NEO · Neogenomics Inc · Holdings

$17.30 +0.03 (+0.17%) Earnings today Q2 2026 earnings call transcript

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$2.22B

128.48M

Volume · Oct 28 2.57M Avg daily vol (3M) 2.18M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NEO: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 276

Total Value: $2,262,235,769

Total Shares: 154,689,506

Showing 1–100 of 284 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding NEO

All superinvestors →

Mario Gabelli $1,459,000

Holder Concentration

Across 269 13F filers

Top Holder

13.5%

of institutional value

Top 5

38.9%

of institutional value

Top 10

55.4%

of institutional value

HHI

456

Broadly held

Who Holds NEO

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 266 filers, like-for-like change +8.1%; actively managed books +10.2%; index-like books +3.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	58.9%	132	+10.7%	31	28
Adviser	6.7%	7	+40.9%	1	0
Bank	8.5%	18	+1.4%	1	1
Insurer	0.5%	3	+1.8%	1	0
Broker-dealer	0.0%	2	+60.1%	1	0
Benefit plan	0.3%	3	-12.7%	0	0
Non-US	0.8%	10	+1.3%	0	0
Holding company	18.5%	10	+3.7%	2	0
Exempt adviser	0.0%	0	-100.0%	0	4
Unknown	5.7%	81	-11.6%	17	9

Style	Share	Filers	Change	New	Exited
Index-like	32.2%	32	+3.6%	0	1
Systematic-like	4.2%	9	-22.0%	5	10
Concentrated	9.3%	44	+20.7%	13	8
Diversified active	54.3%	180	+12.1%	35	23
Unknown	0.1%	1	new	1	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	42.9%	157	+4.3%	20	9
Medium turnover	35.8%	60	+21.5%	14	11
High turnover	6.5%	27	-25.7%	16	21
Unknown	14.8%	22	+12.5%	4	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	15.7%	34	+14.0%	15	10
Medium horizon	20.0%	40	+5.4%	12	9
Long horizon	46.2%	183	+9.5%	23	16
Unknown	18.1%	9	+3.0%	4	7
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.2%	46	-17.6%	13	10
$1B to $10B	23.2%	68	-3.9%	16	16
$10B to $100B	14.7%	85	+17.6%	19	14
$100B or more	61.0%	67	+11.9%	6	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	6.0%	68	+7.3%	16	6
Pooled investment vehicles	24.3%	21	+8.4%	13	15
Registered funds and BDCs	21.9%	15	+13.4%	0	3
Pension and profit sharing plans	0.2%	3	+7.6%	0	0
Insurance companies	0.1%	3	-53.3%	0	0
Governments and sovereign funds	0.5%	3	+90.2%	1	0
Other investment advisers	0.0%	3	-28.9%	0	1
Other	0.1%	1	-1.0%	0	0
Diversified	5.9%	15	+16.6%	1	2
Corporations	0.0%	0	-100.0%	0	1
Unknown	41.1%	134	+4.5%	23	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	36.6%	35	+17.6%	13	23
Private equity funds	0.2%	9	+24.5%	1	0
Venture capital funds	0.0%	1	+397.4%	0	0
Real estate funds	0.0%	5	+45.0%	2	0
Securitized asset funds	0.2%	1	-0.6%	0	0
Other private funds	4.9%	12	+3.9%	0	0
Mixed private funds	0.1%	2	-89.9%	1	1
No private funds	16.9%	67	+6.4%	14	7
Private funds, type not stated	0.0%	0	-100.0%	0	1
Unknown	41.1%	134	+5.0%	23	10

Location	Share	Filers	Change	New	Exited
United States	92.8%	224	+7.5%	45	36
Outside the US	7.2%	42	+15.7%	9	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 4 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

266 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.88% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

58.8%

of 13F shares, Herfindahl 0.050

Active holders

+10.2%

like-for-like share change of active filers

5% stakes on record

0 13D, 7 13G (7 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 12.2 quarters

Under 1 year 31.9% 1 to 3 years 27.2% 3 years or more 40.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $1,587,439 (2 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$10.66

estimated per share

Mar 31, 2026: $10.73

Quarter-end price

$14.59

implied by 13F values

Estimated gain or loss

+36.9%

price against the estimated cost

Estimated at a loss

7.78%

of costed 13F value

Estimated cost covers 41.9% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NEO's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	TLSI TriSalus Life Sciences, Inc.	4	0.276
2	NPCE NeuroPace Inc	3	0.247
3	CMT Core Molding Technologies Inc	3	0.231
4	LGCY Legacy Education Inc.	3	0.218
5	AXGN Axogen, Inc.	6	0.215
6	SIBN SI-BONE, Inc.	4	0.212
7	KRMD KORU Medical Systems, Inc.	3	0.207
8	LUNG Pulmonx Corp	3	0.207
9	SOPH SOPHiA GENETICS SA	3	0.182
10	KIDS Orthopediatrics Corp	3	0.164

Shareholder Targets

13F filers that own its peers but not NEO, quarter ended Jun 30, 2026

Found through its holder-overlap peers: TLSI, NPCE, CMT, LGCY, AXGN, SIBN, KRMD, LUNG, SOPH, KIDS, TNDM, INSP, TECX, ATRC, EWTX, NEOG, TWST, ATEC, WGS, VCYT. 757 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Artisan Partners Limited Partnership Registered adviser, Diversified active	$875,330,105 4 held	1.43%	TWST, VCYT, INSP
2	ARK Investment Management LLC Registered adviser, Diversified active	$713,464,408 3 held	4.62%	TWST, VCYT, WGS
3	ORBIMED ADVISORS LLC Registered adviser, Diversified active	$662,223,273 3 held	13.1%	EWTX, NPCE, TECX
4	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$526,893,398 11 held	0.090%	VCYT, INSP, ATRC
5	Paradigm Biocapital Advisors LP Registered adviser, Concentrated	$415,053,936 1 held	7.77%	EWTX
6	WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC Registered adviser, Diversified active	$403,954,691 3 held	1.21%	TWST, WGS, VCYT
7	RA CAPITAL MANAGEMENT, L.P. Registered adviser, Concentrated	$340,996,619 1 held	2.96%	EWTX
8	Corvex Management LP Registered adviser, Concentrated	$328,460,730 1 held	10.2%	WGS
9	CITADEL ADVISORS LLC Registered adviser, Systematic-like	$318,698,417 17 held	0.190%	TWST, AXGN, WGS
10	Casdin Capital, LLC Registered adviser, Concentrated	$270,724,376 2 held	13.6%	WGS, VCYT

Fund Ownership of NEO by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 36.36% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	5.00%	+0.53 pp	6,423,363	77
Index ETFs	31.36%	+3.68 pp	40,285,654	62
Active ETFs	1.08%	+0.14 pp	1,389,014	13
Active funds	10.68%	+1.76 pp	13,726,146	85
Unclassified	0.21%	+0.18 pp	267,401	8
All registered funds	48.33%	+6.29 pp	62,091,578	245

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 140 Adviser 7 Bank 18 Insurer 3 Broker-dealer 2 Benefit plan 3 Non-US 10 Holding company 10 Unknown 83

Showing 100 of 284

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$304,469,395

13.46%

20,868,362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	134,523	$1,962,690	0.6%	Sole
BlackRock Investment Management (Australia) Ltd	433	$6,317	0.0%	Sole
BlackRock Asset Management Canada Ltd	51,948	$757,921	0.2%	Sole
BlackRock Investment Management, LLC	403,101	$5,881,243	1.9%	Sole
BLACKROCK ADVISORS LLC	419,312	$6,117,762	2.0%	Sole
BlackRock Fund Advisors	14,448,320	$210,800,988	69.2%	Sole
BlackRock Institutional Trust Company, N.A.	4,165,790	$60,778,876	20.0%	Sole
BlackRock Japan Co. Ltd	532	$7,761	0.0%	Sole
BlackRock Fund Managers Ltd.	24,641	$359,512	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	60,862	$887,976	0.3%	Sole
BlackRock (Netherlands) B.V.	406,024	$5,923,890	1.9%	Sole
BlackRock Asset Management Ireland Ltd	541,933	$7,906,802	2.6%	Sole
BlackRock (Luxembourg) S.A.	3,572	$52,115	0.0%	Sole
BlackRock Life Ltd	841	$12,270	0.0%	Sole
BlackRock Asset Management Schweiz AG	22,851	$333,396	0.1%	Sole
Aperio Group, LLC	183,568	$2,678,257	0.9%	Sole
SpiderRock Advisors, LLC	111	$1,619	0.0%	Sole

First Light Asset Management, LLC

$179,158,240

7.92%

12,279,523

FIRST TRUST ADVISORS LP

$147,552,477

6.52%

10,113,261

Greenhouse Funds LLLP

$125,097,723

5.53%

8,574,210

VANGUARD PORTFOLIO MANAGEMENT LLC

$117,615,271

5.20%

8,061,362

VANGUARD CAPITAL MANAGEMENT LLC

$84,082,418

3.72%

5,763,017

STATE STREET CORP

$78,257,608

3.46%

5,363,784

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	5,363,784	$78,257,608	100.0%	Defined

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$73,501,312

3.25%

5,037,787

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	5,037,787	$73,501,312	100.0%	Defined

BRAIDWELL LP

$71,756,567

3.17%

4,918,202

SCHRODER INVESTMENT MANAGEMENT GROUP

$63,362,662

2.80%

4,342,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management North America Inc.	4,342,883	$63,362,662	100.0%	Sole

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$50,558,727

2.23%

3,465,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	3,465,300	$50,558,727	100.0%	Other

GEODE CAPITAL MANAGEMENT, LLC

$50,016,314

2.21%

3,428,123

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	486,114	$7,092,403	14.2%	Defined
Held directly	2,942,009	$42,923,911	85.8%	Defined

MILLENNIUM MANAGEMENT LLC

$44,930,517

1.99%

3,079,542

TORONTO DOMINION BANK

$43,770,000

1.93%

3,000,000

LOOMIS SAYLES & CO L P

$37,025,290

1.64%

2,537,717

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LOOMIS SAYLES TRUST COMPANY, LLC	424,043	$6,186,787	16.7%	Defined
Held directly	2,113,674	$30,838,503	83.3%	Defined

Driehaus Capital Management LLC

$36,604,048

1.62%

2,508,845

BANK OF AMERICA CORP /DE/

$35,546,038

1.57%

2,436,329

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	152,252	$2,221,356	6.2%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	21,092	$307,732	0.9%	Defined
BOFA SECURITIES, INC.	15,818	$230,784	0.6%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	2,247,167	$32,786,166	92.2%	Defined

DIMENSIONAL FUND ADVISORS LP

$35,007,404

1.55%

2,399,411

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	24,203	$353,121	1.0%	Defined
DFA Australia Ltd.	38,830	$566,529	1.6%	Defined
Dimensional Fund Advisors Pte. Ltd.	719	$10,490	0.0%	Defined
Dimensional Ireland Ltd	101,682	$1,483,540	4.2%	Defined
Held directly	2,233,977	$32,593,724	93.1%	Sole

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$34,896,128

1.54%

2,391,784

AMERICAN CAPITAL MANAGEMENT INC

$32,648,145

1.44%

2,237,707

UBS Group AG

$32,581,658

1.44%

2,233,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	2,233,150	$32,581,658	100.0%	Defined

D. E. Shaw & Co., Inc.

$32,021,518

1.42%

2,194,758

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	1,914,932	$27,938,857	87.3%	Defined
D. E. Shaw Investment Management, L.L.C. joint	279,826	$4,082,661	12.7%	Defined

SAMLYN CAPITAL, LLC

$31,096,205

1.37%

2,131,337

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SAMLYN ONSHORE FUND, LP joint	343,700	$5,014,583	16.1%	Defined
Samlyn Offshore Master Fund, Ltd.	813,527	$11,869,358	38.2%	Defined
Samlyn Net Neutral Master Fund, Ltd.	757,230	$11,047,985	35.5%	Defined
Samlyn Long Alpha Master Fund, Ltd.	216,880	$3,164,279	10.2%	Defined

GW&K Investment Management, LLC

$31,068,251

1.37%

2,129,421

Aberdeen Group plc

$28,180,949

1.25%

1,931,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
abrdn Inc.	1,931,525	$28,180,949	100.0%	Defined

MORGAN STANLEY

$27,693,682

1.22%

1,898,128

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,349	$19,681	0.1%	Defined
MORGAN STANLEY & CO. LLC	48,045	$700,976	2.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	917,709	$13,389,374	48.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	65,432	$954,652	3.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	535,485	$7,812,725	28.2%	Defined
EATON VANCE MANAGEMENT	213,203	$3,110,631	11.2%	Defined
BOSTON MANAGEMENT & RESEARCH	116,905	$1,705,643	6.2%	Defined

GOLDMAN SACHS GROUP INC

$22,859,026

1.01%

1,566,760

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	381,075	$5,559,884	24.3%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,139,911	$16,631,301	72.8%	Defined
Goldman Sachs Trust Company, N.A. joint	45,774	$667,841	2.9%	Defined

NORTHERN TRUST CORP

$22,456,648

0.99%

1,539,181

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	1,375,929	$20,074,803	89.4%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	99,131	$1,446,321	6.4%	Defined
MASON STREET ADVISORS, LLC joint	43,783	$638,793	2.8%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	20,338	$296,731	1.3%	Other

GLENMEDE TRUST CO NA

$22,141,578

0.98%

1,517,586

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Glenmede Investment Management, LP	1,438,359	$20,985,657	94.8%	Sole
Held directly	79,227	$1,155,921	5.2%	Sole

T. Rowe Price Investment Management, Inc.

$17,746,663

0.78%

1,216,358

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$17,689,018

0.78%

1,212,407

SEGALL BRYANT & HAMILL, LLC

$15,850,517

0.70%

1,086,396

VANGUARD FIDUCIARY TRUST CO

$12,685,640

0.56%

869,475

AQR CAPITAL MANAGEMENT LLC

$12,149,308

0.54%

832,715

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	166	$2,421	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	22	$320	0.0%	Other
Arax Advisory Partners	8,180	$119,346	1.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	4,564	$66,588	0.5%	Other
Stokes Family Office, LLC	2,864	$41,785	0.3%	Other
Held directly	816,919	$11,918,848	98.1%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$11,709,889

0.52%

802,597

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	802,422	$11,707,336	100.0%	Sole
Held directly	175	$2,553	0.0%	Sole

FIDEURAM - INTESA SANPAOLO PRIVATE BANKING S.P.A.

$11,379,876

0.50%

619,819

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Intesa Sanpaolo S.p.A.	619,819	$11,379,876	100.0%	Defined

Bank of New York Mellon Corp

$10,743,606

0.47%

736,368

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	380,736	$5,554,938	51.7%	Defined
BNY Mellon Investment Adviser, Inc.	106,100	$1,547,999	14.4%	Defined
The Bank of New York Mellon	244,488	$3,567,079	33.2%	Defined
BNY Mellon, NA joint	1,750	$25,532	0.2%	Defined
BNY Mellon Advisors, Inc.	3,283	$47,898	0.4%	Defined
Held directly	11	$160	0.0%	Defined

CITIGROUP INC

$9,748,716

0.43%

668,178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	848	$12,372	0.1%	Defined
Citigroup Financial Products Inc. joint	667,330	$9,736,344	99.9%	Defined

PRINCIPAL FINANCIAL GROUP INC

$9,189,161

0.41%

629,826

HighMark Wealth Management LLC

$8,936,871

0.40%

612,534

Invesco Ltd.

$8,754,552

0.39%

600,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	49,221	$718,133	8.2%	Defined
Invesco Trust Co joint	52,537	$766,514	8.8%	Defined
Invesco Capital Management LLC	498,280	$7,269,905	83.0%	Defined

JPMORGAN CHASE & CO

$8,478,116

0.37%

581,091

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	60,353	$880,550	10.4%	Defined
J.P. Morgan Investment Management Inc.	520,521	$7,594,401	89.6%	Defined
J.P. Morgan Securities LLC	151	$2,203	0.0%	Defined
J.P. Morgan Securities plc	66	$962	0.0%	Defined

UBS Group AG

$8,391,671

0.37%

575,166

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	32,885	$479,792	5.7%	Defined
UBS AG	532,381	$7,767,438	92.6%	Defined
UBS Switzerland AG	9,900	$144,441	1.7%	Defined

JUPITER ASSET MANAGEMENT LTD

$7,841,935

0.35%

537,487

Public Sector Pension Investment Board

$6,526,544

0.29%

447,330

Trexquant Investment LP

$6,358,073

0.28%

435,783

Nuveen, LLC

$6,172,298

0.27%

423,050

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	19,493	$284,402	4.6%	Defined
TEACHERS ADVISORS, LLC joint	403,557	$5,887,896	95.4%	Defined

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$5,219,247

0.23%

357,728

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,898	$27,691	0.5%	Defined
UBS Asset Management Switzerland AG	239,472	$3,493,895	66.9%	Defined
UBS Asset Management (UK) Ltd.	93,008	$1,356,986	26.0%	Defined
Held directly	23,350	$340,675	6.5%	Defined

Granite Investment Partners, LLC

$5,181,507

0.23%

355,141

AMERIPRISE FINANCIAL INC

$4,625,861

0.20%

317,057

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	316,917	$4,623,819	100.0%	Defined
Ameriprise Financial Services, LLC	140	$2,042	0.0%	Defined

RHUMBLINE ADVISERS

$4,624,081

0.20%

316,935

SG Americas Securities, LLC

$4,489,649

0.20%

307,721

Legal & General Group Plc

$4,317,500

0.19%

295,922

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	199,294	$2,907,699	67.3%	Defined
Legal & General Investment Management Ltd joint	96,628	$1,409,801	32.7%	Defined

Weiss Asset Management LP

$4,171,558

0.18%

285,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WEISS ANDREW M joint	285,919	$4,171,558	100.0%	Defined

SEI INVESTMENTS CO

$3,974,505

0.18%

272,413

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	229	$3,341	0.1%	Sole
SEI TRUST CO	272,184	$3,971,164	99.9%	Sole

WELLS FARGO & COMPANY/MN

$3,860,397

0.17%

264,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	116,568	$1,700,727	44.1%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	10,900	$159,031	4.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	3,946	$57,572	1.5%	Defined
Wells Fargo Securities, LLC	133,178	$1,943,067	50.3%	Defined

Swiss National Bank

$3,800,695

0.17%

260,500

SUSQUEHANNA ADVISORS GROUP, INC.

$3,770,056

0.17%

258,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CAPITAL VENTURES INTERNATIONAL	258,400	$3,770,056	100.0%	Other

STATE OF WISCONSIN INVESTMENT BOARD

$3,680,108

0.16%

252,235

Bullseye Asset Management LLC

$3,478,883

0.15%

238,443

Universal- Beteiligungs- und Servicegesellschaft mbH

$3,455,481

0.15%

236,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	236,839	$3,455,481	100.0%	Defined

FMR LLC

$3,416,248

0.15%

234,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	233,655	$3,409,026	99.8%	Defined
STRATEGIC ADVISERS LLC	495	$7,222	0.2%	Defined

Squarepoint Ops LLC

$3,239,505

0.14%

222,036

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	222,036	$3,239,505	100.0%	Defined

HARBOR CAPITAL ADVISORS, INC.

$3,212,651

0.14%

174,981

ExodusPoint Capital Management, LP

$3,128,810

0.14%

214,449

PRICE T ROWE ASSOCIATES INC /MD/

$2,793,926

0.12%

191,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	191,496	$2,793,926	100.0%	Defined

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$2,742,616

0.12%

149,380

PEAK6 LLC

$2,651,003

0.12%

181,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PEAK6 Investments LLC joint	181,700	$2,651,003	100.0%	Defined

FEDERATED HERMES, INC.

$2,510,063

0.11%

172,040

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED MDTA LLC	172,040	$2,510,063	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$2,339,360

0.10%

160,340

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	160,340	$2,339,360	100.0%	Defined

WHITE PINE CAPITAL LLC

$2,167,184

0.10%

148,539

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,119,255

0.09%

145,254

DEUTSCHE BANK AG\

$2,066,103

0.09%

141,611

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	183	$2,669	0.1%	Defined
DWS Investments UK Ltd	141,428	$2,063,434	99.9%	Defined

PRUDENTIAL FINANCIAL INC

$2,017,869

0.09%

138,305

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	138,305	$2,017,869	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$1,987,158

0.09%

136,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	136,200	$1,987,158	100.0%	Defined

STEELHEAD PARTNERS LLC

$1,885,028

0.08%

129,200

BNP PARIBAS ARBITRAGE, SA

$1,787,858

0.08%

122,540

Greenhouse Funds LLLP

$1,689,522

0.07%

115,800

FRANKLIN RESOURCES INC

$1,684,968

0.07%

115,488

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	999	$14,575	0.9%	Defined
Fiduciary Trust International of the South	25,152	$366,967	21.8%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	1,801	$26,276	1.6%	Defined
FRANKLIN ADVISERS INC	87,536	$1,277,150	75.8%	Defined

PERKINS CAPITAL MANAGEMENT INC

$1,605,483

0.07%

110,040

GABELLI FUNDS LLC

$1,597,605

0.07%

109,500

ARISTEIA CAPITAL, L.L.C.

$1,571,343

0.07%

107,700

IEQ CAPITAL, LLC

$1,524,304

0.07%

104,476

Verition Fund Management LLC

$1,477,018

0.07%

101,235

GAMCO INVESTORS, INC. ET AL

$1,459,000

0.06%

100,000

XTX Topco Ltd

$1,413,552

0.06%

96,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	96,885	$1,413,552	100.0%	Defined

CANADA LIFE ASSURANCE Co

$1,405,279

0.06%

96,318

VANGUARD ASSET MANAGEMENT, Ltd

$1,403,353

0.06%

96,186

CITADEL ADVISORS LLC

$1,324,772

0.06%

90,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	90,800	$1,324,772	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$1,279,178

0.06%

87,675

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	87,675	$1,279,178	100.0%	Other

Curi Capital, LLC

$1,256,665

0.06%

86,132

Thrivent Financial for Lutherans

$1,247,532

0.06%

85,506

MetLife Investment Management, LLC

$1,120,293

0.05%

76,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	76,785	$1,120,293	100.0%	Defined

Mariner, LLC

$1,117,404

0.05%

76,587

RAYMOND JAMES FINANCIAL INC

$1,060,006

0.05%

72,653

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	6,130	$89,436	8.4%	Defined
Raymond James Financial Services Advisors, Inc.	66,523	$970,570	91.6%	Defined

Zurcher Kantonalbank (Zurich Cantonalbank)

$1,039,420

0.05%

71,242

Louisiana State Employees Retirement System

$1,004,292

0.04%

54,700

Russell Investments Group, Ltd.

$967,068

0.04%

66,283

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	66,283	$967,068	100.0%	Defined

Creative Planning

$964,062

0.04%

66,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	235	$3,428	0.4%	Defined
Held directly	65,842	$960,634	99.6%	Sole

VOYA INVESTMENT MANAGEMENT LLC

$962,429

0.04%

65,965

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	65,965	$962,429	100.0%	Defined

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Key facts CIK 1077183 CUSIP 64049M209 13F (30d) 57 filings 57 filers Visit website Investor relations