PINNACLE ASSOCIATES LTD

Registered adviser

CIK

743127

Location

NEW YORK, NY

Portfolio Value

Mid $8,753,980,777

Diversification

Diversified

Filing Date

Global Rank

#580 / 8,826 ▼ 4 · as of Jun 2026

Top Industry

Semiconductors 11.1%

Period ended 36 days ago

Filed Oct 20, 2026 · 16d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 110631

Roster of Nov 1, 2026

Regulatory AUM

$10,386,022,125

Main clients

Diversified

Private funds

4 funds · Other private funds

Focus by fund count, roster of Nov 1, 2026

$176,133,087 gross assets

LEI

254900TVHGSPB0WP7L43

Private funds on Schedule D 7.B.(1)

As filed Mar 28, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$150,432,374 gross assets in 4 funds Other private funds $150,432,374 (4)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$10,386,022,125	Diversified
Apr 2025 to Mar 2026	$9,866,562,515	Diversified
Apr 2024 to Mar 2025	$8,135,641,729	Diversified
May 2023 to Mar 2024	$6,594,758,482	Diversified
Apr 2023	$6,594,758,482	Diversified
Apr 2022 to Mar 2023	$7,746,705,571	Diversified

3 earlier changes not shown.

Schedule 13D/13G stakes

Stakes of 5% or more disclosed on Schedule 13D or 13G, each on the filer's latest filing for the security. These are event-dated stakes, not the quarter-end 13F portfolio below.

Company	Schedule	Event date	Filed	Shares	% of class	Change	Status
UFI Unifi Inc	13G	May 20, 2025	1y	1,002,000	5.49%	—	Current

A 13D or 13G stays in force until its filer amends it and no amendment is due without a material change, so a stake with no filing in 24 months reads unconfirmed, never sold. An amendment reporting under 5% ends the filer's duty to amend, not necessarily the holding. Shares are restated onto today's split basis.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 29.5%, 74.7 effective positions, active share 45.4% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

9.8% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 23.5 quarters (12+), a floor since 80.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 45.4%; sector active share 11.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

955 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

5.0%

+0.4 pts

Top 5

20.9%

+1.3 pts

Top 10

31.9%

+2.4 pts

HHI

149

Diversified+15

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	27.2%	$2,380,774,638	123
Unclassified	22.2%	$1,939,496,093	231
Healthcare	11.3%	$990,542,126	92
Financial Services	9.3%	$813,688,566	115
Industrials	8.6%	$751,397,917	110
Communication Services	7.8%	$685,783,582	54
Consumer Cyclical	5.1%	$445,369,552	66
Energy	3.8%	$332,089,340	46
Consumer Defensive	2.3%	$201,217,119	35
Basic Materials	1.0%	$88,025,111	37
Real Estate	0.8%	$66,611,810	23
Utilities	0.7%	$58,984,923	23

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DDD	3D Systems Corp	+1,916,783	2,258,048	$8,128,972
MANU	Manchester United plc	+473,102	1,925,251	$40,334,008
MGNX	Macrogenics Inc	+393,412	647,713	$2,500,172
WY	Weyerhaeuser Co	+316,541	342,493	$6,524,491
INFQ	Infleqtion, Inc.	+311,280	1,045,860	$14,087,734
AIOT	Powerfleet, Inc.	+296,249	4,280,983	$12,157,991
UFI	Unifi Inc	+268,149	1,287,773	$8,409,157
PLUG	Plug Power Inc	+263,460	2,318,839	$4,498,547
STTK	Shattuck Labs, Inc.	+228,337	2,099,779	$14,320,492
UEC	Uranium Energy Corp	+172,851	1,788,882	$16,904,934
WERN	Werner Enterprises Inc	+137,144	335,406	$11,397,095
TRMB	Trimble Inc.	+131,528	381,026	$21,760,394
COPY	Tweedy, Browne Insider + Value ETF	+129,446	1,497,833	$22,946,801
KTOS	Kratos Defense & Security Solutions, Inc.	+122,532	447,302	$19,095,322
TLS	Telos Corp	+113,001	2,341,741	$9,530,885
MP	MP Materials Corp.	+110,437	463,306	$21,909,740
GOOS	Canada Goose Holdings Inc.	+105,044	892,046	$6,940,117
EOLS	Evolus, Inc.	+82,797	1,570,061	$12,560,488
CMCSA	Comcast Corp	+70,875	589,974	$12,837,834
PRKS	United Parks & Resorts Inc.	+64,694	627,966	$20,346,098
LIND	Lindblad Expeditions Holdings, Inc.	+64,185	864,233	$27,162,843
AMT	American Tower Corp	+58,597	62,853	$10,288,407
FTSL	First Trust Senior Loan Fund	+52,490	98,675	$4,397,944
NFLX	Netflix Inc	+50,014	190,170	$13,232,028
USFR	WisdomTree Floating Rate Treasury Fund	+46,565	124,668	$6,282,020
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CLGN	CollPlant Biotechnologies Ltd	−660,703	70,960	$268,228
TDS	Telephone & Data Systems Inc	−120,126	89,891	$3,049,102
EVEX	Eve Holding, Inc.	−86,598	175,144	$338,027
ERII	Energy Recovery, Inc.	−74,279	251,840	$1,679,772
ICHR	Ichor Holdings, Ltd.	−72,931	306,461	$18,957,677
UCTT	Ultra Clean Holdings, Inc.	−70,803	329,131	$26,679,358
T	At&T Inc.	−62,015	384,890	$9,391,316
OXM	Oxford Industries Inc	−45,637	144,077	$3,521,241
SOFI	SoFi Technologies, Inc.	−33,659	10,677	$167,842
RY	Royal Bank Of Canada	−30,145	27,385	$5,383,617
BCYC	Bicycle Therapeutics PLC	−29,439	160,551	$590,827
PFE	Pfizer Inc	−28,019	350,777	$10,004,160
MU	Micron Technology Inc	−24,576	192,994	$205,559,839
BMO	Bank Of Montreal	−20,000	12,000	$2,007,000
NBIS	Nebius Group N.V.	−19,806	56,994	$13,443,744
AMAT	Applied Materials Inc	−19,430	73,249	$37,458,073
NOK	Nokia Corp	−19,285	84,117	$852,946
JPM	Jpmorgan Chase & Co	−17,711	396,243	$131,089,071
CMG	Chipotle Mexican Grill Inc	−17,298	15,117	$482,988
COHR	Coherent Corp.	−17,170	232,739	$66,984,611
ALNT	Allient Inc	−15,594	96,375	$10,755,450
—		−15,499	20,734	$0
BAC	Bank Of America Corp	−14,990	862,311	$46,935,587
CM	Canadian Imperial Bank Of Commerce	−14,800	7,241	$797,813
BTT	BlackRock Municipal 2030 Target Term Trust	−13,988	35,985	$785,912
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
IRON	Disc Medicine, Inc.	35,291	$2,310,148
GPOR	Gulfport Energy Corp	8,449	$1,271,405
PGNY	Progyny, Inc.	39,271	$989,236
DEM	WisdomTree Emerging Markets High Dividend Fund	16,985	$939,440
SD	Sandridge Energy Inc	68,988	$930,648
CLB	Core Laboratories Inc.	83,519	$810,134
JHX	James Hardie Industries plc	21,757	$550,669
AVDE	Avantis International Equity ETF	5,792	$521,917
RACE	Ferrari N.V.	1,282	$503,633
DINO	HF Sinclair Corp	4,634	$497,320
ATO	Atmos Energy Corp	2,754	$430,835
MRNA	Moderna, Inc.	2,228	$429,045
VEEV	Veeva Systems Inc	1,378	$393,350
RVMD	Revolution Medicines, Inc.	1,821	$373,778
INFY	Infosys Ltd	34,265	$368,691
HPQ	Hp Inc	10,750	$336,260
IT	Gartner Inc	1,672	$311,894
DFNM	Dimensional National Municipal Bond ETF	6,749	$310,656
TWST	Twist Bioscience Corp	1,562	$301,840
FLXS	Flexsteel Industries Inc	3,531	$298,899
CON	Concentra Group Holdings Parent, Inc.	8,452	$290,917
INSW	International Seaways, Inc.	2,536	$279,315
U	Unity Software Inc.	6,495	$265,840
HOOD	Robinhood Markets, Inc.	2,334	$262,575
SUB	iShares Short-Term National Muni Bond ETF	2,415	$252,464
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
FUN	Six Flags Entertainment Corporation	138,592	$2,952,009
BYRN	Byrna Technologies Inc.	368,866	$2,475,090
BNS	Bank Of Nova Scotia	27,500	$2,388,100
YETI	YETI Holdings, Inc.	34,185	$1,694,208
—		103,140	$1,362,479
KGC	Kinross Gold Corp	46,412	$1,096,251
SHOE	Shoe Station Group Inc	53,658	$795,748
TU	Telus Corp	70,000	$739,900
PCG	PG&E Corp	43,338	$728,945
DFAC	Dimensional U.S. Core Equity 2 ETF	13,936	$618,200
MKSI	Mks Inc	1,367	$608,041
CASY	Caseys General Stores Inc	651	$517,408
FELC	Fidelity Enhanced Large Cap Core ETF	11,803	$494,663
SKYD	Skydance Corp	49,158	$484,699
PGC	Peapack Gladstone Financial Corp	10,053	$475,808
HBM	Hudbay Minerals Inc.	17,365	$409,987
DFAT	Dimensional U.S. Targeted Value ETF	5,544	$387,525
TLH	iShares 10-20 Year Treasury Bond ETF	3,472	$348,415
POOL	Pool Corp	1,616	$347,278
TFPM	Triple Flag Precious Metals Corp.	10,085	$302,247
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	1,339	$301,931
—		1,023	$297,304
UMC	United Microelectronics Corp	10,800	$293,868
—		1,432	$293,617
ESGU	iShares ESG Aware MSCI USA ETF	1,787	$292,478
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

955 tracked positions · $8,753,980,777 total · filing declares 961 positions · $8,923,606,498 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 955 positions by value · page 1 of 20

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
JNJ	Johnson & Johnson Healthcare	Reduced	1,653,904	-3,008	$437,854,544	+4.1%	5.00%
AAPL	Apple Inc. Technology	Reduced	1,203,737	-8,970	$400,868,495	+14.2%	4.58%
MSFT	Microsoft Corp Technology	Added	443,121	+7,427	$227,276,760	+39.8%	2.60%
NVDA	Nvidia Corp Technology	Reduced	944,480	-10,223	$215,700,342	+12.9%	2.46%
MU	Micron Technology Inc Technology	Reduced	192,994	-24,576	$205,559,839	−18.1%	2.35%
META	Meta Platforms, Inc. Communication Services	Added	224,133	+20,297	$162,536,768	+41.6%	1.86%
AVGO	Broadcom Inc. Technology	Reduced	443,809	-7,698	$155,861,282	−8.6%	1.78%
QQQ	Invesco Qqq Trust, Series 1	Reduced	197,863	-365	$146,373,111	+0.3%	1.67%
SPY	Spdr S&P 500 ETF Trust	Reduced	188,709	-2,400	$143,915,144	+0.8%	1.64%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	377,148	-1,275	$141,143,867	+0.8%	1.61%
AMZN	Amazon Com Inc Consumer Cyclical	Added	552,340	+7,130	$137,615,511	+5.9%	1.57%
VB	Vanguard Index Funds	Added	469,034	+6,349	$133,435,482	−4.9%	1.52%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	396,243	-17,711	$131,089,071	−3.3%	1.50%
GOOGL	Alphabet Inc. Communication Services	Added	348,505	+7,204	$119,913,600	−1.7%	1.37%
GOOG	Alphabet Inc. Communication Services	Reduced	340,239	-64	$115,933,036	−3.6%	1.32%
IVV	iShares Core S&P 500 ETF	Added	143,389	+929	$109,814,465	+2.9%	1.25%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	426,816	-7,311	$94,855,587	−0.4%	1.08%
VEU	Vanguard International Equity Index Funds	Added	1,090,714	+9,609	$90,496,540	−0.1%	1.03%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	559,099	+2,614	$86,772,164	−1.3%	0.99%
CAT	Caterpillar Inc Industrials	Reduced	103,212	-6,854	$83,683,257	−28.6%	0.96%
MS	Morgan Stanley Financial Services	Reduced	444,711	-2,698	$83,641,244	−10.6%	0.96%
LRCX	Lam Research Corp Technology	Reduced	251,376	-4,280	$82,579,529	−25.5%	0.94%
CSCO	Cisco Systems, Inc. Technology	Reduced	696,388	-8,346	$74,952,240	−9.5%	0.86%
LLY	ELI LILLY & Co Healthcare	Added	63,439	+1,396	$73,403,998	−1.4%	0.84%
MRK	Merck & Co., Inc. Healthcare	Reduced	481,066	-5,709	$69,903,700	+11.8%	0.80%
COHR	Coherent Corp. Technology	Reduced	232,739	-17,170	$66,984,611	−32.1%	0.77%
V	Visa Inc. Financial Services	Reduced	175,835	-1,383	$63,182,790	+3.9%	0.72%
REGN	Regeneron Pharmaceuticals, Inc. Healthcare	Added	81,285	+38	$61,635,976	+21.7%	0.70%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	446,428	-3,263	$56,102,606	+4.4%	0.64%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	106,140	-648	$52,852,413	−1.1%	0.60%
ETN	Eaton Corp plc Industrials	Reduced	122,542	-2,336	$52,657,522	−1.0%	0.60%
LITE	Lumentum Holdings Inc. Technology	Added	54,132	+2,440	$52,576,246	+18.5%	0.60%
SCHD	Schwab U.S. Dividend Equity ETF	Added	1,566,898	+39,789	$50,971,191	+5.3%	0.58%
WMT	Walmart Inc. Consumer Defensive	Reduced	473,934	-9,848	$49,251,221	−10.1%	0.56%
AXP	American Express Co Financial Services	Reduced	159,352	-2,308	$48,458,943	−11.4%	0.55%
ABBV	AbbVie Inc. Healthcare	Reduced	184,831	-1,735	$48,349,941	+3.0%	0.55%
BAC	Bank Of America Corp Financial Services	Reduced	862,311	-14,990	$46,935,587	−6.1%	0.54%
BE	Bloom Energy Corp Industrials	Reduced	168,039	-7,267	$46,543,442	−12.3%	0.53%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	154,719	-685	$44,016,008	−19.7%	0.50%
GLNG	Golar Lng Ltd Energy	Added	915,619	+20,131	$43,510,214	−2.5%	0.50%
RCL	Royal Caribbean Cruises Ltd Consumer Cyclical	Added	160,952	+8,948	$42,790,698	−11.3%	0.49%
C	Citigroup Inc Financial Services	Reduced	323,837	-8,275	$41,930,414	−9.8%	0.48%
RTX	RTX Corp Industrials	Reduced	225,563	-2,611	$41,875,770	−3.3%	0.48%
BLK	BlackRock, Inc. Financial Services	Reduced	39,409	-1,068	$41,706,150	+7.2%	0.48%
JEPI	JPMorgan Equity Premium Income ETF	Added	731,398	+2,661	$41,119,195	−0.1%	0.47%
		Added	354,033	+12,433	$40,529,697	+27.2%	0.46%
MANU	Manchester United plc Communication Services	Added	1,925,251	+473,102	$40,334,008	+21.1%	0.46%
XOM	ExxonMobil Holdings Corp Energy	Reduced	246,362	-3,988	$40,095,415	+17.1%	0.46%
VICR	Vicor Corp Technology	Added	137,585	+7,093	$39,753,809	−19.8%	0.45%
GLW	Corning Inc Technology	Reduced	257,751	-2,196	$39,631,793	−40.3%	0.45%

Showing the top 50 of 955 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.