CASCADE INVESTMENT GROUP, INC.

Registered adviser

CIK

919447

Location

Colorado Springs, CO

Portfolio Value

Small $170,247,500

Diversification

Diversified

Filing Date

Global Rank

#6,880 / 8,827 ▲ 85 · as of Jun 2026

Top Industry

Oil & Gas Midstream 10.0%

3Y Alpha vs SPY

-11.2%

Period ended 38 days ago

Filed Oct 13, 2026 · 25d

16 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 35844

Roster of Nov 1, 2026

Regulatory AUM

$419,864,095

Main clients

Individuals and high net worth (83% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$419,864,095	Individuals and high net worth (83%)
Mar 2025 to Mar 2026	$378,028,345	Individuals and high net worth (84%)
Apr 2024 to Feb 2025	$341,926,350	Individuals and high net worth (86%)
May 2023 to Mar 2024	$268,527,113	Individuals and high net worth (94%)
Mar 2023 to Apr 2023	$268,527,113	Individuals and high net worth (94%)
Apr 2022 to Feb 2023	$375,833,074	Individuals and high net worth (81%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 44.3%, 25.9 effective positions, active share 68.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

14.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 12.8 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 68.0%; sector active share 43.1% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

160 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

16.4%

+0.9 pts

Top 5

33.5%

+1.1 pts

Top 10

45.6%

+1.3 pts

HHI

420

Diversified+33

Portfolio Trend

16 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	46.8%	$79,709,695	64
Technology	16.8%	$28,518,562	23
Energy	8.4%	$14,321,924	9
Financial Services	7.0%	$11,860,602	17
Real Estate	4.6%	$7,780,457	6
Industrials	3.2%	$5,520,973	11
Healthcare	3.2%	$5,479,951	9
Communication Services	3.1%	$5,206,313	3
Consumer Cyclical	2.8%	$4,740,487	4
Consumer Defensive	2.4%	$4,008,157	6
Utilities	1.3%	$2,173,776	5
Basic Materials	0.5%	$926,603	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
RITM	Rithm Capital Corp.	+21,300	48,925	$436,900
BIZD	VanEck BDC Income ETF	+13,575	129,950	$1,675,055
TXUE	Thornburg International Equity ETF	+11,378	53,123	$1,844,430
DTCR	Global X Data Center & Digital Infrastructure ETF	+4,735	52,479	$1,424,280
FEM	First Trust Emerging Markets AlphaDEX Fund	+4,041	14,838	$477,931
GMUB	Goldman Sachs Municipal Income ETF	+3,381	9,794	$477,947
VXUS	Vanguard Total International Stock ETF	+3,160	60,601	$5,148,660
CRWD	CrowdStrike Holdings, Inc.	+2,630	3,550	$939,862
RAAX	VanEck Real Assets ETF	+2,122	38,831	$1,546,638
BUFR	FT Vest Laddered Buffer ETF	+1,726	25,509	$955,822
HONA	Honeywell Aerospace Inc.	+1,236	3,405	$527,672
EMLP	First Trust North American Energy Infrastructure Fund	+1,147	13,627	$558,570
SPYI	NEOS S&P 500(R) High Income ETF	+1,033	34,718	$1,845,956
BOTZ	Global X Robotics & Artificial Intelligence ETF	+921	24,952	$879,058
GOOGL	Alphabet Inc.	+705	6,668	$2,294,325
AIQ	Global X Artificial Intelligence & Technology ETF	+462	6,827	$444,847
FTGC	First Trust Global Tactical Commodity Strategy Fund	+427	54,491	$1,666,879
SHLD	Global X Defense Tech ETF	+393	4,366	$262,309
VNQ	VANGUARD REAL ESTATE INDEX FUND	+335	3,240	$290,401
GS	Goldman Sachs Group Inc	+150	1,180	$1,062,424
VEA	Vanguard FTSE Developed Markets ETF	+140	5,428	$383,271
OKE	Oneok Inc	+135	13,234	$1,128,463
—		+126	30,281	$0
VIK	Viking Holdings Ltd	+84	5,947	$465,828
JPM	Jpmorgan Chase & Co	+82	6,043	$1,999,205
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ORBX	Global X Space Tech ETF	−10,599	15,211	$641,113
DFEB	FT Vest U.S. Equity Deep Buffer ETF - February	−9,076	8,259	$426,246
PFE	Pfizer Inc	−7,533	11,249	$320,821
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−3,223	14,213	$997,041
SGOV	iShares 0-3 Month Treasury Bond ETF	−2,936	3,488	$351,171
—		−2,825	52,889	$0
GUT	Gabelli Utility Trust	−2,343	15,419	$87,734
DSEP	FT Vest U.S. Equity Deep Buffer ETF - September	−2,327	6,661	$325,523
PFFA	Virtus InfraCap U.S. Preferred Stock ETF	−2,050	12,750	$251,812
DPG	Duff & Phelps Utility & Infrastructure Fund Inc.	−1,900	31,850	$408,317
PBA	Pembina Pipeline Corp	−1,419	53,881	$2,402,014
OHI	Omega Healthcare Investors Inc	−1,310	35,048	$1,623,072
CDIG	City Different Investments Global Equity ETF	−1,222	22,151	$555,768
ARCC	Ares Capital Corp	−1,012	57,183	$1,092,195
DJAN	FT Vest U.S. Equity Deep Buffer ETF - January	−849	5,921	$276,333
IRM	Iron Mountain Inc	−750	16,006	$1,775,865
IBM	International Business Machines Corp	−734	6,732	$1,480,568
—		−733	19,142	$0
JEPI	JPMorgan Equity Premium Income ETF	−680	24,643	$1,385,429
GLP	Global Partners LP	−500	40,550	$1,877,465
ET	Energy Transfer LP	−400	87,654	$1,732,919
GLW	Corning Inc	−327	6,645	$1,021,735
ARTY	iShares Future AI & Tech ETF	−325	34,134	$2,673,374
AM	Antero Midstream Corp	−312	78,607	$1,584,717
AAPL	Apple Inc.	−307	27,162	$9,045,489
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
FLTR	VanEck IG Floating Rate ETF	42,100	$1,077,339
DAUG	FT Vest U.S. Equity Deep Buffer ETF - August	17,021	$809,345
MISL	First Trust Indxx Aerospace & Defense ETF	10,170	$423,072
SOLS	Solstice Advanced Materials Inc.	6,765	$381,004
IBMP	iShares iBonds Dec 2027 Term Muni Bond ETF	14,793	$373,375
IBTH	iShares iBonds Dec 2027 Term Treasury ETF	14,509	$323,840
DFAS	Dimensional U.S. Small Cap ETF	3,588	$277,782
ICE	Intercontinental Exchange, Inc.	1,534	$233,214
GEV	GE Vernova Inc.	241	$229,068
WARP	VanEck Space ETF	10,875	$220,173
AMGN	Amgen Inc	509	$214,548
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	5,159	$209,352
VZ	Verizon Communications Inc	4,465	$204,809
No positions match the current search.

Sold Out

Positions the filer fully exited

9 positions

Ticker	Company	Shares	Value
VICI	Vici Properties Inc.	14,979	$397,692
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	5,107	$231,551
ABT	Abbott Laboratories	2,488	$225,761
BKNG	Booking Holdings Inc.	1,150	$204,976
MDY	Spdr S&P Midcap 400 ETF Trust	291	$204,671
MRK	Merck & Co., Inc.	1,587	$203,929
DMAR	FT Vest U.S. Equity Deep Buffer ETF - March	4,509	$201,701
MCD	Mcdonalds Corp	742	$200,570
STWD	Starwood Property Trust, Inc.	10,133	$165,978
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

160 tracked positions · $170,247,500 total · filing declares 160 positions · $180,503,867 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 160 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	70,982	-177	$26,564,303	+0.9%	15.60%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Reduced	99,991	-88	$9,204,171	+1.3%	5.41%
AAPL	Apple Inc. Technology	Reduced	27,162	-307	$9,045,489	+13.8%	5.31%
VXUS	Vanguard Total International Stock ETF	Added	60,601	+3,160	$5,148,660	+4.8%	3.02%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	13,537	-198	$3,372,743	+3.0%	1.98%
MSFT	Microsoft Corp Technology	Reduced	6,300	-25	$3,231,270	+37.0%	1.90%
CVX	Chevron Corp Energy	Added	14,657	+2	$2,993,105	+23.2%	1.76%
GOOG	Alphabet Inc. Communication Services	Reduced	7,945	-87	$2,707,179	−4.6%	1.59%
ARTY	iShares Future AI & Tech ETF	Reduced	34,134	-325	$2,673,374	+1.9%	1.57%
SPG	Simon Property Group Inc. Real Estate	Reduced	12,367	-160	$2,482,798	−11.4%	1.46%
PBA	Pembina Pipeline Corp Energy	Reduced	53,881	-1,419	$2,402,014	−6.1%	1.41%
GOOGL	Alphabet Inc. Communication Services	Added	6,668	+705	$2,294,325	+7.7%	1.35%
V	Visa Inc. Financial Services	Reduced	6,370	-22	$2,288,932	+4.4%	1.34%
JPM	Jpmorgan Chase & Co Financial Services	Added	6,043	+82	$1,999,205	+2.5%	1.17%
NVDA	Nvidia Corp Technology	Reduced	8,471	-92	$1,934,606	+12.9%	1.14%
GLP	Global Partners LP Energy	Reduced	40,550	-500	$1,877,465	−1.8%	1.10%
SPYI	NEOS S&P 500(R) High Income ETF	Added	34,718	+1,033	$1,845,956	+3.2%	1.08%
TXUE	Thornburg International Equity ETF	Added	53,123	+11,378	$1,844,430	+28.0%	1.08%
IRM	Iron Mountain Inc Real Estate	Reduced	16,006	-750	$1,775,865	−16.1%	1.04%
ET	Energy Transfer LP Energy	Reduced	87,654	-400	$1,732,919	+2.9%	1.02%
MO	Altria Group, Inc. Consumer Defensive	Reduced	25,247	-300	$1,700,132	−7.5%	1.00%
BIZD	VanEck BDC Income ETF	Added	129,950	+13,575	$1,675,055	+13.7%	0.98%
FTGC	First Trust Global Tactical Commodity Strategy Fund	Added	54,491	+427	$1,666,879	+14.0%	0.98%
ABBV	AbbVie Inc. Healthcare	Reduced	6,221	-250	$1,627,351	−0.1%	0.96%
OHI	Omega Healthcare Investors Inc Real Estate	Reduced	35,048	-1,310	$1,623,072	−6.4%	0.95%
FTNT	Fortinet, Inc. Technology	Reduced	9,075	-225	$1,622,247	+13.5%	0.95%
PWR	Quanta Services, Inc. Industrials	Reduced	2,467	-87	$1,585,072	−13.8%	0.93%
AM	Antero Midstream Corp Energy	Reduced	78,607	-312	$1,584,717	−11.7%	0.93%
SUN	Sunoco LP Energy	Reduced	21,430	-150	$1,561,604	+7.2%	0.92%
RAAX	VanEck Real Assets ETF	Added	38,831	+2,122	$1,546,638	+6.2%	0.91%
IBM	International Business Machines Corp Technology	Reduced	6,732	-734	$1,480,568	−29.5%	0.87%
JNJ	Johnson & Johnson Healthcare	Reduced	5,511	-58	$1,458,982	+3.2%	0.86%
DTCR	Global X Data Center & Digital Infrastructure ETF	Added	52,479	+4,735	$1,424,280	−1.8%	0.84%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	24,643	-680	$1,385,429	−3.1%	0.81%
AVGO	Broadcom Inc. Technology	Held	3,496	0	$1,227,760	−7.0%	0.72%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	2,323	-103	$1,156,737	−4.7%	0.68%
OKE	Oneok Inc Energy	Added	13,234	+135	$1,128,463	−0.9%	0.66%
FV	First Trust Dorsey Wright Focus 5 ETF	Reduced	15,093	-221	$1,107,750	−4.7%	0.65%
HASI	HA Sustainable Infrastructure Capital, Inc. Financial Services	Held	30,650	0	$1,097,883	−8.3%	0.64%
ARCC	Ares Capital Corp Financial Services	Reduced	57,183	-1,012	$1,092,195	+1.3%	0.64%
OUNZ	VanEck Merk Gold ETF	Held	27,210	0	$1,085,679	+3.4%	0.64%
FLTR	VanEck IG Floating Rate ETF	NEW	42,100	NEW	$1,077,339	NEW	0.63%
AMAT	Applied Materials Inc Technology	Reduced	2,099	-81	$1,073,386	−31.9%	0.63%
GS	Goldman Sachs Group Inc Financial Services	Added	1,180	+150	$1,062,424	+2.0%	0.62%
PANW	Palo Alto Networks Inc Technology	Added	2,630	+23	$1,044,925	+17.5%	0.61%
GLW	Corning Inc Technology	Reduced	6,645	-327	$1,021,735	−42.6%	0.60%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	14,213	-3,223	$997,041	−22.1%	0.59%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,265	-10	$964,726	+1.3%	0.57%
BUFR	FT Vest Laddered Buffer ETF	Added	25,509	+1,726	$955,822	+10.0%	0.56%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	3,550	+2,630	$939,862	+33.9%	0.55%

Showing the top 50 of 160 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.