AIP · Arteris, Inc. · Holdings

$20.05 +0.97 (+5.08%)

Russell 2000 member Rebalance outlook locked

Market Cap

$954.53M

49.15M

Volume · Oct 20 773.11K Avg daily vol (3M) 676.93K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of AIP: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 215

Total Value: $1,570,386,341

Total Shares: 32,550,546

Showing 1–100 of 224 holdings by value · page 1 of 3

Institutional Ownership Trend

20 quarters

Superinvestors Holding AIP

All superinvestors →

Joel Greenblatt $345,037

Holder Concentration

Across 212 13F filers

Top Holder

12.1%

of institutional value

Top 5

35.8%

of institutional value

Top 10

51.8%

of institutional value

HHI

411

Broadly held

Who Holds AIP

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 211 filers, like-for-like change +15.4%; actively managed books +10.3%; index-like books +27.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	47.0%	110	+3.0%	42	8
Exempt adviser	0.8%	5	-63.1%	1	0
Adviser	12.8%	6	+24.8%	1	1
Bank	5.3%	14	+16.5%	2	1
Insurer	0.0%	1	new	1	0
Broker-dealer	0.3%	2	-35.8%	0	0
Benefit plan	1.2%	5	+18.6%	1	0
Non-US	2.2%	9	+49.7%	4	0
Holding company	16.5%	6	+34.0%	0	0
Unknown	13.8%	53	+58.8%	26	8

Style	Share	Filers	Change	New	Exited
Index-like	32.2%	29	+27.8%	9	0
Systematic-like	5.5%	28	-14.6%	12	4
Concentrated	1.5%	20	-61.7%	6	2
Diversified active	60.8%	134	+18.9%	51	12
Unknown	0.0%	0	—	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	56.6%	104	+24.8%	33	7
Medium turnover	26.6%	46	+12.8%	17	4
High turnover	9.2%	47	-15.0%	23	6
Unknown	7.6%	14	+10.3%	5	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	9.6%	33	+20.7%	19	2
Medium horizon	17.4%	32	+1.9%	10	7
Long horizon	65.2%	123	+29.5%	39	8
Unknown	7.8%	23	-30.8%	10	1
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.5%	35	-58.6%	16	5
$1B to $10B	18.1%	52	-10.0%	22	7
$10B to $100B	23.7%	61	+44.7%	24	5
$100B or more	53.6%	63	+36.9%	16	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.6%	44	-17.4%	14	2
Pooled investment vehicles	7.3%	28	-11.2%	16	5
Registered funds and BDCs	23.5%	10	+13.9%	3	0
Pension and profit sharing plans	0.0%	2	+1118.2%	1	0
Insurance companies	0.1%	3	+58.5%	1	0
Charitable organizations	0.0%	1	new	1	0
Governments and sovereign funds	2.4%	6	-4.2%	2	1
Other investment advisers	0.0%	2	+362.3%	1	0
Diversified	11.0%	14	-0.4%	3	0
Unknown	53.0%	101	+29.2%	36	10

Private funds	Share	Filers	Change	New	Exited
Hedge funds	27.7%	42	-16.9%	17	6
Private equity funds	0.4%	5	+22.5%	2	0
Venture capital funds	0.0%	1	+6.8%	0	0
Real estate funds	0.0%	4	+195.7%	0	1
Securitized asset funds	0.5%	1	+12206.4%	0	0
Other private funds	5.7%	11	+750.4%	6	0
Mixed private funds	0.1%	1	+218.6%	0	0
Private funds, type not stated	0.2%	4	new	4	0
No private funds	13.3%	46	-1.8%	14	1
Unknown	52.2%	96	+34.5%	35	10

Location	Share	Filers	Change	New	Exited
United States	94.0%	173	+15.1%	58	16
Outside the US	6.0%	38	+19.5%	20	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

211 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.42% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.003%

Mar 31, 2026: 1

Crowding

26.6%

of shares outstanding, 74th percentile

Mar 31, 2026: 25.3%

Private-fund advisers

24.0%

of shares outstanding

Institutional ownership

69.4%

89.8% of the estimated free float

Top 10 holders

52.6%

of 13F shares, Herfindahl 0.042

Active holders

+10.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (1 institutional, 1 passive, 1 exempt)

How long holders have held it value-weighted 10.2 quarters

Under 1 year 23.9% 1 to 3 years 31.0% 3 years or more 45.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $707,232 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$17.45

estimated per share

Mar 31, 2026: $10.96

Quarter-end price

$48.59

implied by 13F values

Estimated gain or loss

+178.4%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 92.6% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies AIP's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	LINC Lincoln Educational Services Corp	7	0.261
2	VPG Vishay Precision Group, Inc.	5	0.239
3	APPS Digital Turbine, Inc.	4	0.223
4	ARLO Arlo Technologies, Inc.	5	0.217
5	FEIM Frequency Electronics Inc	4	0.205
6	UMAC Unusual Machines, Inc.	4	0.200
7	GHM Graham Corp	5	0.200
8	XMTR Xometry, Inc.	6	0.193
9	PKE Park Aerospace Corp	4	0.180
10	ALNT Allient Inc	4	0.177

Shareholder Targets

13F filers that own its peers but not AIP, quarter ended Jun 30, 2026

Found through its holder-overlap peers: LINC, VPG, APPS, ARLO, FEIM, UMAC, GHM, XMTR, PKE, ALNT, ATRO, FORM, OUST, CECO, DRS, EVLV, LPTH, SIBN, GENI, LASR. 1,103 filers in all.

#	Filer	In peers	Of book	Largest peers
1	PRIMECAP MANAGEMENT CO/CA/ Registered adviser, Diversified active	$952,696,786 4 held	0.560%	XMTR, FORM, ARLO
2	DIMENSIONAL FUND ADVISORS LP Registered adviser, Diversified active	$901,890,030 17 held	0.160%	FORM, CECO, DRS
3	Driehaus Capital Management LLC Registered adviser, Diversified active	$685,823,534 10 held	3.99%	XMTR, CECO, LASR
4	EARNEST PARTNERS LLC Registered adviser, Diversified active	$602,606,373 3 held	2.18%	FORM, ALNT, ATRO
5	Hood River Capital Management LLC Registered adviser, Diversified active	$420,565,973 6 held	3.06%	XMTR, GENI, LPTH
6	AMERICAN CENTURY COMPANIES INC Unknown, Diversified active	$415,245,284 15 held	0.180%	CECO, ATRO, SIBN
7	BRANDES INVESTMENT PARTNERS, LP Registered adviser, Diversified active	$375,543,243 3 held	2.63%	ARLO, GHM, PKE
8	Polar Capital Holdings Plc Registered adviser, Diversified active	$359,930,327 3 held	1.02%	FORM, LASR, XMTR
9	ROYCE & ASSOCIATES LP Registered adviser, Diversified active	$353,488,343 14 held	2.87%	CECO, GHM, FORM
10	FULLER & THALER ASSET MANAGEMENT, INC. Registered adviser, Diversified active	$331,099,265 6 held	0.910%	FORM, XMTR, APPS

Fund Ownership of AIP by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 9.38% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.30%	+0.39 pp	1,129,568	56
Index ETFs	7.08%	+1.21 pp	3,480,816	24
Active ETFs	0.95%	+0.56 pp	467,059	10
Active funds	18.53%	+7.76 pp	9,107,845	98
Unclassified	1.72%	+1.69 pp	843,669	5
All registered funds	30.58%	+11.63 pp	15,028,957	193

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 112 Exempt adviser 6 Adviser 6 Bank 14 Insurer 1 Broker-dealer 3 Benefit plan 5 Non-US 9 Holding company 6 Unknown 53

Showing 100 of 224

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

NEEDHAM INVESTMENT MANAGEMENT LLC

$190,837,225

12.15%

3,927,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Needham Small Cap Growth Fund	752,500	$36,563,975	19.2%	Defined
Needham Aggressive Growth Fund	3,175,000	$154,273,250	80.8%	Defined

BlackRock, Inc.

$160,128,874

10.20%

3,295,511

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	80,319	$3,902,700	2.4%	Sole
BlackRock Asset Management Canada Ltd	190	$9,232	0.0%	Sole
BlackRock Investment Management, LLC	109,211	$5,306,562	3.3%	Sole
BLACKROCK ADVISORS LLC	239,828	$11,653,242	7.3%	Sole
BlackRock Fund Advisors	1,617,007	$78,570,370	49.1%	Sole
BlackRock Institutional Trust Company, N.A.	1,169,031	$56,803,216	35.5%	Sole
BlackRock Japan Co. Ltd	2,732	$132,747	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	4,866	$236,438	0.1%	Sole
BlackRock Asset Management Ireland Ltd	26,435	$1,284,476	0.8%	Sole
BlackRock (Luxembourg) S.A.	378	$18,367	0.0%	Sole
Aperio Group, LLC	44,345	$2,154,723	1.3%	Sole
SpiderRock Advisors, LLC	1,169	$56,801	0.0%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$73,564,871

4.68%

1,513,992

FRANKLIN RESOURCES INC

$72,841,072

4.64%

1,499,096

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	63	$3,061	0.0%	Defined
FRANKLIN ADVISERS INC	1,493,481	$72,568,241	99.6%	Defined
FRANKLIN ADVISORY SERVICES LLC	1,281	$62,243	0.1%	Defined
PUTNAM ADVISORY CO LLC	4,271	$207,527	0.3%	Defined

FEDERATED HERMES, INC.

$68,598,729

4.37%

1,411,787

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED EQUITY MANAGEMENT CO OF PENNSYLVANIA	82,008	$3,984,768	5.8%	Defined
FEDERATED MDTA LLC	1,329,779	$64,613,961	94.2%	Defined

ACADIAN ASSET MANAGEMENT LLC

$60,855,573

3.88%

1,252,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	1,252,430	$60,855,573	100.0%	Defined

Nuveen, LLC

$51,753,304

3.30%

1,065,102

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	51,065	$2,481,247	4.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	319,699	$15,534,174	30.0%	Defined
TEACHERS ADVISORS, LLC joint	694,338	$33,737,883	65.2%	Defined

GOLDMAN SACHS GROUP INC

$48,983,189

3.12%

1,008,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	538,794	$26,180,000	53.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	462,594	$22,477,442	45.9%	Defined
Goldman Sachs Trust Company, N.A. joint	6,704	$325,747	0.7%	Other

JACOBS LEVY EQUITY MANAGEMENT, INC

$47,705,419

3.04%

981,795

GEODE CAPITAL MANAGEMENT, LLC

$43,038,786

2.74%

885,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	124,116	$6,030,796	14.0%	Defined
Held directly	761,638	$37,007,990	86.0%	Defined

STATE STREET CORP

$42,138,268

2.68%

867,221

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	867,221	$42,138,268	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$39,781,599

2.53%

818,720

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	85	$4,130	0.0%	Other
KEB ASSET MANAGEMENT, LLC	71	$3,449	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	10	$485	0.0%	Other
Prism Planning Partners LLC	97	$4,713	0.0%	Other
Compound Planning, Inc.	10	$485	0.0%	Other
Arax Advisory Partners	8,667	$421,129	1.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,391	$116,178	0.3%	Other
Stokes Family Office, LLC	1,574	$76,480	0.2%	Other
Held directly	805,815	$39,154,550	98.4%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$29,183,591

1.86%

600,609

LOOMIS SAYLES & CO L P

$25,544,345

1.63%

525,712

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOOMIS SAYLES TRUST COMPANY, LLC	88,175	$4,284,423	16.8%	Defined
Held directly	437,537	$21,259,922	83.2%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$24,304,718

1.55%

500,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	229,800	$11,165,982	45.9%	Defined
Wellington Trust Company, NA joint	249,000	$12,098,910	49.8%	Defined
Wellington Management Australia Pty Ltd	21,400	$1,039,826	4.3%	Defined

Invesco Ltd.

$22,243,432

1.42%

457,778

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	5,358	$260,345	1.2%	Defined
Invesco Trust Co joint	13,909	$675,838	3.0%	Defined
Invesco Capital Management LLC	438,511	$21,307,249	95.8%	Defined

MACKENZIE FINANCIAL CORP

$22,030,560

1.40%

453,397

PRICE T ROWE ASSOCIATES INC /MD/

$21,548,741

1.37%

443,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	29,140	$1,415,912	6.6%	Defined
Held directly	414,341	$20,132,829	93.4%	Sole

NEXT CENTURY GROWTH INVESTORS LLC

$21,242,527

1.35%

437,179

JANE STREET GROUP, LLC

$18,071,300

1.15%

371,914

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	123,266	$5,989,494	33.1%	Defined
Jane Street Global Trading, LLC	248,648	$12,081,806	66.9%	Defined

Samjo Management, LLC

$16,521,085

1.05%

340,010

RENAISSANCE TECHNOLOGIES LLC

$14,765,334

0.94%

303,876

HERALD INVESTMENT MANAGEMENT Ltd

$14,421,512

0.92%

296,800

NORTHERN TRUST CORP

$14,333,223

0.91%

294,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	285,715	$13,882,891	96.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	3,878	$188,432	1.3%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	5,390	$261,900	1.8%	Other

THAMES CAPITAL MANAGEMENT LLC

$14,284,148

0.91%

293,973

STATE OF WISCONSIN INVESTMENT BOARD

$14,035,367

0.89%

288,853

TUDOR INVESTMENT CORP ET AL

$13,964,571

0.89%

287,396

FMR LLC

$12,731,696

0.81%

262,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	261,896	$12,725,526	100.0%	Defined
STRATEGIC ADVISERS LLC	127	$6,170	0.0%	Defined

D. E. Shaw & Co., Inc.

$12,623,390

0.80%

259,794

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	252,094	$12,249,247	97.0%	Defined
D. E. Shaw Investment Management, L.L.C. joint	7,700	$374,143	3.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$11,626,420

0.74%

239,276

ALGERT GLOBAL LLC

$11,601,931

0.74%

238,772

T. Rowe Price Investment Management, Inc.

$11,158,353

0.71%

229,643

MORGAN STANLEY

$10,693,975

0.68%

220,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,151	$55,927	0.5%	Defined
MORGAN STANLEY & CO. LLC	10,059	$488,766	4.6%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	31,369	$1,524,219	14.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	148,934	$7,236,702	67.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	28,573	$1,388,361	13.0%	Defined

SILVERCREST ASSET MANAGEMENT GROUP LLC

$10,656,321

0.68%

219,311

Trexquant Investment LP

$10,543,252

0.67%

216,984

MILLENNIUM MANAGEMENT LLC

$10,132,083

0.65%

208,522

RAYMOND JAMES FINANCIAL INC

$9,834,565

0.63%

202,399

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	9,410	$457,231	4.6%	Defined
Raymond James Financial Services Advisors, Inc.	249	$12,098	0.1%	Defined
EAGLE ASSET MANAGEMENT INC joint	192,740	$9,365,236	95.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$9,450,755

0.60%

194,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	194,500	$9,450,755	100.0%	Other

G2 Investment Partners Management LLC

$8,910,725

0.57%

183,386

NATIXIS

$8,051,363

0.51%

165,700

Informed Momentum Co LLC

$7,916,914

0.50%

162,933

Russell Investments Group, Ltd.

$7,873,957

0.50%

162,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	28,807	$1,399,731	17.8%	Defined
Russell Investments Capital, LLC joint	28,214	$1,370,917	17.4%	Defined
Russell Investments France SAS	1,117	$54,275	0.7%	Defined
Russell Investments Japan Co., LTD. joint	4,528	$220,015	2.8%	Other
Russell Investments Limited joint	86,883	$4,221,644	53.6%	Other
Russell Investments Trust Company joint	12,500	$607,375	7.7%	Other

Granahan Investment Management, LLC

$7,794,564

0.50%

160,415

BANK OF AMERICA CORP /DE/

$7,685,721

0.49%

158,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	125,583	$6,102,077	79.4%	Defined
BOFA SECURITIES, INC.	12,187	$592,166	7.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	20,405	$991,478	12.9%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$7,671,922

0.49%

157,891

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,283	$62,340	0.8%	Defined
UBS Asset Management Switzerland AG	20,948	$1,017,863	13.3%	Sole
Held directly	135,660	$6,591,719	85.9%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$7,381,258

0.47%

151,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	151,909	$7,381,258	100.0%	Sole

Qube Research & Technologies Ltd

$7,233,787

0.46%

148,874

SEI INVESTMENTS CO

$7,068,727

0.45%

145,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	145,477	$7,068,727	100.0%	Sole

Public Sector Pension Investment Board

$6,909,498

0.44%

142,200

JPMORGAN CHASE & CO

$6,581,950

0.42%

135,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	21,306	$1,035,258	15.7%	Defined
J.P. Morgan Investment Management Inc.	92,405	$4,489,958	68.2%	Defined
J.P. Morgan Securities LLC	21,457	$1,042,595	15.8%	Defined
J.P. Morgan Securities plc	291	$14,139	0.2%	Defined

ESSEX INVESTMENT MANAGEMENT CO LLC

$6,358,852

0.40%

268,987

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 147552	268,987	$6,358,852	100.0%	Sole

MARSHALL WACE, LLP

$5,244,755

0.33%

107,939

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	107,939	$5,244,755	100.0%	Other

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$5,112,056

0.33%

105,208

ExodusPoint Capital Management, LP

$5,002,437

0.32%

102,952

IMC-Chicago, LLC

$4,821,828

0.31%

99,235

Bank of New York Mellon Corp

$4,778,775

0.30%

98,349

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	34,276	$1,665,470	34.9%	Defined
The Bank of New York Mellon	63,452	$3,083,132	64.5%	Defined
BNY Mellon, NA joint	620	$30,125	0.6%	Defined
Held directly	1	$48	0.0%	Defined

Legato Capital Management LLC

$4,551,862

0.29%

93,679

IEQ CAPITAL, LLC

$4,431,359

0.28%

91,199

JANE STREET GROUP, LLC

$4,426,549

0.28%

91,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	91,100	$4,426,549	100.0%	Defined

LPL Financial LLC

$4,186,562

0.27%

86,161

AMERIPRISE FINANCIAL INC

$3,941,037

0.25%

81,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	81,108	$3,941,037	100.0%	Defined

CITADEL ADVISORS LLC

$3,401,300

0.22%

70,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	70,000	$3,401,300	100.0%	Defined

CITADEL ADVISORS LLC

$3,300,572

0.21%

67,927

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	49,075	$2,384,554	72.2%	Defined
Held directly	18,852	$916,018	27.8%	Defined

Swiss National Bank

$3,211,799

0.20%

66,100

Mariner, LLC

$3,200,963

0.20%

65,877

HSBC HOLDINGS PLC

$3,111,314

0.20%

64,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	64,032	$3,111,314	100.0%	Defined

Huntleigh Advisors, Inc.

$3,076,767

0.20%

63,321

TWO SIGMA INVESTMENTS, LP

$2,750,194

0.18%

56,600

WESBANCO BANK INC

$2,648,155

0.17%

54,500

RHUMBLINE ADVISERS

$2,601,605

0.17%

53,542

UBS Group AG

$2,515,455

0.16%

51,769

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	90	$4,373	0.2%	Defined
UBS AG	49,851	$2,422,260	96.3%	Defined
UBS Switzerland AG	1,828	$88,822	3.5%	Defined

CITIGROUP INC

$2,513,559

0.16%

51,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	51,730	$2,513,559	100.0%	Defined

Walleye Capital LLC

$2,459,042

0.16%

50,608

BOOTHBAY FUND MANAGEMENT, LLC

$2,228,920

0.14%

45,872

WHITE PINE CAPITAL LLC

$2,168,328

0.14%

44,625

WELLS FARGO & COMPANY/MN

$2,061,672

0.13%

42,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	31,742	$1,542,343	74.8%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,072	$149,268	7.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	7,616	$370,061	17.9%	Defined

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$2,039,856

0.13%

41,981

OCCUDO QUANTITATIVE STRATEGIES LP

$1,984,852

0.13%

40,849

Harvest Investment Services, LLC

$1,922,414

0.12%

39,564

Campbell & CO Investment Adviser LLC

$1,826,643

0.12%

37,593

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,807,548

0.12%

37,200

Squarepoint Ops LLC

$1,784,759

0.11%

36,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	36,731	$1,784,759	100.0%	Defined

DEUTSCHE BANK AG\

$1,767,412

0.11%

36,374

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	611	$29,688	1.7%	Defined
DWS Investments UK Ltd	35,763	$1,737,724	98.3%	Defined

Numerai GP LLC

$1,742,923

0.11%

35,870

Affinity Capital Advisors, LLC

$1,682,033

0.11%

71,152

ALLIANCEBERNSTEIN L.P.

$1,678,201

0.11%

34,538

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	34,538	$1,678,201	100.0%	Defined

Creative Planning

$1,587,435

0.10%

32,670

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	151	$7,337	0.5%	Defined
Held directly	32,519	$1,580,098	99.5%	Sole

LOS ANGELES CAPITAL MANAGEMENT LLC

$1,580,875

0.10%

32,535

XTX Topco Ltd

$1,443,754

0.09%

29,713

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	29,713	$1,443,754	100.0%	Defined

Walleye Trading LLC

$1,347,157

0.09%

27,725

CITADEL ADVISORS LLC

$1,345,943

0.09%

27,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	27,700	$1,345,943	100.0%	Defined

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$1,329,082

0.08%

27,353

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,311,930

0.08%

27,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	27,000	$1,311,930	100.0%	Other

Cerity Partners LLC

$1,229,860

0.08%

25,311

Susquehanna Portfolio Strategies, LLC

$1,217,568

0.08%

25,058

Legal & General Group Plc

$1,190,940

0.08%

24,510

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	3,400	$165,206	13.9%	Defined
Legal & General Investment Management Ltd joint	21,110	$1,025,734	86.1%	Defined

BNP PARIBAS ARBITRAGE, SA

$1,172,428

0.07%

24,129

Quantinno Capital Management LP

$1,142,933

0.07%

23,522

Y-Intercept (Hong Kong) Ltd

$1,117,250

0.07%

47,261

VANGUARD ASSET MANAGEMENT, Ltd

$1,112,613

0.07%

22,898

Showing the top 100 of 224 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1667011 CUSIP 04302A104 13F (30d) 17 filings 17 filers Visit website Investor relations