GS Investments, Inc.
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Oct 2026 to Nov 2026 | $192,152,603 | Individuals and high net worth (83%) |
| Apr 2026 to Sep 2026 | $276,611,065 | Individuals and high net worth (88%) |
| Mar 2025 to Mar 2026 | $270,900,773 | Individuals and high net worth (88%) |
| May 2024 to Feb 2025 | $244,426,014 | Individuals and high net worth (89%) |
| Mar 2024 to Apr 2024 | $248,801,876 | Individuals and high net worth (89%) |
| May 2023 to Feb 2024 | $207,403,869 | Individuals and high net worth (89%) |
In the firm's words
- Fundamental active:
GS Investments utilizes fundamental analysis as its primary tool to evaluate securities.
- Value:
The goal is to determine whether a security is overpriced, underpriced or fairly-valued.
- Growth:
GS Investments favors stocks emphasizing quality and growth.
- Income:
A need for income and a willingness to assume risk are also determinants of an account’s bond/stock mix.
- Fixed income / rates:
GS Investments emphasizes a staggered maturity approach when purchasing bonds.
- Multi-asset:
GS Investments works with each client to achieve proper asset allocation (between stocks and bonds) and diversification (among securities) in an effort to provide the appropriate risk-adjusted return.
- Wealth management / planning:
GS Investments will provide each client with an ongoing review of his/her investment goals and objectives, financial situation, time horizon, tolerance for risk and other factors, all in an effort to develop an appropriate investment management strategy for the future.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2026-06-30, active share 60.1%; sector active share 12.1% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
133 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 25.1% | $34,828,328 |
| Financial Services | 16.2% | $22,568,079 |
| Unclassified | 10.2% | $14,214,597 |
| Communication Services | 10.0% | $13,929,320 |
| Consumer Cyclical | 8.4% | $11,628,955 |
| Healthcare | 8.1% | $11,322,160 |
| Industrials | 6.2% | $8,558,420 |
| Energy | 4.5% | $6,207,221 |
| Consumer Defensive | 4.2% | $5,901,276 |
| Basic Materials | 3.7% | $5,168,961 |
| Utilities | 2.6% | $3,618,165 |
| Real Estate | 0.7% | $981,225 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| HONA | Honeywell Aerospace Inc. | +5,607 | 10,542 | $1,633,693 | |
| GEV | GE Vernova Inc. | +1,025 | 1,030 | $979,004 | |
| MTZ | Mastec Inc | +405 | 6,902 | $1,474,405 | |
| HON | Honeywell International Inc | +313 | 5,248 | $1,107,013 | |
| AMGN | Amgen Inc | +268 | 6,105 | $2,573,318 | |
| PEP | Pepsico Inc | +214 | 13,526 | $1,714,014 | |
| WM | Waste Management Inc | +200 | 2,850 | $581,172 | |
| USB | US Bancorp De | +154 | 36,031 | $2,081,150 | |
| HD | Home Depot, Inc. | +76 | 8,708 | $2,477,338 | |
| AVAV | AeroVironment Inc | +68 | 330 | $46,932 | |
| IJR | iShares Core S&P Small-Cap ETF | +54 | 9,839 | $1,338,497 | |
| PG | PROCTER & GAMBLE Co | +48 | 13,351 | $1,939,633 | |
| NFLX | Netflix Inc | +41 | 18,010 | $1,253,135 | |
| ROKU | Roku, Inc | +25 | 526 | $80,099 | |
| CRWV | CoreWeave, Inc. | +24 | 214 | $18,643 | |
| AEP | American Electric Power Co Inc | +20 | 14,715 | $1,745,787 | |
| SYK | Stryker Corp | +12 | 7,730 | $2,128,764 | |
| COST | Costco Wholesale Corp | +12 | 2,469 | $2,247,629 | |
| APD | Air Products & Chemicals, Inc. | +2 | 10,847 | $3,017,960 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IJH | iShares Core S&P Mid-Cap ETF | −18,904 | 3,242 | $233,261 | |
| CRM | Salesforce, Inc. | −7,347 | 36 | $8,264 | |
| EFA | iShares MSCI EAFE ETF | −2,965 | 25,086 | $2,606,184 | |
| PANW | Palo Alto Networks Inc | −1,193 | 8,416 | $3,343,760 | |
| WMB | Williams Companies, Inc. | −1,079 | 34,633 | $2,354,005 | |
| NVDA | Nvidia Corp | −811 | 24,791 | $5,661,768 | |
| DPG | Duff & Phelps Utility & Infrastructure Fund Inc. | −500 | 1,500 | $19,230 | |
| ROST | Ross Stores, Inc. | −468 | 12,506 | $2,918,900 | |
| WSM | Williams Sonoma Inc | −344 | 5,562 | $1,267,802 | |
| WFC | Wells Fargo & Company | −300 | 100 | $8,005 | |
| AAPL | Apple Inc. | −290 | 15,948 | $5,311,002 | |
| UBER | Uber Technologies, Inc | −275 | 24,859 | $1,703,090 | |
| AMP | Ameriprise Financial Inc | −264 | 6,302 | $3,102,789 | |
| OKTA | Okta, Inc. | −250 | 2,100 | $439,131 | |
| SCHG | Schwab U.S. Large-Cap Growth ETF | −226 | 28,451 | $1,022,244 | |
| SCHZ | Schwab U.S. Aggregate Bond ETF | −217 | 10,741 | $237,376 | |
| MU | Micron Technology Inc | −186 | 3,640 | $3,877,000 | |
| SPOT | Spotify Technology S.A. | −184 | 3,656 | $1,781,861 | |
| AMZN | Amazon Com Inc | −173 | 15,684 | $3,907,668 | |
| SCHW | Schwab Charles Corp | −154 | 27,552 | $2,692,932 | |
| GOOGL | Alphabet Inc. | −147 | 14,155 | $4,870,452 | |
| MSFT | Microsoft Corp | −133 | 11,182 | $5,735,247 | |
| COP | Conocophillips | −123 | 9,260 | $1,158,889 | |
| LLY | ELI LILLY & Co | −102 | 1,909 | $2,208,865 | |
| SEZL | Sezzle Inc. | −100 | 150 | $16,206 | |
| No positions match the current search. | |||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| MSFT |
Microsoft Corp
Technology
|
Reduced | 11,182 | $5,735,247 | 4.13% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 24,791 | $5,661,768 | 4.08% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 15,948 | $5,311,002 | 3.82% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 13,800 | $4,958,754 | 3.57% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 14,155 | $4,870,452 | 3.51% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 6,292 | $4,562,832 | 3.28% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 15,684 | $3,907,668 | 2.81% | |
| MU |
Micron Technology Inc
Technology
|
Reduced | 3,640 | $3,877,000 | 2.79% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Held | 51,065 | $3,605,699 | 2.60% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 10,653 | $3,524,331 | 2.54% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Reduced | 5,096 | $3,440,054 | 2.48% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 9,547 | $3,352,810 | 2.41% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Reduced | 8,416 | $3,343,760 | 2.41% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 6,355 | $3,164,472 | 2.28% | |
| AMP |
Ameriprise Financial Inc
Financial Services
|
Reduced | 6,302 | $3,102,789 | 2.23% | |
| APD |
Air Products & Chemicals, Inc.
Basic Materials
|
Added | 10,847 | $3,017,960 | 2.17% | |
| ROST |
Ross Stores, Inc.
Consumer Cyclical
|
Reduced | 12,506 | $2,918,900 | 2.10% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Reduced | 27,552 | $2,692,932 | 1.94% | |
| EFA |
iShares MSCI EAFE ETF
|
Reduced | 25,086 | $2,606,184 | 1.88% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 6,105 | $2,573,318 | 1.85% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 8,708 | $2,477,338 | 1.78% | |
| WMB |
Williams Companies, Inc.
Energy
|
Reduced | 34,633 | $2,354,005 | 1.69% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 2,469 | $2,247,629 | 1.62% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Reduced | 1,909 | $2,208,865 | 1.59% | |
| SYK |
Stryker Corp
Healthcare
|
Added | 7,730 | $2,128,764 | 1.53% | |
| ECL |
Ecolab Inc.
Basic Materials
|
Reduced | 7,595 | $2,085,435 | 1.50% | |
| USB |
US Bancorp De
Financial Services
|
Added | 36,031 | $2,081,150 | 1.50% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 13,351 | $1,939,633 | 1.40% | |
| TXN |
Texas Instruments Inc
Technology
|
Held | 6,503 | $1,821,425 | 1.31% | |
| SPOT |
Spotify Technology S.A.
Communication Services
|
Reduced | 3,656 | $1,781,861 | 1.28% | |
| AEP |
American Electric Power Co Inc
Utilities
|
Added | 14,715 | $1,745,787 | 1.26% | |
| VCTR |
Victory Capital Holdings, Inc.
Financial Services
|
Held | 15,600 | $1,725,360 | 1.24% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 13,526 | $1,714,014 | 1.23% | |
| UBER |
Uber Technologies, Inc
Technology
|
Reduced | 24,859 | $1,703,090 | 1.23% | |
| HONA |
Honeywell Aerospace Inc.
Industrials
|
Added | 10,542 | $1,633,693 | 1.18% | |
| MTZ |
Mastec Inc
Industrials
|
Added | 6,902 | $1,474,405 | 1.06% | |
| SU |
Suncor Energy Inc
Energy
|
Held | 21,400 | $1,452,418 | 1.05% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 4,050 | $1,379,997 | 0.99% | |
| ACN |
Accenture plc
Technology
|
Reduced | 7,314 | $1,341,168 | 0.97% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Added | 9,839 | $1,338,497 | 0.96% | |
| WSM |
Williams Sonoma Inc
Consumer Cyclical
|
Reduced | 5,562 | $1,267,802 | 0.91% | |
| IMCG |
iShares Morningstar Mid-Cap Growth ETF
|
NEW | 13,379 | $1,256,154 | 0.90% | |
| NFLX |
Netflix Inc
Communication Services
|
Added | 18,010 | $1,253,135 | 0.90% | |
| COP |
Conocophillips
Energy
|
Reduced | 9,260 | $1,158,889 | 0.83% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 1,418 | $1,149,700 | 0.83% | |
| HON |
Honeywell International Inc
Industrials
|
Added | 5,248 | $1,107,013 | 0.80% | |
| KLAC |
Kla Corp
Technology
|
Held | 5,490 | $1,070,165 | 0.77% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Reduced | 2,040 | $1,038,870 | 0.75% | |
| SCHG |
Schwab U.S. Large-Cap Growth ETF
|
Reduced | 28,451 | $1,022,244 | 0.74% | |
| MELI |
Mercadolibre Inc
Consumer Cyclical
|
Held | 590 | $1,019,832 | 0.73% |
Showing the top 50 of 133 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.