AMBA · Ambarella Inc

$74.59 -0.23 (-0.31%) At close · Aug 19

Market Cap

$3.28B

43.87M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 340

Total Value: $3,260,043,149

Total Shares: 37,997,115

Institutional Ownership Trend

26 quarters

Superinvestors Holding AMBA

All superinvestors →

Mario Gabelli $1,019,218

Holder Concentration

Across 340 13F filers · Δ vs Mar 31, 2026

Top Holder

10.4%

+0.2 pts

Top 5

38.6%

+4.1 pts

Top 10

52.0%

+2.4 pts

HHI

400

Broadly held+34

Quarterly Activity

vs Mar 31, 2026

New

Increased

119

Decreased

Sold Out

Unchanged

Holder count: +30

Institutional value: +69.5%

Shares held: +1.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega PRICE T ROWE ASSOCIATES INC /MD/	+1,646,661	2,598,976
Mega STATE STREET CORP	+586,269	2,562,733
Mega JANE STREET GROUP, LLC	+508,500	553,400
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+410,361	943,802
Mega D. E. Shaw & Co., Inc.	+269,119	545,684

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega MILLENNIUM MANAGEMENT LLC	−1,471,221	41,318
Mega CITADEL ADVISORS LLC	−857,662	400,700
Large Point72 Asset Management, L.P.	−422,368	123,843
Mega MANUFACTURERS LIFE INSURANCE COMPANY, THE	−399,541	1,186,541
Mega JPMORGAN CHASE & CO	−362,495	111,267

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large MENORA MIVTACHIM HOLDINGS LTD.	757,571	$64,999,591
Large NOMURA ASSET MANAGEMENT INTERNATIONAL INC.	358,122	$30,726,867
Small Robinhood Asset Management, LLC	159,123	$13,652,753
Large Quadrature Capital Ltd	117,737	$10,101,834
Large PEAK6 LLC	113,807	$9,764,640

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small FIFTHDELTA Ltd	546,538	$28,135,776
Large Woodline Partners LP	349,479	$17,991,178
Large Balyasny Asset Management L.P.	289,849	$14,921,426
Mid HAWK RIDGE CAPITAL MANAGEMENT LP	276,100	$14,213,628
Large MARSHALL WACE, LLP	252,242	$12,985,417

Filter: New 88 Increased 119 Reduced 89 Sold out 58 Unchanged 44

Showing 100 of 357

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$338,445,986

10.38%

3,944,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	68,464	$5,874,211	1.7%	Sole
BlackRock Investment Management (Australia) Ltd	288	$24,710	0.0%	Sole
BlackRock Asset Management Canada Ltd	6,943	$595,709	0.2%	Sole
BlackRock Investment Management, LLC	135,241	$11,603,677	3.4%	Sole
BLACKROCK ADVISORS LLC	222,256	$19,069,564	5.6%	Sole
BlackRock Fund Advisors	1,772,553	$152,085,047	44.9%	Sole
BlackRock Institutional Trust Company, N.A.	1,364,829	$117,102,328	34.6%	Sole
BlackRock Japan Co. Ltd	1,138	$97,640	0.0%	Sole
BlackRock Fund Managers Ltd.	25,654	$2,201,113	0.7%	Sole
BlackRock Investment Management (UK) Ltd.	27,764	$2,382,151	0.7%	Sole
BlackRock (Netherlands) B.V.	6,951	$596,395	0.2%	Sole
BlackRock Asset Management Ireland Ltd	243,696	$20,909,116	6.2%	Sole
BlackRock (Luxembourg) S.A.	7,992	$685,713	0.2%	Sole
BlackRock Life Ltd	594	$50,965	0.0%	Sole
BlackRock Asset Management Schweiz AG	7,107	$609,780	0.2%	Sole
Aperio Group, LLC	52,967	$4,544,568	1.3%	Sole
SpiderRock Advisors, LLC	155	$13,299	0.0%	Sole

VANGUARD PORTFOLIO MANAGEMENT LLC

$316,465,149

9.71%

3,688,405

PRICE T ROWE ASSOCIATES INC /MD/

$222,992,140

6.84%

2,598,976

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	56,917	$4,883,478	2.2%	Defined
Held directly	2,542,059	$218,108,662	97.8%	Sole

STATE STREET CORP

$219,882,491

6.74%

2,562,733

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,562,733	$219,882,491	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$160,749,646

4.93%

1,873,539

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$101,805,217

3.12%

1,186,541

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	1,186,541	$101,805,217	100.0%	Defined

Legal & General Group Plc

$95,815,348

2.94%

1,116,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	4,139	$355,126	0.4%	Defined
Legal & General Investment Management Ltd joint	1,112,590	$95,460,222	99.6%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$94,218,696

2.89%

1,098,120

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	155,430	$13,335,894	14.2%	Defined
Held directly	942,690	$80,882,802	85.8%	Defined

MENORA MIVTACHIM HOLDINGS LTD.

$64,999,591

1.99%

757,571

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Menora Mivtachim Insurance Ltd. joint	757,571	$64,999,591	100.0%	Defined

Stephens Investment Management Group LLC

$61,922,803

1.90%

721,711

DIMENSIONAL FUND ADVISORS LP

$61,617,611

1.89%

718,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	4,326	$371,170	0.6%	Defined
DFA Australia Ltd.	10,859	$931,702	1.5%	Defined
Dimensional Fund Advisors Pte. Ltd.	193	$16,559	0.0%	Defined
Dimensional Ireland Ltd	21,006	$1,802,314	2.9%	Defined
Held directly	681,770	$58,495,866	94.9%	Sole

Connor, Clark & Lunn Investment Management Ltd.

$58,835,290

1.80%

685,726

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	685,549	$58,820,104	100.0%	Sole
Held directly	177	$15,186	0.0%	Sole

EXCHANGE TRADED CONCEPTS, LLC

$54,113,802

1.66%

630,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Roundhill Financial Inc.	20,234	$1,736,077	3.2%	Other
Held directly	610,463	$52,377,725	96.8%	Sole

MORGAN STANLEY

$52,471,074

1.61%

611,551

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	5,573	$478,163	0.9%	Defined
MORGAN STANLEY & CO. LLC	64,094	$5,499,265	10.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	254,100	$21,801,780	41.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	220,259	$18,898,222	36.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	58,311	$5,003,083	9.5%	Defined
EATON VANCE MANAGEMENT	9,214	$790,561	1.5%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$48,220,714

1.48%

562,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	487,128	$41,795,582	86.7%	Defined
Global X Management (AUS) Ltd joint	61,737	$5,297,034	11.0%	Defined
Global X Investments Canada Inc. joint	13,148	$1,128,098	2.3%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$44,607,420

1.37%

519,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	519,900	$44,607,420	100.0%	Other

D. E. Shaw & Co., Inc.

$44,194,206

1.36%

515,084

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	502,338	$43,100,600	97.5%	Defined
D. E. Shaw Investment Management, L.L.C. joint	12,746	$1,093,606	2.5%	Defined

T. Rowe Price Investment Management, Inc.

$44,064,220

1.35%

513,569

JACOBS LEVY EQUITY MANAGEMENT, INC

$43,278,292

1.33%

504,409

AQR CAPITAL MANAGEMENT LLC

$42,521,018

1.30%

495,583

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	65	$5,577	0.0%	Other
KEB ASSET MANAGEMENT, LLC	52	$4,461	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	12	$1,029	0.0%	Other
Prism Planning Partners LLC	146	$12,526	0.0%	Other
Arax Advisory Partners	3,140	$269,412	0.6%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,917	$164,478	0.4%	Other
Stokes Family Office, LLC	1,020	$87,516	0.2%	Other
Held directly	489,231	$41,976,019	98.7%	Defined

Nuveen, LLC

$37,666,371

1.16%

439,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	41,742	$3,581,463	9.5%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	62,900	$5,396,820	14.3%	Defined
TEACHERS ADVISORS, LLC joint	334,360	$28,688,088	76.2%	Defined

PINNACLE ASSOCIATES LTD

$35,078,986

1.08%

408,846

NORTHERN TRUST CORP

$34,636,772

1.06%

403,692

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	367,434	$31,525,837	91.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	29,642	$2,543,283	7.3%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	6,616	$567,652	1.6%	Other

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$33,820,815

1.04%

394,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	664	$56,971	0.2%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	393,518	$33,763,844	99.8%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$32,565,475

1.00%

379,551

GOLDMAN SACHS GROUP INC

$32,554,492

1.00%

379,423

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	164,557	$14,118,990	43.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	211,549	$18,150,904	55.8%	Defined
Goldman Sachs Trust Company, N.A. joint	3,317	$284,598	0.9%	Other

BANK OF AMERICA CORP /DE/

$31,053,764

0.95%

361,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	100,007	$8,580,600	27.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	5,730	$491,634	1.6%	Defined
BOFA SECURITIES, INC.	19,364	$1,661,431	5.4%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	236,831	$20,320,099	65.4%	Defined

Squarepoint Ops LLC

$30,792,676

0.94%

358,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	358,889	$30,792,676	100.0%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$30,726,867

0.94%

358,122

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	358,122	$30,726,867	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$29,369,340

0.90%

342,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	342,300	$29,369,340	100.0%	Other

OBERWEIS ASSET MANAGEMENT INC/

$29,365,393

0.90%

342,254

FMR LLC

$27,113,914

0.83%

316,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	312,337	$26,798,514	98.8%	Defined
STRATEGIC ADVISERS LLC	3,676	$315,400	1.2%	Defined

VANGUARD FIDUCIARY TRUST CO

$25,574,920

0.78%

298,076

ALGERT GLOBAL LLC

$25,536,139

0.78%

297,624

JANE STREET GROUP, LLC

$25,130,820

0.77%

292,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	292,900	$25,130,820	100.0%	Defined

CITADEL ADVISORS LLC

$22,711,260

0.70%

264,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	264,700	$22,711,260	100.0%	Defined

JANE STREET GROUP, LLC

$22,350,900

0.69%

260,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	260,500	$22,350,900	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$16,067,421

0.49%

187,266

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	76,665	$6,577,857	40.9%	Defined
Raymond James Financial Services Advisors, Inc.	4,149	$355,984	2.2%	Defined
EAGLE ASSET MANAGEMENT INC joint	106,452	$9,133,580	56.8%	Defined

Robinhood Asset Management, LLC

$13,652,753

0.42%

159,123

PANAGORA ASSET MANAGEMENT INC

$12,892,393

0.40%

150,261

DEUTSCHE BANK AG\

$12,883,984

0.40%

150,163

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	16,758	$1,437,836	11.2%	Defined
DWS Investments UK Ltd	132,763	$11,391,065	88.4%	Defined
DBX Advisors LLC	622	$53,367	0.4%	Defined
Deutsche Bank S.p.A	20	$1,716	0.0%	Defined

UBS Group AG

$12,275,490

0.38%

143,071

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	7,071	$606,691	4.9%	Defined
UBS AG	129,679	$11,126,458	90.6%	Defined
UBS Switzerland AG	6,321	$542,341	4.4%	Defined

Samjo Management, LLC

$11,750,739

0.36%

136,955

CITADEL ADVISORS LLC

$11,668,800

0.36%

136,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	136,000	$11,668,800	100.0%	Defined

NEEDHAM INVESTMENT MANAGEMENT LLC

$11,583,000

0.36%

135,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Needham Small Cap Growth Fund	135,000	$11,583,000	100.0%	Defined

Handelsbanken Fonder AB

$11,531,262

0.35%

134,397

SWS Partners

$11,329,890

0.35%

132,050

MAIRS & POWER INC

$10,841,087

0.33%

126,353

Bank of New York Mellon Corp

$10,484,929

0.32%

122,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	44,995	$3,860,570	36.8%	Defined
The Bank of New York Mellon	76,205	$6,538,389	62.4%	Defined
BNY Mellon, NA joint	636	$54,568	0.5%	Defined
BNY Mellon Advisors, Inc.	364	$31,231	0.3%	Defined
Held directly	2	$171	0.0%	Defined

Mitsubishi UFJ Asset Management Co., Ltd.

$10,463,395

0.32%

121,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	121,951	$10,463,395	100.0%	Defined

FIRST TRUST ADVISORS LP

$10,126,888

0.31%

118,029

Point72 Asset Management, L.P.

$10,119,509

0.31%

117,943

Quadrature Capital Ltd

$10,101,834

0.31%

117,737

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Quadrature US Inc.	117,737	$10,101,834	100.0%	Other

Hillsdale Investment Management Inc.

$9,976,824

0.31%

116,280

JPMORGAN CHASE & CO

$9,546,705

0.29%

111,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	20,880	$1,791,504	18.8%	Defined
J.P. Morgan Investment Management Inc.	73,461	$6,302,953	66.0%	Defined
J.P. Morgan Securities LLC	112	$9,609	0.1%	Defined
J.P. Morgan Securities plc	1,328	$113,942	1.2%	Defined
JPMorgan Asset Management (Japan) Ltd	6,972	$598,197	6.3%	Defined
J.P. Morgan SE	8,514	$730,500	7.7%	Defined

RENAISSANCE TECHNOLOGIES LLC

$9,463,740

0.29%

110,300

Robeco Schweiz AG

$9,115,563

0.28%

106,242

SORA INVESTORS LLC

$8,660,223

0.27%

100,935

Portolan Capital Management, LLC

$8,328,777

0.26%

97,072

EMERALD ADVISERS, LLC

$8,279,785

0.25%

96,501

PEAK6 LLC

$7,936,500

0.24%

92,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	92,500	$7,936,500	100.0%	Defined

ArrowMark Colorado Holdings LLC

$7,636,200

0.23%

89,000

Apis Capital Advisors, LLC

$7,550,400

0.23%

88,000

Potrero Capital Research LLC

$7,429,851

0.23%

86,595

Swiss National Bank

$7,158,551

0.22%

83,433

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$7,001,451

0.21%

81,602

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	71,735	$6,154,863	87.9%	Other
G1 EXECUTION SERVICES, LLC	9,867	$846,588	12.1%	Other

WESTERLY CAPITAL MANAGEMENT, LLC

$6,864,000

0.21%

80,000

ESSEX INVESTMENT MANAGEMENT CO LLC

$6,863,742

0.21%

79,997

Invesco Ltd.

$6,792,011

0.21%

79,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	6,922	$593,906	8.7%	Defined
Invesco Trust Co joint	16,976	$1,456,540	21.4%	Defined
Invesco Capital Management LLC	55,263	$4,741,565	69.8%	Defined

Russell Investments Group, Ltd.

$6,768,931

0.21%

78,892

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	34,491	$2,959,327	43.7%	Defined
Russell Investments Capital, LLC joint	24,402	$2,093,691	30.9%	Defined
Russell Investments France SAS	4,593	$394,079	5.8%	Defined
Russell Investments Trust Company joint	15,406	$1,321,834	19.5%	Defined

WELLS FARGO & COMPANY/MN

$5,854,046

0.18%

68,229

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	40,606	$3,483,994	59.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	12,944	$1,110,595	19.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	13,167	$1,129,728	19.3%	Defined
Wells Fargo Securities, LLC	1,500	$128,700	2.2%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	12	$1,029	0.0%	Defined

EMERALD MUTUAL FUND ADVISERS TRUST

$5,639,719

0.17%

65,731

FRANKLIN RESOURCES INC

$5,469,833

0.17%

63,751

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	661	$56,713	1.0%	Defined
FRANKLIN ADVISERS INC	58,616	$5,029,252	91.9%	Defined
FRANKLIN ADVISORY SERVICES LLC	2,668	$228,914	4.2%	Defined
PUTNAM ADVISORY CO LLC	1,806	$154,954	2.8%	Defined

SEI INVESTMENTS CO

$5,392,959

0.17%

62,855

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	115	$9,867	0.2%	Sole
SEI TRUST CO	62,740	$5,383,092	99.8%	Sole

Qube Research & Technologies Ltd

$5,241,951

0.16%

61,095

IMC-Chicago, LLC

$5,171,766

0.16%

60,277

Walleye Trading LLC

$4,942,080

0.15%

57,600

CITIGROUP INC

$4,917,798

0.15%

57,317

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	57,317	$4,917,798	100.0%	Defined

RHUMBLINE ADVISERS

$4,626,765

0.14%

53,925

LPL Financial LLC

$4,573,654

0.14%

53,306

Holocene Advisors, LP

$4,451,561

0.14%

51,883

ALLIANCEBERNSTEIN L.P.

$4,147,915

0.13%

48,344

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	48,344	$4,147,915	100.0%	Defined

VAN ECK ASSOCIATES CORP

$3,888,112

0.12%

45,316

Y-Intercept (Hong Kong) Ltd

$3,667,606

0.11%

42,746

STIFEL FINANCIAL CORP

$3,645,727

0.11%

42,491

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	42,449	$3,642,124	99.9%	Defined
Held directly	42	$3,603	0.1%	Defined

ZACKS INVESTMENT MANAGEMENT

$3,593,475

0.11%

41,882

VANGUARD ASSET MANAGEMENT, Ltd

$3,592,703

0.11%

41,873

MILLENNIUM MANAGEMENT LLC

$3,545,084

0.11%

41,318

AMERIPRISE FINANCIAL INC

$3,422,561

0.10%

39,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	4,303	$369,197	10.8%	Defined
Ameriprise Financial Services, LLC	28,888	$2,478,590	72.4%	Defined
Ameriprise Bank, FSB	99	$8,494	0.2%	Defined
Columbia Threadneedle Management Ltd	6,600	$566,280	16.5%	Defined

Granite Investment Partners, LLC

$3,286,397

0.10%

38,303

Creative Planning

$3,175,628

0.10%

37,012

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	801	$68,725	2.2%	Defined
Held directly	36,211	$3,106,903	97.8%	Sole

Arosa Capital Management LP

$3,003,000

0.09%

35,000

WELLS FARGO & COMPANY/MN

$2,917,200

0.09%

34,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wells Fargo Securities, LLC	34,000	$2,917,200	100.0%	Defined

WELLS FARGO & COMPANY/MN

$2,917,200

0.09%

34,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wells Fargo Securities, LLC	34,000	$2,917,200	100.0%	Defined

Katamaran Capital LLP

$2,833,459

0.09%

33,024

WINTON GROUP Ltd

$2,754,180

0.08%

32,100

Allianz Asset Management GmbH

$2,651,220

0.08%

30,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	30,900	$2,651,220	100.0%	Defined

D. E. Shaw & Co., Inc.

$2,625,480

0.08%

30,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	30,600	$2,625,480	100.0%	Defined

LOS ANGELES CAPITAL MANAGEMENT LLC

$2,624,450

0.08%

30,588

Man Group plc

$2,534,702

0.08%

29,542

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AHL Partners LLP	16	$1,372	0.1%	Defined
Numeric Investors LLC	29,526	$2,533,330	99.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	28,057	$2,407,290	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	24,859	$2,132,902	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	23,437	$2,010,894	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
North Rock Capital Management, LLC	23,433	$2,010,551	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	21,795	$1,870,011	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	20,007	$1,716,600	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	19,922	$1,709,307	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	19,733	$1,693,091	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MILLINGTON SECURITIES, LLC	12,675	$1,087,515	68.5%	Defined
Held directly	5,822	$499,527	31.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	16,876	$1,447,960	93.1%	Defined
Held directly	1,243	$106,649	6.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	17,898	$1,535,648	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	10,168	$872,414	66.1%	Defined
CW Advisors, LLC	4,817	$413,298	31.3%	Sole
Osaic Advisory Services, LLC	395	$33,891	2.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	12,583	$1,079,621	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	11,571	$992,791	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	4,104	$352,123	38.8%	Defined
Held directly	6,470	$555,126	61.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	8,753	$751,007	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	8,115	$696,267	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	7,517	$644,958	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	6,975	$598,455	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Advisors Asset Management, Inc.	6,462	$554,439	92.9%	Defined
Blue Trust, Inc.	492	$42,213	7.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	6,480	$555,984	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	5,760	$494,208	95.6%	Defined
BARCLAYS CAPITAL INC.	264	$22,651	4.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOS ANGELES CAPITAL MANAGEMENT LLC	5,907	$506,820	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KSM Mutual Funds Ltd.	4,900	$420,420	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	4,720	$404,976	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
First Sentier Investors RQI Pty Ltd	4,321	$370,741	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	4,246	$364,306	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	3,872	$332,217	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	3,738	$320,720	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AVIVA INVESTORS GLOBAL SERVICES LTD	3,626	$311,110	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,285	$110,253	36.5%	Defined
RBC Capital Markets, LLC	2,127	$182,496	60.4%	Defined
RBC Dominion Securities Inc.	20	$1,716	0.6%	Defined
RBC Rochdale, LLC	88	$7,550	2.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	1,002	$85,971	35.2%	Other
Latour Trading LLC (Latour)	1,845	$158,301	64.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	1,317	$112,998	48.0%	Defined
Truist Advisory Services, Inc.	1,424	$122,179	52.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Orion Custom Indexing	36	$3,088	1.3%	Other
AQR Capital Management	2,080	$178,464	76.0%	Other
Natixis UMA	105	$9,009	3.8%	Other
Held directly	515	$44,187	18.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
USS Investment Management Ltd	2,700	$231,660	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	160	$13,728	6.4%	Defined
CIBC WORLD MARKETS CORP	2,355	$202,059	93.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,887	$161,904	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	1,300	$111,540	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Johnson Wealth Inc.	1,018	$87,344	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	733	$62,891	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	66	$5,662	9.6%	Sole
Held directly	624	$53,538	90.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Frost Investment Services, LLC	540	$46,332	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TOKIO MARINE HOLDINGS, INC.	522	$44,787	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	488	$41,870	97.8%	Defined
PNC Wealth Management LLC	11	$943	2.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	460	$39,468	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	275	$23,595	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	200	$17,160	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd	47	$4,032	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NBT Capital Management, Inc.	10	$858	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Deka Investment GmbH	1,266	$63	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	249,542	$12,846,421	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1 joint	25,225	$1,298,583	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	17,898	$921,389	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Magnetar Asset Management LLC	10,227	$526,485	60.1%	Sole
Held directly	6,787	$349,394	39.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AZG TANGIBLE ASSETS FUND LLC	12,000	$617,760	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	1,900	$97,812	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	874	$44,993	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	800	$41,184	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Institutional Asset Management Trust Co	11	$566	2.7%	Sole
Held directly	390	$20,077	97.3%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	279	$14,362	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	49	$2,522	100.0%	Sole

Key facts CIK 1280263 CUSIP G037AX101 13F (30d) 316 filings 308 filers Visit website Investor relations