Sovereign Financial Group, Inc.
Registered adviserFiling Date
Global Rank
#3,279
/ 8,827
▲ 25
Top Industry
Internet Content & Information
17.8%
Period ended 4 months ago
Filed Jul 24, 2026 · 4mo
23 quarters · since Dec 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$1,082,552,821
Main clients
Individuals and high net worth
(98% of AUM)
Registered funds advised
1 series
(0 index, 0 ETFs)
$11,289,380 net assets· N-CEN Mar 31, 2026
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Nov 2026 | $1,082,552,821 | Individuals and high net worth (98%) |
| Apr 2025 to Mar 2026 | $882,702,145 | Individuals and high net worth (97%) |
| Apr 2024 to Mar 2025 | $716,898,042 | Individuals and high net worth (97%) |
| May 2023 to Mar 2024 | $599,464,093 | Individuals and high net worth (95%) |
| Apr 2023 | $599,464,093 | Individuals and high net worth (95%) |
| Apr 2022 to Mar 2023 | $589,051,903 | Individuals and high net worth (92%) |
4 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 54.9%, 21.8 effective positions, active share 64.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
13.2% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 18.7 quarters (12+)
Closest benchmark: every 13F filer's combined book, active share 64.6%; sector active share 56.7% against the combined 13F book's sector weights.
Over time 23 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
383 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
12.3%
+0.2 pts
Top 5
40.1%
+0.3 pts
Top 10
54.9%
+0.2 pts
HHI
458
Diversified+8
Portfolio Trend
23 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 69.6% | $454,638,112 |
| Technology | 9.2% | $60,150,347 |
| Communication Services | 6.4% | $41,599,153 |
| Financial Services | 3.7% | $24,164,090 |
| Industrials | 2.7% | $17,923,395 |
| Consumer Cyclical | 2.0% | $12,948,145 |
| Consumer Defensive | 1.8% | $11,873,058 |
| Utilities | 1.7% | $11,263,342 |
| Healthcare | 1.3% | $8,472,168 |
| Energy | 1.2% | $8,072,455 |
| Real Estate | 0.3% | $1,895,206 |
| Basic Materials | 0.1% | $488,212 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VUG | VANGUARD GROWTH INDEX FUND | +321,906 | 384,778 | $33,144,776 | |
| IUSB | iShares Core Universal USD Bond ETF | +19,936 | 70,913 | $3,272,634 | |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +19,498 | 22,341 | $2,670,196 | |
| — | +18,844 | 23,555 | $645,642 | ||
| MGK | VANGUARD MEGA CAP GROWTH INDEX FUND | +18,463 | 23,330 | $2,050,940 | |
| BNDX | Vanguard Total International Bond ETF | +15,638 | 272,485 | $13,196,448 | |
| NVDL | GraniteShares 2x Long NVDA Daily ETF | +14,440 | 21,860 | $651,646 | |
| GOVT | iShares U.S. Treasury Bond ETF | +11,126 | 32,552 | $741,534 | |
| EPD | Enterprise Products Partners L.P. | +10,525 | 26,950 | $990,682 | |
| BLV | VANGUARD LONG-TERM BOND INDEX FUND | +9,903 | 99,163 | $6,835,305 | |
| BSV | VANGUARD SHORT-TERM BOND INDEX FUND | +9,700 | 164,471 | $12,813,935 | |
| VTIP | VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND | +8,641 | 197,426 | $9,916,707 | |
| VO | VANGUARD MID-CAP INDEX FUND | +8,216 | 10,817 | $871,525 | |
| BIV | Vanguard Bond Index Funds | +8,097 | 96,221 | $7,380,150 | |
| VMBS | VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND | +7,089 | 134,927 | $6,315,932 | |
| NEAR | iShares Short Duration Bond Active ETF | +6,155 | 68,830 | $3,486,927 | |
| IWF | iShares Russell 1000 Growth ETF | +6,126 | 8,168 | $1,014,220 | |
| JPST | JPMorgan Ultra-Short Income ETF | +5,466 | 41,502 | $2,098,756 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | +4,911 | 42,879 | $2,247,288 | |
| GIS | General Mills Inc | +4,484 | 26,107 | $908,523 | |
| GSY | Invesco Ultra Short Duration ETF | +4,250 | 41,850 | $2,098,777 | |
| — | +4,125 | 8,213 | $461,242 | ||
| REZ | iShares Residential and Multisector Real Estate ETF | +3,979 | 72,683 | $6,882,353 | |
| PRF | Victory Portfolios II | +3,605 | 26,022 | $1,405,968 | |
| IVV | iShares Core S&P 500 ETF | +3,562 | 29,712 | $22,251,019 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| EFV | iShares MSCI EAFE Value ETF | −14,660 | 10,011 | $766,342 | |
| THRO | −10,491 | 15,696 | $676,654 | ||
| SCHG | Schwab U.S. Large-Cap Growth ETF | −9,968 | 16,034 | $542,590 | |
| IEMG | iShares Trust | −9,621 | 22,259 | $1,843,935 | |
| TBIL | F/m US Treasury 3 Month Bill Fund | −9,265 | 96,299 | $4,801,468 | |
| USO | United States Oil Fund, LP | −6,697 | 7,044 | $749,763 | |
| GLW | Corning Inc | −5,740 | 3,850 | $983,405 | |
| IAUX | i-80 Gold Corp. | −5,476 | 25,769 | $37,107 | |
| SCHV | Schwab U.S. Large-Cap Value ETF | −5,361 | 9,642 | $335,638 | |
| IGOV | iShares International Treasury Bond ETF | −3,931 | 15,017 | $616,147 | |
| BAI | BlackRock ETF Trust | −3,772 | 26,095 | $1,375,728 | |
| MP | MP Materials Corp. | −3,709 | 3,973 | $222,527 | |
| DNP | Dnp Select Income Fund Inc | −3,486 | 20,122 | $217,116 | |
| BKLN | Invesco Ltd. | −3,333 | 32,247 | $656,871 | |
| IBIT | iShares Bitcoin Trust ETF | −3,156 | 13,799 | $459,368 | |
| FNDX | Schwab Fundamental U.S. Large Company ETF | −2,913 | 11,033 | $343,126 | |
| — | −2,905 | 9,256 | $441,603 | ||
| LNG | Cheniere Energy, Inc. | −2,602 | 2,584 | $617,601 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | −2,551 | 22,414 | $1,016,250 | |
| IVE | iShares S&P 500 Value ETF | −2,449 | 9,152 | $2,078,053 | |
| MINT | PIMCO Enhanced Short Maturity Active Exchange-Traded Fund | −2,330 | 2,346 | $236,500 | |
| PYLD | −2,326 | 115,903 | $3,073,747 | ||
| PFE | Pfizer Inc | −2,158 | 12,604 | $303,504 | |
| GOOG | Alphabet Inc. | −1,890 | 58,564 | $20,692,418 | |
| SPY | Spdr S&P 500 ETF Trust | −1,842 | 39,613 | $29,581,800 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| DELL | Dell Technologies Inc. | 2,581 | $1,113,598 | |
| CORO | 25,733 | $941,827 | ||
| IALT | 22,463 | $630,087 | ||
| SNDK | Sandisk Corp | 227 | $516,136 | |
| MRVL | Marvell Technology, Inc. | 1,673 | $498,369 | |
| MXL | Maxlinear, Inc | 3,565 | $456,426 | |
| KLAC | Kla Corp | 1,470 | $443,513 | |
| GGOV | 7,720 | $388,238 | ||
| FENI | Fidelity Enhanced International ETF | 9,526 | $382,278 | |
| LUV | Southwest Airlines Co | 7,356 | $378,245 | |
| EHC | Encompass Health Corp | 3,702 | $374,198 | |
| TTMI | Ttm Technologies Inc | 1,884 | $352,345 | |
| PANW | Palo Alto Networks Inc | 934 | $318,512 | |
| EAGG | iShares ESG Aware U.S. Aggregate Bond ETF | 6,429 | $304,798 | |
| FIX | Comfort Systems USA Inc | 145 | $287,382 | |
| XLRE | State Street(R) Real Estate Select Sector SPDR(R) ETF | 6,471 | $284,918 | |
| CLOZ | Eldridge BBB-B CLO ETF | 10,510 | $277,674 | |
| PAVE | Global X U.S. Infrastructure Development ETF | 4,594 | $270,678 | |
| XNTK | State Street(R) SPDR(R) NYSE Technology ETF | 675 | $263,688 | |
| SWMR | Swarmer, Inc | 5,750 | $254,782 | |
| APH | Amphenol Corp | 1,392 | $245,437 | |
| CRDO | Credo Technology Group Holding Ltd | 890 | $242,035 | |
| CRS | Carpenter Technology Corp | 386 | $238,100 | |
| COHR | Coherent Corp. | 593 | $233,920 | |
| RL | Ralph Lauren Corp | 579 | $232,416 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
20 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| QUAL | iShares MSCI USA Quality Factor ETF | 5,461 | $1,047,474 | |
| IAGG | iShares Core International Aggregate Bond ETF | 10,755 | $538,180 | |
| HON | Honeywell International Inc | 1,473 | $332,942 | |
| PLTM | GraniteShares Platinum Trust | 15,147 | $286,429 | |
| PEO | Adams Natural Resources Fund, Inc. | 9,209 | $256,010 | |
| IDCC | InterDigital, Inc. | 838 | $253,076 | |
| NOW | ServiceNow, Inc. | 2,320 | $242,556 | |
| LMT | Lockheed Martin Corp | 363 | $219,393 | |
| SCHX | Schwab U.S. Large-Cap ETF | 8,328 | $213,529 | |
| BP | Bp PLC | 4,538 | $213,286 | |
| LIN | Linde PLC | 428 | $212,185 | |
| FDX | Fedex Corp | 590 | $210,146 | |
| PBR | Petrobras - Petroleo Brasileiro SA | 10,012 | $207,749 | |
| WM | Waste Management Inc | 890 | $204,513 | |
| AGQ | ProShares Trust II | 1,706 | $203,884 | |
| BITO | ProShares Bitcoin ETF | 17,170 | $159,852 | |
| MPA | Blackrock Muniyield Pennsylvania Quality Fund | 10,013 | $110,443 | |
| DGXX | Digi Power X Inc. | 19,083 | $38,738 | |
| SAFX | XCF Global, Inc. | 10,528 | $3,853 | |
| SGDM | 3,875 | $0 | ||
| No positions match the current search. | ||||
383 tracked positions ·
$653,487,683 total
· filing declares
386 positions · $654,385,712
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 383 positions by value
· page 1 of 8
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 534,696 | $38,097,090 | 5.83% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 384,778 | $33,144,776 | 5.07% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 39,613 | $29,581,800 | 4.53% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 120,194 | $26,193,878 | 4.01% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 34,751 | $25,590,636 | 3.92% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 29,712 | $22,251,019 | 3.40% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 58,564 | $20,692,418 | 3.17% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 52,627 | $15,228,148 | 2.33% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Added | 237,510 | $14,176,971 | 2.17% | |
| BNDX |
Vanguard Total International Bond ETF
|
Added | 272,485 | $13,196,448 | 2.02% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 36,264 | $12,959,665 | 1.98% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Added | 164,471 | $12,813,935 | 1.96% | |
| RDVY |
First Trust Rising Dividend Achievers ETF
|
Added | 140,213 | $11,365,665 | 1.74% | |
| VB |
Vanguard Index Funds
|
Added | 33,141 | $10,045,699 | 1.54% | |
| VTIP |
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND
|
Added | 197,426 | $9,916,707 | 1.52% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 38,636 | $7,730,677 | 1.18% | |
| BIV |
Vanguard Bond Index Funds
|
Added | 96,221 | $7,380,150 | 1.13% | |
| MU |
Micron Technology Inc
Technology
|
Reduced | 6,256 | $7,221,238 | 1.11% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Reduced | 44,791 | $7,078,321 | 1.08% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 10,194 | $7,001,341 | 1.07% | |
| REZ |
iShares Residential and Multisector Real Estate ETF
|
Added | 72,683 | $6,882,353 | 1.05% | |
| BLV |
VANGUARD LONG-TERM BOND INDEX FUND
|
Added | 99,163 | $6,835,305 | 1.05% | |
| VMBS |
VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND
|
Added | 134,927 | $6,315,932 | 0.97% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 13,983 | $5,215,938 | 0.80% | |
| TBIL |
F/m US Treasury 3 Month Bill Fund
|
Reduced | 96,299 | $4,801,468 | 0.73% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 17,447 | $4,158,317 | 0.64% | |
| APP |
AppLovin Corp
Communication Services
|
Added | 7,671 | $3,952,329 | 0.60% | |
| IUSG |
iShares Core S&P U.S. Growth ETF
|
Reduced | 19,353 | $3,640,105 | 0.56% | |
| NEAR |
iShares Short Duration Bond Active ETF
|
Added | 68,830 | $3,486,927 | 0.53% | |
| IUSB |
iShares Core Universal USD Bond ETF
|
Added | 70,913 | $3,272,634 | 0.50% | |
| SO |
Southern Co
Utilities
|
Reduced | 32,652 | $3,125,122 | 0.48% | |
| PYLD |
|
Reduced | 115,903 | $3,073,747 | 0.47% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 8,640 | $2,828,131 | 0.43% | |
| MA |
Mastercard Inc
Financial Services
|
Added | 5,500 | $2,824,800 | 0.43% | |
| IVW |
iShares S&P 500 Growth ETF
|
Reduced | 19,937 | $2,741,935 | 0.42% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 19,961 | $2,729,067 | 0.42% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Added | 22,341 | $2,670,196 | 0.41% | |
| DPZ |
Dominos Pizza Inc
Consumer Cyclical
|
Added | 8,745 | $2,588,869 | 0.40% | |
| PDP |
Victory Portfolios II
|
Held | 16,767 | $2,544,056 | 0.39% | |
| GLD |
Spdr Gold Trust
|
Added | 6,885 | $2,536,296 | 0.39% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Added | 43,907 | $2,479,867 | 0.38% | |
| SSO |
ProShares Ultra S&P500
|
Added | 36,148 | $2,435,652 | 0.37% | |
| DYNF |
iShares U.S. Equity Factor Rotation Active ETF
|
Added | 35,239 | $2,396,604 | 0.37% | |
| UPS |
United Parcel Service Inc
Industrials
|
Reduced | 22,039 | $2,369,192 | 0.36% | |
| CAT |
Caterpillar Inc
Industrials
|
Added | 2,196 | $2,338,520 | 0.36% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 6,158 | $2,326,184 | 0.36% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 6,102 | $2,257,984 | 0.35% | |
| IGSB |
iShares 1-5 Year Investment Grade Corporate Bond ETF
|
Added | 42,879 | $2,247,288 | 0.34% | |
|
|
Reduced | 7,664 | $2,227,311 | 0.34% | ||
| ED |
Consolidated Edison Inc
Utilities
|
Reduced | 20,019 | $2,214,701 | 0.34% |
Showing the top 50 of 383 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.