SPXX · Nuveen S&P 500 Dynamic Overwrite Fund · Shareholders & Ownership
Market Cap
$337.60M
Shares
17.98M
Volume · Oct 21
116.56K
Avg daily vol (3M)
227.03K
Every disclosed holder of SPXX in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns SPXX
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 43,765,600 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 3,328,754 | — |
| Registered funds (N-PORT, not summed) | 2,597,587 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of SPXX
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,472,863 | ||
| 2 |
First Trust Portfolios L.P.
13G
CIK 1184765 · Unknown · Mar 31, 2026
Rule 13d-1(b), qualified institution
|
3,328,754 | ||
| 3 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,440,231 | ||
| 4 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,368,022 | ||
| 5 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,997,074 | ||
| 6 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,987,730 | ||
| 6.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · May 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
1,836,056 | ||
| 7 |
Allspring Global Investments Holdings, LLC
13F
CIK 1890906 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,951,647 | ||
| 8 |
|
1,809,938 | ||
| 9 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,786,820 | ||
| 10 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,297,471 | ||
| 11 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,233,884 | ||
| 12 |
GUGGENHEIM CAPITAL LLC
13F
CIK 1283072 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
937,141 | ||
| 12.1 |
Multi-Hedge Strategies Fund
Fund
S000003747 · Registered fund · Jun 30, 2026
Rydex Variable Trust, not summed
|
1,843 | ||
| 12.2 |
Guggenheim Multi-Hedge Strategies Fund
Fund
S000003763 · Registered fund · Jun 30, 2026
Rydex Series Funds, not summed
|
657 | ||
| 13 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
600,563 | ||
| 14 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
599,022 | ||
| 15 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
539,407 | ||
| 16 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
450,007 | ||
| 17 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
436,736 | ||
| 18 |
ABSOLUTE INVESTMENT ADVISERS, LLC
13F
CIK 1316187 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
421,986 | ||
| 18.1 |
ABSOLUTE CEF OPPORTUNITIES
Fund
S000081741 · Registered fund · Jun 30, 2026
Unified Series Trust, not summed
|
12,234 | ||
| 19 |
AMERIPRISE FINANCIAL INC
13F
CIK 820027 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
420,868 | ||
| 20 |
GatePass Capital, LLC
13F
CIK 2087399 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
369,950 | ||
| 21 |
Twelve Points Wealth Management LLC
13F
CIK 1877090 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
345,118 | ||
| 22 |
Almitas Capital LLC
13F
CIK 1596468 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
326,907 | ||
| 23 |
Hennion & Walsh Asset Management, Inc.
13F
CIK 1861642 · Unknown · Sep 30, 2026
|
307,675 | ||
| 24 |
Capital Investment Advisors, LLC
13F
CIK 1582732 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
296,331 | ||
| 25 |
Janney Montgomery Scott LLC
13F
CIK 1329948 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
283,510 | ||
| 26 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
266,301 | ||
| 27 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
242,536 | ||
| 28 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
229,454 | ||
| 29 |
Logan Stone Capital, LLC
13F
CIK 1535521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
228,792 | ||
| 30 |
|
205,568 | ||
| 31 |
WOLVERINE ASSET MANAGEMENT LLC
13F
CIK 1279891 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
202,473 | ||
| 32 |
MONECO ADVISORS, LLC
13F
CIK 1765690 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
198,750 | ||
| 33 |
Bulldog Investors, LLP
13F
CIK 1504304 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
187,572 | ||
| 34 |
|
177,171 | ||
| 35 |
Sage Capital Management, LLC
13F
CIK 2030667 · Registered investment adviser · Sep 30, 2026
|
161,308 | ||
| 36 |
Altium Capital Management LLC
13F
CIK 1746382 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
157,395 | ||
| 37 |
1607 Capital Partners, LLC
13F
CIK 1436866 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
155,989 | ||
| 38 |
MML INVESTORS SERVICES, LLC
13F
CIK 701059 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
150,694 | ||
| 39 |
Shulman DeMeo Asset Management LLC
13F
CIK 1767070 · Unknown · Sep 30, 2026
|
150,411 | ||
| 40 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
141,506 | ||
| 41 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
CIK 1536186 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
139,466 | ||
| 42 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
139,122 | ||
| 43 |
Advisory Advocates, LLC
13F
CIK 2111697 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
134,599 | ||
| 44 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
134,295 | ||
| 45 |
FORTEM FINANCIAL GROUP, LLC
13F
CIK 1766509 · Registered investment adviser · Sep 30, 2026
|
116,783 | ||
| 46 |
PARK AVENUE SECURITIES LLC
13F
CIK 1071640 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
113,088 | ||
| 47 |
PMG Family Office LLC
13F
CIK 2102299 · Registered investment adviser · Sep 30, 2026
|
111,950 | ||
| 48 |
Cypress Capital Management LLC (WY)
13F
CIK 1633896 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
110,380 | ||
| 49 |
Focus Partners Wealth
13F
CIK 1542153 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
109,643 | ||
| 50 |
LIGHTHOUSE FINANCIAL SERVICES INC /ADV
13F
CIK 1068979 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
108,498 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 234 holders
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