Bulldog Investors, LLP

Registered adviser

CIK

1504304

Location

SADDLE BROOK, NJ

Portfolio Value

Small $447,153,855

Diversification

Diversified

Filing Date

Global Rank

#4,129 / 8,819 ▼ 282

Top Industry

Asset Management 55.5%

Period ended 4 months ago

Filed Aug 14, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 151585

Roster of Oct 1, 2026

Regulatory AUM

$560,984,507

Main clients

Registered funds and BDCs (87% of AUM)

Registered funds advised

3 series (0 index, 0 ETFs)

$435,703,898 net assets· N-CEN Dec 31, 2025

LEI

254900LG3T4U3EIPWT14

Private funds on Schedule D 7.B.(1)

As filed Mar 25, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$3,540,341 gross assets in 6 funds Hedge funds $3,540,341 (6)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$560,984,507	Registered funds and BDCs (87%)
Apr 2025 to Mar 2026	$455,995,108	Registered funds and BDCs (81%)
Apr 2024 to Mar 2025	$334,790,240	Registered funds and BDCs (64%)
May 2023 to Mar 2024	$368,127,282	Registered funds and BDCs (57%)
Apr 2023	$368,127,282	Registered funds and BDCs (57%)
Apr 2022 to Mar 2023	$454,181,904	Diversified

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 36.3%, 49.2 effective positions, active share 98.1% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

65.5% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 9.0 quarters, but 14.9% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 98.1%; sector active share 77.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

204 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

5.4%

+0.3 pts

Top 5

23.4%

+1.7 pts

Top 10

36.3%

+0.1 pts

HHI

203

Diversified+5

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	85.7%	$383,319,474	187
Real Estate	5.2%	$23,181,585	7
Industrials	3.5%	$15,873,924	3
Energy	3.2%	$14,442,120	1
Consumer Defensive	1.6%	$7,242,568	2
Consumer Cyclical	0.5%	$2,260,483	1
Unclassified	0.2%	$833,701	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
DHF	Bny Mellon High Yield Strategies Fund	+806,939	1,093,928	$2,647,305
DSAC	Daedalus Special Acquisition Corp.	+279,420	299,388	$3,020,824
GLO	Clough Global Opportunities Fund	+258,415	877,416	$5,369,785
CCAQ	Collective Acquisition Corp.	+179,935	429,640	$4,481,145
CCAQW	Collective Acquisition Corp.	+159,960	347,754	$134,683
DPG	Duff & Phelps Utility & Infrastructure Fund Inc.	+151,254	327,384	$4,858,378
MEVO	M Evo Global Acquisition Corp II	+146,318	352,348	$3,495,292
XFLT	XAI Floating Rate & Alternative Income Trust	+129,570	316,500	$5,554,575
OTF	Blue Owl Technology Finance Corp.	+116,916	792,777	$8,205,241
FVAV	Fortress Value Acquisition Corp. V	+111,217	322,058	$3,256,006
JOF	Japan Smaller Capitalization Fund Inc	+83,376	187,557	$2,209,421
MEVOW	M Evo Global Acquisition Corp II	+73,159	176,174	$66,966
BPRE	Bluerock Private Real Estate Fund	+72,775	445,794	$5,799,779
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	+62,157	187,572	$3,496,342
STEW	SRH Total Return Fund, Inc.	+60,000	1,347,582	$24,121,717
EIC	Eagle Point Income Co	+55,929	273,529	$2,754,437
CET	Central Securities Corp	+50,792	447,259	$23,458,734
FMN	Federated Hermes Premier Municipal Income Fund	+50,534	84,716	$973,386
NCDL	Nuveen Churchill Direct Lending Corp.	+26,212	251,034	$3,117,842
RNGT	Range Capital Acquisition Corp II	+17,500	52,605	$531,836
MKLY	McKinley Acquisition Corp	+16,921	216,921	$2,201,748
MKLYR	McKinley Acquisition Corp	+16,921	216,921	$41,215
MBVI	M3-Brigade Acquisition VI Corp.	+15,237	115,237	$1,167,350
OIM	OneIM Acquisition Corp.	+14,320	245,385	$2,471,026
CB	Chubb Ltd	+7,000	21,000	$7,155,540
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	−308,467	3,065,475	$18,852,671
JACS	Jackson Acquisition Co II	−216,731	192,029	$2,043,188
RWAY	Runway Growth Finance Corp.	−181,075	1,019,054	$5,716,892
CUBWW	Lionheart Holdings	−177,326	57,716	$21,355
HCICU	Hennessy Capital Investment Corp. VIII	−164,969	124,876	$1,258,750
CNNE	Cannae Holdings, Inc.	−145,074	156,978	$2,260,483
WLIIU	Willow Lane Acquisition Corp. II	−123,381	200,079	$2,070,818
DMB	BNY Mellon Municipal Bond Infrastructure Fund, Inc.	−120,406	400,343	$4,419,786
FSHPR	Flag Ship Acquisition Corp	−107,184	167,816	$11,747
IHD	Voya Emerging Markets High Dividend Equity Fund	−100,985	881,453	$6,875,333
NSTR	NorthStar Earth & Space Enterprises, Inc.	−100,000	100,000	$1,022,000
—		−82,833	75,000	$774,000
TACH	Titan Acquisition Corp.	−75,000	75,000	$780,750
LEO	Bny Mellon Strategic Municipals, Inc.	−66,240	1,510,131	$9,755,446
GIXXU	GigCapital9 Corp.	−66,164	32,231	$328,111
—		−50,000	50,000	$544,500
OBDC	Blue Owl Capital Corp	−40,000	298,369	$3,243,271
TACHW	Titan Acquisition Corp.	−40,000	35,000	$22,750
VLOSW	Velos Acquisition I Corp.	−20,800	113,334	$0
CCAP	Crescent Capital BDC, Inc.	−19,778	437,177	$4,773,972
AIIA	AI Infrastructure Acquisition Corp.	−10,897	128,588	$1,315,455
RANGR	Range Capital Acquisition Corp.	−7,417	247,271	$69,236
HEQ	John Hancock Diversified Income Fund	−7,323	550,968	$6,325,112
IAE	Voya Asia Pacific High Dividend Equity Income Fund	−4,672	436,588	$4,047,170
SZZLR	Sizzle Acquisition Corp. II	−4,284	160,050	$26,649
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
STRS	Stratus Properties Inc	286,545	$8,238,168
DYNC	Dynamix Corp	589,698	$6,362,841
RREVU	RRE Ventures Acquisition Corp.	402,898	$4,041,066
ALOV	Aldabra 4 Liquidity Opportunity Vehicle, Inc.	367,266	$3,650,624
HRZN	Horizon Technology Finance Corp	658,617	$3,115,258
RMT	Royce Micro-Cap Trust, Inc.	181,964	$2,663,952
YICCU	Yorkville International Capital Corp.	237,248	$2,381,969
NHIV	NewHold Investment Corp IV	205,000	$2,050,000
BGX	Blackstone Long-Short Credit Income Fund	185,505	$2,018,294
HCIC	Hennessy Capital Investment Corp. VIII	163,963	$1,628,152
DHY	Ubs Asset Management High Yield Credit Fund	863,300	$1,536,674
HACQ	HCM IV Acquisition Corp.	150,000	$1,504,500
BIII	Black Spade Acquisition III Co	149,997	$1,492,470
FGII	FG Imperii Acquisition Corp.	150,000	$1,489,500
LEGO	Legato Merger Corp. IV	149,997	$1,487,970
AIV	Apartment Investment & Management Co	500,000	$1,485,000
GHXI	Gores Holdings XI, Inc.	128,992	$1,308,689
MFM	Aberdeen Municipal Income Fund	230,382	$1,294,746
DBCA	D. Boral Acquisition I Corp.	125,000	$1,246,250
WLII	Willow Lane Acquisition Corp. II	119,704	$1,224,571
IACQ	Irenic Acquisition Corp.	102,502	$1,023,994
IPXG	Inflection Point Acquisition Corp. VII	99,898	$1,012,965
MESH	Meshflow Acquisition Corp	99,996	$1,000,959
QLEP	Quantum Leap Acquisition Corp	100,000	$993,000
IPFX	Inflection Point Acquisition Corp. VI	79,808	$825,214
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
CMU	Mfs High Yield Municipal Trust	3,531,732	$12,643,601
CXH	Mfs Investment Grade Municipal Trust	1,184,498	$9,464,139
FSK	FS KKR Capital Corp	505,688	$5,147,903
—		966,788	$4,447,225
ALOVU	Aldabra 4 Liquidity Opportunity Vehicle, Inc.	368,046	$3,662,057
DSACU	Daedalus Special Acquisition Corp.	281,901	$2,827,467
MESHU	Meshflow Acquisition Corp	253,272	$2,522,589
SIMA	SIM Acquisition Corp. I	200,000	$2,144,000
GFUZ	General Fusion Group Ltd.	207,313	$2,106,300
INAC	Indigo Acquisition Corp.	175,036	$1,783,616
CXE	Mfs High Income Municipal Trust	449,633	$1,668,138
IPFXU	Inflection Point Acquisition Corp. VI	157,500	$1,593,900
GIW	GigCapital8 Corp.	154,893	$1,544,283
HACQU	HCM IV Acquisition Corp.	150,000	$1,504,500
MEVOU	M Evo Global Acquisition Corp II	150,022	$1,501,720
FGIIU	FG Imperii Acquisition Corp.	150,000	$1,498,500
CMIIU	Inflection Point Acquisition Corp. VII	149,900	$1,497,501
GLQ	Clough Global Equity Fund	171,906	$1,294,452
SCII	SC II Acquisition Corp.	127,704	$1,273,208
DBCAU	D. Boral Acquisition I Corp.	125,000	$1,250,000
TONT	Graf Global Corp.	100,000	$1,071,000
TAVI	Tavia Acquisition Corp.	100,000	$1,056,000
RANG	Range Capital Acquisition Corp.	100,000	$1,052,000
COPL	Copley Acquisition Corp	100,000	$1,032,000
CHPG	ChampionsGate Acquisition Corp	100,000	$1,025,000
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

204 tracked positions · $447,153,855 total · filing declares 228 positions · $454,726,849 · as of Jun 30, 2026

All sectors Consumer Cyclical Consumer Defensive Energy Financial Services Industrials Real Estate

Showing 1–50 of 204 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
STEW	SRH Total Return Fund, Inc. Financial Services	Added	1,347,582	+60,000	$24,121,717	+9.6%	26+	before history	5.39%
CET	Central Securities Corp Financial Services	Added	447,259	+50,792	$23,458,734	+19.1%	26+	before history	5.25%
NBXG	Neuberger Next Generation Connectivity Fund Inc. Financial Services	Added	1,171,931	+2,200	$19,383,738	+28.8%	18	$12.76	4.33%
GAM	General American Investors Co Inc Financial Services	Held	296,450	0	$18,898,687	+9.0%	26+	before history	4.23%
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc. Financial Services	Reduced	3,065,475	-308,467	$18,852,671	−7.0%	13	$5.93	4.22%
TRC	Tejon Ranch Co Industrials	Added	793,449	+914	$14,837,496	−0.6%	8	$16.36	3.32%
TPL	Texas Pacific Land Corp Energy	Added	33,000	+1,000	$14,442,120	−4.9%	8	unpriced	3.23%
LEO	Bny Mellon Strategic Municipals, Inc. Financial Services	Reduced	1,510,131	-66,240	$9,755,446	−1.6%	5	$6.10	2.18%
CION	CION Investment Corp Financial Services	Held	1,538,071	0	$9,582,182	−8.9%	19	$11.37	2.14%
GDV	Gabelli Dividend & Income Trust Financial Services	Reduced	299,458	-433	$8,804,065	+9.0%	11	$22.55	1.97%
STRS	Stratus Properties Inc Real Estate	NEW	286,545	NEW	$8,238,168	NEW	1	$29.41	1.84%
OTF	Blue Owl Technology Finance Corp. Financial Services	Added	792,777	+116,916	$8,205,241	−2.0%	5	unpriced	1.83%
ALX	Alexanders Inc Real Estate	Held	28,000	0	$7,715,680	+16.7%	5	$217.87	1.73%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	10	0	$7,488,500	+4.3%	3	$739,378.20	1.67%
VLGEA	Village Super Market Inc Consumer Defensive	Held	170,515	0	$7,192,322	−0.1%	5	$36.54	1.61%
CB	Chubb Ltd Financial Services	Added	21,000	+7,000	$7,155,540	+56.8%	4	$297.11	1.60%
IHD	Voya Emerging Markets High Dividend Equity Fund Financial Services	Reduced	881,453	-100,985	$6,875,333	+5.1%	5	$6.00	1.54%
DYNC	Dynamix Corp Financial Services	NEW	589,698	NEW	$6,362,841	NEW	1	$10.75	1.42%
HEQ	John Hancock Diversified Income Fund Financial Services	Reduced	550,968	-7,323	$6,325,112	+4.3%	3	$10.85	1.41%
GF	New Germany Fund Inc Financial Services	Held	532,074	0	$6,097,568	+12.1%	8	$8.93	1.36%
BPRE	Bluerock Private Real Estate Fund Financial Services	Added	445,794	+72,775	$5,799,779	−6.4%	3	unpriced	1.30%
RWAY	Runway Growth Finance Corp. Financial Services	Reduced	1,019,054	-181,075	$5,716,892	−30.7%	10	$10.59	1.28%
XFLT	XAI Floating Rate & Alternative Income Trust Financial Services	Added	316,500	+129,570	$5,554,575	+73.0%	3	unpriced	1.24%
NWFL	Norwood Financial Corp Financial Services	Held	170,000	0	$5,465,500	+9.3%	4	$28.48	1.22%
GLO	Clough Global Opportunities Fund Financial Services	Added	877,416	+258,415	$5,369,785	+55.7%	8	$5.61	1.20%
DPG	Duff & Phelps Utility & Infrastructure Fund Inc. Financial Services	Added	327,384	+151,254	$4,858,378	+91.0%	2	$14.19	1.09%
CCAP	Crescent Capital BDC, Inc. Financial Services	Reduced	437,177	-19,778	$4,773,972	−14.0%	5	$15.17	1.07%
CCAQ	Collective Acquisition Corp. Financial Services	Added	429,640	+179,935	$4,481,145	+73.7%	5	unpriced	1.00%
DMB	BNY Mellon Municipal Bond Infrastructure Fund, Inc. Financial Services	Reduced	400,343	-120,406	$4,419,786	−19.5%	5	$10.41	0.99%
IAE	Voya Asia Pacific High Dividend Equity Income Fund Financial Services	Reduced	436,588	-4,672	$4,047,170	+24.4%	5	$7.06	0.91%
RREVU	RRE Ventures Acquisition Corp. Financial Services	NEW	402,898	NEW	$4,041,066	NEW	1	$10.00	0.90%
ALOV	Aldabra 4 Liquidity Opportunity Vehicle, Inc. Financial Services	NEW	367,266	NEW	$3,650,624	NEW	1	unpriced	0.82%
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund Financial Services	Added	187,572	+62,157	$3,496,342	+73.5%	2	$17.60	0.78%
MEVO	M Evo Global Acquisition Corp II Financial Services	Added	352,348	+146,318	$3,495,292	+72.2%	2	$9.88	0.78%
GDL	Gdl Fund Financial Services	Held	409,748	0	$3,470,565	+1.7%	6	$8.24	0.78%
OYSE	Oyster Enterprises II Acquisition Corp Financial Services	Reduced	320,436	-4,000	$3,297,286	−0.1%	4	$10.03	0.74%
FVAV	Fortress Value Acquisition Corp. V Financial Services	Added	322,058	+111,217	$3,256,006	+54.0%	2	$10.05	0.73%
OBDC	Blue Owl Capital Corp Financial Services	Reduced	298,369	-40,000	$3,243,271	−13.3%	3	$12.42	0.73%
DYOR	Insight Digital Partners II Financial Services	Reduced	321,542	-1,546	$3,228,281	+0.4%	3	$9.92	0.72%
BEAG	Bold Eagle Acquisition Corp. Financial Services	Added	302,033	+47	$3,225,712	+1.2%	7	unpriced	0.72%
BCSS	Bain Capital GSS Investment Corp. Financial Services	Reduced	306,885	-1,356	$3,151,708	+1.1%	3	$10.08	0.70%
NCDL	Nuveen Churchill Direct Lending Corp. Financial Services	Added	251,034	+26,212	$3,117,842	+9.0%	3	$13.95	0.70%
HRZN	Horizon Technology Finance Corp Financial Services	NEW	658,617	NEW	$3,115,258	NEW	1	$4.33	0.70%
DSAC	Daedalus Special Acquisition Corp. Financial Services	Added	299,388	+279,420	$3,020,824	+1426.6%	2	$9.98	0.68%
ECF	Ellsworth Growth & Income Fund Ltd Financial Services	Reduced	228,134	-479	$3,013,650	+18.2%	18	$9.29	0.67%
ELME	Elme Communities Real Estate	Held	2,000,000	0	$2,960,000	−26.4%	2	$3.30	0.66%
BBDC	Barings BDC, Inc. Financial Services	Added	336,401	+1,497	$2,866,136	+4.0%	5	$8.86	0.64%
BCIC	BCP Investment Corp Financial Services	Held	378,412	0	$2,754,839	−3.2%	20	unpriced	0.62%
EIC	Eagle Point Income Co Financial Services	Added	273,529	+55,929	$2,754,437	+34.1%	2	$10.27	0.62%
RMT	Royce Micro-Cap Trust, Inc. Financial Services	NEW	181,964	NEW	$2,663,952	NEW	1	$13.42	0.60%

Showing the top 50 of 204 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.