LPL Financial LLC

Broker-dealer

CIK

1403438

Location

FORT MILL, SC

Portfolio Value

Mega $353,454,100,760

Diversification

Diversified

Filing Date

Global Rank

#36 / 8,807 ▲ 2

Top Industry

Semiconductors 13.1%

Period ended 4 months ago

Filed Aug 7, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Broker-dealer

Schedule 13G, Jul 6, 2026

Records disagree; the first in precedence decides.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 30.0%, 62.9 effective positions, active share 59.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

6.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 22.7 quarters (12+), a floor since 73.8% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 59.3%; sector active share 55.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

5,905 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

7.2%

−0.5 pts

Top 5

19.6%

+2.0 pts

Top 10

30.0%

+1.7 pts

HHI

159

Diversified+9

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	65.2%	$230,371,665,902	2,499
Technology	11.3%	$39,933,325,426	465
Financial Services	6.8%	$24,151,856,375	842
Industrials	3.4%	$11,967,627,507	430
Consumer Cyclical	2.9%	$10,176,577,091	294
Communication Services	2.8%	$9,882,245,950	121
Healthcare	2.8%	$9,737,043,597	463
Consumer Defensive	1.7%	$5,922,979,629	121
Energy	1.3%	$4,467,825,078	188
Utilities	0.9%	$3,024,624,125	92
Basic Materials	0.6%	$1,958,205,965	206
Real Estate	0.5%	$1,860,124,115	184

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+27,971,885	33,367,717	$2,874,295,142
GOVT	iShares U.S. Treasury Bond ETF	+21,722,544	162,613,206	$0
IUSB	iShares Core Universal USD Bond ETF	+14,887,671	62,170,177	$0
—		+13,567,323	16,884,985	$462,817,438
IWF	iShares Russell 1000 Growth ETF	+11,607,545	15,446,900	$0
VO	VANGUARD MID-CAP INDEX FUND	+10,791,479	14,368,916	$1,157,703,562
CGDV	Capital Group Dividend Value ETF	+9,221,800	81,072,273	$3,995,241,613
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+9,082,845	10,335,429	$1,235,290,474
TSPA	T. Rowe Price U.S. Equity Research ETF	+8,686,848	8,699,086	$413,467,557
CGMM	Capital Group U.S. Small and Mid Cap ETF	+8,256,733	21,475,187	$708,036,915
CGGR	Capital Group Growth ETF	+7,346,421	59,907,998	$2,827,657,505
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	+6,171,730	58,146,645	$1,945,586,741
TGRT	T. Rowe Price Growth ETF	+5,235,651	6,511,810	$297,719,953
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+4,986,052	48,787,074	$3,318,008,902
—		+4,786,720	22,846,738	$330,135,364
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+4,695,076	63,355,614	$5,567,691,358
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+4,678,830	5,833,591	$512,830,984
FLCB	Franklin U.S. Core Bond ETF	+4,525,436	6,372,940	$136,380,916
TVAL	T. Rowe Price Value ETF	+4,488,023	4,702,854	$196,014,954
CGCB	Capital Group Fixed Income ETF Trust	+4,413,497	32,832,622	$859,558,043
CGUS	Capital Group Core Equity ETF	+4,276,702	32,330,461	$1,438,058,905
JBND	JPMorgan Active Bond ETF	+3,958,788	20,847,585	$1,115,345,797
IDEF		+3,888,620	16,670,755	$529,796,593
CGBL	Capital Group Core Balanced ETF	+3,809,453	18,718,252	$710,544,845
CGCP	Capital Group Core Plus Income ETF	+3,757,543	33,461,676	$745,860,758
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
EFV	iShares MSCI EAFE Value ETF	−7,354,790	13,493,721	$0
IAGG	iShares Core International Aggregate Bond ETF	−7,020,133	4,005,098	$0
THRO		−5,280,386	17,008,019	$733,215,699
IEMG	iShares Trust	−4,160,035	48,071,491	$0
BINC		−3,705,428	12,071,760	$631,835,918
QUAL	iShares MSCI USA Quality Factor ETF	−2,820,843	13,335,529	$0
TLH	iShares 10-20 Year Treasury Bond ETF	−1,497,772	6,711,248	$0
BBAG	J.P. Morgan Exchange-Traded Fund Trust	−1,459,382	744,331	$34,202,009
HBAN	Huntington Bancshares Inc /Md/	−1,333,003	1,505,545	$26,693,312
—		−1,248,132	15,528,204	$1,423,004,614
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	−1,007,916	22,418,421	$500,154,972
COWZ	Pacer US Cash Cows 100 ETF	−955,707	17,650,702	$1,097,873,664
IVE	iShares S&P 500 Value ETF	−872,868	9,632,373	$0
MBB	iShares MBS ETF	−856,100	27,128,190	$0
FIXD	First Trust Smith Opportunistic Fixed Income ETF	−852,359	7,240,550	$315,760,385
EWW	iShares MSCI Mexico ETF	−842,353	190,052	$14,305,214
FVD	First Trust Value Line Dividend Index Fund	−830,766	15,986,208	$770,215,501
FISR	State Street(R) Fixed Income Sector Rotation ETF	−814,806	3,544,540	$90,917,451
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−787,855	15,226,190	$690,355,454
BAI	BlackRock ETF Trust	−780,065	26,585,056	$1,401,564,152
—		−767,218	3,577,959	$297,221,054
DBMF	iMGP DBI Managed Futures Strategy ETF	−760,641	21,263,572	$650,877,938
SCHQ	Schwab Long-Term U.S. Treasury ETF	−758,520	601,655	$18,831,801
QLTA	iShares Aaa - A Rated Corporate Bond ETF	−747,538	646,806	$0
—		−721,298	161,983	$7,543,224
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
IALT		21,732,229	$609,589,023
CORO		12,884,432	$471,570,211
GGOV		6,855,216	$344,748,812
SPCX	Space Exploration Technologies Corp	1,749,218	$298,871,387
BFLX	Cann American Corp.	5,549,487	$142,177,856
JUSA	JPMorgan U.S. Research Enhanced Large Cap ETF	2,110,560	$141,778,978
HONA	Honeywell Aerospace Inc.	592,336	$130,953,642
THYF	T. Rowe Price U.S. High Yield ETF	548,958	$28,307,019
FDXF	FedEx Freight Holding Company, Inc.	175,987	$26,574,037
KAMO	Managed Portfolio Series	927,968	$22,865,131
—		370,816	$20,172,390
AINP	Allspring Income Plus ETF	749,790	$18,774,741
STOX	Horizon Core Equity ETF	497,770	$15,440,825
TOTR	T. Rowe Price Total Return ETF	381,079	$15,269,454
NASA	Tema Etfs LLC	378,440	$11,497,007
JIII	Janus Henderson Income ETF	208,310	$10,381,962
JDVL	John Hancock Disciplined Value Select ETF	326,894	$10,342,926
SFTY	Horizon Managed Risk ETF	328,786	$10,113,457
CBRS	Cerebras Systems Inc.	40,570	$8,965,970
PJFV	PGIM Jennison Focused Value ETF	86,120	$8,478,514
MEDI	Harbor Health Care ETF	235,929	$7,983,837
JTNY		158,270	$7,941,988
HFSI	Hartford Strategic Income ETF	210,893	$7,414,997
DSPY	Tema Etfs LLC	110,482	$7,272,588
JCAL		129,799	$6,532,783
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
HARD	Simplify Commodities Strategy No K-1 ETF	189,518	$6,703,251
WEAT		93,016	$2,192,387
VNET	VNET Group, Inc.	180,305	$1,512,758
—		52,678	$1,479,198
JKS	JinkoSolar Holding Co., Ltd.	57,893	$1,471,061
AAMI	Acadian Asset Management Inc.	23,373	$1,271,958
VLRS	Controladora Vuela Compania de Aviacion, S.A.B. de C.V.	135,802	$983,206
GRNJ	Fundstrat Granny Shots US Small- & Mid-Cap ETF	39,166	$979,541
FNGS		13,669	$814,809
OPRX	OptimizeRx Corp	129,608	$813,938
AORT	Artivion, Inc.	21,872	$800,952
BRF	VanEck Brazil Small-Cap ETF	39,771	$727,809
DRD	Drdgold Ltd	24,620	$723,089
SOYB		27,782	$677,880
AFIF	Two Roads Shared Trust	69,283	$645,717
NAVN	Navan, Inc.	47,100	$623,604
MEM	Matthews Emerging Markets Equity Active ETF	16,367	$607,903
PAAI	Paradium.AI, Inc.	261,505	$567,465
MOV	Movado Group Inc	22,348	$545,738
ETOR	eToro Group Ltd.	17,590	$528,227
EWM	iShares MSCI Malaysia ETF	17,408	$494,561
KNOP	KNOT Offshore Partners LP	48,294	$486,803
WIX	Wix.com Ltd.	5,350	$481,874
CIB	Grupo Cibest S.A.	6,565	$477,997
XBAP		11,733	$459,276
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

5,905 tracked positions · $353,454,100,760 total · filing declares 6,201 positions · $445,103,712,153 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 5,905 positions by value · page 1 of 119

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1 PUT CALL + SHARES	Added	10,694,561	+80,330	$7,875,474,720	+28.6%	26+	—	2.23%
SPY	Spdr S&P 500 ETF Trust PUT CALL + SHARES	Reduced	10,100,302	-81,365	$7,542,602,524	+13.9%	26+	—	2.13%
AAPL	Apple Inc. PUT CALL + SHARES Technology	Added	24,302,294	+555,790	$7,032,111,791	+16.7%	26+	—	1.99%
NVDA	Nvidia Corp PUT CALL + SHARES Technology	Added	34,352,792	+822,032	$6,873,650,151	+17.5%	26+	—	1.94%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	63,355,614	+4,695,076	$5,567,691,358	+24.0%	26+	—	1.58%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	40,632,371	+801,892	$4,834,845,825	+24.0%	26+	—	1.37%
VOO	VANGUARD 500 INDEX FUND PUT + SHARES	Added	6,625,789	+220,721	$4,550,658,143	—	26+	—	1.29%
AMZN	Amazon Com Inc PUT CALL + SHARES Consumer Cyclical	Added	17,172,975	+362,719	$4,093,006,861	+16.9%	26+	—	1.16%
MSFT	Microsoft Corp PUT CALL + SHARES Technology	Added	10,783,640	+425,243	$4,022,513,392	+4.9%	26+	—	1.14%
CGDV	Capital Group Dividend Value ETF	Added	81,072,273	+9,221,800	$3,995,241,613	+30.7%	17	—	1.13%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	10,308,028	-17,277	$3,814,382,681	—	26+	—	1.08%
QQQM	Invesco Ltd. PUT CALL + SHARES Financial Services	Added	11,739,234	+1,207,951	$3,556,635,724	+42.1%	22	—	1.01%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	48,787,074	+4,986,052	$3,318,008,902	+30.2%	11	—	0.94%
GOOGL	Alphabet Inc. PUT CALL + SHARES Communication Services	Added	9,109,448	+215,269	$3,255,443,431	+27.3%	26+	—	0.92%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF PUT + SHARES	Added	52,020,528	+524,537	$3,162,327,897	+8.5%	26+	—	0.89%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF PUT + SHARES	Added	15,810,883	+90,740	$3,012,289,429	+44.2%	26+	—	0.85%
VONV	VANGUARD RUSSELL 1000 VALUE INDEX FUND	Added	27,064,856	+913,097	$2,877,264,841	+17.4%	26+	—	0.81%
VUG	VANGUARD GROWTH INDEX FUND	Added	33,367,717	+27,970,485	$2,874,295,142	—	26+	—	0.81%
RDVY	First Trust Rising Dividend Achievers ETF	Added	34,938,293	+2,606,159	$2,832,098,030	+28.3%	26+	—	0.80%
CGGR	Capital Group Growth ETF	Added	59,907,998	+7,346,421	$2,827,657,505	+33.9%	17	—	0.80%
AVGO	Broadcom Inc. PUT CALL + SHARES Technology	Added	6,900,412	+244,818	$2,606,630,633	+26.5%	26+	—	0.74%
VTV	VANGUARD VALUE INDEX FUND	Added	11,459,495	+279,274	$2,497,367,745	—	26+	—	0.71%
GOOG	Alphabet Inc. PUT + SHARES Communication Services	Added	6,528,616	+289,715	$2,306,755,891	+28.9%	26+	—	0.65%
VONG	VANGUARD RUSSELL 1000 GROWTH INDEX FUND	Added	17,043,233	+260,883	$2,178,295,609	+18.3%	26+	—	0.62%
VEA	Vanguard FTSE Developed Markets ETF	Added	28,400,304	+604,337	$2,023,521,660	+13.6%	26+	—	0.57%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	39,005,504	+979,702	$1,965,487,346	+13.2%	26+	—	0.56%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Added	58,146,645	+6,171,730	$1,945,586,741	+11.6%	26+	—	0.55%
SMH	VanEck Semiconductor ETF PUT CALL + SHARES	Added	2,893,467	+67,667	$1,897,796,070	+75.2%	26+	—	0.54%
META	Meta Platforms, Inc. PUT CALL + SHARES Communication Services	Added	3,209,164	+96,647	$1,807,689,989	+1.5%	26+	—	0.51%
MU	Micron Technology Inc PUT + SHARES Technology	Added	1,561,634	+176,755	$1,802,578,509	+285.3%	26+	—	0.51%
BRK-B	Berkshire Hathaway Inc PUT + SHARES Financial Services	Added	3,504,387	+92,469	$1,753,560,210	+7.3%	26+	—	0.50%
BUFR	FT Vest Laddered Buffer ETF	Added	47,463,109	+359,765	$1,733,827,371	+9.0%	19	—	0.49%
JPM	Jpmorgan Chase & Co PUT + SHARES Financial Services	Reduced	5,256,068	-139,870	$1,720,468,738	+8.4%	26+	—	0.49%
VIG	Vanguard Specialized Funds	Added	7,131,746	+129,271	$1,687,513,738	+12.1%	26+	—	0.48%
GLD	Spdr Gold Trust	Reduced	4,474,651	-261,250	$1,648,371,935	−19.1%	26+	—	0.47%
LLY	ELI LILLY & Co PUT CALL + SHARES Healthcare	Added	1,281,807	+83,311	$1,537,437,897	+39.5%	26+	—	0.43%
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	Added	54,077,529	+225,639	$1,535,261,048	−0.5%	26+	—	0.43%
TSLA	Tesla, Inc. PUT CALL + SHARES Consumer Cyclical	Added	3,566,286	+191,466	$1,499,979,891	+19.6%	26+	—	0.42%
		Added	25,175,605	+584,644	$1,451,877,140	+22.2%	26+	—	0.41%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Added	19,768,745	+675,143	$1,451,223,570	+3.2%	26+	—	0.41%
CGUS	Capital Group Core Equity ETF	Added	32,330,461	+4,276,702	$1,438,058,905	+33.4%	17	—	0.41%
		Reduced	15,528,204	-1,248,132	$1,423,004,614	−7.4%	26+	—	0.40%
AMD	Advanced Micro Devices Inc PUT CALL + SHARES Technology	Reduced	2,415,536	-18,298	$1,403,209,017	+183.4%	26+	—	0.40%
BAI	BlackRock ETF Trust	Reduced	26,585,056	-780,065	$1,401,564,152	+55.4%	6	—	0.40%
RSP	Victory Portfolios II	Reduced	6,396,698	-263,828	$1,361,025,433	+6.5%	26+	—	0.39%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	38,293,135	+1,009,279	$1,295,839,688	+19.3%	26+	—	0.37%
JNJ	Johnson & Johnson Healthcare	Added	5,055,143	+156,294	$1,283,854,667	+7.2%	26+	—	0.36%
CAT	Caterpillar Inc PUT + SHARES Industrials	Added	1,182,450	+81,682	$1,259,191,005	+61.5%	26+	—	0.36%
SPHQ	Invesco S&P 500 Quality ETF	Added	13,784,927	+1,619,060	$1,242,021,922	+35.8%	26+	—	0.35%
SPMO	Invesco Ltd. Financial Services	Added	7,669,460	+876,646	$1,238,924,568	+62.7%	26+	—	0.35%

Showing the top 50 of 5,905 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.