DPG · Duff & Phelps Utility & Infrastructure Fund Inc. · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-02-09 | BRADLEY WILLIAM PATRICK III |
EVP, Fund Services |
Buy↑
|
Common Stock
(I)
|
3,250 |
| 2025-08-25 | Grumhaus David D Jr. |
President and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 535 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 912. |
Common Stock
|
1,200 |
| 2025-08-15 | Kahrer Mark G. |
Director |
Buy↑
|
Common stock
|
1,000 |
| 2025-05-30 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — Series C Mandatory Redeemable Preferred Shares (Indirect)
These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder. These securities are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
Series C Mandatory Redeemable Preferred Shares
(I)
|
518,000 |
| 2025-05-30 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — Series C Mandatory Redeemable Preferred Shares (Indirect)
These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder. These securities are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
Series C Mandatory Redeemable Preferred Shares
(I)
|
549,500 |
| 2025-05-30 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — Series C Mandatory Redeemable Preferred Shares (Indirect)
These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder. These securities are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
Series C Mandatory Redeemable Preferred Shares
(I)
|
122,500 |
| 2025-05-30 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — Series C Mandatory Redeemable Preferred Shares (Indirect)
These Series C Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder. These securities are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
Series C Mandatory Redeemable Preferred Shares
(I)
|
210,000 |
| 2025-05-29 | MetLife Investment Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Series D Mandatory Redeemable Preferred Shares (Indirect)
These securities are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
Series D Mandatory Redeemable Preferred Shares
(I)
|
252,000 |
| 2025-05-29 | MetLife Investment Management, LLC |
10% Owner |
Buy↑
Filing footnotes — Series D Mandatory Redeemable Preferred Shares (Indirect)
These securities are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
Series D Mandatory Redeemable Preferred Shares
(I)
|
748,000 |
| 2025-02-19 | MCNAMARA GERALDINE M |
Director |
Sell↓
Filing footnotes — Common stock (Direct)
Includes 2351.629 shares acquired by the reporting person since the reporting person's last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. |
Common stock
|
440 |
| 2024-11-26 | Grumhaus David D Jr. |
President and CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 377 shares acquired by the reporting person since his last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 377. |
Common Stock
|
1,500 |
| 2024-04-09 | Grumhaus David D Jr. |
President and CEO |
Buy↑
|
Common Stock
|
3,000 |
| 2023-07-31 | Grumhaus David D Jr. |
President and CEO |
Buy↑
|
Common Stock
|
2,500 |
| 2023-07-14 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — Series C Mandatory Redeemable Preferred Shares (Indirect)
These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. |
Series C Mandatory Redeemable Preferred Shares
(I)
|
30,000 |
| 2023-07-14 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — Series C Mandatory Redeemable Preferred Shares (Indirect)
These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. |
Series C Mandatory Redeemable Preferred Shares
(I)
|
74,000 |
| 2023-07-14 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — Series C Mandatory Redeemable Preferred Shares (Indirect)
These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. |
Series C Mandatory Redeemable Preferred Shares
(I)
|
17,500 |
| 2023-07-14 | MetLife Investment Management, LLC |
10% Owner |
Other↓
Filing footnotes — Series C Mandatory Redeemable Preferred Shares (Indirect)
These Series C Mandatory Redeemable Preferred Shares were redeemed in part by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. These Series C Mandatory Redeemable Preferred Shares are held directly by clients for whom the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. |
Series C Mandatory Redeemable Preferred Shares
(I)
|
78,500 |
| 2023-06-20 | PETRISKO DANIEL |
EVP and Assistant Secretary |
Buy↑
Filing footnotes — Common Stock (Direct)
Includes 821 shares acquired by the reporting person since his last Form 4 filing pursuant to a dividend reinvestment plan meeting the requirements of Rule 16a-11 under the Securities Exchange Act of 1934. |
Common Stock
|
450 |
| 2023-06-16 | Grumhaus David D Jr. |
President and CEO |
Buy↑
|
Common Stock
|
2,500 |
| 2023-06-16 | Elvekrog Eric |
VP & Chief Investment Officer |
Buy↑
|
Common Stock
|
3,000 |
| 2023-04-26 | Cusack Mareile B. |
Director |
Buy↑
|
Common Stock
|
1,335 |
| 2020-01-06 | Elvekrog Eric |
VP & Chief Investment Officer |
Buy↑
|
Common Stock
|
1,000 |