ZACKS INVESTMENT MANAGEMENT
Registered adviserFiling Date
Global Rank
#444
/ 8,823
▼ 16
Top Industry
Semiconductors
10.3%
Period ended 4 months ago
Filed Aug 13, 2026 · 3mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$14,589,556,613
Main clients
Diversified
Private funds
2 funds
· Hedge funds
Focus by fund count, roster of Nov 1, 2026
$14,044,151 gross assets
Registered funds advised
7 series
(0 index, 4 ETFs)
$593,896,316 net assets· N-CEN Nov 30, 2025
Private funds on Schedule D 7.B.(1)
As filed May 29, 2024; SEC's bulk Form ADV archive ends with 2024 filings.
$12,124,551 gross assets in 2 funds
Hedge funds
$12,124,551
(2)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Jun 2026 to Nov 2026 | $14,589,556,613 | Diversified |
| Jun 2025 to May 2026 | $12,414,372,511 | Diversified |
| Jun 2024 to May 2025 | $10,555,925,107 | Diversified |
| Jun 2023 to May 2024 | $8,373,508,701 | Diversified |
| May 2023 | $7,830,959,238 | Diversified |
| Jun 2022 to Apr 2023 | $7,830,959,238 | Diversified |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 27.3%, 75.7 effective positions, active share 43.6% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
21.9% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 18.8 quarters (12+), a floor since 56.2% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2026-06-30, active share 43.6%; sector active share 13.4% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
724 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
4.4%
+0.5 pts
Top 5
17.7%
+0.9 pts
Top 10
27.3%
+0.3 pts
HHI
132
Diversified+4
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 28.0% | $3,932,252,041 |
| Financial Services | 15.5% | $2,186,475,790 |
| Industrials | 12.3% | $1,734,647,555 |
| Healthcare | 10.2% | $1,430,044,738 |
| Communication Services | 7.9% | $1,113,754,555 |
| Consumer Defensive | 6.8% | $956,598,024 |
| Consumer Cyclical | 6.6% | $925,619,892 |
| Energy | 4.3% | $597,938,826 |
| Unclassified | 3.3% | $468,837,417 |
| Utilities | 2.4% | $336,337,512 |
| Real Estate | 2.3% | $329,617,454 |
| Basic Materials | 0.4% | $52,647,773 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| AAPL | Apple Inc. | +421,631 | 2,142,489 | $619,950,617 | |
| CSX | Csx Corp | +349,050 | 2,094,842 | $99,567,840 | |
| DELL | Dell Technologies Inc. | +308,749 | 385,136 | $166,170,778 | |
| TXN | Texas Instruments Inc | +229,571 | 236,140 | $70,386,249 | |
| VREX | Varex Imaging Corp | +224,630 | 254,928 | $2,658,899 | |
| NI | Nisource Inc. | +159,668 | 588,069 | $27,962,680 | |
| ORCL | Oracle Corp | +139,542 | 302,214 | $44,289,461 | |
| GLPI | Gaming & Leisure Properties, Inc. | +125,095 | 599,221 | $26,683,311 | |
| WPC | W. P. Carey Inc. | +117,286 | 685,305 | $48,999,307 | |
| TGT | Target Corp | +101,712 | 103,878 | $13,567,505 | |
| HAPN | Happen, Inc. | +92,439 | 214,204 | $4,442,590 | |
| FTNT | Fortinet, Inc. | +82,767 | 145,725 | $22,386,274 | |
| ADM | Archer-Daniels-Midland Co | +80,376 | 83,239 | $6,359,459 | |
| MU | Micron Technology Inc | +79,381 | 84,726 | $97,798,374 | |
| CVNA | Carvana Co. | +67,583 | 83,734 | $5,511,371 | |
| FRSH | Freshworks Inc. | +64,038 | 336,381 | $3,404,175 | |
| TILE | Interface Inc | +61,942 | 121,437 | $4,352,302 | |
| LFST | LifeStance Health Group, Inc. | +61,856 | 107,147 | $1,147,544 | |
| IEFA | iShares Core MSCI EAFE ETF | +60,252 | 144,749 | $13,979,858 | |
| SCHE | Schwab Emerging Markets Equity ETF | +53,068 | 232,125 | $8,416,852 | |
| AVGO | Broadcom Inc. | +52,359 | 834,829 | $315,356,654 | |
| CRI | Carters Inc | +44,264 | 81,281 | $3,345,525 | |
| CRC | California Resources Corp | +41,490 | 79,909 | $4,224,788 | |
| AMD | Advanced Micro Devices Inc | +40,027 | 224,070 | $130,164,503 | |
| STAA | Staar Surgical Co | +38,608 | 82,874 | $2,377,655 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CSCO | Cisco Systems, Inc. | −534,077 | 1,793,416 | $210,654,643 | |
| SOFI | SoFi Technologies, Inc. | −321,271 | 10,871 | $194,917 | |
| BSX | Boston Scientific Corp | −251,448 | 5,681 | $242,465 | |
| NFLX | Netflix Inc | −213,586 | 476,216 | $34,001,822 | |
| FHN | First Horizon Corp | −138,854 | 48,271 | $1,237,668 | |
| CAT | Caterpillar Inc | −132,820 | 285,444 | $303,969,315 | |
| VSTS | Vestis Corp | −124,139 | 607,637 | $8,822,889 | |
| DE | Deere & Co | −117,950 | 4,336 | $2,750,454 | |
| GLW | Corning Inc | −114,863 | 282,359 | $72,122,959 | |
| SKIL | Skillsoft Corp. | −104,087 | 83,347 | $431,737 | |
| OKTA | Okta, Inc. | −82,483 | 1,928 | $263,075 | |
| SF | Stifel Financial Corp | −82,058 | 2,895 | $201,984 | |
| CRM | Salesforce, Inc. | −81,943 | 5,268 | $825,284 | |
| EIX | Edison International | −64,494 | 6,993 | $520,628 | |
| SPOT | Spotify Technology S.A. | −62,846 | 1,890 | $867,755 | |
| PFF | iShares Preferred and Income Securities ETF | −57,376 | 135,316 | $4,125,784 | |
| CTAS | Cintas Corp | −54,260 | 212,129 | $36,078,900 | |
| FN | Fabrinet | −54,226 | 11,982 | $6,734,842 | |
| XOM | ExxonMobil Holdings Corp | −49,280 | 1,456,625 | $199,149,770 | |
| CASY | Caseys General Stores Inc | −48,462 | 3,763 | $2,990,794 | |
| ULTA | Ulta Beauty, Inc. | −43,829 | 5,824 | $2,626,507 | |
| SEIC | Sei Investments Co | −31,551 | 10,908 | $956,740 | |
| OHI | Omega Healthcare Investors Inc | −30,634 | 188,172 | $8,972,040 | |
| AAMI | Acadian Asset Management Inc. | −28,538 | 22,315 | $1,595,968 | |
| HIG | Hartford Insurance Group, Inc. | −27,995 | 385,905 | $51,140,130 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| FLEX | Flex Ltd. | 87,273 | $14,144,335 | |
| CNC | Centene Corp | 198,720 | $12,755,836 | |
| SYY | Sysco Corp | 138,962 | $11,614,443 | |
| TEAM | Atlassian Corp | 115,671 | $8,998,047 | |
| MXL | Maxlinear, Inc | 45,714 | $5,852,763 | |
| HEI | Heico Corp | 15,246 | $5,430,472 | |
| DHI | Horton D R Inc | 32,670 | $5,321,289 | |
| DDOG | Datadog, Inc. | 19,548 | $5,089,517 | |
| PEB | Pebblebrook Hotel Trust | 243,095 | $4,718,473 | |
| NUE | Nucor Corp | 21,036 | $4,685,769 | |
| COLM | Columbia Sportswear Co | 64,798 | $4,005,812 | |
| ED | Consolidated Edison Inc | 35,404 | $3,916,744 | |
| UMBF | Umb Financial Corp | 26,350 | $3,761,726 | |
| OSG | Octave Specialty Group Inc | 590,370 | $3,683,908 | |
| DOW | Dow Inc. | 131,545 | $3,599,071 | |
| AMBA | Ambarella Inc | 41,882 | $3,593,475 | |
| NBIX | Neurocrine Biosciences Inc | 20,271 | $3,416,474 | |
| MCHP | Microchip Technology Inc | 37,258 | $3,397,929 | |
| MCY | Mercury General Corp | 30,351 | $3,236,023 | |
| DXPE | Dxp Enterprises Inc | 18,364 | $3,098,741 | |
| LMND | Lemonade, Inc. | 47,477 | $3,088,378 | |
| OXY | Occidental Petroleum Corp | 63,030 | $3,061,367 | |
| BEN | Franklin Templeton Inc | 91,016 | $3,028,102 | |
| VSEC | Vse Corp | 12,922 | $2,952,677 | |
| ASAN | Asana, Inc. | 395,218 | $2,766,526 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| EL | Estee Lauder Companies Inc | 145,169 | $10,418,778 | |
| TOST | Toast, Inc. | 299,335 | $7,935,370 | |
| MIR | Mirion Technologies, Inc. | 388,877 | $7,229,223 | |
| HHH | Howard Hughes Holdings Inc. | 107,964 | $6,829,802 | |
| NXT | Nextpower Inc. | 51,512 | $6,209,770 | |
| AYI | Acuity Inc. (De) | 20,725 | $5,807,559 | |
| CCK | Crown Holdings, Inc. | 53,275 | $5,340,818 | |
| PEGA | Pegasystems Inc | 123,795 | $5,268,714 | |
| DG | Dollar General Corp | 42,624 | $5,060,747 | |
| KRYS | Krystal Biotech, Inc. | 17,919 | $4,628,835 | |
| PRIM | Primoris Services Corp | 31,903 | $4,563,404 | |
| MIRM | Mirum Pharmaceuticals, Inc. | 36,889 | $3,407,804 | |
| HOMB | Home Bancshares Inc | 124,961 | $3,365,198 | |
| CCL | Carnival Corp Ltd. | 128,688 | $3,330,445 | |
| LUV | Southwest Airlines Co | 86,761 | $3,259,609 | |
| IDCC | InterDigital, Inc. | 9,854 | $2,975,908 | |
| ATMU | Atmus Filtration Technologies Inc. | 51,966 | $2,950,108 | |
| TTWO | Take Two Interactive Software Inc | 14,278 | $2,819,904 | |
| NIC | Nicolet Bankshares Inc | 15,649 | $2,325,753 | |
| IVR | Invesco Mortgage Capital Inc. | 267,422 | $2,160,768 | |
| MC | Moelis & Co | 36,680 | $2,090,760 | |
| ALKS | Alkermes plc. | 50,058 | $1,770,050 | |
| KTOS | Kratos Defense & Security Solutions, Inc. | 22,045 | $1,554,392 | |
| INSP | Inspire Medical Systems, Inc. | 30,021 | $1,548,482 | |
| CDE | Coeur Mining, Inc. | 82,139 | $1,541,748 | |
| No positions match the current search. | ||||
724 tracked positions ·
$14,064,771,577 total
· filing declares
724 positions · $14,064,965,590
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 724 positions by value
· page 1 of 15
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Added | 2,142,489 | $619,950,617 | 4.41% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 2,800,026 | $560,257,202 | 3.98% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 1,491,861 | $533,146,365 | 3.79% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 1,114,346 | $415,673,344 | 2.96% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 834,829 | $315,356,654 | 2.24% | |
| CAT |
Caterpillar Inc
Industrials
|
Reduced | 285,444 | $303,969,315 | 2.16% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 910,319 | $297,974,718 | 2.12% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 1,138,085 | $271,251,178 | 1.93% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 2,092,745 | $237,024,298 | 1.69% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 415,511 | $234,053,191 | 1.66% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 875,123 | $222,254,988 | 1.58% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 1,793,416 | $210,654,643 | 1.50% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 815,433 | $205,195,560 | 1.46% | |
| PH |
Parker-Hannifin Corp
Industrials
|
Reduced | 203,974 | $199,511,048 | 1.42% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 1,456,625 | $199,149,770 | 1.42% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 507,250 | $178,896,930 | 1.27% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 1,175,841 | $172,425,324 | 1.23% | |
| DELL |
Dell Technologies Inc.
Technology
|
Added | 385,136 | $166,170,778 | 1.18% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Reduced | 795,471 | $143,908,658 | 1.02% | |
| MET |
Metlife Inc
Financial Services
|
Added | 1,668,085 | $141,136,671 | 1.00% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 1,087,644 | $139,762,254 | 0.99% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 114,449 | $137,273,575 | 0.98% | |
| BLK |
BlackRock, Inc.
Financial Services
|
Reduced | 137,661 | $132,369,311 | 0.94% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 224,070 | $130,164,503 | 0.93% | |
| COP |
Conocophillips
Energy
|
Reduced | 1,240,154 | $128,926,409 | 0.92% | |
| AMAT |
Applied Materials Inc
Technology
|
Added | 177,938 | $128,649,174 | 0.91% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 2,244,960 | $127,917,820 | 0.91% | |
| BNY |
Bank of New York Mellon Corp
Financial Services
|
Reduced | 847,536 | $122,562,180 | 0.87% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 285,601 | $120,123,780 | 0.85% | |
| EME |
EMCOR Group, Inc.
Industrials
|
Added | 144,747 | $120,122,640 | 0.85% | |
| CMI |
Cummins Inc
Industrials
|
Added | 155,081 | $110,605,320 | 0.79% | |
| AEP |
American Electric Power Co Inc
Utilities
|
Added | 795,130 | $108,781,735 | 0.77% | |
| GD |
General Dynamics Corp
Industrials
|
Added | 292,289 | $103,540,455 | 0.74% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 366,219 | $102,984,444 | 0.73% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Added | 1,244,543 | $101,144,009 | 0.72% | |
| DAL |
Delta Air Lines, Inc.
Industrials
|
Reduced | 1,077,535 | $100,921,928 | 0.72% | |
| LRCX |
Lam Research Corp
Technology
|
Added | 232,456 | $100,730,158 | 0.72% | |
| CSX |
Csx Corp
Industrials
|
Added | 2,094,842 | $99,567,840 | 0.71% | |
| SO |
Southern Co
Utilities
|
Added | 1,037,823 | $99,330,039 | 0.71% | |
| PNC |
Pnc Financial Services Group, Inc.
Financial Services
|
Added | 400,742 | $98,670,695 | 0.70% | |
| MU |
Micron Technology Inc
Technology
|
Added | 84,726 | $97,798,374 | 0.70% | |
| KMI |
Kinder Morgan, Inc.
Energy
|
Reduced | 2,938,399 | $93,940,616 | 0.67% | |
| APH |
Amphenol Corp
Technology
|
Added | 525,003 | $92,568,528 | 0.66% | |
| PRU |
Prudential Financial Inc
Financial Services
|
Reduced | 852,382 | $91,997,589 | 0.65% | |
| FITB |
Fifth Third Bancorp
Financial Services
|
Reduced | 1,619,229 | $91,275,938 | 0.65% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Reduced | 329,820 | $89,153,644 | 0.63% | |
| PLD |
Prologis, Inc.
Real Estate
|
Added | 651,676 | $88,282,547 | 0.63% | |
| USB |
US Bancorp \De\
Financial Services
|
Reduced | 1,456,112 | $87,949,164 | 0.63% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 2,073,741 | $87,802,193 | 0.62% | |
| QCOM |
Qualcomm Inc
Technology
|
Reduced | 474,384 | $87,661,419 | 0.62% |
Showing the top 50 of 724 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.