FNY Investment Advisers, LLC

CIK

1742998

Location

NEW YORK, NY

Portfolio Value

Small $398,514,599

Diversification

Diversified

Reports for

MYDA Advisors LLC Sender Co & Partners, Inc. Vazirani Asset Management LLC SMA Capital LLC Eschler Asset Management LLP

Filing Date

Global Rank

#5,962 / 8,825 ▲ 608 · as of Jun 2026

Top Industry

Semiconductors 12.7%

Period ended 35 days ago

Filed Oct 16, 2026 · 19d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Systematic-like

756 stocks (500+), trailing annual turnover 179.9% (100%+), top 10 weight 20.9% (25% or less)

Turnover

High turnover

179.9% over the last four quarters (100%+)

Horizon

Horizon unknown

The value-weighted holding period is at least 4.2 quarters, but 0.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 78.3%; sector active share 13.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

808 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

9.5%

+5.5 pts

Top 5

22.2%

+9.2 pts

Top 10

29.9%

+9.1 pts

HHI

188

Diversified+103

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	34.1%	$135,742,642	162
Unclassified	13.8%	$55,147,410	59
Healthcare	11.2%	$44,827,099	100
Financial Services	9.2%	$36,770,490	200
Communication Services	8.4%	$33,471,278	37
Industrials	5.1%	$20,257,684	66
Energy	4.8%	$19,142,327	36
Basic Materials	4.7%	$18,821,169	41
Consumer Cyclical	4.4%	$17,727,818	45
Consumer Defensive	1.8%	$7,247,468	23
Real Estate	1.5%	$5,802,153	23
Utilities	0.9%	$3,557,061	16

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ELMES	Elme Communities	+1,382,167	2,069,967	$3,601,742
GNSS	Genasys Inc.	+471,740	1,617,466	$2,345,325
TLT	iShares 20+ Year Treasury Bond ETF	+453,148	469,728	$36,535,443
—		+417,689	486,939	$15,070,762
NOK	Nokia Corp	+279,609	312,475	$3,168,496
CMTG	Claros Mortgage Trust, Inc.	+253,388	340,879	$426,098
ATLX	Atlas Lithium Corp	+230,393	382,891	$964,885
AZUL	Azul SA	+117,647	122,293	$966,114
KVUE	Kenvue Inc.	+115,304	226,654	$4,002,709
MRNA	Moderna, Inc.	+107,600	107,610	$20,722,457
SVCO	Silvaco Group, Inc.	+105,534	169,780	$1,487,272
CCXI	Churchill Capital Corp XI	+80,554	164,495	$1,911,431
PROP	Prairie Operating Co.	+62,500	152,500	$62,753
IE	Ivanhoe Electric Inc.	+60,463	84,463	$837,872
IMDX	Insight Molecular Diagnostics Inc.	+59,703	242,264	$869,727
RKT	Rocket Companies, Inc.	+56,520	66,520	$765,645
AEXA	American Exceptionalism Acquisition Corp. A	+49,520	151,566	$1,688,445
IMXI	International Money Express, Inc.	+48,500	183,500	$2,124,930
QXO	QXO, Inc.	+47,390	106,005	$1,239,198
RSKD	Riskified Ltd.	+44,890	60,000	$474,600
WEAV	Weave Communications, Inc.	+41,900	54,500	$402,210
INTC	Intel Corp	+40,036	49,316	$5,929,262
LASR	Nlight, Inc.	+37,164	51,295	$1,997,683
ROKU	Roku, Inc	+37,000	40,000	$6,091,200
C	Citigroup Inc	+35,870	41,130	$5,325,512
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
UWMC	UWM Holdings Corp	−274,839	27,161	$32,049
FTHM	Fathom Holdings Inc.	−252,831	30,019	$13,067
FRNM	Freenome, Inc.	−156,965	3,500	$55,125
METC	Ramaco Resources, Inc.	−61,248	17,000	$140,590
PCAP	ProCap Acquisition Corp	−60,214	148,716	$1,548,133
JD	JD.com, Inc.	−54,600	800	$21,280
KEEL	Keel Infrastructure Corp.	−51,011	11,214	$39,585
BTLN	Brightline Interactive, Inc.	−38,447	7,553	$38,142
SILO	Silo Pharma, Inc.	−32,507	5,000	$7,550
TRMD	TORM plc	−32,400	3,700	$140,785
TGS	Gas Transporter Of The South Inc	−31,080	67	$1
AMPX	Amprius Technologies, Inc.	−23,651	15,651	$151,501
USAR	USA Rare Earth, Inc.	−20,758	10,142	$142,799
MSOS	AdvisorShares Pure US Cannabis ETF	−20,367	15,042	$67,989
PROK	Prokidney Corp.	−20,000	1,000	$1
JBS	Jbs N.V.	−17,730	60	$677
JANX	Janux Therapeutics, Inc.	−16,680	14,170	$244,857
AUR	Aurora Innovation, Inc.	−16,041	282,456	$1,564,806
DGXX	Digi Power X Inc.	−14,288	212	$869
PZZA	Papa Johns International Inc	−13,030	10,000	$197,100
SA	Seabridge Gold Inc	−12,842	181,443	$5,142,094
MBLY	Mobileye Global Inc.	−12,423	2,500	$18,475
KAZR	Skyline Builders Group Holding Ltd	−11,500	25,000	$71,500
JAGU	Jaguar Uranium Corp.	−11,000	17,000	$18,360
B	Barrick Mining Corp	−10,665	16,555	$673,291
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
LITE	Lumentum Holdings Inc.	6,520	$6,332,615
CTVA	Corteva, Inc.	66,750	$5,183,137
LNG	Cheniere Energy, Inc.	18,000	$4,842,540
TTE	TotalEnergies SE	42,200	$3,608,100
SWKS	Skyworks Solutions, Inc.	37,653	$3,218,578
HPE	Hewlett Packard Enterprise Co	42,390	$2,708,297
MPC	Marathon Petroleum Corp	6,250	$2,471,375
USO	United States Oil Fund, LP	16,487	$2,401,496
STM	STMicroelectronics N.V.	41,489	$2,213,853
GH	Guardant Health, Inc.	11,996	$2,139,606
CAKE	Cheesecake Factory Inc	20,000	$2,104,800
HPQ	Hp Inc	65,000	$2,033,200
SMCI	Super Micro Computer, Inc.	48,331	$1,984,954
PLTR	Palantir Technologies Inc.	10,446	$1,953,924
SKHY	SK hynix Inc.	10,261	$1,889,563
ETHU	2x Ether ETF	57,500	$1,721,550
ANF	Abercrombie & Fitch Co	11,000	$1,481,590
ALAB	Astera Labs, Inc.	4,146	$1,475,851
ARCI	Archimedes Tech SPAC Partners III Co.	144,852	$1,463,005
AXTI	Axt Inc	18,500	$1,432,085
STRC	Strategy Inc	14,300	$1,420,705
NCLH	Norwegian Cruise Line Holdings Ltd.	93,500	$1,370,710
EWZ	iShares MSCI Brazil ETF	34,000	$1,266,500
CRH	Crh Public Ltd Co	15,011	$1,242,910
ERX	Direxion Daily Energy Bull 2X Shares	12,000	$1,205,040
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
NEE	Nextera Energy Inc	108,000	$9,479,160
CNI	Canadian National Railway Co	43,300	$5,163,092
PM	Philip Morris International Inc.	27,690	$5,009,397
NVDA	Nvidia Corp	19,143	$3,830,322
ATII	Archimedes Tech SPAC Partners II Co.	327,200	$3,527,216
FNV	FRANCO NEVADA Corp	16,457	$3,430,297
—		103,500	$2,575,080
SPYI	NEOS S&P 500(R) High Income ETF	37,000	$1,964,330
—		187,620	$1,936,238
—		8,010	$1,642,370
AMZN	Amazon Com Inc	6,720	$1,601,644
AES	Aes Corp	100,100	$1,467,466
SYNA	SYNAPTICS Inc	11,500	$1,428,645
NFG	National Fuel Gas Co	17,500	$1,351,175
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	7,385	$1,168,676
TD	Toronto Dominion Bank	8,600	$1,044,298
EMBJ	Embraer S.A.	16,200	$1,033,560
IWM	iShares Russell 2000 ETF	3,375	$1,014,018
CSCO	Cisco Systems, Inc.	8,500	$998,410
V	Visa Inc.	2,863	$982,266
CBRL	Cracker Barrel Old Country Store, Inc	17,000	$906,100
ACMR	ACM Research, Inc.	7,000	$888,230
QQQI	NEOS Nasdaq-100(R) High Income ETF	15,300	$868,887
HUT	Hut 8 Corp.	7,405	$854,870
MUX	McEwen Inc.	44,988	$815,632
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

808 tracked positions · $398,514,599 total · filing declares 1,073 positions · $402,476 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 808 positions by value · page 1 of 17

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
TLT	iShares 20+ Year Treasury Bond ETF CALL + SHARES	Added	471,480	+454,547	$36,671,713	+2406.0%	9.20%
MRNA	Moderna, Inc. PUT + SHARES Healthcare	Added	108,230	+108,220	$20,722,458	+2960251.1%	5.20%
	PUT CALL + SHARES	Added	488,589	+419,339	$15,083,142	+717.0%	3.78%
BA	Boeing Co CALL + SHARES Industrials	Added	40,604	+27,457	$7,554,371	+165.4%	1.90%
AMD	Advanced Micro Devices Inc Technology	Added	11,979	+9,479	$7,328,273	+404.6%	1.84%
LITE	Lumentum Holdings Inc. Technology	NEW	6,520	NEW	$6,332,615	NEW	1.59%
CDRO	Codere Online Luxembourg, S.A. Consumer Cyclical	Reduced	650,732	-1,384	$6,318,607	+1.2%	1.59%
ROKU	Roku, Inc Communication Services	Added	40,000	+37,000	$6,091,200	+1369.8%	1.53%
INTC	Intel Corp Technology	Added	49,316	+40,036	$5,929,262	+357.6%	1.49%
MU	Micron Technology Inc PUT CALL + SHARES Technology	Added	5,596	+3,897	$5,907,100	+201.2%	1.48%
C	Citigroup Inc Financial Services	Added	41,130	+35,870	$5,325,512	+623.4%	1.34%
SA	Seabridge Gold Inc CALL + SHARES Basic Materials	Reduced	185,540	-10,609	$5,258,201	+4.1%	1.32%
CTVA	Corteva, Inc. Basic Materials	NEW	66,750	NEW	$5,183,137	NEW	1.30%
META	Meta Platforms, Inc. PUT CALL + SHARES Communication Services	Added	7,096	+7,044	$5,145,876	+17468.1%	1.29%
CRWD	CrowdStrike Holdings, Inc. PUT + SHARES Technology	Added	19,102	+15,902	$5,057,254	+828958.0%	1.27%
LNG	Cheniere Energy, Inc. Energy	NEW	18,000	NEW	$4,842,540	NEW	1.22%
OKTA	Okta, Inc. CALL + SHARES Technology	Added	22,502	+13,001	$4,705,393	+263.0%	1.18%
QCOM	Qualcomm Inc Technology	Added	24,684	+21,694	$4,542,843	+722.2%	1.14%
AMAT	Applied Materials Inc Technology	Added	8,184	+6,482	$4,185,133	+240.1%	1.05%
KVUE	Kenvue Inc. Consumer Defensive	Added	226,654	+115,304	$4,002,709	+88.1%	1.00%
DELL	Dell Technologies Inc. CALL + SHARES Technology	Added	6,997	+2,112	$3,764,035	+78.6%	0.94%
MRVL	Marvell Technology, Inc. Technology	Added	13,996	+10,818	$3,697,883	+290.6%	0.93%
TTE	TotalEnergies SE Energy	NEW	42,200	NEW	$3,608,100	NEW	0.91%
ELMES	Elme Communities Real Estate	Added	2,069,967	+1,382,167	$3,601,742	+253.8%	0.90%
SNPS	Synopsys Inc Technology	Added	8,078	+5,361	$3,513,445	+189.9%	0.88%
CRM	Salesforce, Inc. Technology	Added	15,000	+12,313	$3,443,550	+718.1%	0.86%
PSX	Phillips 66 Energy	Added	13,000	+12,995	$3,319,030	+392684.6%	0.83%
SWKS	Skyworks Solutions, Inc. Technology	NEW	37,653	NEW	$3,218,578	NEW	0.81%
LLY	ELI LILLY & Co CALL + SHARES Healthcare	Added	2,768	+1,375	$3,202,796	+91.7%	0.80%
NOK	Nokia Corp CALL + SHARES Technology	Added	312,515	+279,649	$3,168,901	+626.0%	0.80%
HPE	Hewlett Packard Enterprise Co CALL + SHARES Technology	Added	42,438	+42,428	$2,711,363	+601089.1%	0.68%
PYPL	PayPal Holdings, Inc. Financial Services	Added	51,000	+24,500	$2,679,030	+134.1%	0.67%
ANET	Arista Networks, Inc. Technology	Added	12,348	+11,343	$2,513,929	+1372.5%	0.63%
SNOW	Snowflake Inc. Technology	Added	7,400	+1,900	$2,512,744	+79.5%	0.63%
MPC	Marathon Petroleum Corp Energy	NEW	6,250	NEW	$2,471,375	NEW	0.62%
USO	United States Oil Fund, LP PUT + SHARES	Added	16,707	+16,502	$2,433,539	+11053.3%	0.61%
GNSS	Genasys Inc. Technology	Added	1,617,466	+471,740	$2,345,325	+20.4%	0.59%
NSC	Norfolk Southern Corp Industrials	Reduced	7,500	-2,790	$2,317,500	−28.4%	0.58%
STM	STMicroelectronics N.V. Technology	NEW	41,489	NEW	$2,213,853	NEW	0.56%
ABVX	Abivax S.A. Healthcare	Added	22,120	+14,515	$2,190,322	+116.1%	0.55%
GOOGL	Alphabet Inc. CALL + SHARES Communication Services	Added	6,298	+5,287	$2,167,015	+502.8%	0.54%
GH	Guardant Health, Inc. Healthcare	NEW	11,996	NEW	$2,139,606	NEW	0.54%
IMXI	International Money Express, Inc. PUT CALL + SHARES Technology	Added	183,950	+47,753	$2,130,141	+8.2%	0.53%
ESTC	Elastic N.V. Technology	Added	23,000	+20,000	$2,109,100	+1133.0%	0.53%
CAKE	Cheesecake Factory Inc Consumer Cyclical	NEW	20,000	NEW	$2,104,800	NEW	0.53%
HPQ	Hp Inc Technology	NEW	65,000	NEW	$2,033,200	NEW	0.51%
LASR	Nlight, Inc. Technology	Added	51,295	+37,164	$1,997,683	+103.1%	0.50%
SMCI	Super Micro Computer, Inc. Technology	NEW	48,331	NEW	$1,984,954	NEW	0.50%
TEAM	Atlassian Corp PUT + SHARES Technology	Added	11,001	+581	$1,972,369	+143.3%	0.49%
PLTR	Palantir Technologies Inc. PUT CALL + SHARES Technology	Added	10,487	+10,471	$1,961,592	+196159100.0%	0.49%

Showing the top 50 of 808 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.