Concorde Asset Management, LLC

Registered adviser

CIK

1631773

Location

ANN ARBOR, MI

Portfolio Value

Small $172,702,993

Diversification

Diversified

Filing Date

Global Rank

#6,966 / 8,818 ▼ 927

Top Industry

Asset Management 28.6%

Period ended 4 months ago

Filed Aug 18, 2026 · 2mo

25 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 140367

Roster of Oct 1, 2026

Regulatory AUM

$598,360,368

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$598,360,368	Individuals and high net worth (99%)
Apr 2025 to Mar 2026	$489,858,232	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$395,111,243	Individuals and high net worth (98%)
May 2023 to Mar 2024	$305,690,467	Individuals and high net worth (99%)
Apr 2023	$305,690,467	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$376,502,473	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 59.0%, 17.4 effective positions, active share 73.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Long horizon

Value-weighted holding period 13.9 quarters (12+), a floor since 22.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 73.0%; sector active share 49.6% against the combined 13F book's sector weights.

Over time 25 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

152 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

18.4%

−3.2 pts

Top 5

42.0%

+2.5 pts

Top 10

59.0%

+5.0 pts

HHI

576

Diversified−45

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	60.3%	$104,172,607	48
Financial Services	13.0%	$22,524,910	28
Technology	12.2%	$21,031,444	23
Industrials	3.0%	$5,119,496	11
Real Estate	2.6%	$4,501,200	9
Healthcare	2.6%	$4,457,980	9
Communication Services	2.1%	$3,710,077	8
Consumer Cyclical	1.8%	$3,135,253	5
Consumer Defensive	1.1%	$1,922,956	5
Energy	0.8%	$1,347,755	3
Utilities	0.5%	$779,315	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FAN	First Trust Global Wind Energy ETF	+48,478	116,830	$2,918,413
OBDC	Blue Owl Capital Corp	+42,885	56,600	$615,242
MPT	Medical Properties Trust Inc	+20,525	158,210	$730,930
OFS	OFS Capital Corp	+15,450	33,550	$118,767
FRMI	Fermi Inc.	+15,040	53,650	$491,434
XSMO	Victory Portfolios II	+7,941	27,167	$2,543,646
FSK	FS KKR Capital Corp	+7,714	70,634	$741,657
AIRR	First Trust Exchange-Traded Fund VI	+7,030	47,451	$6,322,845
SPMO	Invesco Ltd.	+6,473	59,745	$9,651,207
MKZR	MacKenzie Realty Capital, Inc.	+4,850	43,100	$73,701
TDIV	First Trust NASDAQ Technology Dividend Index Fund	+4,446	52,841	$6,070,374
PFE	Pfizer Inc	+4,378	12,833	$309,018
VUG	VANGUARD GROWTH INDEX FUND	+4,295	4,969	$428,029
DPG	Duff & Phelps Utility & Infrastructure Fund Inc.	+4,200	61,620	$914,440
NBXG	Neuberger Next Generation Connectivity Fund Inc.	+3,310	58,690	$970,732
NXDT	Nexpoint Diversified Real Estate Trust	+3,114	303,434	$1,574,822
RVT	Royce Small-Cap Trust, Inc.	+2,550	54,600	$1,008,462
NREF	NexPoint Real Estate Finance, Inc.	+2,500	25,950	$402,225
IVV	iShares Core S&P 500 ETF	+1,730	22,630	$16,947,380
FBRT	Franklin BSP Realty Trust, Inc.	+1,600	16,900	$137,566
KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	+1,160	46,170	$638,531
WEC	Wec Energy Group, Inc.	+915	2,893	$337,815
PLTR	Palantir Technologies Inc.	+866	9,865	$1,150,949
ADX	Adams Diversified Equity Fund, Inc.	+760	39,657	$1,013,236
VIS	VANGUARD INDUSTRIALS INDEX FUND	+721	1,883	$678,595
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−8,159	19,129	$2,573,998
SOUN	Soundhound Ai, Inc.	−6,030	24,830	$160,650
—		−6,025	41,875	$3,762,468
THRO		−4,016	5,795	$249,822
GNL	Global Net Lease, Inc.	−3,700	66,205	$591,872
XLF	State Street Corp	−2,828	3,835	$205,594
PSEC	Prospect Capital Corp	−2,560	357,400	$825,594
RDVY	First Trust Rising Dividend Achievers ETF	−2,439	34,831	$2,823,400
BAI	BlackRock ETF Trust	−1,864	10,093	$532,102
SOFI	SoFi Technologies, Inc.	−1,800	14,899	$267,139
DYNF	iShares U.S. Equity Factor Rotation Active ETF	−1,582	64,908	$4,414,393
VRT	Vertiv Holdings Co	−1,571	4,732	$1,584,368
OKE	Oneok Inc	−1,488	3,260	$283,424
IRT	Independence Realty Trust, Inc.	−1,436	11,056	$184,524
IVE	iShares S&P 500 Value ETF	−1,345	12,279	$2,788,069
ACHR	Archer Aviation Inc.	−1,210	34,312	$162,295
QUAL	iShares MSCI USA Quality Factor ETF	−1,169	18,482	$4,055,505
MSOS	AdvisorShares Pure US Cannabis ETF	−1,160	19,160	$97,332
—		−1,149	15,043	$4,371,796
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	−966	23,869	$4,576,880
BEEP	Mobile Infrastructure Corp	−783	45,941	$63,398
TYG	Tortoise Energy Infrastructure Corp	−690	14,388	$616,813
MAGS	Roundhill Magnificent Seven ETF	−660	7,170	$461,031
USA	Liberty All Star Equity Fund	−500	14,350	$83,373
ASGI	abrdn Global Infrastructure Income Fund	−500	11,200	$260,400
No positions match the current search.

New Positions

Positions the filer opened this quarter

24 positions

Ticker	Company	Shares	Value
APH	Amphenol Corp	7,229	$1,274,617
RDDT	Reddit, Inc.	4,539	$787,879
OWL	Blue Owl Capital Inc.	68,100	$595,875
IALT		17,714	$496,877
LRCX	Lam Research Corp	885	$383,497
RGLO	Russell Investments Global Equity ETF	11,161	$363,212
MU	Micron Technology Inc	308	$355,521
ELMD	Electromed, Inc.	8,352	$353,289
BLCR		6,577	$331,283
SMHX	VanEck Fabless Semiconductor ETF	4,433	$283,224
AMAT	Applied Materials Inc	385	$278,355
IDEF		8,625	$274,102
GE	General Electric Co	676	$252,641
DFUV	Dimensional U.S. Marketwide Value ETF	4,511	$248,150
—		4,500	$215,010
TMFC	Motley Fool 100 Index ETF	2,807	$213,781
VTV	VANGUARD VALUE INDEX FUND	974	$212,263
IBM	International Business Machines Corp	753	$211,751
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	1,071	$204,046
AMP	Ameriprise Financial Inc	440	$201,854
GLW	Corning Inc	787	$201,023
USMC	Principal U.S. Mega-Cap ETF	2,700	$200,142
EOD	Allspring Global Dividend Opportunity Fund	19,500	$127,335
HGLB	Highland Global Allocation Fund	12,000	$90,240
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
BUFR	FT Vest Laddered Buffer ETF	150,664	$5,087,923
IUSB	iShares Core Universal USD Bond ETF	102,539	$4,736,276
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	126,035	$4,451,556
FTSL	First Trust Senior Loan Fund	73,167	$3,277,881
EFG	iShares MSCI EAFE Growth ETF	27,590	$3,072,698
SFLR		77,917	$2,759,040
FDD	First Trust STOXX European Select Dividend Index Fund	137,401	$2,447,111
FTSM	First Trust Enhanced Short Maturity ETF	34,537	$2,064,621
EFV	iShares MSCI EAFE Value ETF	27,486	$2,043,584
FJP	First Trust Japan AlphaDEX Fund	26,413	$1,917,583
FTS	Fortis Inc.	29,000	$1,617,910
MBB	iShares MBS ETF	15,988	$1,518,060
FTLS	First Trust Long/Short Equity ETF	18,171	$1,278,511
FTCB	First Trust Core Investment Grade ETF	58,703	$1,230,414
EMXC	iShares MSCI Emerging Markets ex China ETF	14,518	$1,141,985
NEA	Nuveen AMT-Free Quality Municipal Income Fund	92,009	$1,033,261
XOM	ExxonMobil Holdings Corp	5,801	$984,197
BINC		18,540	$962,782
GOVT	iShares U.S. Treasury Bond ETF	41,552	$951,956
HFRO	Highland Opportunities & Income Fund	166,190	$948,944
FTGC	First Trust Global Tactical Commodity Strategy Fund	28,922	$830,350
FSCO	FS Credit Opportunities Corp.	156,674	$799,037
GLD	Spdr Gold Trust	1,795	$772,370
TLH	iShares 10-20 Year Treasury Bond ETF	6,843	$689,226
VKQ	Invesco Municipal Trust	63,972	$609,013
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

152 tracked positions · $172,702,993 total · filing declares 152 positions · $172,840,551 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 152 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
IVV	iShares Core S&P 500 ETF	Added	22,630	+1,730	$16,947,380	+24.1%	26+	before history	9.81%
SPMO	Invesco Ltd. Financial Services	Added	59,745	+6,473	$9,651,207	+61.6%	9	before history	5.59%
QQQ	Invesco Qqq Trust, Series 1	Reduced	11,299	-256	$8,320,583	+24.8%	26+	before history	4.82%
SPY	Spdr S&P 500 ETF Trust	Added	8,976	+197	$6,703,007	+17.4%	26+	before history	3.88%
AIRR	First Trust Exchange-Traded Fund VI	Added	47,451	+7,030	$6,322,845	+41.2%	4	before history	3.66%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Added	52,841	+4,446	$6,070,374	+33.9%	12	before history	3.51%
NVDA	Nvidia Corp Technology	Added	28,861	+347	$5,774,797	+16.1%	25	before history	3.34%
IVW	iShares S&P 500 Growth ETF	Added	40,897	+107	$5,624,564	+21.9%	24	before history	3.26%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Reduced	23,869	-966	$4,576,880	+12.7%	4	before history	2.65%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Reduced	64,908	-1,582	$4,414,393	+14.1%	10	before history	2.56%
		Reduced	15,043	-1,149	$4,371,796	+8.5%	11	before history	2.53%
QUAL	iShares MSCI USA Quality Factor ETF	Reduced	18,482	-1,169	$4,055,505	+7.6%	14	before history	2.35%
		Reduced	41,875	-6,025	$3,762,468	+25.3%	4	before history	2.18%
AAPL	Apple Inc. Technology	Added	12,091	+76	$3,498,651	+14.7%	26+	before history	2.03%
IYW	iShares, Inc.	Added	12,266	+507	$3,093,853	+45.0%	15	before history	1.79%
FAN	First Trust Global Wind Energy ETF	Added	116,830	+48,478	$2,918,413	+72.6%	3	$22.43	1.69%
RDVY	First Trust Rising Dividend Achievers ETF	Reduced	34,831	-2,439	$2,823,400	+10.9%	22	before history	1.63%
IVE	iShares S&P 500 Value ETF	Reduced	12,279	-1,345	$2,788,069	−3.1%	24	before history	1.61%
MISL	First Trust Indxx Aerospace & Defense ETF	Added	56,443	+37	$2,583,396	+2.4%	4	before history	1.50%
		Reduced	19,129	-8,159	$2,573,998	−13.7%	4	before history	1.49%
XSMO	Victory Portfolios II	Added	27,167	+7,941	$2,543,646	+74.0%	2	$79.79	1.47%
AVOS	Avos Global Equities ETF	Held	65,129	0	$1,753,923	+9.3%	2	unpriced	1.02%
SMH	VanEck Semiconductor ETF	Added	2,428	+298	$1,592,500	+95.0%	13	before history	0.92%
VRT	Vertiv Holdings Co Industrials	Reduced	4,732	-1,571	$1,584,368	+0.3%	6	before history	0.92%
NXDT	Nexpoint Diversified Real Estate Trust Real Estate	Added	303,434	+3,114	$1,574,822	+12.3%	19	before history	0.91%
MSFT	Microsoft Corp Technology	Added	3,698	+133	$1,379,427	+4.5%	26+	before history	0.80%
APH	Amphenol Corp Technology	NEW	7,229	NEW	$1,274,617	NEW	1	$144.16	0.74%
PLTR	Palantir Technologies Inc. Technology	Added	9,865	+866	$1,150,949	−12.6%	13	before history	0.67%
ADX	Adams Diversified Equity Fund, Inc. Financial Services	Added	39,657	+760	$1,013,236	+19.0%	10	before history	0.59%
RVT	Royce Small-Cap Trust, Inc. Financial Services	Added	54,600	+2,550	$1,008,462	+16.7%	13	before history	0.58%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	4,166	-249	$992,924	+8.0%	25	before history	0.57%
MPTI	M-tron Industries, Inc. Technology	Reduced	9,822	-141	$973,851	+46.2%	7	before history	0.56%
NBXG	Neuberger Next Generation Connectivity Fund Inc. Financial Services	Added	58,690	+3,310	$970,732	+36.2%	11	before history	0.56%
GOOGL	Alphabet Inc. Communication Services	Added	2,715	+145	$970,259	+31.3%	13	before history	0.56%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	2,285	-115	$961,071	+7.7%	23	before history	0.56%
DPG	Duff & Phelps Utility & Infrastructure Fund Inc. Financial Services	Added	61,620	+4,200	$914,440	+10.3%	9	before history	0.53%
ALHC	Alignment Healthcare, Inc. Healthcare	Reduced	37,800	-300	$900,018	+34.1%	19	before history	0.52%
JPM	Jpmorgan Chase & Co Financial Services	Added	2,660	+29	$870,697	+12.5%	25	before history	0.50%
BE	Bloom Energy Corp Industrials	Reduced	2,776	-441	$840,295	+92.8%	3	$107.44	0.49%
AVGO	Broadcom Inc. Technology	Added	2,186	+114	$825,761	+28.8%	12	before history	0.48%
PSEC	Prospect Capital Corp Financial Services	Reduced	357,400	-2,560	$825,594	−12.1%	7	before history	0.48%
RDDT	Reddit, Inc. Communication Services	NEW	4,539	NEW	$787,879	NEW	1	$160.15	0.46%
LLY	ELI LILLY & Co Healthcare	Added	652	+17	$782,028	+33.9%	13	before history	0.45%
VOO	VANGUARD 500 INDEX FUND	Added	1,104	+9	$758,238	+15.9%	26+	before history	0.44%
CAT	Caterpillar Inc Industrials	Added	710	+25	$756,079	+55.8%	15	before history	0.44%
FSK	FS KKR Capital Corp Financial Services	Added	70,634	+7,714	$741,657	+15.8%	8	before history	0.43%
MPT	Medical Properties Trust Inc Real Estate	Added	158,210	+20,525	$730,930	+14.7%	4	before history	0.42%
JNJ	Johnson & Johnson Healthcare	Reduced	2,819	-269	$715,941	−5.2%	26+	before history	0.41%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	5,816	+182	$692,045	+25.5%	7	before history	0.40%
VIS	VANGUARD INDUSTRIALS INDEX FUND	Added	1,883	+721	$678,595	—	3	unpriced	0.39%

Showing the top 50 of 152 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.