AM · Antero Midstream Corp · Holdings

$21.10 +0.31 (+1.49%) At close · Oct 27 Q2 2026 earnings call transcript

S&P 400 member Russell 1000 member Rebalance outlook locked

Market Cap

$10.02B

474.67M

Volume · Oct 27 2.56M Avg daily vol (3M) 2.53M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of AM: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 540

Total Value: $6,548,795,418

Total Shares: 288,746,507

Showing 1–100 of 558 holdings by value · page 1 of 6

Institutional Ownership Trend

27 quarters

Superinvestors Holding AM

All superinvestors →

Joel Greenblatt $60,159,440 Glenn Greenberg $41,487,605 Ray Dalio $4,064,606

Holder Concentration

Across 540 13F filers

Top Holder

13.2%

of institutional value

Top 5

35.9%

of institutional value

Top 10

51.1%

of institutional value

HHI

390

Broadly held

Who Holds AM

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 535 filers, like-for-like change +0.9%; actively managed books +0.7%; index-like books +1.2%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	42.6%	303	+1.6%	40	28
Exempt adviser	1.3%	6	+38.2%	4	0
Adviser	10.3%	13	-2.5%	0	0
Bank	10.6%	27	-5.2%	3	0
Insurer	0.4%	4	-63.2%	0	0
Broker-dealer	0.2%	1	-1.4%	0	0
Benefit plan	0.3%	7	-7.1%	0	0
Non-US	2.9%	9	-4.3%	0	1
Holding company	20.5%	11	+5.7%	1	0
Unknown	10.9%	154	+4.0%	11	11

Style	Share	Filers	Change	New	Exited
Index-like	38.1%	45	+1.2%	1	0
Systematic-like	2.4%	20	+25.4%	6	6
Concentrated	8.6%	123	-10.3%	20	10
Diversified active	50.8%	346	+1.8%	31	24
Unknown	0.0%	1	new	1	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	69.3%	336	-1.6%	24	15
Medium turnover	12.1%	110	+1.5%	13	10
High turnover	4.6%	44	+62.1%	16	11
Unknown	14.1%	45	+0.4%	6	4
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	14.7%	58	+8.3%	12	10
Medium horizon	16.7%	86	+5.3%	14	10
Long horizon	64.6%	363	-1.9%	27	13
Unknown	4.1%	28	+3.6%	6	7
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	2.5%	148	+11.1%	26	18
$1B to $10B	10.2%	159	-0.7%	20	17
$10B to $100B	17.0%	149	-0.6%	11	5
$100B or more	70.2%	79	+1.1%	2	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	5.0%	190	+2.7%	27	16
Pooled investment vehicles	3.1%	34	-14.5%	7	8
Registered funds and BDCs	25.7%	29	+0.6%	1	0
Pension and profit sharing plans	0.1%	3	+61.5%	0	0
Insurance companies	0.3%	6	+4.2%	0	0
Charitable organizations	0.0%	1	-41.7%	0	0
Governments and sovereign funds	0.5%	5	-15.7%	0	1
Banks and thrifts	0.0%	1	0.0%	0	0
Corporations	0.0%	1	-57.3%	0	0
Other investment advisers	0.3%	8	-12.7%	1	1
Other	0.7%	5	-3.2%	0	0
Diversified	5.8%	18	+5.7%	4	2
Unknown	58.5%	234	+1.6%	19	12

Private funds	Share	Filers	Change	New	Exited
Hedge funds	9.7%	58	+23.8%	13	10
Private equity funds	1.1%	16	+0.1%	2	1
Venture capital funds	0.0%	1	+1577.6%	0	0
Real estate funds	0.8%	9	-45.3%	0	0
Liquidity funds	0.0%	1	-4.9%	0	0
Securitized asset funds	0.3%	2	-6.8%	0	0
Other private funds	8.2%	20	-4.5%	1	3
Mixed private funds	1.8%	2	-3.7%	0	1
Private funds, type not stated	0.2%	6	+47.4%	2	0
No private funds	21.8%	194	+1.2%	26	13
Unknown	56.1%	226	-0.3%	15	12

Location	Share	Filers	Change	New	Exited
United States	88.9%	465	-0.7%	48	34
Outside the US	11.1%	70	+18.1%	11	6

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 6 holders with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

535 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.31% of filers hold it in their top 10

Mar 31, 2026: 5

Holders above 5%

median weight 0.007%

Mar 31, 2026: 1

Crowding

13.7%

of shares outstanding, 41st percentile

Mar 31, 2026: 13.2%

Private-fund advisers

13.3%

of shares outstanding

Institutional ownership

60.1%

61.0% of the estimated free float

Top 10 holders

51.7%

of 13F shares, Herfindahl 0.040

Active holders

+0.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 16.8 quarters

Under 1 year 17.3% 1 to 3 years 22.5% 3 years or more 60.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$16.48

estimated per share

Mar 31, 2026: $15.69

Quarter-end price

$22.75

implied by 13F values

Estimated gain or loss

+38.0%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 26.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies AM's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	HESM Hess Midstream LP	19	0.327
2	KNTK Kinetik Holdings Inc.	19	0.327
3	WES Western Midstream Partners, LP	21	0.246
4	GEL Genesis Energy LP	10	0.236
5	GLP Global Partners LP	9	0.221
6	CQP Cheniere Energy Partners, L.P.	11	0.208
7	MPLX Mplx LP	26	0.207
8	PAGP Plains Gp Holdings LP	15	0.199
9	APC ARKO Petroleum Corp.	5	0.196
10	USAC USA Compression Partners, LP	9	0.188

Shareholder Targets

13F filers that own its peers but not AM, quarter ended Jun 30, 2026

Found through its holder-overlap peers: HESM, KNTK, WES, GEL, GLP, CQP, MPLX, PAGP, APC, USAC, AR, TRGP, SUN, DTM, SUNC, PAA, OKE, KGS, DKL, WLKP. 2,059 filers in all.

#	Filer	In peers	Of book	Largest peers
1	HARRIS ASSOCIATES L P Registered adviser, Index-like	$2,128,369,294 1 held	2.83%	TRGP
2	Capital International Investors Adviser, Diversified active	$1,495,721,237 1 held	0.310%	OKE
3	Energy Income Partners, LLC Registered adviser, Diversified active	$1,129,203,337 10 held	19.5%	MPLX, PAGP, OKE
4	First Eagle Investment Management, LLC Registered adviser, Diversified active	$1,028,946,941 2 held	1.70%	OKE, TRGP
5	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$918,092,892 5 held	0.310%	TRGP, PAGP, DTM
6	Capital Research Global Investors Adviser, Diversified active	$717,895,471 2 held	0.100%	OKE, DTM
7	COHEN & STEERS, INC. Adviser, Diversified active	$554,592,681 10 held	0.880%	TRGP, KNTK, MPLX
8	BAHL & GAYNOR INC Adviser, Diversified active	$554,369,572 5 held	2.56%	TRGP, DTM, OKE
9	Recurrent Investment Advisors LLC Registered adviser, Diversified active	$482,744,150 9 held	32.4%	TRGP, OKE, SUN
10	Zimmer Partners, LP Registered adviser, Diversified active	$457,718,201 5 held	10.8%	KGS, TRGP, KNTK

Fund Ownership of AM by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 18.46% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.49%	+0.12 pp	11,799,536	90
Index ETFs	15.98%	+0.42 pp	75,843,065	123
Active ETFs	2.25%	-0.36 pp	10,676,446	41
Active funds	10.39%	+0.10 pp	49,310,780	138
Unclassified	1.33%	+0.07 pp	6,317,622	25
All registered funds	32.43%	+0.36 pp	153,947,449	417

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 303 Exempt adviser 6 Adviser 13 Bank 27 Insurer 4 Broker-dealer 1 Benefit plan 7 Non-US 9 Holding company 11 Unknown 159

Showing 100 of 558

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$869,045,058

13.27%

38,199,783

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	2,969,152	$67,548,208	7.8%	Sole
BlackRock Investment Management (Australia) Ltd	820	$18,655	0.0%	Sole
BlackRock Asset Management Canada Ltd	354,439	$8,063,487	0.9%	Sole
BlackRock Investment Management, LLC	639,359	$14,545,417	1.7%	Sole
BLACKROCK ADVISORS LLC	153,049	$3,481,864	0.4%	Sole
BlackRock Fund Advisors	21,599,345	$491,385,098	56.5%	Sole
BlackRock Institutional Trust Company, N.A.	10,032,048	$228,229,092	26.3%	Sole
BlackRock Fund Managers Ltd.	59,108	$1,344,707	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	93,690	$2,131,447	0.2%	Sole
BlackRock (Netherlands) B.V.	149,955	$3,411,476	0.4%	Sole
BlackRock Asset Management Ireland Ltd	818,435	$18,619,396	2.1%	Sole
BlackRock Advisors (UK) Ltd	5,718	$130,084	0.0%	Sole
BlackRock Life Ltd	5,686	$129,356	0.0%	Sole
BlackRock Asset Management Schweiz AG	55,489	$1,262,374	0.1%	Sole
Aperio Group, LLC	1,259,918	$28,663,134	3.3%	Sole
SpiderRock Advisors, LLC	3,572	$81,263	0.0%	Sole

Invesco Ltd.

$471,993,816

7.21%

20,746,981

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	16,141,282	$367,214,164	77.8%	Defined
Invesco Trust Co joint	135,016	$3,071,614	0.7%	Defined
Invesco Management S.A.	13,823	$314,473	0.1%	Defined
Invesco Capital Management LLC	4,456,860	$101,393,565	21.5%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$413,895,209

6.32%

18,193,196

VANGUARD CAPITAL MANAGEMENT LLC

$340,312,154

5.20%

14,958,776

STATE STREET CORP

$262,956,921

4.02%

11,558,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED joint	11,558,546	$262,956,921	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$235,664,224

3.60%

10,358,867

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	1,317,347	$29,969,644	12.7%	Defined
Held directly	9,041,520	$205,694,580	87.3%	Defined

TORTOISE CAPITAL ADVISORS, L.L.C.

$231,674,260

3.54%

10,183,484

DIMENSIONAL FUND ADVISORS LP

$204,980,205

3.13%

9,010,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	31,814	$723,768	0.4%	Defined
DFA Australia Ltd.	139,458	$3,172,669	1.5%	Defined
Dimensional Fund Advisors Pte. Ltd.	3,551	$80,785	0.0%	Defined
Dimensional Ireland Ltd	356,347	$8,106,894	4.0%	Defined
Held directly	8,478,949	$192,896,089	94.1%	Sole

NEUBERGER BERMAN GROUP LLC

$169,142,791

2.58%

7,434,848

Bank of New York Mellon Corp

$157,371,186

2.40%

6,917,415

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Trust of Delaware joint	130	$2,957	0.0%	Defined
Mellon Investments Corporation joint	2,965,615	$67,467,740	42.9%	Other
BNY Mellon Investment Adviser, Inc.	122,587	$2,788,854	1.8%	Defined
The Bank of New York Mellon	729,002	$16,584,795	10.5%	Defined
BNY Mellon, NA joint	119,643	$2,721,877	1.7%	Defined
BNY Mellon Advisors, Inc.	5,879	$133,747	0.1%	Defined
Newton Investment Management North America, LLC joint	2,974,557	$67,671,171	43.0%	Defined
Held directly	2	$45	0.0%	Defined

MORGAN STANLEY

$152,476,020

2.33%

6,702,243

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	249	$5,664	0.0%	Defined
MORGAN STANLEY & CO. LLC	99,700	$2,268,175	1.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	1,955,597	$44,489,831	29.2%	Defined
MORGAN STANLEY AIP GP LP	1,116	$25,388	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	91,388	$2,079,076	1.4%	Defined
Morgan Stanley Investment Management LTD	24,230	$551,231	0.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	678,505	$15,435,988	10.1%	Defined
Parametric Sas	303,076	$6,894,978	4.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	3,191,973	$72,617,385	47.6%	Defined
EATON VANCE MANAGEMENT	356,409	$8,108,304	5.3%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$88,901,175

1.36%

3,907,744

NORTHERN TRUST CORP

$85,138,073

1.30%

3,742,333

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	3,277,733	$74,568,424	87.6%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	120,509	$2,741,579	3.2%	Defined
MASON STREET ADVISORS, LLC joint	153,991	$3,503,295	4.1%	Other
STATE FARM INVESTMENT MANAGEMENT CORP joint	190,100	$4,324,775	5.1%	Other

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$83,737,676

1.28%

3,680,777

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	3,680,777	$83,737,676	100.0%	Defined

Clearbridge Investments, LLC

$83,699,593

1.28%

3,679,103

ALLIANCEBERNSTEIN L.P.

$82,484,606

1.26%

3,625,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	3,625,697	$82,484,606	100.0%	Defined

Boston Trust Walden Corp

$78,515,208

1.20%

3,451,218

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOSTON TRUST WALDEN NATIONAL ASSOCIATION	2,530,085	$57,559,433	73.3%	Defined
Boston Trust Walden Inc.	921,133	$20,955,775	26.7%	Defined

NORGES BANK

$77,657,739

1.19%

3,413,527

Qube Research & Technologies Ltd

$72,567,881

1.11%

3,189,797

Covalis Capital LLP

$68,966,966

1.05%

3,031,515

BNP PARIBAS ARBITRAGE, SA

$65,106,154

0.99%

2,861,809

Gotham Asset Management, LLC

$60,159,440

0.92%

2,644,371

Clark Capital Management Group, Inc.

$59,522,576

0.91%

2,616,377

Blackstone Inc.

$59,442,906

0.91%

2,612,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Harvest Fund Advisors LLC	2,612,875	$59,442,906	100.0%	Other

WESTWOOD HOLDINGS GROUP INC

$58,475,690

0.89%

2,570,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WESTWOOD MANAGEMENT CORP /TX	2,570,360	$58,475,690	100.0%	Defined

GOLDMAN SACHS GROUP INC

$55,668,203

0.85%

2,446,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,125,695	$25,609,561	46.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	1,239,368	$28,195,622	50.6%	Defined
GOLDMAN SACHS INTERNATIONAL	14,127	$321,389	0.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.	67,764	$1,541,631	2.8%	Defined

Orbis Allan Gray Ltd

$55,064,850

0.84%

2,420,433

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ORBIS INVESTMENT MANAGEMENT LTD	2,390,340	$54,380,235	98.8%	Defined
Held directly	30,093	$684,615	1.2%	Defined

KAYNE ANDERSON CAPITAL ADVISORS LP

$49,882,991

0.76%

2,192,659

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KA Fund Advisors LLC	1,589,674	$36,165,083	72.5%	Sole
Held directly	602,985	$13,717,908	27.5%	Sole

VANGUARD FIDUCIARY TRUST CO

$47,823,412

0.73%

2,102,128

UBS Group AG

$47,589,928

0.73%

2,091,865

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	299,609	$6,816,104	14.3%	Defined
UBS AG	1,790,672	$40,737,788	85.6%	Defined
UBS Securities LLC	1,584	$36,036	0.1%	Defined

Connor, Clark & Lunn Investment Management Ltd.

$46,006,961

0.70%

2,022,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	1,119,744	$25,474,176	55.4%	Sole
Held directly	902,540	$20,532,785	44.6%	Sole

BROOKFIELD Corp /ON/

$44,032,625

0.67%

1,935,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brookfield Public Securities Group LLC	1,935,500	$44,032,625	100.0%	Defined

FMR LLC

$42,657,910

0.65%

1,875,073

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1,759,895	$40,037,611	93.9%	Defined
STRATEGIC ADVISERS LLC	41,903	$953,293	2.2%	Defined
FIAM LLC	63,807	$1,451,609	3.4%	Defined
Fidelity Diversifying Solutions LLC	9,468	$215,397	0.5%	Defined

Brave Warrior Advisors, LLC

$41,487,605

0.63%

1,823,631

FIRST TRUST ADVISORS LP

$41,133,159

0.63%

1,808,051

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	18,190	$413,822	1.0%	Other
Held directly	1,789,861	$40,719,337	99.0%	Sole

EAGLE GLOBAL ADVISORS LLC

$41,007,853

0.63%

1,802,543

AMERICAN CENTURY COMPANIES INC

$40,899,631

0.62%

1,797,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	1,797,786	$40,899,631	100.0%	Defined

BARCLAYS PLC

$34,712,472

0.53%

1,525,823

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	1,522,390	$34,634,372	99.8%	Defined
BARCLAYS CAPITAL INC.	2,905	$66,088	0.2%	Defined
BARCLAYS CAPITAL SECURITIES LTD	528	$12,012	0.0%	Defined

JPMORGAN CHASE & CO

$34,505,808

0.53%

1,516,739

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	410,152	$9,330,958	27.0%	Defined
J.P. Morgan Investment Management Inc.	776,423	$17,663,623	51.2%	Defined
J.P. Morgan Securities LLC	194,365	$4,421,803	12.8%	Defined
J.P. Morgan Securities plc	12,673	$288,310	0.8%	Defined
J.P. Morgan (Suisse) SA	66	$1,501	0.0%	Other
JPMorgan Asset Management (Taiwan) Ltd	61,294	$1,394,438	4.0%	Defined
J.P. Morgan SE	61,766	$1,405,175	4.1%	Defined

RR Advisors, LLC

$34,434,627

0.53%

1,513,610

Pacer Advisors, Inc.

$28,448,147

0.43%

1,250,468

ENVESTNET ASSET MANAGEMENT INC

$27,941,277

0.43%

1,228,188

FRANKLIN RESOURCES INC

$26,747,036

0.41%

1,175,694

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	681,640	$15,507,310	58.0%	Defined
FIDUCIARY TRUST CO INTERNATIONAL	77	$1,751	0.0%	Defined
Fiduciary Trust International of California	48	$1,092	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	1,486	$33,806	0.1%	Defined
FRANKLIN ADVISERS INC	272,780	$6,205,745	23.2%	Defined
FRANKLIN ADVISORY SERVICES LLC	204,817	$4,659,586	17.4%	Defined
PUTNAM ADVISORY CO LLC	14,846	$337,746	1.3%	Defined

CHICKASAW CAPITAL MANAGEMENT LLC

$26,242,433

0.40%

1,301,708

NEOS Investment Management LLC

$24,673,376

0.38%

1,084,544

JANE STREET GROUP, LLC

$23,985,325

0.37%

1,054,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	1,054,300	$23,985,325	100.0%	Defined

JENNISON ASSOCIATES LLC

$23,898,169

0.36%

1,050,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	1,050,469	$23,898,169	100.0%	Defined

ALPS ADVISORS INC

$23,085,881

0.35%

1,014,764

EXCHANGE TRADED CONCEPTS, LLC

$22,105,673

0.34%

971,678

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Madison Avenue Financial Solutions, LLC	35,154	$799,753	3.6%	Other
TORTOISE CAPITAL ADVISORS, L.L.C.	629,059	$14,311,092	64.7%	Other
Client First Investment Management LLC	295,096	$6,713,434	30.4%	Other
Horizon Investments, LLC	12,369	$281,394	1.3%	Other

MILLER HOWARD INVESTMENTS INC /NY

$22,073,405

0.34%

1,094,911

Amundi

$21,388,867

0.33%

940,170

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management	940,170	$21,388,867	100.0%	Defined

BANK OF AMERICA CORP /DE/

$21,089,817

0.32%

927,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	514,156	$11,697,049	55.5%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	160,511	$3,651,625	17.3%	Defined
BOFA SECURITIES, INC.	75,462	$1,716,760	8.1%	Defined
MANAGED ACCOUNT ADVISORS LLC joint	176,896	$4,024,383	19.1%	Defined

RHUMBLINE ADVISERS

$20,876,332

0.32%

917,641

NEW YORK STATE COMMON RETIREMENT FUND

$20,422,129

0.31%

897,676

Fiera Capital Corp

$20,339,204

0.31%

894,031

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	872,349	$19,845,939	97.6%	Other
Held directly	21,682	$493,265	2.4%	Sole

Cetera Investment Advisers

$20,074,076

0.31%

882,377

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$18,170,831

0.28%

798,718

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	178,991	$4,072,045	22.4%	Defined
UBS Asset Management Switzerland AG	517,289	$11,768,324	64.8%	Defined
UBS Asset Management (UK) Ltd.	53,740	$1,222,584	6.7%	Other
Held directly	48,698	$1,107,878	6.1%	Defined

ROYAL BANK OF CANADA

$18,035,150

0.28%

792,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Global Asset Management Inc.	637,309	$14,498,779	80.4%	Defined
RBC CMA LTD.	2,832	$64,428	0.4%	Defined
RBC Capital Markets, LLC	126,114	$2,869,093	15.9%	Defined
RBC Dominion Securities Inc.	1,053	$23,955	0.1%	Defined
RBC Private Counsel (USA) Inc.	3,053	$69,455	0.4%	Defined
RBC Trust Co (Delaware) Ltd	8,291	$188,620	1.0%	Defined
RBC Rochdale, LLC	6,159	$140,117	0.8%	Defined
Held directly	7,943	$180,703	1.0%	Sole

PRINCIPAL FINANCIAL GROUP INC

$17,990,563

0.27%

790,794

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$17,640,350

0.27%

775,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	775,400	$17,640,350	100.0%	Other

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$17,168,583

0.26%

754,663

California Public Employees Retirement System

$16,596,739

0.25%

729,527

LOS ANGELES CAPITAL MANAGEMENT LLC

$16,581,314

0.25%

728,849

Columbus Macro, LLC

$16,157,131

0.25%

801,445

Freestone Grove Partners LP

$15,895,334

0.24%

698,696

Thrivent Financial for Lutherans

$15,337,026

0.23%

674,155

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	223,819	$5,091,882	33.2%	Defined
Held directly	450,336	$10,245,144	66.8%	Sole

Swiss National Bank

$15,117,375

0.23%

664,500

Edgestream Partners, L.P.

$15,023,258

0.23%

660,363

D. E. Shaw & Co., Inc.

$14,671,247

0.22%

644,890

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	632,140	$14,381,185	98.0%	Defined
D. E. Shaw Investment Management, L.L.C. joint	12,750	$290,062	2.0%	Defined

CITADEL ADVISORS LLC

$14,375,725

0.22%

631,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	631,900	$14,375,725	100.0%	Defined

AMERIPRISE FINANCIAL INC

$13,249,166

0.20%

582,381

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	433,385	$9,859,508	74.4%	Defined
Ameriprise Financial Services, LLC joint	148,561	$3,379,762	25.5%	Defined
Ameriprise Bank, FSB	435	$9,896	0.1%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$12,993,797

0.20%

571,156

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	393,725	$8,957,243	68.9%	Defined
Wellington Management International Ltd	5,490	$124,897	1.0%	Defined
Wellington Trust Company, NA joint	171,941	$3,911,657	30.1%	Defined

LPL Financial LLC

$12,698,572

0.19%

558,179

Nuveen, LLC

$11,163,560

0.17%

490,706

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	91,084	$2,072,160	18.6%	Defined
TEACHERS ADVISORS, LLC joint	399,622	$9,091,400	81.4%	Defined

RAYMOND JAMES FINANCIAL INC

$11,157,805

0.17%

490,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	66,487	$1,512,579	13.6%	Defined
Raymond James Financial Services Advisors, Inc.	423,966	$9,645,226	86.4%	Defined

Legal & General Group Plc

$11,005,357

0.17%

483,752

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	194,646	$4,428,196	40.2%	Defined
Legal & General Investment Management Ltd joint	289,106	$6,577,161	59.8%	Defined

Abacus FCF Advisors LLC

$10,788,141

0.16%

474,204

SIR Capital Management, L.P.

$10,637,854

0.16%

467,598

SHAH CAPITAL MANAGEMENT

$10,517,734

0.16%

521,713

Walleye Capital LLC

$10,455,854

0.16%

459,598

CANADA LIFE ASSURANCE Co

$10,448,119

0.16%

459,258

Grey Fox Wealth Advisors, LLC

$10,414,199

0.16%

457,767

Waverly Advisors, LLC

$10,106,824

0.15%

444,256

AQR CAPITAL MANAGEMENT LLC

$9,565,304

0.15%

420,453

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Compound Planning, Inc.	96	$2,184	0.0%	Other
Arax Advisory Partners	2,739	$62,312	0.7%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	6,361	$144,712	1.5%	Other
Stokes Family Office, LLC	62	$1,410	0.0%	Other
Held directly	411,195	$9,354,686	97.8%	Defined

SG Americas Securities, LLC

$9,475,124

0.14%

416,489

PRUDENTIAL FINANCIAL INC

$9,123,387

0.14%

401,028

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	397,428	$9,041,487	99.1%	Defined
Prudential Trust Co	3,600	$81,900	0.9%	Defined

Artisan Partners Limited Partnership

$8,986,432

0.14%

395,008

CAXTON ASSOCIATES LLP

$8,985,226

0.14%

394,955

Susquehanna Portfolio Strategies, LLC

$8,832,642

0.13%

388,248

Ruffer LLP

$8,736,227

0.13%

384,010

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$8,714,683

0.13%

383,063

Treasurer of the State of North Carolina

$8,597,111

0.13%

377,895

WELLS FARGO & COMPANY/MN

$8,218,208

0.13%

361,240

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	21,662	$492,810	6.0%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	108,928	$2,478,112	30.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	222,645	$5,065,173	61.6%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	8,005	$182,113	2.2%	Defined

VOYA INVESTMENT MANAGEMENT LLC

$7,865,789

0.12%

345,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	345,749	$7,865,789	100.0%	Defined

Retirement Systems of Alabama

$7,823,338

0.12%

343,883

CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT

$7,547,904

0.12%

374,400

Maryland State Retirement & Pension System

$7,499,560

0.11%

329,651

PRICE T ROWE ASSOCIATES INC /MD/

$7,243,873

0.11%

318,412

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	318,412	$7,243,873	100.0%	Defined

CIBC Bancorp USA Inc.

$6,547,040

0.10%

287,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc.	256,300	$5,830,825	89.1%	Defined
CIBC National Trust Co	31,482	$716,215	10.9%	Defined

HENNESSY ADVISORS INC

$6,527,202

0.10%

286,910

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Key facts CIK 1623925 CUSIP 03676B102 13F (30d) 122 filings 112 filers Visit website Investor relations