IMAX · Imax Corp · Holdings

$52.44 +0.77 (+1.49%) At close · Oct 20

Russell 2000 member Rebalance outlook locked

Market Cap

$2.88B

54.84M

Volume · Oct 20 967.92K Avg daily vol (3M) 1.25M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of IMAX: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 269

Total Value: $2,136,755,142

Total Shares: 52,530,504

Showing 1–100 of 278 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding IMAX

All superinvestors →

Mario Gabelli $2,232,160

Holder Concentration

Across 260 13F filers

Top Holder

9.8%

of institutional value

Top 5

30.9%

of institutional value

Top 10

49.2%

of institutional value

HHI

334

Broadly held

Who Holds IMAX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 256 filers, like-for-like change +4.2%; actively managed books +1.3%; index-like books +22.4%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	44.3%	129	+5.9%	18	23
Exempt adviser	1.9%	3	+3.1%	1	2
Adviser	9.4%	9	-12.2%	0	1
Bank	8.3%	19	+15.5%	4	0
Insurer	0.4%	2	+11.5%	0	0
Broker-dealer	0.1%	2	+140.6%	1	0
Benefit plan	0.9%	6	+42.6%	0	0
Non-US	0.4%	7	-34.0%	0	0
Holding company	16.1%	8	+8.6%	0	1
Unknown	18.0%	71	+1.6%	15	10

Style	Share	Filers	Change	New	Exited
Index-like	16.6%	28	+22.4%	1	1
Systematic-like	4.4%	21	-30.7%	7	8
Concentrated	1.9%	28	+14.2%	5	3
Diversified active	77.2%	179	+3.7%	26	25
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	41.2%	135	+12.0%	16	9
Medium turnover	46.4%	71	+11.6%	7	11
High turnover	4.8%	30	-42.1%	13	16
Unknown	7.6%	20	-18.1%	3	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	8.7%	32	-16.3%	14	9
Medium horizon	9.3%	37	+16.6%	5	6
Long horizon	51.7%	162	+10.4%	17	15
Unknown	30.3%	25	-1.5%	3	7
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	3.8%	45	-20.4%	7	12
$1B to $10B	8.2%	72	-5.1%	18	15
$10B to $100B	42.0%	73	+7.5%	11	9
$100B or more	46.0%	66	+5.8%	3	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.3%	60	-9.5%	7	10
Pooled investment vehicles	6.1%	23	-24.8%	7	8
Registered funds and BDCs	17.1%	19	+5.7%	1	0
Pension and profit sharing plans	0.0%	3	+1130.7%	1	0
Insurance companies	0.2%	4	+13.9%	0	0
Governments and sovereign funds	1.9%	3	-10.1%	0	1
Other investment advisers	0.0%	2	-95.7%	0	2
Other	0.8%	3	-25.2%	1	1
Diversified	15.9%	12	+36.9%	1	1
Unknown	55.7%	127	+3.0%	21	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	16.9%	36	-3.6%	11	13
Private equity funds	2.5%	9	-5.6%	1	0
Venture capital funds	0.0%	2	+86.3%	0	0
Real estate funds	0.0%	3	-6.5%	0	1
Securitized asset funds	0.3%	1	+5002.8%	0	0
Other private funds	12.2%	16	+16.9%	1	1
Mixed private funds	0.1%	1	+11.6%	0	0
No private funds	14.2%	64	+9.6%	6	10
Private funds, type not stated	0.0%	0	—	0	0
Unknown	53.8%	124	+3.0%	20	12

Location	Share	Filers	Change	New	Exited
United States	83.9%	212	+5.0%	30	32
Outside the US	16.1%	44	+0.6%	9	5

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

256 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.391% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.003%

Mar 31, 2026: 0

Crowding

31.0%

of shares outstanding, 83rd percentile

Mar 31, 2026: 30.0%

Private-fund advisers

29.6%

of shares outstanding

Institutional ownership

92.5%

107.6% of the estimated free float above 100%: filers can report lent or client shares more than once

Top 10 holders

50.7%

of 13F shares, Herfindahl 0.035

Active holders

+1.3%

like-for-like share change of active filers

5% stakes on record

1 13D, 5 13G (4 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 12.0 quarters

Under 1 year 16.9% 1 to 3 years 45.7% 3 years or more 37.4% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$27.93

estimated per share

Mar 31, 2026: $26.14

Quarter-end price

$39.86

implied by 13F values

Estimated gain or loss

+42.7%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 65.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies IMAX's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ARLO Arlo Technologies, Inc.	6	0.194
2	PKOH Park Ohio Holdings Corp	3	0.182
3	FROG JFrog Ltd	8	0.164
4	SMP Standard Motor Products, Inc.	3	0.163
5	LTH Life Time Group Holdings, Inc.	7	0.160
6	RSI Rush Street Interactive, Inc.	5	0.159
7	NPKI NPK International Inc.	5	0.159
8	RYAM Rayonier Advanced Materials Inc.	4	0.157
9	CVLT Commvault Systems Inc	5	0.157
10	BOBS Bob's Discount Furniture, Inc.	4	0.153

Shareholder Targets

13F filers that own its peers but not IMAX, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ARLO, PKOH, FROG, SMP, LTH, RSI, NPKI, RYAM, CVLT, BOBS, AIR, MRCY, LASR, SXT, SKY, EZPW, PLMR, OSW, CDNL, UTI. 1,105 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Bain Capital Investors LLC Unknown, Concentrated	$1,508,765,280 1 held	31.3%	BOBS
2	WASATCH ADVISORS LP Registered adviser, Diversified active	$742,506,869 8 held	4.86%	FROG, SKY, ARLO
3	JANA Partners Management, LP Registered adviser, Concentrated	$484,285,998 1 held	25.5%	MRCY
4	Hood River Capital Management LLC Registered adviser, Diversified active	$465,894,218 6 held	3.39%	RSI, LTH, PLMR
5	FULLER & THALER ASSET MANAGEMENT, INC. Registered adviser, Diversified active	$463,726,398 8 held	1.27%	AIR, SKY, FROG
6	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$461,687,900 4 held	0.300%	MRCY, LTH, SKY
7	Leonard Green & Partners, L.P. Registered adviser, Unknown	$450,371,390 1 held	46.8%	LTH
8	LOOMIS SAYLES & CO L P Registered adviser, Diversified active	$433,213,772 9 held	0.550%	LTH, MRCY, AIR
9	ARIEL INVESTMENTS, LLC Registered adviser, Diversified active	$420,442,258 1 held	4.19%	OSW
10	Whale Rock Capital Management LLC Registered adviser, Diversified active	$405,181,482 1 held	3.25%	FROG

Fund Ownership of IMAX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 6.14% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	1.77%	+0.26 pp	970,626	37
Index ETFs	4.37%	+0.38 pp	2,395,746	29
Active ETFs	1.71%	-1.08 pp	940,241	15
Active funds	30.30%	+4.16 pp	16,619,597	133
Unclassified	3.72%	+3.59 pp	2,039,095	15
All registered funds	41.88%	+7.30 pp	22,965,305	229

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 139 Exempt adviser 3 Adviser 9 Bank 19 Insurer 2 Broker-dealer 2 Benefit plan 6 Non-US 7 Holding company 8 Unknown 74

Showing 100 of 278

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Orbis Allan Gray Ltd

$205,261,262

9.61%

5,149,555

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ORBIS INVESTMENT MANAGEMENT LTD	5,129,735	$204,471,237	99.6%	Defined
Held directly	19,820	$790,025	0.4%	Defined

CONGRESS ASSET MANAGEMENT CO

$139,288,228

6.52%

2,541,756

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$117,055,307

5.48%

2,936,661

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	2,936,661	$117,055,307	100.0%	Defined

BlackRock, Inc.

$115,880,665

5.42%

2,907,192

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	45,990	$1,833,161	1.6%	Sole
BlackRock Investment Management (Australia) Ltd	10	$398	0.0%	Sole
BlackRock Asset Management Canada Ltd	18,777	$748,451	0.6%	Sole
BlackRock Investment Management, LLC	126,699	$5,050,222	4.4%	Sole
BLACKROCK ADVISORS LLC	104,325	$4,158,394	3.6%	Sole
BlackRock Fund Advisors	1,782,845	$71,064,201	61.3%	Sole
BlackRock Institutional Trust Company, N.A.	618,629	$24,658,551	21.3%	Sole
BlackRock Fund Managers Ltd.	8,859	$353,119	0.3%	Sole
BlackRock Investment Management (UK) Ltd.	1,281	$51,060	0.0%	Sole
BlackRock (Netherlands) B.V.	7,882	$314,176	0.3%	Sole
BlackRock Asset Management Ireland Ltd	135,486	$5,400,471	4.7%	Sole
BlackRock Life Ltd	360	$14,349	0.0%	Sole
BlackRock Asset Management Schweiz AG	7,296	$290,818	0.3%	Sole
Aperio Group, LLC	48,753	$1,943,294	1.7%	Sole

WESTFIELD CAPITAL MANAGEMENT CO LP

$105,788,998

4.95%

2,654,014

Driehaus Capital Management LLC

$93,291,333

4.37%

2,340,475

FMR LLC

$92,570,862

4.33%

2,322,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	979,488	$39,042,391	42.2%	Defined
STRATEGIC ADVISERS LLC	1,095	$43,646	0.0%	Defined
Fidelity Institutional Asset Management Trust Co	686,178	$27,351,055	29.5%	Defined
FIAM LLC	655,639	$26,133,770	28.2%	Defined

AMERIPRISE FINANCIAL INC

$70,603,896

3.30%

1,771,297

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	1,458,879	$58,150,916	82.4%	Defined
Ameriprise Trust Co	88,603	$3,531,715	5.0%	Defined
Threadneedle Asset Management Holdings LTD	222,163	$8,855,417	12.5%	Defined
Ameriprise Financial Services, LLC	1,652	$65,848	0.1%	Defined

GOLDMAN SACHS GROUP INC

$65,971,727

3.09%

1,655,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	33,120	$1,320,163	2.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,604,869	$63,970,078	97.0%	Defined
Goldman Sachs Trust Company, N.A. joint	17,097	$681,486	1.0%	Other

JPMORGAN CHASE & CO

$57,821,949

2.71%

1,450,626

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	112,951	$4,502,226	7.8%	Defined
J.P. Morgan Investment Management Inc.	952,922	$37,983,470	65.7%	Defined
J.P. Morgan Securities LLC	3,888	$154,975	0.3%	Defined
J.P. Morgan Securities plc	80,297	$3,200,638	5.5%	Defined
JPMorgan Asset Management (UK) Ltd	300,568	$11,980,640	20.7%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$57,711,739

2.70%

1,447,861

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	37,878	$1,509,817	2.6%	Defined
Held directly	1,409,983	$56,201,922	97.4%	Sole

ROYCE & ASSOCIATES LP

$53,541,068

2.51%

1,343,228

DIMENSIONAL FUND ADVISORS LP

$50,456,499

2.36%

1,265,843

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	5,668	$225,926	0.4%	Defined
DFA Australia Ltd.	19,052	$759,412	1.5%	Defined
Dimensional Fund Advisors Pte. Ltd.	551	$21,962	0.0%	Defined
Dimensional Ireland Ltd	45,959	$1,831,925	3.6%	Defined
Held directly	1,194,613	$47,617,274	94.4%	Sole

VICTORY CAPITAL MANAGEMENT INC

$40,267,487

1.88%

1,010,223

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VOYA INVESTMENTS, LLC	36,334	$1,448,273	3.6%	Other
Northern Trust Investments, Inc	12,451	$496,296	1.2%	Other
Held directly	961,438	$38,322,918	95.2%	Sole

STATE STREET CORP

$38,415,513

1.80%

963,761

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	963,761	$38,415,513	100.0%	Defined

MARSHALL WACE, LLP

$33,523,654

1.57%

841,035

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	798,573	$31,831,119	95.0%	Other
Marshall Wace Middle East Ltd	42,462	$1,692,535	5.0%	Other

EMERALD ADVISERS, LLC

$33,002,684

1.54%

827,965

WELLINGTON MANAGEMENT GROUP LLP

$31,895,691

1.49%

800,193

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	360,125	$14,354,582	45.0%	Defined
Wellington Management Singapore Pte. Ltd.	38,126	$1,519,702	4.8%	Defined
Wellington Management International Ltd	29,121	$1,160,763	3.6%	Defined
Wellington Trust Company, NA joint	370,645	$14,773,909	46.3%	Defined
Wellington Management Australia Pty Ltd	2,176	$86,735	0.3%	Defined

Nuveen, LLC

$28,997,870

1.36%

727,493

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	209,161	$8,337,157	28.8%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	375,383	$14,962,766	51.6%	Defined
TEACHERS ADVISORS, LLC joint	142,949	$5,697,947	19.6%	Defined

LORD, ABBETT & CO. LLC

$26,766,109

1.25%

671,503

Nantahala Capital Management, LLC

$26,228,238

1.23%

658,009

GEODE CAPITAL MANAGEMENT, LLC

$24,261,186

1.14%

608,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	66,151	$2,636,778	10.9%	Defined
Held directly	542,509	$21,624,408	89.1%	Defined

Pembroke Management, LTD

$21,196,870

0.99%

531,783

VANGUARD PORTFOLIO MANAGEMENT LLC

$21,147,364

0.99%

530,541

EMERALD MUTUAL FUND ADVISERS TRUST

$20,965,801

0.98%

525,986

RAYMOND JAMES FINANCIAL INC

$20,177,769

0.94%

506,216

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	72,956	$2,908,026	14.4%	Defined
Raymond James Financial Services Advisors, Inc.	2,177	$86,775	0.4%	Defined
EAGLE ASSET MANAGEMENT INC	431,083	$17,182,968	85.2%	Defined

D. E. Shaw & Co., Inc.

$19,728,786

0.92%

494,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	494,952	$19,728,786	100.0%	Defined

AXIOM INVESTORS LLC /DE

$19,163,292

0.90%

480,765

Point72 Asset Management, L.P.

$17,538,400

0.82%

440,000

BANK OF AMERICA CORP /DE/

$17,419,735

0.82%

437,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	66,270	$2,641,522	15.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	30,034	$1,197,155	6.9%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	340,719	$13,581,058	78.0%	Defined

AMERICAN CENTURY COMPANIES INC

$15,576,411

0.73%

390,778

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	390,778	$15,576,411	100.0%	Defined

WELLS FARGO & COMPANY/MN

$14,127,976

0.66%

354,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	265,598	$10,586,736	74.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	40,611	$1,618,754	11.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	43,825	$1,746,864	12.4%	Defined
Wells Fargo Securities, LLC	4,211	$167,850	1.2%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	195	$7,772	0.1%	Defined

BARCLAYS PLC

$14,030,720

0.66%

352,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	352,000	$14,030,720	100.0%	Defined

NORTHERN TRUST CORP

$13,187,758

0.62%

330,852

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	290,455	$11,577,535	87.8%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	33,268	$1,326,062	10.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	7,129	$284,161	2.2%	Other

OBERWEIS ASSET MANAGEMENT INC/

$13,015,844

0.61%

326,539

SEI INVESTMENTS CO

$11,939,903

0.56%

299,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	12,362	$492,749	4.1%	Sole
SEI TRUST CO	287,184	$11,447,154	95.9%	Sole

TWO SIGMA INVESTMENTS, LP

$11,217,441

0.52%

281,421

PRIMECAP MANAGEMENT CO/CA/

$10,901,710

0.51%

273,500

RENAISSANCE GROUP LLC

$10,848,098

0.51%

272,155

BARCLAYS PLC

$10,031,605

0.47%

251,671

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	241,126	$9,611,282	95.8%	Defined
BARCLAYS CAPITAL INC.	8,521	$339,647	3.4%	Defined
Barclays Investment Solutions Ltd	2,024	$80,676	0.8%	Defined

NOMURA HOLDINGS INC

$9,632,009

0.45%

241,646

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	241,646	$9,632,009	100.0%	Defined

Pier Capital, LLC

$9,480,980

0.44%

237,857

MORGAN STANLEY

$9,262,823

0.43%

232,384

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	28	$1,116	0.0%	Defined
MORGAN STANLEY & CO. LLC	21,941	$874,568	9.4%	Defined
Morgan Stanley Canada LTD	1,140	$45,440	0.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	77,838	$3,102,622	33.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	59,517	$2,372,347	25.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	71,920	$2,866,730	30.9%	Defined

OSAIC HOLDINGS, INC.

$8,897,708

0.42%

223,224

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,700	$107,622	1.2%	Defined
CW Advisors, LLC	220,324	$8,782,114	98.7%	Sole
Osaic Advisory Services, LLC	200	$7,972	0.1%	Defined

MARSICO CAPITAL MANAGEMENT LLC

$8,749,389

0.41%

219,503

PRINCIPAL FINANCIAL GROUP INC

$8,549,212

0.40%

214,481

Squarepoint Ops LLC

$8,306,863

0.39%

208,401

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	208,401	$8,306,863	100.0%	Defined

HBK INVESTMENTS L P

$8,058,097

0.38%

202,160

Decker Retirement Planning Inc.

$7,766,256

0.36%

141,720

STATE OF WISCONSIN INVESTMENT BOARD

$7,278,635

0.34%

182,605

JUPITER ASSET MANAGEMENT LTD

$6,866,083

0.32%

172,255

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jupiter Investment Management Limited	82,458	$3,286,775	47.9%	Defined
Held directly	89,797	$3,579,308	52.1%	Sole

ENVESTNET ASSET MANAGEMENT INC

$6,426,109

0.30%

161,217

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$6,357,670

0.30%

159,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	159,500	$6,357,670	100.0%	Other

Prospect Capital Advisors, LLC

$6,226,132

0.29%

156,200

1492 Capital Management LLC

$6,064,539

0.28%

152,146

FIRST WILSHIRE SECURITIES MANAGEMENT INC

$5,914,665

0.28%

148,386

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$5,613,798

0.26%

140,838

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	2,760	$110,013	2.0%	Defined
UBS Asset Management Switzerland AG	90,433	$3,604,658	64.2%	Defined
UBS Asset Management (UK) Ltd.	36,698	$1,462,781	26.1%	Defined
Held directly	10,947	$436,346	7.8%	Defined

Bank of New York Mellon Corp

$5,511,797

0.26%

138,279

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	61,825	$2,464,344	44.7%	Defined
The Bank of New York Mellon	73,274	$2,920,701	53.0%	Defined
BNY Mellon, NA joint	649	$25,868	0.5%	Defined
BNY Mellon Advisors, Inc.	2,529	$100,805	1.8%	Defined
Held directly	2	$79	0.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,492,708

0.26%

137,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	137,800	$5,492,708	100.0%	Other

JANE STREET GROUP, LLC

$5,484,736

0.26%

137,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	137,600	$5,484,736	100.0%	Defined

STRS OHIO

$5,466,799

0.26%

137,150

UBS Group AG

$5,247,408

0.25%

131,646

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	56,766	$2,262,692	43.1%	Defined
UBS AG	26,441	$1,053,938	20.1%	Defined
UBS Switzerland AG	48,439	$1,930,778	36.8%	Defined

GW&K Investment Management, LLC

$5,171,715

0.24%

129,747

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$4,880,059

0.23%

122,430

WILSON ASSET MANAGEMENT (INTERNATIONAL) PTY LTD

$4,582,823

0.21%

114,973

CSM Advisors, LLC

$4,579,714

0.21%

114,895

Susquehanna Portfolio Strategies, LLC

$4,511,753

0.21%

113,190

Thrivent Financial for Lutherans

$4,492,619

0.21%

112,710

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	89,259	$3,557,863	79.2%	Defined
Held directly	23,451	$934,756	20.8%	Sole

Beartown Capital Management, LLC

$4,384,600

0.21%

110,000

RENAISSANCE TECHNOLOGIES LLC

$3,946,140

0.18%

99,000

CONNORS INVESTOR SERVICES INC

$3,843,420

0.18%

96,423

K2 PRINCIPAL FUND, L.P.

$3,710,966

0.17%

93,100

Manatuck Hill Partners, LLC

$3,679,078

0.17%

92,300

Swiss National Bank

$3,575,442

0.17%

89,700

GABELLI FUNDS LLC

$3,467,820

0.16%

87,000

CITADEL ADVISORS LLC

$3,244,604

0.15%

81,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	81,400	$3,244,604	100.0%	Defined

Knights of Columbus Asset Advisors LLC

$3,195,934

0.15%

80,179

MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC

$3,140,130

0.15%

78,779

Sowell Financial Services LLC

$3,107,050

0.15%

56,698

ROYAL BANK OF CANADA

$3,076,233

0.14%

77,176

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,386	$55,245	1.8%	Defined
RBC Capital Markets, LLC	68,490	$2,730,011	88.7%	Defined
RBC Dominion Securities Inc.	170	$6,776	0.2%	Defined
Held directly	7,130	$284,201	9.2%	Sole

SIT INVESTMENT ASSOCIATES INC

$3,063,241

0.14%

76,850

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	76,850	$3,063,241	100.0%	Sole

NORDEA INVESTMENT MANAGEMENT AB

$2,719,527

0.13%

68,227

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	11,079	$441,608	16.2%	Defined
Nordea Investment Funds S.A.	57,148	$2,277,919	83.8%	Defined

Trexquant Investment LP

$2,597,556

0.12%

65,167

JANE STREET GROUP, LLC

$2,559,012

0.12%

64,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	64,200	$2,559,012	100.0%	Defined

RHUMBLINE ADVISERS

$2,446,487

0.11%

61,377

LPL Financial LLC

$2,417,269

0.11%

60,644

BECKER CAPITAL MANAGEMENT INC

$2,381,635

0.11%

59,750

CITADEL ADVISORS LLC

$2,339,782

0.11%

58,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	58,700	$2,339,782	100.0%	Defined

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$2,273,335

0.11%

57,033

BANK OF MONTREAL /CAN/

$2,232,160

0.10%

56,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO CAPITAL MARKETS CORP.	56,000	$2,232,160	100.0%	Defined

GAMCO INVESTORS, INC. ET AL

$2,232,160

0.10%

56,000

Aquatic Capital Management LLC

$2,230,605

0.10%

55,961

Jump Financial, LLC

$2,156,426

0.10%

54,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	54,100	$2,156,426	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$2,148,174

0.10%

53,893

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	53,893	$2,148,174	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,104,727

0.10%

52,803

DEUTSCHE BANK AG\

$1,977,095

0.09%

49,601

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	868	$34,598	1.7%	Defined
DWS Investments UK Ltd	48,733	$1,942,497	98.3%	Defined

STIFEL FINANCIAL CORP

$1,898,172

0.09%

47,621

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	47,061	$1,875,851	98.8%	Defined
Stifel Independent Advisors, LLC	113	$4,504	0.2%	Defined
1919 Investment Counsel, LLC	400	$15,944	0.8%	Defined
Held directly	47	$1,873	0.1%	Defined

Hedges Asset Management LLC

$1,879,399

0.09%

47,150

BNP PARIBAS ARBITRAGE, SA

$1,871,267

0.09%

46,946

Uniplan Investment Counsel, Inc.

$1,869,912

0.09%

46,912

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Key facts CIK 921582 CUSIP 45245E109 13F (30d) 34 filings 34 filers Visit website Investor relations