ASPI · ASP Isotopes Inc. · Holdings

$2.12 +0.03 (+1.44%)

Russell 2000 member Rebalance outlook locked

Market Cap

$312.75M

153.31M

Volume · Oct 22 3.76M Avg daily vol (3M) 4.09M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ASPI: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 191

Total Value: $463,393,383

Total Shares: 74,968,570

Showing 1–100 of 202 holdings by value · page 1 of 3

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 189 13F filers

Top Holder

12.3%

of institutional value

Top 5

39.3%

of institutional value

Top 10

58.6%

of institutional value

HHI

462

Broadly held

Who Holds ASPI

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 185 filers, like-for-like change +2.5%; actively managed books 0.0%; index-like books +6.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	43.8%	85	-5.6%	22	17
Exempt adviser	1.4%	3	+2146.5%	2	1
Adviser	0.6%	2	+259.8%	0	0
Bank	14.7%	14	+15.8%	0	0
Insurer	0.1%	2	+147.8%	1	0
Broker-dealer	0.7%	2	-32.1%	0	1
Benefit plan	0.2%	2	+73.4%	1	0
Non-US	3.0%	7	+46.5%	0	0
Holding company	17.1%	8	+4.8%	1	0
Unknown	18.4%	60	-1.3%	10	9

Style	Share	Filers	Change	New	Exited
Index-like	38.4%	25	+6.8%	3	0
Systematic-like	7.1%	16	-0.6%	7	2
Concentrated	7.7%	22	-17.7%	8	10
Diversified active	46.7%	122	+3.8%	19	16
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	44.0%	98	+7.0%	19	12
Medium turnover	21.4%	39	+9.7%	6	1
High turnover	22.9%	36	-9.6%	12	13
Unknown	11.7%	12	+1.0%	0	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	14.3%	23	+3.4%	7	8
Medium horizon	35.3%	37	+5.3%	10	5
Long horizon	41.7%	111	+0.7%	16	13
Unknown	8.8%	14	-0.9%	4	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	5.8%	33	-18.9%	13	13
$1B to $10B	23.0%	48	-10.7%	10	8
$10B to $100B	16.0%	48	+23.2%	11	7
$100B or more	55.2%	56	+6.9%	3	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.0%	40	-36.4%	14	10
Pooled investment vehicles	21.2%	19	-10.2%	6	7
Registered funds and BDCs	19.3%	10	+3.6%	1	0
Pension and profit sharing plans	0.0%	2	+26.8%	0	0
Insurance companies	0.2%	3	+11.2%	0	0
Governments and sovereign funds	0.3%	2	+7.9%	0	0
Other investment advisers	0.0%	3	+212.0%	1	0
Diversified	0.7%	6	+42.5%	0	0
Unknown	56.2%	100	+9.9%	15	11

Private funds	Share	Filers	Change	New	Exited
Hedge funds	22.6%	23	-3.9%	7	8
Private equity funds	0.2%	5	+17.6%	1	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.0%	3	+2.2%	1	1
Securitized asset funds	0.2%	1	+43.3%	0	0
Other private funds	0.8%	6	-9.8%	0	0
Mixed private funds	0.4%	4	-27.3%	0	1
Private funds, type not stated	0.1%	3	new	3	0
No private funds	20.7%	42	-1.5%	12	8
Unknown	54.9%	97	+7.3%	13	10

Location	Share	Filers	Change	New	Exited
United States	78.3%	149	-2.6%	30	26
Outside the US	21.7%	36	+26.7%	7	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: 4 filers continue as Evelyn Partners Group Ltd; JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

185 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.541% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 0

Crowding

14.3%

of shares outstanding, 42nd percentile

Mar 31, 2026: 19.2%

Private-fund advisers

12.7%

of shares outstanding

Institutional ownership

52.0%

55.0% of the estimated free float

Top 10 holders

61.7%

of 13F shares, Herfindahl 0.053

Active holders

0.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 5 13G (3 institutional, 1 passive, 1 exempt)

How long holders have held it value-weighted 6.1 quarters

Under 1 year 33.2% 1 to 3 years 60.2% 3 years or more 6.59% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$6.26

estimated per share

Mar 31, 2026: $6.40

Quarter-end price

$6.22

implied by 13F values

Estimated gain or loss

-0.7%

price against the estimated cost

Estimated at a loss

36.6%

of costed 13F value

Estimated cost covers 81.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies ASPI's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	LEU Centrus Energy Corp	3	0.104
2	GLNG Golar Lng Ltd	3	0.098
3	DFTX Definium Therapeutics, Inc.	3	0.091
4	BABA Alibaba Group Holding Ltd	6	0.073
5	FTAI FTAI Aviation Ltd.	3	0.064
6	NTR Nutrien Ltd.	3	0.056
7	AXON Axon Enterprise, Inc.	3	0.044
8	PSX Phillips 66	5	0.044
9	CCJ Cameco Corp	3	0.040
10	GM General Motors Co	3	0.039

Shareholder Targets

13F filers that own its peers but not ASPI, quarter ended Jun 30, 2026

Found through its holder-overlap peers: LEU, GLNG, DFTX, BABA, FTAI, NTR, AXON, PSX, CCJ, GM, BA, FCX, COP, SPCX, INTU, NVDA, WMB, VLO, NSC, MSFT. 6,944 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$113,575,053,822 14 held	11.3%	NVDA, MSFT, VLO
2	Alphabet Inc. Unknown, Concentrated	$94,176,237,970 1 held	95.1%	SPCX
3	Valor Management LLC Adviser, Concentrated	$86,013,406,595 1 held	99.8%	SPCX
4	Capital Research Global Investors Adviser, Diversified active	$83,626,648,992 9 held	11.7%	NVDA, MSFT, FCX
5	Capital World Investors Adviser, Diversified active	$57,745,064,103 14 held	6.86%	NVDA, MSFT, BA
6	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$52,609,949,276 20 held	9.08%	NVDA, MSFT, WMB
7	VY Capital Management Co. Ltd. Exempt adviser, Concentrated	$46,441,712,890 1 held	98.9%	SPCX
8	FRANKLIN RESOURCES INC Adviser, Diversified active	$46,204,765,820 20 held	10.1%	NVDA, MSFT, GM
9	Capital International Investors Adviser, Diversified active	$46,114,120,511 11 held	9.55%	MSFT, NVDA, FTAI
10	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$37,412,253,364 18 held	6.79%	NVDA, MSFT, COP

Fund Ownership of ASPI by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 11.83% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.52%	+0.58 pp	3,856,926	56
Index ETFs	9.31%	+0.96 pp	14,280,248	30
Active ETFs	0.00%	0.00 pp	3,522	1
Active funds	0.30%	+0.02 pp	463,616	23
Unclassified	0.13%	+0.02 pp	203,075	1
All registered funds	12.27%	+1.58 pp	18,807,387	111

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 89 Exempt adviser 3 Adviser 2 Bank 14 Insurer 2 Broker-dealer 3 Benefit plan 2 Non-US 7 Holding company 8 Unknown 61

Showing 100 of 202

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$57,330,966

12.37%

9,217,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	82,244	$511,557	0.9%	Sole
BlackRock Asset Management Canada Ltd	527	$3,277	0.0%	Sole
BlackRock Investment Management, LLC	345,280	$2,147,641	3.7%	Sole
BLACKROCK ADVISORS LLC	258,212	$1,606,078	2.8%	Sole
BlackRock Fund Advisors	4,955,310	$30,822,028	53.8%	Sole
BlackRock Institutional Trust Company, N.A.	3,346,137	$20,812,972	36.3%	Sole
BlackRock Fund Managers Ltd.	16,738	$104,110	0.2%	Sole
BlackRock (Netherlands) B.V.	21,170	$131,677	0.2%	Sole
BlackRock Asset Management Ireland Ltd	102,122	$635,198	1.1%	Sole
BlackRock Asset Management Schweiz AG	17,756	$110,442	0.2%	Sole
Aperio Group, LLC	71,702	$445,986	0.8%	Sole

Encompass Capital Advisors LLC

$40,814,109

8.81%

6,561,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Encompass Capital Master Fund LP joint	6,561,754	$40,814,109	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$30,993,967

6.69%

4,982,953

Rovida Investment Management Ltd

$25,502,000

5.50%

4,100,000

UBS Group AG

$20,200,276

4.36%

3,247,633

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	35,000	$217,700	1.1%	Defined
UBS AG	3,115,051	$19,375,617	95.9%	Defined
UBS Switzerland AG	94,736	$589,257	2.9%	Defined
Held directly	2,846	$17,702	0.1%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$18,323,503

3.95%

2,945,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	416,904	$2,593,142	14.2%	Defined
Held directly	2,528,997	$15,730,361	85.8%	Defined

Alyeska Investment Group, L.P.

$17,686,588

3.82%

2,843,503

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$16,250,994

3.51%

2,612,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,612,700	$16,250,994	100.0%	Other

STATE STREET CORP

$16,144,464

3.48%

2,595,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,595,573	$16,144,464	100.0%	Defined

EXCHANGE TRADED CONCEPTS, LLC

$14,029,265

3.03%

2,255,509

AWM Investment Company, Inc.

$9,836,867

2.12%

1,581,490

BNP PARIBAS ASSET MANAGEMENT Holding S.A.

$9,809,038

2.12%

1,577,016

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNP PARIBAS ASSET MANAGEMENT Europe	1,985	$12,346	0.1%	Defined
AXA INVESTMENT MANAGERS UK LIMITED	1,575,031	$9,796,692	99.9%	Defined

PEAK6 LLC

$8,541,304

1.84%

1,373,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	1,373,200	$8,541,304	100.0%	Defined

Philadelphia Financial Management of San Francisco, LLC

$8,353,503

1.80%

1,343,007

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Boathouse Row I, L.P. joint	1,343,007	$8,353,503	100.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$7,681,078

1.66%

1,234,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	1,234,900	$7,681,078	100.0%	Other

MORGAN STANLEY

$7,229,627

1.56%

1,162,320

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	881	$5,479	0.1%	Defined
MORGAN STANLEY & CO. LLC	294,847	$1,833,948	25.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	506,121	$3,148,072	43.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	321,284	$1,998,386	27.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	39,187	$243,742	3.4%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$6,937,732

1.50%

1,115,391

NORTHERN TRUST CORP

$6,264,869

1.35%

1,007,214

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	927,326	$5,767,967	92.1%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	61,582	$383,039	6.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	18,306	$113,863	1.8%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$5,817,889

1.26%

935,352

BARCLAYS PLC

$5,273,197

1.14%

847,781

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	49,700	$309,134	5.9%	Defined
BARCLAYS CAPITAL INC.	225	$1,399	0.0%	Defined
BARCLAYS CAPITAL SECURITIES LTD	797,856	$4,962,664	94.1%	Defined

MARSHALL WACE, LLP

$5,197,780

1.12%

835,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	835,656	$5,197,780	100.0%	Other

Man Group plc

$5,152,504

1.11%

828,377

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GLG LLC	828,377	$5,152,504	100.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$4,904,849

1.06%

788,561

JANE STREET GROUP, LLC

$4,852,844

1.05%

780,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	780,200	$4,852,844	100.0%	Defined

CITADEL ADVISORS LLC

$4,826,720

1.04%

776,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	776,000	$4,826,720	100.0%	Defined

Pacer Advisors, Inc.

$4,571,451

0.99%

734,960

BANK OF AMERICA CORP /DE/

$4,410,334

0.95%

709,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	663,134	$4,124,693	93.5%	Defined
BOFA SECURITIES, INC.	45,923	$285,641	6.5%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,386,051

0.95%

705,153

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	705,153	$4,386,051	100.0%	Other

CITADEL ADVISORS LLC

$3,603,868

0.78%

579,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	579,400	$3,603,868	100.0%	Defined

GOLDMAN SACHS GROUP INC

$3,584,435

0.77%

576,276

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	375,044	$2,332,773	65.1%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	173,129	$1,076,862	30.0%	Defined
GOLDMAN SACHS INTERNATIONAL	28,103	$174,800	4.9%	Defined

WIM INVESTMENT MANAGEMENT Ltd

$3,367,508

0.73%

541,400

JANE STREET GROUP, LLC

$3,351,958

0.72%

538,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	538,900	$3,351,958	100.0%	Defined

Diametric Capital, LP

$3,349,575

0.72%

538,517

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thakore Nainoor	538,517	$3,349,575	100.0%	Defined

UBS Group AG

$3,152,918

0.68%

506,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	506,900	$3,152,918	100.0%	Defined

Nuveen, LLC

$3,069,077

0.66%

493,421

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	29,667	$184,528	6.0%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	31,660	$196,925	6.4%	Defined
TEACHERS ADVISORS, LLC joint	432,094	$2,687,624	87.6%	Defined

GROUP ONE TRADING LLC

$2,851,142

0.62%

458,383

Creek Drive Management Group LLC

$2,642,256

0.57%

424,800

Shay Capital LLC

$2,568,860

0.55%

413,000

Rathbones Group PLC

$2,373,670

0.51%

381,619

CITADEL ADVISORS LLC

$2,224,215

0.48%

357,591

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	220,647	$1,372,424	61.7%	Defined
Held directly	136,944	$851,791	38.3%	Defined

Bank of New York Mellon Corp

$2,219,741

0.48%

356,872

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	140,172	$871,869	39.3%	Defined
The Bank of New York Mellon	202,638	$1,260,408	56.8%	Defined
BNY Mellon, NA joint	14,060	$87,452	3.9%	Defined
Held directly	2	$12	0.0%	Defined

Caprock Group, LLC

$1,998,890

0.43%

321,365

Crawford Fund Management, LLC

$1,928,200

0.42%

310,000

HITE Hedge Asset Management LLC

$1,877,426

0.41%

301,837

Chicago Partners Investment Group LLC

$1,651,154

0.36%

265,459

BANK OF MONTREAL /CAN/

$1,633,123

0.35%

262,560

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	235,560	$1,465,183	89.7%	Defined
BMO NESBITT BURNS INC.	27,000	$167,940	10.3%	Defined

Saba Capital Management, L.P.

$1,626,343

0.35%

261,470

JPMORGAN CHASE & CO

$1,499,354

0.32%

241,054

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	82,786	$514,928	34.3%	Defined
J.P. Morgan Investment Management Inc.	5,699	$35,447	2.4%	Defined
J.P. Morgan Securities LLC	152,369	$947,735	63.2%	Defined
55I, LLC	200	$1,244	0.1%	Other

Headlands Technologies LLC

$1,494,025

0.32%

240,197

Empowered Funds, LLC

$1,400,053

0.30%

225,089

DNB Asset Management AS

$1,336,553

0.29%

214,880

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	214,880	$1,336,553	100.0%	Other

Swiss National Bank

$1,335,434

0.29%

214,700

Invesco Ltd.

$1,268,730

0.27%

203,976

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	17,578	$109,335	8.6%	Defined
Invesco Trust Co joint	46,241	$287,619	22.7%	Defined
Invesco Capital Management LLC	140,157	$871,776	68.7%	Defined

Purewater Capital LLC

$1,209,087

0.26%

194,387

Russell Investments Group, Ltd.

$1,130,644

0.24%

181,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	38,301	$238,231	21.1%	Defined
Russell Investments Capital, LLC	52,048	$323,738	28.6%	Defined
Russell Investments France SAS	36,477	$226,886	20.1%	Defined
Russell Investments Trust Company	54,950	$341,789	30.2%	Defined

STIFEL FINANCIAL CORP

$1,032,731

0.22%

166,034

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	165,900	$1,031,898	99.9%	Defined
Held directly	134	$833	0.1%	Defined

Aquatic Capital Management LLC

$1,019,943

0.22%

163,978

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,002,781

0.22%

161,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	76	$472	0.0%	Defined
UBS Asset Management Switzerland AG	161,143	$1,002,309	100.0%	Sole

Cetera Investment Advisers

$951,442

0.21%

152,965

POLEN CAPITAL MANAGEMENT LLC

$930,256

0.20%

149,559

RHUMBLINE ADVISERS

$878,786

0.19%

141,284

Squarepoint Ops LLC

$770,975

0.17%

123,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	123,951	$770,975	100.0%	Defined

CITIGROUP INC

$754,541

0.16%

121,309

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	121,309	$754,541	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$754,131

0.16%

121,243

DEUTSCHE BANK AG\

$748,682

0.16%

120,367

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	1,760	$10,947	1.5%	Defined
DWS Investments UK Ltd	117,607	$731,515	97.7%	Defined
Deutsche Bank S.p.A	1,000	$6,220	0.8%	Defined

Point72 Asset Management, L.P.

$747,388

0.16%

120,159

WELLS FARGO & COMPANY/MN

$722,259

0.16%

116,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	104,862	$652,241	90.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	11,257	$70,018	9.7%	Defined

ALLIANCEBERNSTEIN L.P.

$670,453

0.14%

107,790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	107,790	$670,453	100.0%	Defined

Polymer Capital Management (US) LLC

$656,172

0.14%

105,494

Inspire Investing, LLC

$626,248

0.14%

236,320

Marex Group plc

$622,622

0.13%

100,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marex Financial	100,100	$622,622	100.0%	Defined

NATIONAL BANK OF CANADA /FI/

$622,000

0.13%

100,000

PRICE T ROWE ASSOCIATES INC /MD/

$602,798

0.13%

96,913

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	96,913	$602,798	100.0%	Defined

WINTON GROUP Ltd

$587,864

0.13%

94,512

D. E. Shaw & Co., Inc.

$580,948

0.13%

93,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	93,400	$580,948	100.0%	Defined

OSAIC HOLDINGS, INC.

$559,028

0.12%

89,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	39,619	$246,430	44.1%	Defined
CW Advisors, LLC	45,669	$284,061	50.8%	Sole
Osaic Advisory Services, LLC	4,588	$28,537	5.1%	Defined

Legal & General Group Plc

$540,833

0.12%

86,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	11,295	$70,254	13.0%	Defined
Legal & General Investment Management Ltd joint	75,656	$470,579	87.0%	Defined

SBI Securities Co., Ltd.

$483,049

0.10%

182,283

Centiva Capital, LP

$466,500

0.10%

75,000

Pekin Hardy Strauss, Inc.

$463,079

0.10%

74,450

VANGUARD ASSET MANAGEMENT, Ltd

$462,195

0.10%

74,308

Penn Capital Management Company, LLC

$440,108

0.09%

70,757

SEI INVESTMENTS CO

$434,131

0.09%

69,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	69,796	$434,131	100.0%	Sole

MetLife Investment Management, LLC

$433,701

0.09%

69,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	69,727	$433,701	100.0%	Defined

PRELUDE CAPITAL MANAGEMENT, LLC

$413,661

0.09%

66,505

MH & ASSOCIATES SECURITIES MANAGEMENT CORP /ADV

$387,288

0.08%

62,265

Creative Planning

$346,944

0.07%

55,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	149	$926	0.3%	Defined
Held directly	55,630	$346,018	99.7%	Sole

Kingsview Wealth Management, LLC

$336,514

0.07%

54,102

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$333,628

0.07%

53,638

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	53,638	$333,628	100.0%	Defined

Bleakley Financial Group, LLC

$310,713

0.07%

49,954

AMERICAN CENTURY COMPANIES INC

$298,690

0.06%

48,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	48,021	$298,690	100.0%	Defined

Point72 Asset Management, L.P.

$274,302

0.06%

44,100

Vanguard Global Advisers, LLC

$267,578

0.06%

43,019

Canal Insurance CO

$265,000

0.06%

100,000

FNY Investment Advisers, LLC

$253,340

0.05%

95,600

Brevan Howard Capital Management LP

$246,162

0.05%

39,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	39,576	$246,162	100.0%	Defined

Jupiter Topco LLC

$242,580

0.05%

39,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	39,000	$242,580	100.0%	Defined

PFG Investments, LLC

$238,848

0.05%

38,400

ROYAL BANK OF CANADA

$237,802

0.05%

38,232

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	3,542	$22,031	9.3%	Defined
RBC Capital Markets, LLC	34,689	$215,765	90.7%	Defined
Held directly	1	$6	0.0%	Sole

Advisory Services Network, LLC

$212,487

0.05%

34,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Institutional Asset Management Trust Co	10	$62	0.0%	Other
Held directly	34,152	$212,425	100.0%	Sole

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Key facts CIK 1921865 CUSIP 00218A105 13F (30d) 20 filings 20 filers Visit website Investor relations