NEOS Investment Management LLC
AdviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Schedule 13D/13G stakes
Stakes of 5% or more disclosed on Schedule 13D or 13G, each on the filer's latest filing for the security. These are event-dated stakes, not the quarter-end 13F portfolio below.
| Company | Schedule | Event date | Filed | Shares | % of class | Status |
|---|---|---|---|---|---|---|
| HODL VanEck Bitcoin ETF | 13G | Dec 31, 2025 | 8mo | 5,406,937 | 9.24% | Current |
A 13D or 13G stays in force until its filer amends it and no amendment is due without a material change, so a stake with no filing in 24 months reads unconfirmed, never sold. An amendment reporting under 5% ends the filer's duty to amend, not necessarily the holding. Shares are restated onto today's split basis.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 28.4%; sector active share 22.9% against the combined 13F book's sector weights.
Over time 12 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
575 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 46.7% | $14,594,742,207 |
| Communication Services | 10.3% | $3,229,004,148 |
| Consumer Cyclical | 8.5% | $2,671,377,393 |
| Unclassified | 6.8% | $2,111,829,674 |
| Healthcare | 5.6% | $1,744,822,117 |
| Industrials | 4.9% | $1,521,205,025 |
| Consumer Defensive | 4.5% | $1,417,912,279 |
| Financial Services | 4.5% | $1,406,714,019 |
| Energy | 4.2% | $1,315,773,996 |
| Real Estate | 1.6% | $498,021,995 |
| Utilities | 1.3% | $419,142,844 |
| Basic Materials | 1.1% | $338,438,592 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VTWO | VANGUARD RUSSELL 2000 INDEX FUND | +2,744,624 | 11,258,177 | $1,263,617,786 | |
| NEXT | NextDecade Corp | +1,466,736 | 3,624,960 | $23,018,496 | |
| NVDA | Nvidia Corp | +1,176,021 | 10,387,378 | $2,372,269,387 | |
| MNST | Monster Beverage Corp | +872,033 | 1,572,244 | $65,436,795 | |
| CTRI | Centuri Holdings, Inc. | +812,501 | 1,429,646 | $28,650,105 | |
| AAPL | Apple Inc. | +748,503 | 6,277,734 | $2,090,610,976 | |
| CRWD | CrowdStrike Holdings, Inc. | +687,011 | 878,925 | $232,695,393 | |
| ENB | Enbridge Inc | +652,696 | 1,829,894 | $85,071,772 | |
| INTC | Intel Corp | +652,561 | 4,349,733 | $522,968,398 | |
| AMZN | Amazon Com Inc | +528,211 | 4,461,383 | $1,111,553,574 | |
| WMT | Walmart Inc. | +518,816 | 4,093,035 | $425,348,197 | |
| KMI | Kinder Morgan, Inc. | +508,547 | 2,205,166 | $66,485,754 | |
| CSCO | Cisco Systems, Inc. | +476,128 | 3,423,027 | $368,420,396 | |
| ET | Energy Transfer LP | +423,231 | 2,007,865 | $39,695,491 | |
| TRP | Tc Energy Corp | +410,120 | 1,186,121 | $68,534,071 | |
| IBIT | iShares Bitcoin Trust ETF | +409,337 | 5,833,900 | $276,176,826 | |
| NFLX | Netflix Inc | +401,103 | 3,630,723 | $252,625,706 | |
| WMB | Williams Companies, Inc. | +396,368 | 1,462,945 | $99,436,371 | |
| MSFT | Microsoft Corp | +340,672 | 3,162,439 | $1,622,014,963 | |
| PAA | Plains All American Pipeline LP | +328,067 | 1,102,980 | $26,162,685 | |
| IEFA | iShares Core MSCI EAFE ETF | +316,906 | 2,142,628 | $207,577,800 | |
| CMCSA | Comcast Corp | +299,767 | 3,040,302 | $66,156,971 | |
| PAGP | Plains Gp Holdings LP | +290,584 | 791,383 | $20,496,819 | |
| GOOGL | Alphabet Inc. | +276,069 | 2,510,896 | $863,949,095 | |
| AAAU | Goldman Sachs Physical Gold ETF | +272,032 | 3,006,592 | $123,150,008 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| HODL | VanEck Bitcoin ETF | −4,134,854 | 1,147,257 | $27,098,210 | |
| KHC | Kraft Heinz Co | −774,565 | 160,203 | $3,639,812 | |
| ETHA | iShares Ethereum Trust ETF | −191,096 | 1,086,416 | $21,858,689 | |
| EPD | Enterprise Products Partners L.P. | −154,124 | 660,891 | $23,534,328 | |
| AM | Antero Midstream Corp | −55,777 | 1,028,767 | $20,739,942 | |
| TRI | Thomson Reuters Corp | −9,133 | 254,340 | $24,754,912 | |
| PTC | Ptc Inc. | −1,011 | 20,062 | $2,814,698 | |
| UHS | Universal Health Services Inc | −982 | 8,780 | $1,530,002 | |
| JKHY | Jack Henry & Associates Inc | −771 | 11,930 | $1,708,853 | |
| TYL | Tyler Technologies Inc | −212 | 7,065 | $2,250,909 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPCX | Space Exploration Technologies Corp | 1,280,566 | $193,186,186 | |
| BE | Bloom Energy Corp | 54,920 | $15,211,741 | |
| P | Everpure, Inc. | 61,002 | $7,977,841 | |
| FERG | Ferguson Enterprises Inc. | 35,337 | $7,866,722 | |
| ILMN | Illumina, Inc. | 28,435 | $7,782,090 | |
| RDDT | Reddit, Inc. | 23,921 | $3,407,307 | |
| PSKY | Skydance Corp | 57,344 | $0 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HYLB | Xtrackers USD High Yield Corporate Bond ETF | 1,982,476 | $72,400,023 | |
| USHY | iShares Broad USD High Yield Corporate Bond ETF | 1,940,278 | $71,829,091 | |
| SPHY | State Street(R) SPDR(R) Portfolio High Yield Bond ETF | 2,994,391 | $70,188,525 | |
| — | 185,844 | $38,105,453 | ||
| — | 53,021 | $10,004,535 | ||
| BLDR | Builders FirstSource, Inc. | 17,226 | $1,541,382 | |
| TTD | Trade Desk, Inc. | 71,834 | $1,298,758 | |
| CAG | Conagra Brands Inc. | 83,708 | $1,126,709 | |
| TAP | Molson Coors Beverage Co | 27,496 | $1,071,244 | |
| SKYD | Skydance Corp | 51,538 | $508,165 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| NVDA |
Nvidia Corp
Technology
|
Added | 10,387,378 | $2,372,269,387 | 7.59% | |
| AAPL |
Apple Inc.
Technology
|
Added | 6,277,734 | $2,090,610,976 | 6.69% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 3,162,439 | $1,622,014,963 | 5.19% | |
| VTWO |
VANGUARD RUSSELL 2000 INDEX FUND
|
Added | 11,258,177 | $1,263,617,786 | 4.04% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 4,461,383 | $1,111,553,574 | 3.55% | |
| MU |
Micron Technology Inc
Technology
|
Added | 966,612 | $1,029,548,107 | 3.29% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 2,510,896 | $863,949,095 | 2.76% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 1,402,303 | $857,872,883 | 2.74% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 1,129,960 | $819,424,392 | 2.62% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Added | 2,218,185 | $755,824,356 | 2.42% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 2,046,495 | $718,708,579 | 2.30% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 1,749,884 | $620,876,342 | 1.99% | |
| INTC |
Intel Corp
Technology
|
Added | 4,349,733 | $522,968,398 | 1.67% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 4,093,035 | $425,348,197 | 1.36% | |
| PLTR |
Palantir Technologies Inc.
Technology
|
Added | 1,970,573 | $368,595,679 | 1.18% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 3,423,027 | $368,420,396 | 1.18% | |
| AMAT |
Applied Materials Inc
Technology
|
Added | 690,456 | $353,085,389 | 1.13% | |
| LRCX |
Lam Research Corp
Technology
|
Added | 1,070,502 | $351,670,612 | 1.12% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Added | 379,143 | $345,149,038 | 1.10% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Added | 709,864 | $282,036,065 | 0.90% | |
| IBIT |
iShares Bitcoin Trust ETF
|
Added | 5,833,900 | $276,176,826 | 0.88% | |
| NFLX |
Netflix Inc
Communication Services
|
Added | 3,630,723 | $252,625,706 | 0.81% | |
| CRWD |
CrowdStrike Holdings, Inc.
Technology
|
Added | 878,925 | $232,695,393 | 0.74% | |
| SNDK |
Sandisk Corp
Technology
|
Added | 129,183 | $224,764,209 | 0.72% | |
| KLAC |
Kla Corp
Technology
|
Added | 1,133,582 | $220,969,139 | 0.71% | |
| TXN |
Texas Instruments Inc
Technology
|
Added | 783,107 | $219,340,439 | 0.70% | |
| IEFA |
iShares Core MSCI EAFE ETF
|
Added | 2,142,628 | $207,577,800 | 0.66% | |
| MRVL |
Marvell Technology, Inc.
Technology
|
Added | 753,569 | $199,100,465 | 0.64% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 464,149 | $195,643,444 | 0.63% | |
| SPCX |
Space Exploration Technologies Corp
Industrials
|
NEW | 1,280,566 | $193,186,186 | 0.62% | |
| LIN |
Linde PLC
Basic Materials
|
Added | 396,571 | $188,232,425 | 0.60% | |
| STX |
Seagate Technology Holdings plc
Technology
|
Added | 192,667 | $177,704,480 | 0.57% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 150,139 | $173,722,834 | 0.56% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 342,868 | $170,731,120 | 0.55% | |
| QCOM |
Qualcomm Inc
Technology
|
Added | 906,011 | $166,742,264 | 0.53% | |
| ADI |
Analog Devices Inc
Technology
|
Added | 417,988 | $165,820,019 | 0.53% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 498,800 | $165,018,004 | 0.53% | |
| GILD |
Gilead Sciences, Inc.
Healthcare
|
Added | 1,064,103 | $158,604,552 | 0.51% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 1,169,093 | $148,147,464 | 0.47% | |
| WDC |
Western Digital Corp
Technology
|
Added | 298,236 | $135,536,332 | 0.43% | |
| TMUS |
T-Mobile US, Inc.
Communication Services
|
Added | 813,886 | $132,728,528 | 0.42% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 775,864 | $126,271,866 | 0.40% | |
| ISRG |
Intuitive Surgical Inc
Healthcare
|
Added | 305,919 | $124,395,842 | 0.40% | |
| AAAU |
Goldman Sachs Physical Gold ETF
|
Added | 3,006,592 | $123,150,008 | 0.39% | |
| SHOP |
Shopify Inc.
Technology
|
Added | 822,643 | $121,997,956 | 0.39% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 452,655 | $119,835,884 | 0.38% | |
| VRTX |
Vertex Pharmaceuticals Inc
Healthcare
|
Added | 217,010 | $113,454,998 | 0.36% | |
| ASML |
Asml Holding NV
Technology
|
Added | 62,031 | $112,379,701 | 0.36% | |
| V |
Visa Inc.
Financial Services
|
Added | 309,610 | $111,252,161 | 0.36% | |
| FTNT |
Fortinet, Inc.
Technology
|
Added | 610,328 | $109,102,233 | 0.35% |
Showing the top 50 of 575 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.