CWBC · Community West Bancshares · Holdings

$26.29 +0.71 (+2.78%) At close · Oct 22

Russell 2000 member Rebalance outlook locked

Market Cap

$713.28M

27.13M

Volume · Oct 22 253.18K Avg daily vol (3M) 215.18K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of CWBC: 13F, 13D and 13G, insiders and funds →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 149

Total Value: $420,357,379

Total Shares: 15,650,971

Showing 1–100 of 149 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 149 13F filers

Top Holder

15.2%

of institutional value

Top 5

42.7%

of institutional value

Top 10

58.5%

of institutional value

HHI

521

Broadly held

Who Holds CWBC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 148 filers, like-for-like change +39.9%; actively managed books +37.1%; index-like books +44.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	53.0%	87	+26.6%	22	5
Exempt adviser	0.7%	1	+56.7%	1	1
Adviser	1.4%	5	+232.7%	1	0
Bank	9.2%	13	+109.4%	0	0
Insurer	0.8%	2	+134.4%	0	0
Benefit plan	0.0%	1	-64.3%	0	0
Non-US	2.4%	5	+5.7%	2	0
Holding company	26.3%	7	+50.0%	0	0
Unknown	6.1%	27	+45.0%	8	6

Style	Share	Filers	Change	New	Exited
Index-like	36.6%	18	+44.8%	1	1
Systematic-like	5.0%	11	+499.2%	7	1
Concentrated	7.5%	22	-40.1%	6	4
Diversified active	50.9%	97	+54.1%	20	6
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	60.3%	91	+42.8%	15	5
Medium turnover	22.9%	29	+5.3%	6	3
High turnover	7.3%	20	+528.7%	12	4
Unknown	9.5%	8	+49.8%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.7%	16	+61.0%	6	0
Medium horizon	19.4%	16	+47.4%	2	3
Long horizon	65.8%	106	+58.9%	20	6
Unknown	4.1%	10	-60.2%	6	3
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	8.9%	26	-39.3%	7	3
$1B to $10B	9.4%	35	+22.0%	12	4
$10B to $100B	8.6%	36	+61.9%	10	3
$100B or more	73.1%	51	+66.3%	5	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	10.6%	42	+58.0%	12	3
Pooled investment vehicles	11.6%	14	-12.7%	6	1
Registered funds and BDCs	23.9%	14	+46.0%	3	0
Pension and profit sharing plans	0.3%	2	+93.8%	0	0
Insurance companies	0.1%	2	+27.8%	0	0
Governments and sovereign funds	0.6%	3	-24.5%	0	0
Other investment advisers	0.0%	1	+56.2%	0	0
Diversified	5.8%	9	+36.1%	1	0
Other	0.0%	0	-100.0%	0	1
Unknown	47.0%	61	+58.4%	12	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	18.3%	27	-4.3%	7	2
Private equity funds	0.9%	3	+24.2%	0	1
Venture capital funds	0.0%	1	+69.4%	0	0
Real estate funds	0.0%	2	+332.2%	0	1
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	9.2%	10	+47.5%	4	0
Mixed private funds	0.4%	1	new	1	0
No private funds	24.8%	43	+53.6%	11	2
Private funds, type not stated	0.0%	0	—	0	0
Unknown	46.4%	60	+58.5%	11	6

Location	Share	Filers	Change	New	Exited
United States	94.4%	132	+39.3%	28	10
Outside the US	5.6%	16	+50.1%	6	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F.

Conviction and Crowding

148 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.676% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

17.6%

of shares outstanding, 52nd percentile

Mar 31, 2026: 21.7%

Private-fund advisers

16.6%

of shares outstanding

Institutional ownership

57.6%

64.6% of the estimated free float

Top 10 holders

58.6%

of 13F shares, Herfindahl 0.052

Active holders

+37.1%

like-for-like share change of active filers

5% stakes on record

0 13D, 1 13G (1 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 6.9 quarters

Under 1 year 24.7% 1 to 3 years 75.3% 3 years or more 0.000% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$21.25

estimated per share

Mar 31, 2026: $19.10

Quarter-end price

$26.86

implied by 13F values

Estimated gain or loss

+26.4%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 90.4% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies CWBC's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	PLBC Plumas Bancorp	3	0.258
2	FXNC First National Corp	3	0.245
3	FSBW FS Bancorp, Inc.	3	0.245
4	FISI Financial Institutions Inc	3	0.234
5	PKBK Parke Bancorp, Inc.	3	0.215
6	FCBM First Carolina Financial Services, Inc.	3	0.215
7	CBK Commercial Bancgroup, Inc.	3	0.183
8	FSUN Firstsun Capital Bancorp	3	0.169
9	BANC Banc Of California, Inc.	3	0.139
10	PFS Provident Financial Services Inc	3	0.131

Shareholder Targets

13F filers that own its peers but not CWBC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: PLBC, FXNC, FSBW, FISI, PKBK, FCBM, CBK, FSUN, BANC, PFS, SBUX, IBM, VZ, PFE, ISRG, BRK-B, ABBV, JPM, AMZN, AAPL. 6,885 filers in all.

#	Filer	In peers	Of book	Largest peers
1	NORGES BANK Non-US, Index-like	$128,552,583,788 10 held	12.8%	AAPL, AMZN, BRK-B
2	Capital Research Global Investors Adviser, Diversified active	$75,678,648,190 8 held	10.6%	AMZN, AAPL, SBUX
3	Berkshire Hathaway Inc Insurer, Concentrated	$65,950,296,922 1 held	22.0%	AAPL
4	Capital World Investors Adviser, Diversified active	$54,897,410,565 10 held	6.52%	AMZN, AAPL, SBUX
5	Amundi Holding company, Index-like	$47,819,476,122 12 held	11.5%	AAPL, AMZN, JPM
6	Fisher Asset Management, LLC Adviser, Diversified active	$38,601,905,157 11 held	11.6%	AAPL, AMZN, JPM
7	Capital International Investors Adviser, Diversified active	$31,019,252,058 6 held	6.42%	AAPL, AMZN, JPM
8	RAYMOND JAMES FINANCIAL INC Unknown, Diversified active	$26,662,759,378 16 held	7.34%	AAPL, AMZN, JPM
9	Mitsubishi UFJ Asset Management Co., Ltd. Unknown, Index-like	$24,621,296,954 10 held	13.7%	AAPL, AMZN, JPM
10	HSBC HOLDINGS PLC Unknown, Index-like	$24,460,396,758 15 held	11.8%	AAPL, AMZN, JPM

Fund Ownership of CWBC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 12.55% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.85%	+1.01 pp	774,212	56
Index ETFs	9.70%	+3.98 pp	2,631,136	25
Active ETFs	1.60%	-0.49 pp	433,751	15
Active funds	7.80%	+2.43 pp	2,117,339	69
Unclassified	1.48%	+1.47 pp	401,846	9
All registered funds	23.44%	+8.40 pp	6,358,284	174

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 87 Exempt adviser 1 Adviser 5 Bank 13 Insurer 2 Benefit plan 1 Non-US 5 Holding company 7 Unknown 28

Showing 100 of 149

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$64,109,631

15.25%

2,386,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	88,036	$2,364,646	3.7%	Sole
BlackRock Asset Management Canada Ltd	30	$805	0.0%	Sole
BlackRock Investment Management, LLC	89,268	$2,397,738	3.7%	Sole
BLACKROCK ADVISORS LLC	245,887	$6,604,524	10.3%	Sole
BlackRock Fund Advisors	998,097	$26,808,885	41.8%	Sole
BlackRock Institutional Trust Company, N.A.	870,702	$23,387,055	36.5%	Sole
Aperio Group, LLC	94,787	$2,545,978	4.0%	Sole

DIMENSIONAL FUND ADVISORS LP

$33,980,370

8.08%

1,265,092

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	3,057	$82,111	0.2%	Defined
DFA Australia Ltd.	9,041	$242,841	0.7%	Defined
Dimensional Ireland Ltd	51,817	$1,391,804	4.1%	Defined
Held directly	1,201,177	$32,263,614	94.9%	Sole

WELLINGTON MANAGEMENT GROUP LLP

$30,515,833

7.26%

1,136,107

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	1,102,129	$29,603,184	97.0%	Defined
Wellington Trust Company, NA joint	33,978	$912,649	3.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$28,892,147

6.87%

1,075,657

STATE STREET CORP

$21,908,385

5.21%

815,651

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	815,651	$21,908,385	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$16,571,894

3.94%

616,973

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	87,463	$2,349,256	14.2%	Defined
Held directly	529,510	$14,222,638	85.8%	Defined

SYSTEMATIC FINANCIAL MANAGEMENT LP

$13,434,324

3.20%

500,161

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AFFILIATED MANAGERS GROUP, INC.	485,740	$13,046,976	97.1%	Defined
MORGAN STANLEY	14,421	$387,348	2.9%	Other

Bridgewealth Advisory Group, LLC

$13,287,373

3.16%

494,690

PRIVATE MANAGEMENT GROUP INC

$13,042,920

3.10%

485,589

AMERICAN CENTURY COMPANIES INC

$10,356,463

2.46%

385,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	385,572	$10,356,463	100.0%	Defined

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$9,090,793

2.16%

338,451

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	338,451	$9,090,793	100.0%	Defined

PL Capital Advisors, LLC

$8,851,739

2.11%

329,551

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$8,772,019

2.09%

326,583

FMR LLC

$7,953,970

1.89%

296,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	290,510	$7,803,098	98.1%	Defined
STRATEGIC ADVISERS LLC	5,617	$150,872	1.9%	Defined

TWO SIGMA INVESTMENTS, LP

$7,707,557

1.83%

286,953

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$7,463,319

1.78%

277,860

RENAISSANCE TECHNOLOGIES LLC

$6,965,469

1.66%

259,325

CITADEL ADVISORS LLC

$5,950,322

1.42%

221,531

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	85,471	$2,295,751	38.6%	Defined
Held directly	136,060	$3,654,571	61.4%	Defined

NORTHERN TRUST CORP

$5,630,043

1.34%

209,607

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	205,725	$5,525,773	98.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	3,882	$104,270	1.9%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$5,531,790

1.32%

205,949

FRANKLIN RESOURCES INC

$4,550,271

1.08%

169,407

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	14,655	$393,633	8.7%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	154,752	$4,156,638	91.3%	Defined

Cutler Capital Management, LLC

$4,355,053

1.04%

162,139

VANGUARD FIDUCIARY TRUST CO

$4,224,648

1.01%

157,284

GOLDMAN SACHS GROUP INC

$4,185,566

1.00%

155,829

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	105,222	$2,826,262	67.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	50,607	$1,359,304	32.5%	Defined

Squarepoint Ops LLC

$4,038,589

0.96%

150,357

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	150,357	$4,038,589	100.0%	Defined

UBS Group AG

$3,503,913

0.83%

130,451

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	968	$26,000	0.7%	Defined
UBS AG	129,483	$3,477,913	99.3%	Defined

Siena Capital Partners GP, LLC

$3,414,335

0.81%

127,116

Connor, Clark & Lunn Investment Management Ltd.

$2,896,367

0.69%

107,832

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	107,832	$2,896,367	100.0%	Sole

MARSHALL WACE, LLP

$2,735,717

0.65%

101,851

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	101,851	$2,735,717	100.0%	Other

MORGAN STANLEY

$2,650,541

0.63%

98,680

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	229	$6,150	0.2%	Defined
MORGAN STANLEY & CO. LLC	10,255	$275,449	10.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	68,518	$1,840,393	69.4%	Defined
MORGAN STANLEY SMITH BARNEY LLC	6,861	$184,285	7.0%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	12,817	$344,264	13.0%	Defined

Bank of New York Mellon Corp

$2,600,582

0.62%

96,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	47,401	$1,273,190	49.0%	Defined
The Bank of New York Mellon	48,106	$1,292,127	49.7%	Defined
BNY Mellon, NA	29	$778	0.0%	Defined
BNY Mellon Advisors, Inc. joint	1,283	$34,461	1.3%	Other
Held directly	1	$26	0.0%	Defined

PRUDENTIAL FINANCIAL INC

$2,568,218

0.61%

95,615

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	77,015	$2,068,622	80.5%	Defined
Prudential Trust Co	18,600	$499,596	19.5%	Defined

FIRST TRUST ADVISORS LP

$2,338,351

0.56%

87,057

CALDWELL SUTTER CAPITAL, INC.

$2,111,867

0.50%

78,625

AQR CAPITAL MANAGEMENT LLC

$2,094,648

0.50%

77,984

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	6	$161	0.0%	Other
Prism Planning Partners LLC	168	$4,512	0.2%	Other
Arax Advisory Partners	757	$20,333	1.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	405	$10,878	0.5%	Other
Stokes Family Office, LLC	81	$2,175	0.1%	Other
Held directly	76,567	$2,056,589	98.2%	Defined

Creative Planning

$1,925,189

0.46%

71,675

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	146	$3,921	0.2%	Defined
Held directly	71,529	$1,921,268	99.8%	Sole

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$1,873,941

0.45%

69,767

LOS ANGELES CAPITAL MANAGEMENT LLC

$1,826,560

0.43%

68,003

ALLIANCEBERNSTEIN L.P.

$1,811,975

0.43%

67,460

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	67,460	$1,811,975	100.0%	Defined

BARCLAYS PLC

$1,801,660

0.43%

67,076

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	66,210	$1,778,400	98.7%	Defined
BARCLAYS CAPITAL INC.	866	$23,260	1.3%	Defined

XTX Topco Ltd

$1,771,846

0.42%

65,966

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	65,966	$1,771,846	100.0%	Defined

ALGERT GLOBAL LLC

$1,492,126

0.35%

55,552

SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC

$1,407,840

0.33%

52,414

Arbiter Partners Capital Management LLC

$1,398,439

0.33%

52,064

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Broken Clock Management LLC joint	52,064	$1,398,439	100.0%	Defined

D. E. Shaw & Co., Inc.

$1,379,126

0.33%

51,345

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	51,345	$1,379,126	100.0%	Defined

SageView Advisory Group, LLC

$1,366,663

0.33%

50,881

VICTORY CAPITAL MANAGEMENT INC

$1,262,420

0.30%

47,000

HRT FINANCIAL LP

$1,243,322

0.30%

46,289

Orion Porfolio Solutions, LLC

$1,161,856

0.28%

43,256

Destination Wealth Management

$1,147,539

0.27%

42,723

KESTRA PRIVATE WEALTH SERVICES, LLC

$1,130,886

0.27%

42,103

Nuveen, LLC

$1,026,105

0.24%

38,202

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	5,168	$138,812	13.5%	Defined
TEACHERS ADVISORS, LLC joint	33,034	$887,293	86.5%	Defined

SEI INVESTMENTS CO

$1,018,181

0.24%

37,907

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	109	$2,927	0.3%	Sole
SEI TRUST CO	37,798	$1,015,254	99.7%	Sole

PRINCIPAL FINANCIAL GROUP INC

$968,114

0.23%

36,043

MERCER GLOBAL ADVISORS INC /ADV

$937,306

0.22%

34,896

Schonfeld Strategic Advisors LLC

$909,855

0.22%

33,874

Quantinno Capital Management LP

$869,941

0.21%

32,388

CITIGROUP INC

$863,280

0.21%

32,140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	32,140	$863,280	100.0%	Defined

Cerity Partners LLC

$862,178

0.21%

32,099

RHUMBLINE ADVISERS

$845,203

0.20%

31,467

Invesco Ltd.

$835,613

0.20%

31,110

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	3,093	$83,077	9.9%	Defined
Invesco Trust Co joint	9,798	$263,174	31.5%	Defined
Invesco Capital Management LLC	18,219	$489,362	58.6%	Defined

BOOTHBAY FUND MANAGEMENT, LLC

$831,639

0.20%

30,962

BANK OF AMERICA CORP /DE/

$748,158

0.18%

27,854

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	27,854	$748,158	100.0%	Defined

AMERIPRISE FINANCIAL INC

$683,452

0.16%

25,445

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	25,445	$683,452	100.0%	Defined

ZACKS INVESTMENT MANAGEMENT

$679,558

0.16%

25,300

Platform Wealth Management, LLC

$665,886

0.16%

24,791

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$644,640

0.15%

24,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	24,000	$644,640	100.0%	Other

DEUTSCHE BANK AG\

$644,612

0.15%

23,999

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	10	$268	0.0%	Defined
DWS Investments UK Ltd	23,989	$644,344	100.0%	Defined

WELLS FARGO & COMPANY/MN

$643,994

0.15%

23,976

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	20,942	$562,502	87.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,000	$80,580	12.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1	$26	0.0%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	33	$886	0.1%	Defined

MENDON CAPITAL ADVISORS CORP

$639,160

0.15%

23,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ELCO Management Co., LLC	8,796	$236,260	37.0%	Sole
Hurricane Capital Partners Ltd	15,000	$402,900	63.0%	Sole

Pinnacle Holdings, LLC

$588,395

0.14%

21,906

Quantbot Technologies LP

$560,541

0.13%

20,869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	20,869	$560,541	100.0%	Sole

PRICE T ROWE ASSOCIATES INC /MD/

$549,475

0.13%

20,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	20,457	$549,475	100.0%	Defined

Private Advisor Group, LLC

$533,681

0.13%

19,869

Engineers Gate Manager LP

$484,903

0.12%

18,053

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$468,653

0.11%

17,448

Russell Investments Group, Ltd.

$448,212

0.11%

16,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	13,430	$360,729	80.5%	Defined
Russell Investments Capital, LLC	3,257	$87,483	19.5%	Defined

Rafferty Asset Management, LLC

$440,745

0.10%

16,409

Planning Center, Inc.

$437,361

0.10%

16,283

MetLife Investment Management, LLC

$414,342

0.10%

15,426

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	15,426	$414,342	100.0%	Defined

ROYAL BANK OF CANADA

$403,248

0.10%

15,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	776	$20,843	5.2%	Defined
RBC Capital Markets, LLC	14,237	$382,405	94.8%	Defined

Empowered Funds, LLC

$380,015

0.09%

14,148

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	14,148	$380,015	100.0%	Other

Graham Capital Management, L.P.

$330,780

0.08%

12,315

Sequoia Financial Advisors, LLC

$310,582

0.07%

11,563

JPMORGAN CHASE & CO

$308,943

0.07%

11,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	10,692	$287,187	93.0%	Defined
J.P. Morgan Investment Management Inc.	34	$913	0.3%	Defined
J.P. Morgan Securities LLC	628	$16,868	5.5%	Defined
J.P. Morgan Securities plc	148	$3,975	1.3%	Defined

Daytona Street Capital LLC

$308,574

0.07%

11,850

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$304,108

0.07%

11,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	11,322	$304,108	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$285,951

0.07%

10,646

Integrated Quantitative Investments LLC

$285,575

0.07%

10,632

Virtu Financial LLC

$283,104

0.07%

10,540

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	10,540	$283,104	100.0%	Defined

Integrated Wealth Concepts LLC

$281,009

0.07%

10,462

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Parametric Portfolio Assoc	10,462	$281,009	100.0%	Other

Composition Wealth, LLC

$279,236

0.07%

10,396

Sharper & Granite LLC

$278,323

0.07%

10,362

SG Americas Securities, LLC

$265,161

0.06%

9,872

CHANNEL WEALTH LLC

$259,091

0.06%

9,646

R Squared Ltd

$254,337

0.06%

9,469

OCCUDO QUANTITATIVE STRATEGIES LP

$246,440

0.06%

9,175

RS CRUM INC.

$231,052

0.05%

8,873

Vanguard Global Advisers, LLC

$229,867

0.05%

8,558

ELCO Management Co., LLC

$229,047

0.05%

8,796

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Key facts CIK 1127371 CUSIP 203937107 13F (30d) 17 filings 17 filers Visit website Investor relations