), not summed
6.3	Invesco MSCI USA ETF Fund S000058746 · Registered fund · May 31, 2026 Invesco Exchange-Traded Fund Trust II, not summed	83,352	0.01%	+8,912	May 31, 2026	Invesco Exchange-Traded Fund Trust II, not summed
6.4	Invesco V.I. Technology Fund Fund S000000196 · Registered fund · Jun 30, 2026 AIM Variable Insurance Funds (Invesco Variable Insurance Funds), not summed	34,859	0.01%	+3,512	Jun 30, 2026	AIM Variable Insurance Funds (Invesco Variable Insurance Funds), not summed
6.5	Invesco RAFI US 1500 Small-Mid ETF Fund S000013120 · Registered fund · Jul 31, 2026 Invesco Exchange-Traded Fund Trust, not summed	24,592	0.00%	+1,400	Jul 31, 2026	Invesco Exchange-Traded Fund Trust, not summed
7	STATE STREET CORP 13F CIK 93751 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	14,442,067	2.41%	+517,316	Jun 30, 2026	carried, not yet filed for the newest quarter
7.1	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF Fund S000012318 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	1,585,063	0.26%	-1,077,025	Jun 30, 2026	SPDR SERIES TRUST, not summed
7.2	STATE STREET SMALL/MID CAP EQUITY INDEX PORTFOLIO Fund S000050332 · Registered fund · Jun 30, 2026 STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed	185,200	0.03%	+11,200	Jun 30, 2026	STATE STREET INSTITUTIONAL INVESTMENT TRUST, not summed
7.3	State Street(R) SPDR(R) S&P Kensho New Economies Composite ETF Fund S000063362 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	95,645	0.02%	+3,861	Jun 30, 2026	SPDR SERIES TRUST, not summed
7.4	State Street(R) SPDR(R) S&P Kensho Final Frontiers ETF Fund S000063361 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	72,042	0.01%	+32,038	Jun 30, 2026	SPDR SERIES TRUST, not summed
7.5	State Street(R) SPDR(R) S&P Kensho Future Security ETF Fund S000059702 · Registered fund · Jun 30, 2026 SPDR SERIES TRUST, not summed	18,301	0.00%	-8,032	Jun 30, 2026	SPDR SERIES TRUST, not summed
8	JPMORGAN CHASE & CO 13F CIK 19617 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	13,805,113	2.31%	+3,127,308	Jun 30, 2026	carried, not yet filed for the newest quarter
9	VANGUARD MID-CAP INDEX FUND Fund S000002844 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	12,540,140	2.10%	+6,412,731	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
10	Invesco QQQ Trust, Series 1 Fund S000101292 · Registered fund · Jun 30, 2026 Invesco QQQ Trust, Series 1, not summed	12,285,257	2.05%	—	Jun 30, 2026	Invesco QQQ Trust, Series 1, not summed
11	GEODE CAPITAL MANAGEMENT, LLC 13F CIK 1214717 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,503,238	1.76%	-67,647	Jun 30, 2026	carried, not yet filed for the newest quarter
12	BAILLIE GIFFORD & CO 13F CIK 1088875 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	10,384,512	1.74%	-8,043,531	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Capital World Investors 13F CIK 1422849 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	7,370,414	1.23%	+128,330	Jun 30, 2026	carried, not yet filed for the newest quarter
14	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	6,895,400	1.15%	+1,511,851	Jun 30, 2026	carried, not yet filed for the newest quarter
14.1	Global Strategist Portfolio Fund S000004124 · Registered fund · Jun 30, 2026 MORGAN STANLEY INSTITUTIONAL FUND TRUST, not summed	1,455	0.00%	-113	Jun 30, 2026	MORGAN STANLEY INSTITUTIONAL FUND TRUST, not summed
14.2	E*TRADE No Fee Large Cap Index Fund Fund S000090720 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	1,149	0.00%	+342	Jul 31, 2026	E Trade Trust, not summed
14.3	E*TRADE No Fee Total Market Index Fund Fund S000090722 · Registered fund · Jul 31, 2026 E Trade Trust, not summed	790	0.00%	+166	Jul 31, 2026	E Trade Trust, not summed
14.4	Global Strategist Portfolio Fund S000004181 · Registered fund · Jun 30, 2026 MORGAN STANLEY VARIABLE INSURANCE FUND INC., not summed	195	0.00%	-15	Jun 30, 2026	MORGAN STANLEY VARIABLE INSURANCE FUND INC., not summed
15	VANGUARD GROWTH INDEX FUND Fund S000002842 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	6,635,467	1.11%	+2,866,101	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
16	Growth Fund of America Fund S000009228 · Registered fund · May 31, 2026 Growth Fund of America, not summed	6,197,127	1.04%	-3,214,373	May 31, 2026	Growth Fund of America, not summed
17	VANGUARD EXTENDED MARKET INDEX FUND Fund S000002841 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	5,840,841	0.98%	+593,906	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
18	GOLDMAN SACHS GROUP INC 13F CIK 886982 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	5,559,472	0.93%	+3,003,173	Jun 30, 2026	carried, not yet filed for the newest quarter
18.1	Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF Fund S000048295 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	138,170	0.02%	-35,699	May 31, 2026	Goldman Sachs ETF Trust, not summed
18.2	Goldman Sachs Nasdaq-100 Premium Income ETF Fund S000081510 · Registered fund · Jun 30, 2026 Goldman Sachs ETF Trust, not summed	135,487	0.02%	—	Jun 30, 2026	Goldman Sachs ETF Trust, not summed
18.3	Goldman Sachs Mid Cap Growth Fund Fund S000009321 · Registered fund · May 31, 2026 Goldman Sachs Trust, not summed	131,275	0.02%	-45,729	May 31, 2026	Goldman Sachs Trust, not summed
18.4	Goldman Sachs Equal Weight U.S. Large Cap Equity ETF Fund S000058070 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	41,883	0.01%	-3,915	May 31, 2026	Goldman Sachs ETF Trust, not summed
18.5	Goldman Sachs Future Tech Leaders Equity ETF Fund S000071430 · Registered fund · May 31, 2026 Goldman Sachs ETF Trust, not summed	19,730	0.00%	+5,606	May 31, 2026	Goldman Sachs ETF Trust, not summed
19	NORGES BANK 13F CIK 1374170 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	5,437,031	0.91%	—	Jun 30, 2026	carried, not yet filed for the newest quarter
20	VANGUARD MID-CAP GROWTH INDEX FUND Fund S000012756 · Registered fund · Jun 30, 2026 VANGUARD INDEX FUNDS, not summed	4,432,569	0.74%	+2,274,546	Jun 30, 2026	VANGUARD INDEX FUNDS, not summed
21	JPMorgan Large Cap Growth Fund Fund S000003856 · Registered fund · Jun 30, 2026 JPMorgan Trust II, not summed	4,336,400	0.72%	+1,369	Jun 30, 2026	JPMorgan Trust II, not summed
22	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	4,301,823	0.72%	-231,539	Jun 30, 2026	carried, not yet filed for the newest quarter
23	FMR LLC 13F CIK 315066 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	3,701,770	0.62%	+6,836	Jun 30, 2026	carried, not yet filed for the newest quarter
23.1	Fidelity Extended Market Index Fund Fund S000006021 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	2,424,471	0.41%	-41,151	May 31, 2026	Fidelity Concord Street Trust, not summed
23.2	Fidelity Mid Cap Index Fund Fund S000033637 · Registered fund · Jul 31, 2026 Fidelity Salem Street Trust, not summed	2,035,192	0.34%	+221,822	Jul 31, 2026	Fidelity Salem Street Trust, not summed
23.3	Select Defense and Aerospace Portfolio Fund S000007456 · Registered fund · May 31, 2026 Fidelity Select Portfolios, not summed	1,180,700	0.20%	-311,000	May 31, 2026	Fidelity Select Portfolios, not summed
23.4	Fidelity Total Market Index Fund Fund S000006026 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	888,712	0.15%	+10,030	May 31, 2026	Fidelity Concord Street Trust, not summed
23.5	Fidelity Series Total Market Index Fund Fund S000065248 · Registered fund · May 31, 2026 Fidelity Concord Street Trust, not summed	717,670	0.12%	+21,504	May 31, 2026	Fidelity Concord Street Trust, not summed
24	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	3,609,563	0.60%	+1,528,905	Jun 30, 2026	carried, not yet filed for the newest quarter
25	VANGUARD FIDUCIARY TRUST CO 13F CIK 933478 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	3,352,738	0.56%	+284,405	Jun 30, 2026	carried, not yet filed for the newest quarter
26	NORTHERN TRUST CORP 13F CIK 73124 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	3,311,777	0.55%	+221,626	Jun 30, 2026	carried, not yet filed for the newest quarter
26.1	FlexShares Morningstar US Market Factor Tilt Index Fund Fund S000033312 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	11,850	0.00%	+1,422	Jul 31, 2026	FlexShares Trust, not summed
26.2	FlexShares ESG & Climate US Large Cap Core Index Fund Fund S000073358 · Registered fund · Jul 31, 2026 FlexShares Trust, not summed	3,355	0.00%	-122	Jul 31, 2026	FlexShares Trust, not summed
27	CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13F CIK 884546 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,836,293	0.47%	+478,437	Jun 30, 2026	carried, not yet filed for the newest quarter
27.1	Schwab U.S. Large-Cap Growth ETF Fund S000026633 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	1,005,187	0.17%	+103,798	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
27.2	Schwab U.S. Large-Cap ETF Fund S000026632 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	500,420	0.08%	+16,976	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
27.3	Schwab Total Stock Market Index Fund Fund S000005913 · Registered fund · Jul 31, 2026 SCHWAB CAPITAL TRUST, not summed	307,373	0.05%	+27,393	Jul 31, 2026	SCHWAB CAPITAL TRUST, not summed
27.4	Schwab U.S. Broad Market ETF Fund S000026631 · Registered fund · May 31, 2026 SCHWAB STRATEGIC TRUST, not summed	277,322	0.05%	+4,311	May 31, 2026	SCHWAB STRATEGIC TRUST, not summed
27.5	Schwab 1000 Index Fund Fund S000006807 · Registered fund · Jul 31, 2026 SCHWAB INVESTMENTS, not summed	161,635	0.03%	+11,276	Jul 31, 2026	SCHWAB INVESTMENTS, not summed
28	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 13F CIK 861177 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,737,451	0.46%	+352,094	Jun 30, 2026	carried, not yet filed for the newest quarter
28.1	PACE Large Co Growth Equity Investments Fund S000002972 · Registered fund · Jul 31, 2026 PACE SELECT ADVISORS TRUST, not summed	17,534	0.00%	-1,911	Jul 31, 2026	PACE SELECT ADVISORS TRUST, not summed
29	T. Rowe Price Investment Management, Inc. 13F CIK 1897612 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,642,141	0.44%	+2,642,141	Jun 30, 2026	carried, not yet filed for the newest quarter
30	AMERICAN CENTURY COMPANIES INC 13F CIK 748054 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,577,154	0.43%	+431,263	Jun 30, 2026	carried, not yet filed for the newest quarter
30.1	Heritage Fund Fund S000006206 · Registered fund · Jul 31, 2026 American Century Mutual Funds, Inc., not summed	1,203,410	0.20%	+395,620	Jul 31, 2026	American Century Mutual Funds, Inc., not summed
30.2	Growth Fund Fund S000006205 · Registered fund · Jul 31, 2026 American Century Mutual Funds, Inc., not summed	496,114	0.08%	+202,914	Jul 31, 2026	American Century Mutual Funds, Inc., not summed
31	JPMorgan Mid Cap Growth Fund Fund S000003654 · Registered fund · Jun 30, 2026 JPMorgan Trust II, not summed	2,564,833	0.43%	+1,455,498	Jun 30, 2026	JPMorgan Trust II, not summed
32	PRICE T ROWE ASSOCIATES INC /MD/ 13F CIK 80255 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,410,922	0.40%	+659,770	Jun 30, 2026	carried, not yet filed for the newest quarter
32.1	T. Rowe Price Mid-Cap Growth Fund, Inc. Fund S000002102 · Registered fund · Jun 30, 2026 T. ROWE PRICE MID-CAP GROWTH FUND, INC., not summed	1,395,900	0.23%	—	Jun 30, 2026	T. ROWE PRICE MID-CAP GROWTH FUND, INC., not summed
32.2	T. Rowe Price Diversified Mid-Cap Growth Fund, Inc. Fund S000002073 · Registered fund · Jun 30, 2026 T. ROWE PRICE DIVERSIFIED MID-CAP GROWTH FUND, INC., not summed	710,137	0.12%	+89,187	Jun 30, 2026	T. ROWE PRICE DIVERSIFIED MID-CAP GROWTH FUND, INC., not summed
32.3	T. Rowe Price Institutional Mid-Cap Equity Growth Fund Fund S000002092 · Registered fund · Jun 30, 2026 T. Rowe Price Equity Funds, Inc., not summed	159,400	0.03%	—	Jun 30, 2026	T. Rowe Price Equity Funds, Inc., not summed
32.4	T. Rowe Price Extended Equity Market Index Fund Fund S000002090 · Registered fund · Jun 30, 2026 T. ROWE PRICE INDEX TRUST, INC., not summed	69,175	0.01%	+4,365	Jun 30, 2026	T. ROWE PRICE INDEX TRUST, INC., not summed
32.5	T. Rowe Price Mid-Cap Index Fund Fund S000051326 · Registered fund · Jun 30, 2026 T. ROWE PRICE INDEX TRUST, INC., not summed	47,761	0.01%	+7,133	Jun 30, 2026	T. ROWE PRICE INDEX TRUST, INC., not summed
33	VOYA INVESTMENT MANAGEMENT LLC 13F CIK 1068837 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,378,367	0.40%	+138,898	Jun 30, 2026	carried, not yet filed for the newest quarter
34	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	2,276,941	0.38%	+91,298	Jun 30, 2026	carried, not yet filed for the newest quarter
35	VK Services, LLC 13D CIK 1611146 · Unknown · Nov 18, 2025 not summed	2,258,894	0.38%	—	Nov 18, 2025	not summed
35.1	Khosla Ventures V, L.P. Insider CIK 1611146 · Jul 23, 2025 10% Owner, issuer-wide, not summed	16,323,617	2.73%	-3,000,000	Jul 23, 2025	10% Owner, issuer-wide, not summed
36	Beck Peter Insider CIK 1881842 · Jul 8, 2026 Director, CEO, issuer-wide, not summed	2,216,151	0.37%	-3,275,779	Jul 8, 2026	Director, CEO, issuer-wide, not summed
36.1	Beck Peter 13D CIK 1881842 · Unknown · Mar 27, 2026	46,443,180	7.76%	-4,902,756	Mar 27, 2026
37	Allianz Asset Management GmbH 13F CIK 1535323 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,187,993	0.37%	+2,187,993	Jun 30, 2026	carried, not yet filed for the newest quarter
38	Amundi 13F CIK 1330387 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,180,748	0.36%	+396,639	Jun 30, 2026	carried, not yet filed for the newest quarter
39	WESTFIELD CAPITAL MANAGEMENT CO LP 13F CIK 1177719 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,114,005	0.35%	-1,058,606	Jun 30, 2026	carried, not yet filed for the newest quarter
40	FRANKLIN RESOURCES INC 13F CIK 38777 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	2,090,086	0.35%	+227,227	Jun 30, 2026	carried, not yet filed for the newest quarter
40.1	Franklin Dynatech Fund Fund S000006754 · Registered fund · Jun 30, 2026 Franklin Custodian Funds, not summed	1,400,000	0.23%	0	Jun 30, 2026	Franklin Custodian Funds, not summed
40.2	Franklin Small-Mid Cap Growth Fund Fund S000006888 · Registered fund · Jul 31, 2026 Franklin Strategic Series, not summed	372,677	0.06%	—	Jul 31, 2026	Franklin Strategic Series, not summed
40.3	Franklin Small-Mid Cap Growth VIP Fund Fund S000007314 · Registered fund · Jun 30, 2026 Franklin Templeton Variable Insurance Products Trust, not summed	42,588	0.01%	—	Jun 30, 2026	Franklin Templeton Variable Insurance Products Trust, not summed
40.4	Franklin U.S. Large Cap Multifactor Index ETF Fund S000057200 · Registered fund · Jun 30, 2026 Franklin Templeton ETF Trust, not summed	31,093	0.01%	—	Jun 30, 2026	Franklin Templeton ETF Trust, not summed
40.5	Franklin Focused Dynamic Growth ETF Fund S000080151 · Registered fund · Jun 30, 2026 Franklin Templeton ETF Trust, not summed	18,323	0.00%	—	Jun 30, 2026	Franklin Templeton ETF Trust, not summed
41	Tema Space Innovators ETF Fund S000102192 · Registered fund · May 31, 2026 Tema ETF Trust, not summed	2,005,605	0.34%	—	May 31, 2026	Tema ETF Trust, not summed
42	Bank of New York Mellon Corp 13F CIK 1390777 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,982,108	0.33%	+192,925	Jun 30, 2026	carried, not yet filed for the newest quarter
42.1	BNY Mellon US Large Cap Core Equity ETF Fund S000067260 · Registered fund · Jul 31, 2026 BNY Mellon ETF Trust, not summed	45,275	0.01%	+4,038	Jul 31, 2026	BNY Mellon ETF Trust, not summed
43	Mirae Asset Global Investments Co., Ltd. 13F CIK 1569395 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,850,297	0.31%	+1,773,765	Jun 30, 2026	carried, not yet filed for the newest quarter
44	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,777,325	0.30%	+527,552	Jun 30, 2026	carried, not yet filed for the newest quarter
44.1	VanEck Social Sentiment ETF Fund S000071092 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	19,423	0.00%	-4,331	Jun 30, 2026	VanEck ETF Trust, not summed
45	Tidal Investments LLC 13F CIK 1600064 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,742,727	0.29%	+1,627,577	Jun 30, 2026	carried, not yet filed for the newest quarter
45.1	Nicholas Global Equity and Income ETF Fund S000085829 · Registered fund · Jul 31, 2026 Tidal Trust II, not summed	19,996	0.00%	—	Jul 31, 2026	Tidal Trust II, not summed
45.2	Sofi Social 50 ETF Fund S000065095 · Registered fund · May 31, 2026 Tidal Trust I, not summed	11,353	0.00%	—	May 31, 2026	Tidal Trust I, not summed
45.3	Sofi Select 500 ETF Fund S000065093 · Registered fund · May 31, 2026 Tidal Trust I, not summed	7,440	0.00%	+83	May 31, 2026	Tidal Trust I, not summed
45.4	Even Herd Long Short ETF Fund S000084434 · Registered fund · Jun 30, 2026 Tidal Trust II, not summed	6,376	0.00%	-112	Jun 30, 2026	Tidal Trust II, not summed
45.5	Sofi Next 500 ETF Fund S000065094 · Registered fund · Nov 30, 2025 Tidal Trust I, not summed	5,126	0.00%	-130	Nov 30, 2025	Tidal Trust I, not summed
46	Tema ETFs LLC 13F CIK 2056807 · Registered investment adviser · Sep 30, 2026	1,697,886	0.28%	+75,858	Sep 30, 2026
46.1	Tema International Defense ETF Fund S000093386 · Registered fund · May 31, 2026 Tema ETF Trust, not summed	2,415	0.00%	+1,876	May 31, 2026	Tema ETF Trust, not summed
47	FEDERATED HERMES, INC. 13F CIK 1056288 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,692,941	0.28%	+1,181,963	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,689,746	0.28%	+100,530	Jun 30, 2026	carried, not yet filed for the newest quarter
49	ARK Investment Management LLC 13F CIK 1697748 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	1,631,207	0.27%	-612,449	Jun 30, 2026	carried, not yet filed for the newest quarter
49.1	ARK Autonomous Technology & Robotics ETF Fund S000042976 · Registered fund · Jul 31, 2026 ARK ETF Trust, not summed	960,577	0.16%	-261,492	Jul 31, 2026	ARK ETF Trust, not summed
49.2	ARK Space & Defense Innovation ETF Fund S000071318 · Registered fund · Jul 31, 2026 ARK ETF Trust, not summed	554,056	0.09%	-287,767	Jul 31, 2026	ARK ETF Trust, not summed
50	Sumitomo Mitsui Trust Group, Inc. 13F CIK 1475365 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	1,557,127	0.26%	+39,826	Jun 30, 2026	carried, not yet filed for the newest quarter

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Key facts CIK 1819994 CUSIP 773121108 13F (30d) 177 filings 172 filers Visit website Investor relations