CALDWELL SUTTER CAPITAL, INC.
Filing Date
Global Rank
#4,206
/ 8,605
▲ 212
· as of Mar 2026
Top Industry
Banks - Regional
14.4%
3Y Alpha vs SPY
-4.8%
Period ended 3 months ago
Filed May 6, 2026 · 2mo
14 quarters · since Dec 2022
Clone Performance
Jul 2023–Jul 2026 · vs SPYHypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.
Cloned portfolio
+56.1%
SPY
+76.5%
Annualised alpha
-4.8%
Max drawdown
−18.5%
Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.
Portfolio Concentration
664 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
5.9%
−1.0 pts
Top 5
17.8%
−0.5 pts
Top 10
27.5%
−0.6 pts
HHI
131
Diversified−12
Portfolio Trend
14 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Financial Services | 31.3% | $62,438,923 |
| Industrials | 15.4% | $30,628,029 |
| Technology | 13.7% | $27,365,077 |
| Energy | 8.9% | $17,765,332 |
| Consumer Defensive | 7.7% | $15,322,331 |
| Healthcare | 5.2% | $10,413,955 |
| Real Estate | 4.9% | $9,793,107 |
| Consumer Cyclical | 4.7% | $9,341,415 |
| Communication Services | 4.0% | $8,010,939 |
| Utilities | 1.7% | $3,417,361 |
| Basic Materials | 1.7% | $3,303,273 |
| Unclassified | 0.8% | $1,609,648 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BRBS | Blue Ridge Bankshares, Inc. | +99,644 | 153,244 | $643,624 | |
| KNTK | Kinetik Holdings Inc. | +45,335 | 118,570 | $5,739,973 | |
| NAII | Natural Alternatives International Inc | +37,000 | 498,792 | $1,311,822 | |
| BANX | ArrowMark Financial Corp. | +25,000 | 25,693 | $489,708 | |
| CET | Central Securities Corp | +9,140 | 24,264 | $1,204,950 | |
| EXK | Endeavour Silver Corp | +4,557 | 10,483 | $97,596 | |
| CAG | Conagra Brands Inc. | +2,658 | 6,870 | $107,996 | |
| CCI | Crown Castle Inc. | +2,611 | 6,319 | $513,797 | |
| CPB | CAMPBELL'S Co | +2,568 | 13,760 | $306,435 | |
| DIT | Amcon Distributing Co | +2,502 | 7,506 | $675,464 | |
| PFE | Pfizer Inc | +2,392 | 66,343 | $1,862,911 | |
| HRL | Hormel Foods Corp /De/ | +2,048 | 4,043 | $91,573 | |
| GIS | General Mills Inc | +1,674 | 7,419 | $276,135 | |
| HTGC | Hercules Capital, Inc. | +1,648 | 6,234 | $92,076 | |
| MO | Altria Group, Inc. | +1,537 | 7,179 | $473,742 | |
| OMC | Omnicom Group Inc. | +1,455 | 1,529 | $115,148 | |
| BCE | Bce Inc | +1,439 | 10,168 | $256,640 | |
| NXDT | Nexpoint Diversified Real Estate Trust | +1,287 | 20,703 | $96,683 | |
| NLY | Annaly Capital Management Inc | +1,205 | 2,205 | $46,635 | |
| DEA | Easterly Government Properties, Inc. | +1,030 | 3,010 | $64,504 | |
| DOW | Dow Inc. | +916 | 10,746 | $447,570 | |
| PEP | Pepsico Inc | +889 | 11,474 | $1,781,797 | |
| VZ | Verizon Communications Inc | +775 | 25,251 | $1,267,600 | |
| KMB | Kimberly Clark Corp | +708 | 3,712 | $358,096 | |
| PLTR | Palantir Technologies Inc. | +705 | 1,165 | $170,416 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GOLD | Gold.com, Inc. | −6,900 | 35,802 | $1,434,944 | |
| MOD | Modine Manufacturing Co | −3,700 | 12,939 | $2,804,010 | |
| MSA | MSA Safety Inc | −2,870 | 29,279 | $4,800,292 | |
| WLY | John Wiley & Sons, Inc. | −2,275 | 31,535 | $1,201,483 | |
| SHO | Sunstone Hotel Investors, Inc. | −2,000 | 5,140 | $46,311 | |
| AAPL | Apple Inc. | −1,927 | 46,573 | $11,819,761 | |
| CSCO | Cisco Systems, Inc. | −1,778 | 27,051 | $2,098,887 | |
| STGW | Stagwell Inc | −1,500 | 52,200 | $328,338 | |
| F | Ford Motor Co | −1,447 | 18,789 | $216,825 | |
| CNOB | ConnectOne Bancorp, Inc. | −1,425 | 3,171 | $84,887 | |
| ARL | American Realty Investors Inc | −1,113 | 70,719 | $1,092,608 | |
| CSWC | Capital Southwest Corp | −1,066 | 37,018 | $818,838 | |
| T | At&T Inc. | −1,063 | 38,312 | $1,110,664 | |
| PPIH | Perma-Pipe International Holdings, Inc. | −1,000 | 234,238 | $6,982,634 | |
| UMH | Umh Properties, Inc. | −1,000 | 83,023 | $1,198,021 | |
| HOPE | Hope Bancorp Inc | −1,000 | 3,000 | $33,510 | |
| AIV | Apartment Investment & Management Co | −1,000 | 105,358 | $428,807 | |
| PRLD | Prelude Therapeutics Inc | −1,000 | 1,000 | $3,420 | |
| WM | Waste Management Inc | −890 | 3,964 | $910,887 | |
| SGOL | abrdn Gold ETF Trust | −845 | 10,716 | $478,147 | |
| AXR | Amrep Corp. | −800 | 49,472 | $1,391,647 | |
| ZIM | ZIM Integrated Shipping Services Ltd. | −700 | 50 | $1,317 | |
| FBK | FB Financial Corp | −512 | 11,675 | $606,399 | |
| GILD | Gilead Sciences, Inc. | −504 | 7,590 | $1,057,818 | |
| KO | Coca Cola Co | −484 | 8,661 | $658,669 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| EMBJ | Embraer S.A. | 9,322 | $553,167 | |
| MCBS | MetroCity Bankshares, Inc. | 5,742 | $164,623 | |
| FSSL | FS Specialty Lending Fund | 11,457 | $143,327 | |
| U | Unity Software Inc. | 2,590 | $56,824 | |
| VZLA | Vizsla Silver Corp. | 7,588 | $25,040 | |
| WSR | Whitestone REIT | 1,500 | $24,225 | |
| PFG | Principal Financial Group Inc | 180 | $16,219 | |
| ASM | Avino Silver & Gold Mines Ltd | 2,521 | $15,932 | |
| AZN | Astrazeneca PLC | 46 | $9,072 | |
| MSTR | Strategy Inc | 60 | $7,488 | |
| CTGO | Contango Silver & Gold Inc. | 293 | $5,493 | |
| PDO | PIMCO Dynamic Income Opportunities Fund | 330 | $4,266 | |
| VRNS | Varonis Systems Inc | 153 | $3,284 | |
| KKR | KKR & Co. Inc. | 25 | $2,312 | |
| OBDC | Blue Owl Capital Corp | 200 | $2,212 | |
| AMCR | Amcor plc | 30 | $1,192 | |
| MDLN | Medline Inc. | 25 | $1,112 | |
| VSNT | Versant Media Group, Inc. | 30 | $1,110 | |
| SKYW | Skywest Inc | 11 | $1,010 | |
| NRP | Natural Resource Partners LP | 8 | $968 | |
| WAT | Waters Corp /De/ | 3 | $893 | |
| FISV | Fiserv Inc | 10 | $558 | |
| HQH | abrdn Healthcare Investors | 25 | $444 | |
| ILMN | Illumina, Inc. | 3 | $369 | |
| CHYM | Chime Financial, Inc. | 9 | $168 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
10 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| VAL | Valaris Ltd | 6,000 | $302,400 | |
| RNP | Cohen & Steers REIT & Preferred & Income Fund Inc | 1,218 | $24,189 | |
| XYZ | Block, Inc. | 325 | $21,154 | |
| RA | Brookfield Real Assets Income Fund Inc. | 1,471 | $19,064 | |
| PPT | Putnam Premier Income Trust | 4,375 | $15,487 | |
| CMCT | Creative Media & Community Trust Corp | 93 | $3,450 | |
| RXST | RxSight, Inc. | 200 | $2,084 | |
| IFN | Aberdeen India Fund, Inc. | 10 | $137 | |
| WKHS | Workhorse Group Inc. | 1 | $5 | |
| IMUX | Immunic, Inc. | 3 | $1 | |
| No positions match the current search. | ||||
664 positions ·
$199,409,390 total
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 664 positions by value
· page 1 of 14
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 46,573 | $11,819,761 | 5.93% | |
| PPIH |
Perma-Pipe International Holdings, Inc.
Industrials
|
Reduced | 234,238 | $6,982,634 | 3.50% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 8,180 | $5,795,202 | 2.91% | |
| KNTK |
Kinetik Holdings Inc.
Energy
|
Added | 118,570 | $5,739,973 | 2.88% | |
| PLBC |
Plumas Bancorp
Financial Services
|
Held | 106,283 | $5,188,736 | 2.60% | |
| MSA |
MSA Safety Inc
Industrials
|
Reduced | 29,279 | $4,800,292 | 2.41% | |
| V |
Visa Inc.
Financial Services
|
Reduced | 12,921 | $3,905,243 | 1.96% | |
| DGICA |
Donegal Group Inc
Financial Services
|
Held | 212,303 | $3,647,365 | 1.83% | |
| CVX |
Chevron Corp
Energy
|
Reduced | 16,812 | $3,478,402 | 1.74% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 7,114 | $3,409,028 | 1.71% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Reduced | 3,013 | $3,002,243 | 1.51% | |
| MOD |
Modine Manufacturing Co
Consumer Cyclical
|
Reduced | 12,939 | $2,804,010 | 1.41% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 7,279 | $2,694,467 | 1.35% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 8,996 | $2,646,263 | 1.33% | |
| PKBK |
Parke Bancorp, Inc.
Financial Services
|
Reduced | 91,336 | $2,593,942 | 1.30% | |
| BCML |
BayCom Corp
Financial Services
|
Held | 80,010 | $2,378,697 | 1.19% | |
| XOM |
Exxon Mobil Corp
Energy
|
Reduced | 13,877 | $2,354,371 | 1.18% | |
| AXP |
American Express Co
Financial Services
|
Held | 7,338 | $2,219,598 | 1.11% | |
| FSUN |
Firstsun Capital Bancorp
Financial Services
|
Reduced | 58,322 | $2,126,420 | 1.07% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 27,051 | $2,098,887 | 1.05% | |
| KYN |
Kayne Anderson Energy Infrastructure Fund, Inc.
Financial Services
|
Reduced | 141,072 | $2,014,508 | 1.01% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 8,254 | $2,000,687 | 1.00% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 66,343 | $1,862,911 | 0.93% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 3,115 | $1,782,184 | 0.89% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 11,474 | $1,781,797 | 0.89% | |
| NEN |
New England Realty Associates Limited Partnership
Real Estate
|
Held | 29,019 | $1,771,609 | 0.89% | |
| CWBC |
Community West Bancshares
Financial Services
|
Held | 74,077 | $1,725,994 | 0.87% | |
| BANR |
Banner Corp
Financial Services
|
Held | 28,261 | $1,714,877 | 0.86% | |
| UNP |
Union Pacific Corp
Industrials
|
Added | 6,519 | $1,581,639 | 0.79% | |
| INBK |
First Internet Bancorp
Financial Services
|
Held | 76,899 | $1,567,201 | 0.79% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 6,405 | $1,565,638 | 0.79% | |
| MCHB |
Mechanics Bancorp
Financial Services
|
Added | 103,285 | $1,523,453 | 0.76% | |
| MCI |
Barings Corporate Investors
Financial Services
|
Held | 83,984 | $1,447,884 | 0.73% | |
| GOLD |
Gold.com, Inc.
Financial Services
|
Reduced | 35,802 | $1,434,944 | 0.72% | |
| AXR |
Amrep Corp.
Real Estate
|
Reduced | 49,472 | $1,391,647 | 0.70% | |
| INTU |
Intuit Inc.
Technology
|
Added | 3,194 | $1,381,021 | 0.69% | |
| NAII |
Natural Alternatives International Inc
Consumer Defensive
|
Added | 498,792 | $1,311,822 | 0.66% | |
| INTG |
Intergroup Corp
Consumer Cyclical
|
Held | 33,228 | $1,290,907 | 0.65% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 25,251 | $1,267,600 | 0.64% | |
| HSY |
Hershey Co
Consumer Defensive
|
Reduced | 6,060 | $1,259,813 | 0.63% | |
| CET |
Central Securities Corp
Financial Services
|
Added | 24,264 | $1,204,950 | 0.60% | |
| WLY |
John Wiley & Sons, Inc.
Communication Services
|
Reduced | 31,535 | $1,201,483 | 0.60% | |
| UMH |
Umh Properties, Inc.
Real Estate
|
Reduced | 83,023 | $1,198,021 | 0.60% | |
| HON |
Honeywell International Inc
Industrials
|
Added | 5,052 | $1,141,903 | 0.57% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 9,394 | $1,130,004 | 0.57% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 5,123 | $1,114,201 | 0.56% | |
| ELSE |
Electro Sensors Inc
Technology
|
Added | 250,161 | $1,113,216 | 0.56% | |
| SMBK |
Smartfinancial Inc.
Financial Services
|
Held | 28,431 | $1,111,083 | 0.56% | |
| T |
At&T Inc.
Communication Services
|
Reduced | 38,312 | $1,110,664 | 0.56% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Reduced | 3,534 | $1,098,331 | 0.55% |