NXDT · Nexpoint Diversified Real Estate Trust · Holdings

$5.25 +0.04 (+0.77%) Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$276.68M

53.11M

Volume · Oct 28 159.78K Avg daily vol (3M) 176.38K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NXDT: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 124

Total Value: $138,601,772

Total Shares: 26,702,384

Showing 1–100 of 127 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 124 13F filers

Top Holder

20.5%

of institutional value

Top 5

63.1%

of institutional value

Top 10

78.9%

of institutional value

HHI

995

Broadly held

Who Holds NXDT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 124 filers, like-for-like change +3.6%; actively managed books +8.6%; index-like books -3.3%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	44.7%	68	+1.9%	7	3
Adviser	0.2%	1	+25.6%	0	0
Bank	6.0%	13	-6.1%	0	0
Broker-dealer	0.1%	1	+30.9%	0	0
Benefit plan	0.2%	3	-0.9%	0	0
Non-US	0.2%	2	-7.3%	0	1
Holding company	25.0%	8	-1.2%	0	0
Insurer	0.0%	0	—	0	0
Exempt adviser	0.0%	0	—	0	0
Unknown	23.7%	28	+16.4%	2	4

Style	Share	Filers	Change	New	Exited
Index-like	38.6%	21	-3.3%	0	0
Systematic-like	0.4%	2	-29.5%	0	0
Concentrated	1.2%	21	-0.3%	3	2
Diversified active	59.8%	80	+9.1%	6	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	59.5%	81	+6.3%	6	4
Medium turnover	30.0%	27	+1.7%	2	4
High turnover	0.8%	6	-34.6%	0	0
Unknown	9.7%	10	-0.6%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	9.0%	12	-1.1%	1	0
Medium horizon	30.0%	22	+15.8%	3	2
Long horizon	39.2%	86	-2.3%	5	6
Unknown	21.9%	4	+2.2%	0	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	9.2%	28	+1.4%	4	3
$1B to $10B	24.0%	27	+2.7%	1	1
$10B to $100B	7.3%	24	+8.7%	2	2
$100B or more	59.5%	45	+3.8%	2	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	4.1%	40	+3.5%	6	3
Pooled investment vehicles	0.7%	5	-14.3%	0	0
Registered funds and BDCs	34.8%	10	+2.0%	1	0
Pension and profit sharing plans	3.7%	3	+1.8%	0	0
Insurance companies	0.1%	2	+4.4%	0	0
Governments and sovereign funds	0.4%	2	+3.5%	0	0
Other investment advisers	0.0%	2	+94.0%	0	0
Other	0.4%	1	+2.2%	0	0
Diversified	0.6%	3	+8.1%	0	0
Unknown	55.3%	56	+5.1%	2	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	4.7%	7	+2.9%	0	0
Private equity funds	0.6%	2	-1.6%	0	0
Venture capital funds	0.0%	1	+19.0%	0	0
Real estate funds	0.0%	3	+337.4%	1	1
Other private funds	0.3%	4	+24.5%	1	1
Mixed private funds	0.2%	1	+11.2%	0	0
No private funds	38.9%	50	+1.6%	5	1
Private funds, type not stated	0.0%	0	—	0	0
Securitized asset funds	0.0%	0	—	0	0
Unknown	55.3%	56	+5.1%	2	5

Location	Share	Filers	Change	New	Exited
United States	98.2%	106	+4.1%	9	7
Outside the US	1.8%	18	-15.6%	0	1

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F.

Conviction and Crowding

124 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

3.37%

of shares outstanding, 13th percentile

Mar 31, 2026: 3.55%

Private-fund advisers

3.01%

of shares outstanding

Institutional ownership

51.6%

72.2% of the estimated free float

Top 10 holders

79.1%

of 13F shares, Herfindahl 0.100

Active holders

+8.6%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.1 quarters

Under 1 year 9.67% 1 to 3 years 36.5% 3 years or more 53.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$7.83

estimated per share

Mar 31, 2026: $7.86

Quarter-end price

$5.19

implied by 13F values

Estimated gain or loss

-33.7%

price against the estimated cost

Estimated at a loss

74.8%

of costed 13F value

Estimated cost covers 37.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of NXDT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 9.64% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.66%	+0.39 pp	1,412,509	47
Index ETFs	6.98%	+0.18 pp	3,705,630	21
Active ETFs	0.08%	+0.08 pp	44,199	3
Active funds	6.43%	-0.48 pp	3,412,105	23
Unclassified	1.30%	+0.03 pp	687,761	1
All registered funds	17.44%	+0.20 pp	9,262,204	95

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 68 Adviser 1 Bank 13 Broker-dealer 1 Benefit plan 3 Non-US 2 Holding company 8 Unknown 28

Showing 100 of 127

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

NEXPOINT ASSET MANAGEMENT, L.P.

$28,450,681

20.53%

5,481,827

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NexPoint Advisors, L.P.	2,497,474	$12,961,890	45.6%	Other
Held directly	2,984,353	$15,488,791	54.4%	Other

RAYMOND JAMES FINANCIAL INC

$21,626,490

15.60%

4,166,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	4,166,087	$21,621,991	100.0%	Defined
Raymond James Financial Services Advisors, Inc.	867	$4,499	0.0%	Defined

BlackRock, Inc.

$17,270,235

12.46%

3,327,599

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	20,292	$105,315	0.6%	Sole
BlackRock Asset Management Canada Ltd	468	$2,428	0.0%	Sole
BlackRock Investment Management, LLC	118,912	$617,153	3.6%	Sole
BLACKROCK ADVISORS LLC	70,898	$367,960	2.1%	Sole
BlackRock Fund Advisors	1,728,916	$8,973,074	52.0%	Sole
BlackRock Institutional Trust Company, N.A.	1,377,904	$7,151,321	41.4%	Sole
BlackRock Japan Co. Ltd	2,250	$11,677	0.1%	Sole
Aperio Group, LLC	7,959	$41,307	0.2%	Sole

MORGAN STANLEY

$11,643,326

8.40%

2,243,416

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	26,740	$138,780	1.2%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	22,288	$115,674	1.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,171,940	$11,272,368	96.8%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	22,448	$116,504	1.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$8,543,560

6.16%

1,646,158

GEODE CAPITAL MANAGEMENT, LLC

$5,369,838

3.87%

1,034,651

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	155,301	$806,012	15.0%	Defined
Held directly	879,350	$4,563,826	85.0%	Defined

Matisse Capital

$4,793,639

3.46%

923,630

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	5,628	$29,209	0.6%	Other
Held directly	918,002	$4,764,430	99.4%	Sole

TCW GROUP INC

$4,793,058

3.46%

923,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sepulveda Management LLC	923,518	$4,793,058	100.0%	Defined

STATE STREET CORP

$4,526,837

3.27%

872,223

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	872,223	$4,526,837	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$2,471,535

1.78%

476,211

OPPENHEIMER & CO INC

$2,207,492

1.59%

423,703

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,975,443

1.43%

380,625

Concorde Asset Management, LLC

$1,574,822

1.14%

303,434

NORTHERN TRUST CORP

$1,571,624

1.13%

302,818

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	297,349	$1,543,240	98.2%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	5,469	$28,384	1.8%	Other

Bulldog Investors, LLP

$1,557,057

1.12%

300,011

VANGUARD FIDUCIARY TRUST CO

$1,430,971

1.03%

275,717

Camelot Portfolios, LLC

$1,334,011

0.96%

257,035

VANGUARD PORTFOLIO MANAGEMENT LLC

$1,287,348

0.93%

248,044

MADDEN SECURITIES Corp

$1,207,229

0.87%

231,714

NATIONS FINANCIAL GROUP INC, /IA/ /ADV

$960,829

0.69%

185,131

UBS Group AG

$720,922

0.52%

138,906

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	16	$83	0.0%	Defined
UBS AG	138,890	$720,839	100.0%	Defined

GatePass Capital, LLC

$713,666

0.51%

137,508

Bank of New York Mellon Corp

$660,036

0.48%

127,175

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	31,699	$164,517	24.9%	Defined
The Bank of New York Mellon	69,606	$361,255	54.7%	Defined
BNY Mellon, NA joint	25,869	$134,259	20.3%	Defined
Held directly	1	$5	0.0%	Defined

JANE STREET GROUP, LLC

$611,584

0.44%

117,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	79,816	$414,245	67.7%	Defined
Jane Street Global Trading, LLC	38,023	$197,339	32.3%	Defined

Quantinno Capital Management LP

$600,503

0.43%

115,704

GOLDMAN SACHS GROUP INC

$599,802

0.43%

115,569

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	38,112	$197,801	33.0%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	77,457	$402,001	67.0%	Defined

Nuveen, LLC

$587,424

0.42%

113,184

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	20,647	$107,157	18.2%	Defined
TEACHERS ADVISORS, LLC joint	92,537	$480,267	81.8%	Defined

AQR CAPITAL MANAGEMENT LLC

$536,851

0.39%

103,440

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	7	$36	0.0%	Other
Prism Planning Partners LLC	117	$607	0.1%	Other
Compound Planning, Inc.	6	$31	0.0%	Other
Arax Advisory Partners	2,230	$11,573	2.2%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	808	$4,193	0.8%	Other
Stokes Family Office, LLC	133	$690	0.1%	Other
Held directly	100,139	$519,721	96.8%	Defined

Odyssean, LLC

$492,204

0.36%

94,837

FULLER & THALER ASSET MANAGEMENT, INC.

$481,927

0.35%

92,857

BTG Pactual Asset Management US LLC

$360,284

0.26%

69,419

Legacy Wealth Managment, LLC/ID

$334,282

0.24%

64,409

NOMURA ASSET MANAGEMENT CO LTD

$328,158

0.24%

63,229

XTX Topco Ltd

$324,888

0.23%

62,599

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	62,599	$324,888	100.0%	Defined

SMH CAPITAL ADVISORS INC

$310,346

0.22%

59,797

Asset Management One Co., Ltd.

$294,271

0.21%

56,482

ALLIANCEBERNSTEIN L.P.

$279,403

0.20%

53,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	53,835	$279,403	100.0%	Defined

Russell Investments Group, Ltd.

$258,892

0.19%

49,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	49,883	$258,892	100.0%	Defined

Susquehanna Portfolio Strategies, LLC

$243,857

0.18%

46,986

Invesco Ltd.

$243,182

0.18%

46,856

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	4,338	$22,514	9.3%	Defined
Invesco Trust Co joint	14,654	$76,054	31.3%	Defined
Invesco Capital Management LLC	27,864	$144,614	59.5%	Defined

BANK OF AMERICA CORP /DE/

$237,172

0.17%

45,698

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	45,698	$237,172	100.0%	Defined

WEDBUSH SECURITIES INC

$227,677

0.16%

43,700

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$220,824

0.16%

42,548

CITADEL ADVISORS LLC

$204,496

0.15%

39,402

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	39,402	$204,496	100.0%	Defined

DEUTSCHE BANK AG\

$189,507

0.14%

36,514

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	36,514	$189,507	100.0%	Defined

RHUMBLINE ADVISERS

$187,639

0.14%

36,154

Mitsubishi UFJ Asset Management Co., Ltd.

$187,296

0.14%

36,088

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MITSUBISHI UFJ FINANCIAL GROUP INC	36,088	$187,296	100.0%	Defined

Empowered Funds, LLC

$185,355

0.13%

35,714

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sequoia Financial Group, LLC	35,714	$185,355	100.0%	Other

Catalyst Capital Advisors LLC

$183,144

0.13%

35,288

WELLS FARGO & COMPANY/MN

$172,857

0.12%

33,306

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	30,847	$160,095	92.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	2,459	$12,762	7.4%	Defined

Sovereign Financial Group, Inc.

$172,219

0.12%

33,183

Sumitomo Mitsui Trust Group, Inc.

$171,410

0.12%

33,027

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amova Asset Management Co., Ltd. joint	33,027	$171,410	100.0%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$169,879

0.12%

32,732

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	32,732	$169,879	100.0%	Defined

Cetera Investment Advisers

$139,823

0.10%

26,941

MetLife Investment Management, LLC

$125,857

0.09%

24,250

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	24,250	$125,857	100.0%	Defined

CITADEL ADVISORS LLC

$120,408

0.09%

23,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	23,200	$120,408	100.0%	Defined

JANE STREET GROUP, LLC

$115,737

0.08%

22,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	22,300	$115,737	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$114,641

0.08%

22,089

CALDWELL SUTTER CAPITAL, INC.

$107,438

0.08%

20,701

SEI INVESTMENTS CO

$107,157

0.08%

20,647

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	20,647	$107,157	100.0%	Sole

State of Alaska, Department of Revenue

$96,702

0.07%

18,561

CITIGROUP INC

$88,166

0.06%

16,988

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	16,988	$88,166	100.0%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$88,022

0.06%

16,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	16,960	$88,022	100.0%	Defined

Resona Asset Management Co.,Ltd.

$84,249

0.06%

16,233

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RESONA HOLDINGS INC joint	16,233	$84,249	100.0%	Other

JPMORGAN CHASE & CO

$84,155

0.06%

16,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	15,270	$79,251	94.2%	Defined
J.P. Morgan Investment Management Inc.	1	$5	0.0%	Defined
J.P. Morgan Securities LLC	611	$3,171	3.8%	Defined
J.P. Morgan Securities plc	333	$1,728	2.1%	Defined

HighTower Advisors, LLC

$82,557

0.06%

15,907

LPL Financial LLC

$82,069

0.06%

15,813

Daiwa Securities Group Inc.

$80,237

0.06%

15,460

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Daiwa Asset Management Co. Ltd	15,460	$80,237	100.0%	Sole

CITADEL ADVISORS LLC

$78,888

0.06%

15,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	15,200	$78,888	100.0%	Defined

Vanguard Global Advisers, LLC

$75,395

0.05%

14,527

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$69,063

0.05%

13,256

Burford Brothers, Inc.

$68,568

0.05%

13,161

Police & Firemen's Retirement System of New Jersey

$68,087

0.05%

13,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	13,119	$68,087	100.0%	Defined

FMR LLC

$66,878

0.05%

12,886

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	12,333	$64,008	95.7%	Defined
STRATEGIC ADVISERS LLC	553	$2,870	4.3%	Defined

NEUBERGER BERMAN GROUP LLC

$58,984

0.04%

11,365

Capital Investment Advisors, LLC

$56,137

0.04%

10,775

Copley Financial Group, Inc.

$55,304

0.04%

10,656

STRS OHIO

$40,985

0.03%

7,897

HARBOUR INVESTMENTS, INC.

$40,959

0.03%

7,892

BNP PARIBAS ARBITRAGE, SA

$34,212

0.02%

6,592

NEW YORK STATE COMMON RETIREMENT FUND

$29,463

0.02%

5,677

Tower Research Capital LLC (TRC)

$29,416

0.02%

5,668

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	5,668	$29,416	100.0%	Defined

BARCLAYS PLC

$28,881

0.02%

5,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	5,024	$26,074	90.3%	Defined
BARCLAYS CAPITAL INC.	541	$2,807	9.7%	Defined

IFP Advisors, Inc

$25,888

0.02%

4,969

OSAIC HOLDINGS, INC.

$19,965

0.01%

3,847

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,936	$10,047	50.3%	Defined
Osaic Advisory Services, LLC	1,911	$9,918	49.7%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$19,758

0.01%

3,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	3,807	$19,758	100.0%	Defined

Legal & General Group Plc

$16,919

0.01%

3,260

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	3,260	$16,919	100.0%	Defined

Ameritas Investment Partners, Inc.

$16,400

0.01%

3,160

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	3,160	$16,400	100.0%	Other

Arax Advisory Partners

$15,990

0.01%

3,081

GAMMA Investing LLC

$14,306

0.01%

2,746

Versant Capital Management, Inc

$10,336

0.01%

1,984

ROYAL BANK OF CANADA

$9,975

0.01%

1,922

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	1,100	$5,709	57.2%	Defined
RBC Capital Markets, LLC	822	$4,266	42.8%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$7,478

0.01%

1,441

Pinnacle Wealth Planning Services, Inc.

$6,845

0.00%

1,314

Rockefeller Capital Management L.P.

$5,049

0.00%

973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER & CO. LLC	973	$5,049	100.0%	Defined

Sterling Capital Management LLC

$3,782

0.00%

726

Financial Gravity Companies, Inc.

$3,622

0.00%

698

NewEdge Advisors, LLC

$3,440

0.00%

663

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$2,631

0.00%

507

Optiver Holding B.V.

$2,024

0.00%

390

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Optiver VOF	390	$2,024	100.0%	Defined

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Key facts CIK 1356115 CUSIP 65340G205 13F (30d) 25 filings 23 filers Visit website Investor relations