DPG · Duff & Phelps Utility & Infrastructure Fund Inc. · Holdings

$13.91 +0.01 (+0.07%) At close · Sep 11

Market Cap

$500.72M

36.00M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 83

Total Value: $178,953,976

Total Shares: 12,058,896

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 83 13F filers · Δ vs Mar 31, 2026

Top Holder

16.3%

−0.7 pts

Top 5

48.9%

+0.1 pts

Top 10

68.7%

−0.8 pts

HHI

686

Broadly held−25

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -2

Institutional value: +8.5%

Shares held: +4.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large Allspring Global Investments Holdings, LLC	+181,763	806,496
Large Pathstone Holdings, LLC	+166,148	656,309
Mid Saba Capital Management, L.P.	+153,214	325,964
Small Bulldog Investors, LLP	+151,254	327,384
Mega ROYAL BANK OF CANADA	+105,491	335,662

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega LPL Financial LLC	−104,154	270,305
Small United Advisor Group, LLC	−56,105	253,669
Mid Karpus Management, Inc.	−51,615	481,585
Mid Advisors Asset Management, Inc.	−43,081	1,043,485
Small Thomas J. Herzfeld Advisors, Inc.	−30,853	360,644

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Micro Investment Management Trust, LLC	11,945	$177,263
Small SMITH, MOORE & CO.	10,058	$149,260
Mid Arax Advisory Partners	6,042	$89,663
Large Rockefeller Capital Management L.P.	4,000	$59,360
Small NBC SECURITIES, INC.	1,500	$22,260

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid WOLVERINE ASSET MANAGEMENT LLC	151,099	$2,181,869
Mid CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	35,868	$517,933
Small SeaCrest Wealth Management, LLC	15,112	$218,217
Mega CITADEL ADVISORS LLC	14,506	$209,466
Small Catalina Capital Group, LLC	13,732	$198,290

Filter: New 7 Increased 29 Reduced 23 Sold out 9 Unchanged 24

Showing 83 of 83

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$29,130,191

16.28%

1,962,951

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	40,185	$596,345	2.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,922,766	$28,533,846	98.0%	Defined

WELLS FARGO & COMPANY/MN

$21,213,408

11.85%

1,429,475

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,095,130	$16,251,729	76.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	334,345	$4,961,679	23.4%	Defined

Advisors Asset Management, Inc.

$15,485,317

8.65%

1,043,485

Allspring Global Investments Holdings, LLC

$11,968,400

6.69%

806,496

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	806,496	$11,968,400	100.0%	Defined

Pathstone Holdings, LLC

$9,739,625

5.44%

656,309

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ADVISOR PARTNERS II, LLC	654,554	$9,713,581	99.7%	Defined
Held directly	1,755	$26,044	0.3%	Sole

COHEN & STEERS, INC.

$8,887,215

4.97%

598,869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	598,869	$8,887,215	100.0%	Sole

Kanen Wealth Management LLC

$7,709,973

4.31%

519,540

Karpus Management, Inc.

$7,146,721

3.99%

481,585

RAYMOND JAMES FINANCIAL INC

$6,294,622

3.52%

424,166

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	103,146	$1,530,686	24.3%	Defined
Raymond James Financial Services Advisors, Inc.	321,020	$4,763,936	75.7%	Defined

Thomas J. Herzfeld Advisors, Inc.

$5,351,956

2.99%

360,644

ROYAL BANK OF CANADA

$4,981,223

2.78%

335,662

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	329,992	$4,897,081	98.3%	Defined
RBC Trust Co (Delaware) Ltd	5,670	$84,142	1.7%	Defined

Bulldog Investors, LLP

$4,858,378

2.71%

327,384

Saba Capital Management, L.P.

$4,837,305

2.70%

325,964

LPL Financial LLC

$4,011,326

2.24%

270,305

UBS Group AG

$3,982,046

2.23%

268,332

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	268,307	$3,981,675	100.0%	Defined
UBS Securities LLC	25	$371	0.0%	Defined

J.W. COLE ADVISORS, INC.

$3,920,757

2.19%

264,202

United Advisor Group, LLC

$3,764,447

2.10%

253,669

FIRST TRUST ADVISORS LP

$2,529,997

1.41%

170,485

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$2,232,945

1.25%

150,468

NewEdge Advisors, LLC

$1,857,389

1.04%

125,161

Hennion & Walsh Asset Management, Inc.

$1,604,649

0.90%

108,130

Zimmer Partners, LP

$1,598,268

0.89%

107,700

OSAIC HOLDINGS, INC.

$1,002,886

0.56%

67,580

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	53,635	$795,943	79.4%	Defined
CW Advisors, LLC	13,695	$203,233	20.3%	Sole
Osaic Advisory Services, LLC	250	$3,710	0.4%	Defined

Kestra Advisory Services, LLC

$966,707

0.54%

65,142

Concorde Asset Management, LLC

$914,440

0.51%

61,620

Cetera Investment Advisers

$703,401

0.39%

47,399

Invesco Ltd.

$684,940

0.38%

46,155

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	46,155	$684,940	100.0%	Defined

Closed-End Fund Advisors, Inc.

$603,913

0.34%

40,695

STIFEL FINANCIAL CORP

$599,996

0.34%

40,431

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	40,431	$599,996	100.0%	Defined

EVOLVE PRIVATE WEALTH, LLC

$544,895

0.30%

36,718

COMMONWEALTH EQUITY SERVICES, LLC

$531,138

0.30%

35,791

GUGGENHEIM CAPITAL LLC

$513,775

0.29%

34,621

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	33,018	$489,987	95.4%	Defined
SECURITY INVESTORS LLC	1,603	$23,788	4.6%	Defined

CASCADE INVESTMENT GROUP, INC.

$500,850

0.28%

33,750

Wealth Advisors of Tampa Bay, LLC

$474,880

0.27%

32,000

TRUIST FINANCIAL CORP

$472,935

0.26%

31,869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	31,869	$472,935	100.0%	Defined

Elm3 Financial Group, LLC

$471,897

0.26%

31,799

WEDBUSH SECURITIES INC

$442,988

0.25%

29,851

LEVEL FOUR ADVISORY SERVICES, LLC

$431,369

0.24%

29,068

NWAM LLC

$425,581

0.24%

28,678

Moors & Cabot, Inc.

$385,840

0.22%

26,000

Janney Montgomery Scott LLC

$356,441

0.20%

24,019

HighTower Advisors, LLC

$348,576

0.19%

23,489

Almitas Capital LLC

$334,864

0.19%

22,565

Steward Partners Investment Advisory, LLC

$334,775

0.19%

22,559

BANK OF AMERICA CORP /DE/

$316,403

0.18%

21,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	21,321	$316,403	100.0%	Defined

Atlantic Union Bankshares Corp

$279,110

0.16%

18,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	18,808	$279,110	100.0%	Defined

RFG Advisory, LLC

$258,037

0.14%

17,388

Chicago Partners Investment Group LLC

$256,346

0.14%

17,274

Quantedge Capital Pte Ltd

$243,376

0.14%

16,400

XTX Topco Ltd

$230,806

0.13%

15,553

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	15,553	$230,806	100.0%	Defined

B. Riley Wealth Advisors, Inc.

$192,148

0.11%

12,948

&PARTNERS

$186,865

0.10%

12,592

Investment Management Trust, LLC

$177,263

0.10%

11,945

DECISION INVESTMENTS, INC

$172,886

0.10%

11,650

Focus Financial Network, Inc.

$168,448

0.09%

11,351

PFG Investments, LLC

$161,978

0.09%

10,915

CSS LLC/IL

$152,288

0.09%

10,262

SMITH, MOORE & CO.

$149,260

0.08%

10,058

NorthCoast Asset Management LLC

$148,400

0.08%

10,000

PNC FINANCIAL SERVICES GROUP, INC.

$123,290

0.07%

8,308

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	8,308	$123,290	100.0%	Defined

Arax Advisory Partners

$89,663

0.05%

6,042

MATHER GROUP, LLC.

$61,867

0.03%

4,169

Rockefeller Capital Management L.P.

$59,360

0.03%

4,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	4,000	$59,360	100.0%	Defined

Farther Finance Advisors, LLC

$52,548

0.03%

3,541

Hilton Head Capital Partners, LLC

$50,218

0.03%

3,384

HOLLENCREST CAPITAL MANAGEMENT

$45,410

0.03%

3,060

CoreCap Advisors, LLC

$38,584

0.02%

2,600

FIFTH THIRD BANCORP

$32,217

0.02%

2,171

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	2,171	$32,217	100.0%	Defined

GS Investments, Inc.

$29,680

0.02%

2,000

CENTRAL TRUST Co

$29,680

0.02%

2,000

NBC SECURITIES, INC.

$22,260

0.01%

1,500

ASSETMARK, INC

$21,562

0.01%

1,453

Allworth Financial LP

$18,550

0.01%

1,250

Geneos Wealth Management Inc.

$10,388

0.01%

700

Cape Investment Advisory, Inc.

$5,936

0.00%

400

HARBOR INVESTMENT ADVISORY, LLC

$5,936

0.00%

400

Strategic Wealth Partners, Ltd.

$5,936

0.00%

400

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,691

0.00%

114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	114	$1,691	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$1,305

0.00%

Key Financial Inc

$786

0.00%

Key Capital Management, INC

$222

0.00%

Golden State Wealth Management, LLC

$14

0.00%

CITIGROUP INC

$14

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1	$14	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	151,099	$2,181,869	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	14,506	$209,466	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	12,657	$182,767	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,000	$14,440	100.0%	Defined

Key facts CIK 1515671 CUSIP 26433C105 13F (30d) 19 filings 19 filers Visit website Investor relations