PSEC · Prospect Capital Corp

$2.23 +0.04 (+1.83%) At close · Sep 4

Market Cap

$1.15B

524.83M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 206

Total Value: $214,384,616

Total Shares: 92,807,240

Showing 1–100 of 211 holdings by value · page 1 of 3

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 206 13F filers · Δ vs Mar 31, 2026

Top Holder

22.1%

+4.0 pts

Top 5

59.8%

+6.1 pts

Top 10

77.3%

+4.5 pts

HHI

980

Broadly held+177

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -12

Institutional value: -6.0%

Shares held: +6.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid PRIVATE MANAGEMENT GROUP INC	+6,999,513	20,534,804
Mega VAN ECK ASSOCIATES CORP	+2,388,990	9,685,724
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+1,386,846	4,554,415
Mega UBS Group AG	+1,160,380	6,633,748
Mid CAXTON ASSOCIATES LLP	+459,031	592,554

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega TWO SIGMA INVESTMENTS, LP	−1,766,788	14,082,619
Large MARSHALL WACE, LLP	−1,683,570	3,067,650
Mid INDEPENDENT FINANCIAL GROUP, LLC	−974,995	2,485,356
Large TUDOR INVESTMENT CORP ET AL	−747,567	709,303
Large BI Asset Management Fondsmaeglerselskab A/S	−411,870	108,722

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small LeClair Wealth Partners LLC	239,061	$552,230
Mid KINGSWOOD WEALTH ADVISORS, LLC	228,091	$526,890
Large Balyasny Asset Management L.P.	109,969	$254,028
Mid Orion Porfolio Solutions, LLC	89,180	$206,005
Mid SIMPLEX TRADING, LLC	87,612	$202,383

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Private Advisor Group, LLC	1,711,638	$4,467,375
Small TCFG WEALTH MANAGEMENT, LLC	277,914	$725,355
Mega MILLENNIUM MANAGEMENT LLC	221,708	$578,657
Mid Catalyst Capital Advisors LLC	200,742	$523,936
Mid Tweedy, Browne Co LLC	162,953	$425,307

Filter: New 31 Increased 83 Reduced 53 Sold out 43 Unchanged 39

Showing 100 of 211

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PRIVATE MANAGEMENT GROUP INC

$47,435,397

22.13%

20,534,804

TWO SIGMA INVESTMENTS, LP

$32,530,849

15.17%

14,082,619

VAN ECK ASSOCIATES CORP

$22,374,021

10.44%

9,685,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Investments Limited	2,199,186	$5,080,119	22.7%	Sole
Held directly	7,486,538	$17,293,902	77.3%	Sole

UBS Group AG

$15,323,956

7.15%

6,633,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	15,319	$35,386	0.2%	Defined
UBS AG	5,192,619	$11,994,949	78.3%	Defined
UBS Securities LLC	1,425,810	$3,293,621	21.5%	Defined

Legal & General Group Plc

$9,315,793

4.35%

4,032,811

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	4,032,811	$9,315,793	100.0%	Defined

GENDELL JEFFREY L

$9,262,873

4.32%

4,009,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tontine Asset Management, LLC	2,027,866	$4,684,370	50.6%	Defined
Tontine Associates, LLC	1,982,036	$4,578,503	49.4%	Defined

MARSHALL WACE, LLP

$7,086,270

3.31%

3,067,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	3,067,650	$7,086,270	100.0%	Other

MORGAN STANLEY

$6,206,358

2.89%

2,686,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	7,206	$16,645	0.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	227,365	$525,213	8.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,452,165	$5,664,500	91.3%	Defined

INDEPENDENT FINANCIAL GROUP, LLC

$5,741,172

2.68%

2,485,356

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,302,605

2.47%

2,295,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,295,500	$5,302,605	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,190,373

2.42%

2,246,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,246,915	$5,190,373	100.0%	Other

BlackRock, Inc.

$3,328,790

1.55%

1,441,035

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	1,316,567	$3,041,269	91.4%	Sole
Aperio Group, LLC	124,468	$287,521	8.6%	Sole

GraniteShares Advisors LLC

$2,527,971

1.18%

1,094,360

LPL Financial LLC

$2,124,178

0.99%

919,558

COMMONWEALTH EQUITY SERVICES, LLC

$1,761,966

0.82%

762,756

TUDOR INVESTMENT CORP ET AL

$1,638,489

0.76%

709,303

Naviter Wealth, LLC

$1,516,579

0.71%

656,528

CAXTON ASSOCIATES LLP

$1,368,799

0.64%

592,554

Tactive Advisors, LLC

$1,351,606

0.63%

585,111

180 WEALTH ADVISORS, LLC

$1,342,077

0.63%

580,986

RAYMOND JAMES FINANCIAL INC

$1,177,871

0.55%

509,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	491,294	$1,134,889	96.4%	Defined
Raymond James Financial Services Advisors, Inc.	18,607	$42,982	3.6%	Defined

Kovack Advisors, Inc.

$1,135,540

0.53%

491,576

CANADA LIFE ASSURANCE Co

$1,010,844

0.47%

437,595

JANE STREET GROUP, LLC

$1,003,002

0.47%

434,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	434,200	$1,003,002	100.0%	Defined

GatePass Capital, LLC

$1,002,655

0.47%

434,050

Virtus Investment Advisers, LLC

$990,093

0.46%

428,612

Cambridge Investment Research Advisors, Inc.

$846,148

0.39%

366,298

Concorde Asset Management, LLC

$825,594

0.39%

357,400

Brevan Howard Capital Management LP

$823,115

0.38%

356,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	356,327	$823,115	100.0%	Defined

TCFG Investment Advisors, LLC

$762,845

0.36%

330,236

Clear Harbor Asset Management, LLC

$751,962

0.35%

325,525

DNB Asset Management AS

$659,403

0.31%

285,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	285,456	$659,403	100.0%	Other

JANE STREET GROUP, LLC

$656,040

0.31%

284,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	284,000	$656,040	100.0%	Defined

Engineers Gate Manager LP

$652,535

0.30%

282,483

OSAIC HOLDINGS, INC.

$606,621

0.28%

262,607

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	262,534	$606,453	100.0%	Defined
OSAIC INSTITUTIONS, INC.	63	$145	0.0%	Defined
Osaic Advisory Services, LLC	10	$23	0.0%	Defined

LSV ASSET MANAGEMENT

$585,665

0.27%

253,535

CITADEL ADVISORS LLC

$577,500

0.27%

250,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	250,000	$577,500	100.0%	Defined

Cetera Investment Advisers

$575,180

0.27%

248,996

FAMILY WEALTH PARTNERS, LLC

$558,063

0.26%

241,586

LeClair Wealth Partners LLC

$552,230

0.26%

239,061

Focus Partners Advisor Solutions, LLC

$530,593

0.25%

229,694

KINGSWOOD WEALTH ADVISORS, LLC

$526,890

0.25%

228,091

GUGGENHEIM CAPITAL LLC

$509,622

0.24%

220,616

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	220,616	$509,622	100.0%	Defined

BANK OF AMERICA CORP /DE/

$464,836

0.22%

201,228

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	108,255	$250,069	53.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	92,973	$214,767	46.2%	Defined

ROYAL BANK OF CANADA

$461,995

0.22%

199,998

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	189,798	$438,433	94.9%	Defined
RBC Dominion Securities Inc.	10,200	$23,562	5.1%	Defined

KESTRA PRIVATE WEALTH SERVICES, LLC

$449,897

0.21%

194,761

Claro Advisors Inc.

$445,137

0.21%

192,700

Squarepoint Ops LLC

$439,218

0.20%

190,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	190,138	$439,218	100.0%	Defined

STIFEL FINANCIAL CORP

$436,100

0.20%

188,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	188,788	$436,100	100.0%	Defined

Kestra Advisory Services, LLC

$377,622

0.18%

163,473

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$361,156

0.17%

156,345

TRUIST FINANCIAL CORP

$355,601

0.17%

153,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	153,940	$355,601	100.0%	Defined

CITADEL ADVISORS LLC

$313,236

0.15%

135,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	135,600	$313,236	100.0%	Defined

Tower Research Capital LLC (TRC)

$283,208

0.13%

122,601

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	122,601	$283,208	100.0%	Defined

BFSG, LLC

$271,150

0.13%

117,381

Mariner, LLC

$256,957

0.12%

111,237

Balyasny Asset Management L.P.

$254,028

0.12%

109,969

BI Asset Management Fondsmaeglerselskab A/S

$251,147

0.12%

108,722

Universal- Beteiligungs- und Servicegesellschaft mbH

$244,629

0.11%

105,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	105,900	$244,629	100.0%	Defined

Spire Wealth Management

$240,692

0.11%

104,196

GROUP ONE TRADING LLC

$236,798

0.11%

102,510

Generali Investments CEE, investicni spolecnost, a.s.

$233,850

0.11%

101,234

WESTWOOD HOLDINGS GROUP INC

$215,398

0.10%

93,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Westwood Trust	93,246	$215,398	100.0%	Defined

DRW Securities, LLC

$209,768

0.10%

90,809

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments	90,809	$209,768	100.0%	Other

IMC-Chicago, LLC

$208,999

0.10%

90,476

Orion Porfolio Solutions, LLC

$206,005

0.10%

89,180

Lido Advisors, LLC

$205,767

0.10%

89,077

SIMPLEX TRADING, LLC

$202,383

0.09%

87,612

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$194,714

0.09%

84,292

Arkadios Wealth Advisors

$181,161

0.08%

78,425

DENALI ADVISORS LLC

$179,117

0.08%

77,540

Summit Global Investments

$173,250

0.08%

75,000

J. Safra Sarasin Holding AG

$168,489

0.08%

72,939

Cresset Asset Management, LLC

$166,174

0.08%

71,937

Kathmere Capital Management, LLC

$160,457

0.07%

69,462

M&T Bank Corp

$159,803

0.07%

69,179

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wilmington Trust National Association	69,179	$159,803	100.0%	Defined

ProShare Advisors LLC

$159,406

0.07%

69,007

Headlands Technologies LLC

$142,958

0.07%

61,887

Prospera Financial Services Inc

$136,497

0.06%

59,090

Garden State Investment Advisory Services LLC

$136,382

0.06%

59,040

Strategic Wealth Partners, Ltd.

$127,756

0.06%

55,306

BRIAN LOW FINANCIAL GROUP, LLC

$127,756

0.06%

55,306

Wealthfront Advisers LLC

$121,697

0.06%

52,683

XML Financial, LLC

$120,464

0.06%

52,149

BNP PARIBAS ARBITRAGE, SA

$113,178

0.05%

48,995

MAI Capital Management

$109,521

0.05%

47,412

Creative Planning

$108,211

0.05%

46,845

HUNTINGTON NATIONAL BANK

$105,095

0.05%

45,496

HARBOUR INVESTMENTS, INC.

$104,594

0.05%

45,279

RMR Wealth Builders

$103,806

0.05%

44,938

Csenge Advisory Group

$98,082

0.05%

42,460

BESSEMER GROUP INC

$95,978

0.04%

41,549

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	41,549	$95,978	100.0%	Defined

Strategies Wealth Advisors, LLC

$93,859

0.04%

40,632

WELLS FARGO & COMPANY/MN

$92,896

0.04%

40,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	26,233	$60,598	65.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	13,982	$32,298	34.8%	Defined

Ethos Financial Group, LLC

$85,707

0.04%

37,103

Sigma Planning Corp

$84,742

0.04%

36,685

AMERIPRISE FINANCIAL INC

$79,923

0.04%

34,599

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	34,599	$79,923	100.0%	Defined

BARRETT & COMPANY, INC.

$78,856

0.04%

34,137

Foundations Investment Advisors, LLC

$78,701

0.04%

34,070

BLAIR WILLIAM & CO/IL

$77,154

0.04%

33,400

Key facts CIK 1287032 CUSIP 74348T102 13F (30d) 139 filings 125 filers Visit website