RCAT · Red Cat Holdings, Inc.

$9.62 +0.09 (+0.94%) At close · Aug 21

Market Cap

$1.47B

152.71M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 285

Total Value: $1,065,611,107

Total Shares: 100,057,396

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 285 13F filers · Δ vs Mar 31, 2026

Top Holder

12.1%

−3.3 pts

Top 5

46.3%

+3.8 pts

Top 10

64.3%

+5.1 pts

HHI

557

Broadly held+22

Quarterly Activity

vs Mar 31, 2026

New

Increased

121

Decreased

Sold Out

Unchanged

Holder count: +12

Institutional value: +7.4%

Shares held: +31.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large Hood River Capital Management LLC	+7,545,218	10,578,223
Mega STATE STREET CORP	+4,928,540	12,091,447
Mega CITADEL ADVISORS LLC	+2,948,975	6,149,774
Mega VANGUARD CAPITAL MANAGEMENT LLC	+1,328,558	5,861,166
Mega JANE STREET GROUP, LLC	+1,327,722	3,982,268

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega PRICE T ROWE ASSOCIATES INC /MD/	−2,222,222	111,821
Mid Defiance ETFs, LLC	−1,239,001	712,621
Large MARSHALL WACE, LLP	−1,072,020	469,450
Mega D. E. Shaw & Co., Inc.	−1,044,208	551,300
Large RENAISSANCE TECHNOLOGIES LLC	−901,700	514,126

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega VAN ECK ASSOCIATES CORP	2,553,337	$27,193,038
Mid Dorsal Capital Management, LP	1,000,000	$10,650,000
Mega FIRST TRUST ADVISORS LP	813,669	$8,665,574
Mid IMC-Chicago, LLC	680,359	$7,245,823
Mid Axxion S.A.	510,000	$5,431,500

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large HRT FINANCIAL LP	1,020,904	$13,363,633
Large Driehaus Capital Management LLC	590,663	$7,731,778
Small REX Advisers, LLC	717,896	$6,583,594
Large Balyasny Asset Management L.P.	452,394	$5,921,837
Mega JANUS HENDERSON GROUP PLC	392,808	$5,141,856

Filter: New 72 Increased 121 Reduced 52 Sold out 60 Unchanged 40

Showing 100 of 307

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

STATE STREET CORP

$128,773,910

12.08%

12,091,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	12,091,447	$128,773,910	100.0%	Defined

BlackRock, Inc.

$119,610,006

11.22%

11,230,987

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	98,840	$1,052,646	0.9%	Sole
BlackRock Investment Management (Australia) Ltd	486	$5,175	0.0%	Sole
BlackRock Asset Management Canada Ltd	12,888	$137,257	0.1%	Sole
BlackRock Investment Management, LLC	328,737	$3,501,049	2.9%	Sole
BLACKROCK ADVISORS LLC	249,387	$2,655,971	2.2%	Sole
BlackRock Fund Advisors	6,360,434	$67,738,622	56.6%	Sole
BlackRock Institutional Trust Company, N.A.	3,736,524	$39,793,980	33.3%	Sole
BlackRock Fund Managers Ltd.	36,511	$388,842	0.3%	Sole
BlackRock Investment Management (UK) Ltd.	62,262	$663,090	0.6%	Sole
BlackRock (Netherlands) B.V.	34,934	$372,047	0.3%	Sole
BlackRock Asset Management Ireland Ltd	234,666	$2,499,192	2.1%	Sole
BlackRock (Luxembourg) S.A.	2,028	$21,598	0.0%	Sole
BlackRock Life Ltd	1,198	$12,758	0.0%	Sole
BlackRock Asset Management Schweiz AG	20,388	$217,132	0.2%	Sole
Aperio Group, LLC	51,704	$550,647	0.5%	Sole

Hood River Capital Management LLC

$112,658,074

10.57%

10,578,223

VANGUARD CAPITAL MANAGEMENT LLC

$62,421,417

5.86%

5,861,166

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$46,209,285

4.34%

4,338,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,338,900	$46,209,285	100.0%	Other

CITADEL ADVISORS LLC

$36,654,892

3.44%

3,441,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	243,301	$2,591,155	7.1%	Defined
Held directly	3,198,473	$34,063,737	92.9%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$33,360,570

3.13%

3,132,448

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	460,736	$4,906,838	14.7%	Defined
Held directly	2,671,712	$28,453,732	85.3%	Defined

VAN ECK ASSOCIATES CORP

$27,193,038

2.55%

2,553,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Asset Management B.V.	2,492,031	$26,540,130	97.6%	Sole
VanEck Investments Limited	61,306	$652,908	2.4%	Sole

MORGAN STANLEY

$25,407,208

2.38%

2,385,654

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	135,340	$1,441,371	5.7%	Defined
MORGAN STANLEY & CO. LLC	1,385,772	$14,758,471	58.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	98,119	$1,044,967	4.1%	Defined
MORGAN STANLEY AIP GP LP	6,435	$68,532	0.3%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	10,893	$116,010	0.5%	Defined
Morgan Stanley Investment Management LTD	163,648	$1,742,850	6.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	408,176	$4,347,073	17.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	43,436	$462,592	1.8%	Defined
EATON VANCE MANAGEMENT	133,835	$1,425,342	5.6%	Defined

JANE STREET GROUP, LLC

$20,679,105

1.94%

1,941,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,941,700	$20,679,105	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$19,620,495

1.84%

1,842,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,842,300	$19,620,495	100.0%	Other

JANE STREET GROUP, LLC

$17,450,025

1.64%

1,638,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,638,500	$17,450,025	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$16,945,630

1.59%

1,591,139

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	1,591,139	$16,945,630	100.0%	Defined

UBS Group AG

$15,635,274

1.47%

1,468,101

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	89,005	$947,903	6.1%	Defined
UBS AG	1,134,272	$12,079,996	77.3%	Defined
UBS Switzerland AG	244,819	$2,607,322	16.7%	Defined
UBS Securities LLC	5	$53	0.0%	Defined

CITADEL ADVISORS LLC

$15,513,855

1.46%

1,456,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,456,700	$15,513,855	100.0%	Defined

CITADEL ADVISORS LLC

$13,326,345

1.25%

1,251,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	1,251,300	$13,326,345	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$11,198,901

1.05%

1,051,540

VANGUARD PORTFOLIO MANAGEMENT LLC

$11,114,659

1.04%

1,043,630

Dorsal Capital Management, LP

$10,650,000

1.00%

1,000,000

NORTHERN TRUST CORP

$10,411,673

0.98%

977,622

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	945,150	$10,065,847	96.7%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	14,977	$159,505	1.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	17,495	$186,321	1.8%	Other

VANGUARD FIDUCIARY TRUST CO

$9,861,601

0.93%

925,972

AWM Investment Company, Inc.

$9,312,999

0.87%

874,460

BANK OF AMERICA CORP /DE/

$9,211,291

0.86%

864,910

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	156,836	$1,670,303	18.1%	Defined
BOFA SECURITIES, INC.	708,074	$7,540,988	81.9%	Defined

FIRST TRUST ADVISORS LP

$8,665,574

0.81%

813,669

Vident Advisory, LLC

$8,616,338

0.81%

809,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Blue Trust, Inc.	1,546	$16,464	0.2%	Defined
REX Advisers, LLC	476,614	$5,075,939	58.9%	Defined
HANetf Management Limited	330,886	$3,523,935	40.9%	Defined

AMERIPRISE FINANCIAL INC

$7,733,911

0.73%

726,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	676,055	$7,199,985	93.1%	Defined
Ameriprise Trust Co	43,812	$466,597	6.0%	Defined
Ameriprise Financial Services, LLC	6,322	$67,329	0.9%	Defined

Defiance ETFs, LLC

$7,589,413

0.71%

712,621

NEEDHAM INVESTMENT MANAGEMENT LLC

$7,321,875

0.69%

687,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Needham Small Cap Growth Fund	325,000	$3,461,250	47.3%	Defined
Needham Aggressive Growth Fund	362,500	$3,860,625	52.7%	Defined

IMC-Chicago, LLC

$7,245,823

0.68%

680,359

Penserra Capital Management LLC

$7,099,865

0.67%

666,654

SEI INVESTMENTS CO

$6,772,792

0.64%

635,943

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	635,943	$6,772,792	100.0%	Sole

NOMURA HOLDINGS INC

$6,514,605

0.61%

611,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	611,700	$6,514,605	100.0%	Defined

Marex Group plc

$5,984,319

0.56%

561,908

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	179,643	$1,913,197	32.0%	Defined
Marex Securities Products Inc.	380,000	$4,047,000	67.6%	Defined
Held directly	2,265	$24,122	0.4%	Defined

D. E. Shaw & Co., Inc.

$5,661,540

0.53%

531,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	531,600	$5,661,540	100.0%	Defined

Walleye Trading LLC

$5,497,530

0.52%

516,200

RENAISSANCE TECHNOLOGIES LLC

$5,475,441

0.51%

514,126

Axxion S.A.

$5,431,500

0.51%

510,000

BANK OF MONTREAL /CAN/

$5,354,851

0.50%

502,803

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Bank N.A.	24,098	$256,643	4.8%	Defined
BMO NESBITT BURNS INC.	9,505	$101,228	1.9%	Defined
Stoker Ostler Wealth Advisors, Inc.	200	$2,130	0.0%	Defined
Held directly	469,000	$4,994,850	93.3%	Defined

Walleye Trading LLC

$5,176,965

0.49%

486,100

ROYAL BANK OF CANADA

$5,158,656

0.48%

484,381

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	3,380	$35,997	0.7%	Defined
RBC Capital Markets, LLC	467,438	$4,978,214	96.5%	Defined
RBC Dominion Securities Inc.	13,562	$144,435	2.8%	Defined
Held directly	1	$10	0.0%	Sole

MARSHALL WACE, LLP

$4,999,642

0.47%

469,450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	469,450	$4,999,642	100.0%	Other

CANTOR FITZGERALD, L. P.

$4,774,980

0.45%

448,355

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CF Secured, LLC	448,355	$4,774,980	100.0%	Defined

NOMURA HOLDINGS INC

$4,607,552

0.43%

432,634

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	432,634	$4,607,552	100.0%	Defined

Clear Street Group Inc.

$4,594,548

0.43%

431,413

LPL Financial LLC

$4,586,667

0.43%

430,673

WELLS FARGO & COMPANY/MN

$4,524,768

0.42%

424,861

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	101,522	$1,081,209	23.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	156,658	$1,668,407	36.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	166,681	$1,775,152	39.2%	Defined

JANE STREET GROUP, LLC

$4,282,023

0.40%

402,068

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	6,482	$69,033	1.6%	Defined
Jane Street Global Trading, LLC	390,000	$4,153,500	97.0%	Defined
Jane Street Singapore Pte. Ltd	5,586	$59,490	1.4%	Defined

NATIONAL BANK OF CANADA /FI/

$4,281,097

0.40%

401,981

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	1,981	$21,097	0.5%	Defined
Held directly	400,000	$4,260,000	99.5%	Defined

Bank of New York Mellon Corp

$4,051,524

0.38%

380,425

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	160,189	$1,706,012	42.1%	Defined
The Bank of New York Mellon	213,417	$2,272,891	56.1%	Defined
BNY Mellon, NA joint	6,815	$72,579	1.8%	Defined
Held directly	4	$42	0.0%	Defined

Cedrus Wealth Group LLC

$3,935,952

0.37%

369,573

Empowered Funds, LLC

$3,816,448

0.36%

358,352

Point72 Asset Management, L.P.

$3,611,415

0.34%

339,100

WADDELL & ASSOCIATES, LLC

$3,610,232

0.34%

338,989

GOLDMAN SACHS GROUP INC

$3,389,436

0.32%

318,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	206,651	$2,200,833	64.9%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	111,606	$1,188,603	35.1%	Defined

Invesco Ltd.

$3,293,063

0.31%

309,208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	17,535	$186,747	5.7%	Defined
Invesco Trust Co joint	44,249	$471,251	14.3%	Defined
Invesco Capital Management LLC	247,424	$2,635,065	80.0%	Defined

Woodline Partners LP

$3,198,865

0.30%

300,363

XTX Topco Ltd

$2,836,925

0.27%

266,378

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	266,378	$2,836,925	100.0%	Defined

Swiss National Bank

$2,821,185

0.26%

264,900

GROUP ONE TRADING LLC

$2,790,097

0.26%

261,981

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$2,757,922

0.26%

258,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	2,425	$25,826	0.9%	Defined
UBS Asset Management Switzerland AG	203,879	$2,171,311	78.7%	Defined
UBS Asset Management (UK) Ltd.	20,840	$221,946	8.0%	Sole
Held directly	31,816	$338,839	12.3%	Defined

Nuveen, LLC

$2,743,758

0.26%

257,630

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	37,903	$403,666	14.7%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	657	$6,997	0.3%	Defined
TEACHERS ADVISORS, LLC joint	219,070	$2,333,095	85.0%	Defined

JPMORGAN CHASE & CO

$2,479,180

0.23%

232,787

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	57,551	$612,918	24.7%	Defined
J.P. Morgan Investment Management Inc.	171,347	$1,824,845	73.6%	Defined
J.P. Morgan Securities LLC	3,889	$41,417	1.7%	Defined

Kultura Capital Management LP

$2,379,210

0.22%

223,400

Jump Financial, LLC

$2,306,161

0.22%

216,541

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC	6,841	$72,856	3.2%	Defined
Leap GP LLC joint	209,700	$2,233,305	96.8%	Defined

Walleye Capital LLC

$2,289,750

0.21%

215,000

Point72 Asset Management, L.P.

$2,279,100

0.21%

214,000

Moors & Cabot, Inc.

$2,274,307

0.21%

213,550

BNP PARIBAS ARBITRAGE, SA

$2,186,530

0.21%

205,308

Mitsubishi UFJ Asset Management Co., Ltd.

$2,058,219

0.19%

193,260

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	193,260	$2,058,219	100.0%	Defined

Jain Global LLC

$2,053,746

0.19%

192,840

Walleye Capital LLC

$1,975,990

0.19%

185,539

PEAK6 LLC

$1,964,925

0.18%

184,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	184,500	$1,964,925	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$1,832,629

0.17%

172,078

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	119,229	$1,269,788	69.3%	Defined
Raymond James Financial Services Advisors, Inc.	52,849	$562,841	30.7%	Defined

Erste Asset Management GmbH

$1,752,798

0.16%

164,582

TWO SIGMA INVESTMENTS, LP

$1,748,431

0.16%

164,172

Cetera Investment Advisers

$1,685,777

0.16%

158,289

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,540,053

0.14%

144,606

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	11,687	$124,466	8.1%	Other
G1 EXECUTION SERVICES, LLC	132,919	$1,415,587	91.9%	Other

Cambridge Investment Research Advisors, Inc.

$1,499,562

0.14%

140,804

RHUMBLINE ADVISERS

$1,458,070

0.14%

136,908

&PARTNERS

$1,364,265

0.13%

128,100

DEUTSCHE BANK AG\

$1,270,363

0.12%

119,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	1,757	$18,712	1.5%	Defined
DWS Investments UK Ltd	117,526	$1,251,651	98.5%	Defined

Legal & General Group Plc

$1,231,618

0.12%

115,645

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	10,792	$114,934	9.3%	Defined
Legal & General Investment Management Ltd joint	104,853	$1,116,684	90.7%	Defined

Walleye Trading LLC

$1,226,517

0.12%

115,166

PRICE T ROWE ASSOCIATES INC /MD/

$1,190,893

0.11%

111,821

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	111,821	$1,190,893	100.0%	Defined

CITIGROUP INC

$1,156,131

0.11%

108,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	108,557	$1,156,131	100.0%	Defined

WINTON GROUP Ltd

$1,149,028

0.11%

107,890

KORNITZER CAPITAL MANAGEMENT INC /KS

$1,118,292

0.10%

105,004

ExodusPoint Capital Management, LP

$1,065,000

0.10%

100,000

ALLIANCEBERNSTEIN L.P.

$1,064,254

0.10%

99,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	99,930	$1,064,254	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$1,057,257

0.10%

99,273

CAPITAL FUND MANAGEMENT S.A.

$992,654

0.09%

93,207

ExodusPoint Capital Management, LP

$969,373

0.09%

91,021

Bouvel Investment Partners, LLC

$809,176

0.08%

75,979

Verition Fund Management LLC

$808,335

0.08%

75,900

OSAIC HOLDINGS, INC.

$760,335

0.07%

71,393

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	62,036	$660,683	86.9%	Defined
Osaic Advisory Services, LLC	9,357	$99,652	13.1%	Defined

THOMPSON SIEGEL & WALMSLEY LLC

$756,150

0.07%

71,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Perpetual Ltd	71,000	$756,150	100.0%	Defined

Verition Fund Management LLC

$756,043

0.07%

70,990

Squarepoint Ops LLC

$752,955

0.07%

70,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	70,700	$752,955	100.0%	Defined

Prospera Financial Services Inc

$741,676

0.07%

69,641

Concurrent Investment Advisors, LLC

$706,988

0.07%

66,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	19,409	$206,705	29.2%	Sole
Held directly	46,975	$500,283	70.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	65,800	$700,770	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	54,223	$577,474	92.3%	Defined
BARCLAYS CAPITAL INC.	4,532	$48,265	7.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	54,982	$585,558	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	49,008	$521,935	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	47,115	$501,774	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Institutional Asset Management Trust Co	7	$74	0.0%	Other
Held directly	43,341	$461,581	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	369	$3,929	0.9%	Defined
Held directly	42,737	$455,149	99.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	41,000	$436,650	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	39,843	$424,327	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	33,447	$356,210	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	32,823	$349,564	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	21,537	$229,369	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	19,700	$209,805	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	18,110	$192,871	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	18,100	$192,765	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	18,000	$191,700	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	17,533	$186,726	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	17,503	$186,406	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	9,934	$105,797	61.8%	Defined
CIBC National Trust Co	2	$21	0.0%	Defined
CIBC WORLD MARKETS CORP	6,144	$65,433	38.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	268	$2,854	1.7%	Defined
ROCKEFELLER TRUST COMPANY, N.A.	364	$3,876	2.3%	Defined
ROCKEFELLER FINANCIAL LLC	15,216	$162,050	96.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ALLSTATE INVESTMENTS LLC	15,531	$165,405	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	15,433	$164,361	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	204	$2,172	1.4%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	14,204	$151,272	98.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK VONTOBEL AG	14,000	$149,100	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	12,185	$129,770	98.9%	Defined
Held directly	130	$1,384	1.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	10,193	$108,555	89.1%	Defined
STRATEGIC ADVISERS LLC	1,250	$13,312	10.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Henry Bragg & Co., LLC	11,000	$117,150	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	10,397	$110,728	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	10,290	$109,588	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	10,100	$107,565	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	6,865	$73,112	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	4,429	$47,168	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	4,251	$45,273	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	4,081	$43,462	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	3,410	$36,316	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	2,328	$24,793	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nykredit Bank A/S	1,798	$19,148	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	1,659	$17,668	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	1,000	$10,650	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	598	$6,368	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	500	$5,325	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	360	$3,834	78.3%	Sole
West Financial Services, Inc.	100	$1,065	21.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	47,115	$616,735	12.0%	Defined
JANUS HENDERSON INVESTORS US LLC	345,693	$4,525,121	88.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Susquehanna International Group Ltd.	116,407	$1,523,767	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Securities, LLC	32,400	$424,116	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	151	$1,976	1.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	9	$117	0.1%	Other
Held directly	13,664	$178,861	98.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments, LLC joint	11,704	$153,205	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiwa Capital Markets America Inc.	1,100	$14,399	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiwa Capital Markets America Inc.	1,100	$352	100.0%	Defined

Key facts CIK 748268 CUSIP 75644T100 13F (30d) 243 filings 241 filers Visit website Investor relations