PSEC · Prospect Capital Corp · Holdings

$1.49 +0.00 (+0.12%)

Market Cap

$782.00M

524.83M

Volume · Oct 21 612K Avg daily vol (3M) 4.93M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PSEC: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 211

Total Value: $213,530,550

Total Shares: 92,855,680

Showing 1–100 of 216 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 205 13F filers

Top Holder

22.1%

of institutional value

Top 5

59.8%

of institutional value

Top 10

77.3%

of institutional value

HHI

980

Broadly held

Who Holds PSEC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 204 filers, like-for-like change +4.7%; actively managed books +1.7%; index-like books +18.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	63.5%	113	+7.8%	18	30
Exempt adviser	3.8%	2	-31.5%	0	0
Adviser	0.5%	4	-22.8%	0	0
Bank	8.3%	14	+20.6%	0	0
Broker-dealer	1.1%	2	-4.1%	0	0
Non-US	0.1%	2	-67.4%	0	0
Holding company	4.9%	3	+3.6%	0	1
Unknown	17.9%	64	+2.4%	10	8

Style	Share	Filers	Change	New	Exited
Index-like	20.1%	6	+18.9%	0	1
Systematic-like	21.5%	15	-19.9%	4	5
Concentrated	5.6%	37	-5.2%	8	5
Diversified active	52.9%	146	+15.2%	16	28
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	50.6%	128	+12.6%	10	25
Medium turnover	23.3%	37	+16.8%	4	4
High turnover	25.2%	27	-15.2%	10	8
Unknown	0.9%	12	+6.8%	4	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	1.6%	18	+54.0%	8	7
Medium horizon	6.8%	33	+14.9%	8	8
Long horizon	70.5%	141	+13.6%	9	22
Unknown	21.2%	12	-20.2%	3	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	6.6%	58	+7.6%	9	13
$1B to $10B	31.2%	77	+31.7%	15	14
$10B to $100B	14.1%	45	-28.0%	4	8
$100B or more	48.2%	24	+4.4%	0	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	34.0%	95	+21.4%	14	20
Pooled investment vehicles	17.6%	9	-14.2%	3	6
Registered funds and BDCs	11.5%	4	+24.9%	0	3
Pension and profit sharing plans	0.0%	1	-94.2%	0	1
Governments and sovereign funds	0.1%	1	-8.3%	0	0
Corporations	0.0%	1	0.0%	0	0
Other investment advisers	0.0%	1	new	1	0
Diversified	0.3%	1	-52.7%	0	0
Other	0.0%	0	—	0	0
Unknown	36.5%	91	-0.2%	10	9

Private funds	Share	Filers	Change	New	Exited
Hedge funds	21.3%	17	-18.7%	6	5
Private equity funds	0.8%	8	+8.6%	0	2
Venture capital funds	0.0%	1	+6.1%	0	0
Real estate funds	0.1%	4	+45.5%	1	0
Other private funds	0.7%	6	-38.5%	1	5
Mixed private funds	0.0%	0	—	0	0
Private funds, type not stated	11.5%	2	+37.3%	0	1
No private funds	32.8%	77	+17.8%	10	17
Unknown	32.7%	89	+5.4%	10	9

Location	Share	Filers	Change	New	Exited
United States	82.1%	186	+5.6%	26	39
Outside the US	17.9%	18	+1.1%	2	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 2 holders with no observed 2026-03-31 13F and 5 holders with no observed 2026-06-30 13F.

Conviction and Crowding

204 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.490% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

6.82%

of shares outstanding, 21st percentile

Mar 31, 2026: 7.47%

Private-fund advisers

6.14%

of shares outstanding

Institutional ownership

17.8%

21.9% of the estimated free float

Top 10 holders

77.7%

of 13F shares, Herfindahl 0.104

Active holders

+1.7%

like-for-like share change of active filers

5% stakes on record

2 13D, 0 13G

How long holders have held it value-weighted 13.8 quarters

Under 1 year 27.0% 1 to 3 years 17.5% 3 years or more 55.5% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$2.95

estimated per share

Mar 31, 2026: $3.14

Quarter-end price

$2.31

implied by 13F values

Estimated gain or loss

-21.8%

price against the estimated cost

Estimated at a loss

100.0%

of costed 13F value

Estimated cost covers 61.6% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies PSEC's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ABR Arbor Realty Trust Inc	3	0.134
2	FSK FS KKR Capital Corp	5	0.102
3	GSBD Goldman Sachs BDC, Inc.	3	0.097
4	NLY Annaly Capital Management Inc	4	0.078
5	OBDC Blue Owl Capital Corp	4	0.077
6	AGNC AGNC Investment Corp.	4	0.074
7	GBDC GOLUB CAPITAL BDC, Inc.	3	0.066
8	STWD Starwood Property Trust, Inc.	3	0.065
9	VZ Verizon Communications Inc	13	0.060
10	BRK-B Berkshire Hathaway Inc	18	0.057

Shareholder Targets

13F filers that own its peers but not PSEC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ABR, FSK, GSBD, NLY, OBDC, AGNC, GBDC, STWD, VZ, BRK-B, SJM, BA, ASTS, META, TSLA, GOOGL, WMT, ARCC, MSFT, BIBL. 6,881 filers in all.

#	Filer	In peers	Of book	Largest peers
1	VANGUARD CAPITAL MANAGEMENT LLC Registered adviser, Index-like	$702,765,326,595 14 held	15.0%	GOOGL, MSFT, META
2	STATE STREET CORP Bank, Index-like	$451,129,118,274 19 held	13.3%	GOOGL, MSFT, META
3	FMR LLC Holding company, Diversified active	$307,533,480,013 17 held	13.6%	GOOGL, MSFT, META
4	GEODE CAPITAL MANAGEMENT, LLC Registered adviser, Index-like	$267,762,212,601 14 held	14.2%	GOOGL, MSFT, META
5	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$202,316,280,502 14 held	9.10%	GOOGL, MSFT, META
6	Invesco Ltd. Adviser, Diversified active	$160,297,195,693 19 held	12.7%	GOOGL, MSFT, TSLA
7	NORGES BANK Non-US, Index-like	$150,258,425,274 12 held	14.9%	GOOGL, MSFT, META
8	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$127,982,201,050 17 held	12.9%	GOOGL, MSFT, META
9	Capital World Investors Adviser, Diversified active	$116,303,157,009 8 held	13.8%	GOOGL, META, MSFT
10	NORTHERN TRUST CORP Bank, Index-like	$110,818,735,084 19 held	13.4%	GOOGL, MSFT, META

Fund Ownership of PSEC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 1.70% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	1.70%	+0.43 pp	8,948,032	4
Active ETFs	0.02%	+0.01 pp	113,087	2
Active funds	0.02%	-0.04 pp	88,500	1
Unclassified	0.00%	0.00 pp	0	0
All registered funds	1.74%	+0.40 pp	9,149,619	7

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 115 Exempt adviser 2 Adviser 4 Bank 14 Broker-dealer 2 Non-US 2 Holding company 3 Unknown 69

Showing 100 of 216

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

PRIVATE MANAGEMENT GROUP INC

$47,435,397

22.21%

20,534,804

TWO SIGMA INVESTMENTS, LP

$32,530,849

15.23%

14,082,619

VAN ECK ASSOCIATES CORP

$22,374,021

10.48%

9,685,724

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
VanEck Investments Limited	2,199,186	$5,080,119	22.7%	Sole
Held directly	7,486,538	$17,293,902	77.3%	Sole

UBS Group AG

$15,323,956

7.18%

6,633,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	15,319	$35,386	0.2%	Defined
UBS AG	5,192,619	$11,994,949	78.3%	Defined
UBS Securities LLC	1,425,810	$3,293,621	21.5%	Defined

Legal & General Group Plc

$9,315,793

4.36%

4,032,811

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management Ltd	4,032,811	$9,315,793	100.0%	Defined

GENDELL JEFFREY L

$9,262,873

4.34%

4,009,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tontine Asset Management, LLC	2,027,866	$4,684,370	50.6%	Defined
Tontine Associates, LLC	1,982,036	$4,578,503	49.4%	Defined

MARSHALL WACE, LLP

$7,086,270

3.32%

3,067,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	3,067,650	$7,086,270	100.0%	Other

MORGAN STANLEY

$6,206,358

2.91%

2,686,736

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	7,206	$16,645	0.3%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	227,365	$525,213	8.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,452,165	$5,664,500	91.3%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,302,605

2.48%

2,295,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,295,500	$5,302,605	100.0%	Other

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$5,190,373

2.43%

2,246,915

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,246,915	$5,190,373	100.0%	Other

INDEPENDENT FINANCIAL GROUP, LLC

$4,755,620

2.23%

2,286,356

BlackRock, Inc.

$3,328,790

1.56%

1,441,035

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Asset Management Ireland Ltd	1,316,567	$3,041,269	91.4%	Sole
Aperio Group, LLC	124,468	$287,521	8.6%	Sole

GraniteShares Advisors LLC

$2,527,971

1.18%

1,094,360

LPL Financial LLC

$2,124,178

0.99%

919,558

COMMONWEALTH EQUITY SERVICES, LLC

$1,761,966

0.83%

762,756

TUDOR INVESTMENT CORP ET AL

$1,638,489

0.77%

709,303

Naviter Wealth, LLC

$1,516,579

0.71%

656,528

CAXTON ASSOCIATES LLP

$1,368,799

0.64%

592,554

180 WEALTH ADVISORS, LLC

$1,342,077

0.63%

580,986

RAYMOND JAMES FINANCIAL INC

$1,177,871

0.55%

509,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	491,294	$1,134,889	96.4%	Defined
Raymond James Financial Services Advisors, Inc.	18,607	$42,982	3.6%	Defined

Tactive Advisors, LLC

$1,168,344

0.55%

561,704

Kovack Advisors, Inc.

$1,135,540

0.53%

491,576

CANADA LIFE ASSURANCE Co

$1,010,844

0.47%

437,595

JANE STREET GROUP, LLC

$1,003,002

0.47%

434,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	434,200	$1,003,002	100.0%	Defined

GatePass Capital, LLC

$1,002,655

0.47%

434,050

Virtus Investment Advisers, LLC

$990,093

0.46%

428,612

Cambridge Investment Research Advisors, Inc.

$846,148

0.40%

366,298

Concorde Asset Management, LLC

$825,594

0.39%

357,400

Brevan Howard Capital Management LP

$823,115

0.39%

356,327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brevan Howard US Investment Management, LP	356,327	$823,115	100.0%	Defined

Clear Harbor Asset Management, LLC

$751,962

0.35%

325,525

TCFG Investment Advisors, LLC

$662,841

0.31%

318,674

DNB Asset Management AS

$659,403

0.31%

285,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DNB FUND	285,456	$659,403	100.0%	Other

JANE STREET GROUP, LLC

$656,040

0.31%

284,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	284,000	$656,040	100.0%	Defined

Engineers Gate Manager LP

$652,535

0.31%

282,483

OSAIC HOLDINGS, INC.

$606,621

0.28%

262,607

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	262,534	$606,453	100.0%	Defined
OSAIC INSTITUTIONS, INC.	63	$145	0.0%	Defined
Osaic Advisory Services, LLC	10	$23	0.0%	Defined

FAMILY WEALTH PARTNERS, LLC

$590,936

0.28%

284,104

LSV ASSET MANAGEMENT

$585,665

0.27%

253,535

CITADEL ADVISORS LLC

$577,500

0.27%

250,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	250,000	$577,500	100.0%	Defined

Cetera Investment Advisers

$575,180

0.27%

248,996

LeClair Wealth Partners LLC

$552,230

0.26%

239,061

Focus Partners Advisor Solutions, LLC

$530,593

0.25%

229,694

KINGSWOOD WEALTH ADVISORS, LLC

$526,890

0.25%

228,091

GUGGENHEIM CAPITAL LLC

$509,622

0.24%

220,616

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	220,616	$509,622	100.0%	Defined

BANK OF AMERICA CORP /DE/

$464,836

0.22%

201,228

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	108,255	$250,069	53.8%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	92,973	$214,767	46.2%	Defined

ROYAL BANK OF CANADA

$461,995

0.22%

199,998

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	189,798	$438,433	94.9%	Defined
RBC Dominion Securities Inc.	10,200	$23,562	5.1%	Defined

KESTRA PRIVATE WEALTH SERVICES, LLC

$449,897

0.21%

194,761

Claro Advisors Inc.

$445,137

0.21%

192,700

Squarepoint Ops LLC

$439,218

0.21%

190,138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	190,138	$439,218	100.0%	Defined

STIFEL FINANCIAL CORP

$436,100

0.20%

188,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	188,788	$436,100	100.0%	Defined

Kestra Advisory Services, LLC

$377,622

0.18%

163,473

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$361,156

0.17%

156,345

TRUIST FINANCIAL CORP

$355,601

0.17%

153,940

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	153,940	$355,601	100.0%	Defined

CITADEL ADVISORS LLC

$313,236

0.15%

135,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	135,600	$313,236	100.0%	Defined

Tower Research Capital LLC (TRC)

$283,208

0.13%

122,601

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	122,601	$283,208	100.0%	Defined

BFSG, LLC

$271,150

0.13%

117,381

Mariner, LLC

$256,957

0.12%

111,237

Balyasny Asset Management L.P.

$254,028

0.12%

109,969

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$251,962

0.12%

121,136

BI Asset Management Fondsmaeglerselskab A/S

$251,147

0.12%

108,722

Universal- Beteiligungs- und Servicegesellschaft mbH

$244,629

0.11%

105,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	105,900	$244,629	100.0%	Defined

Spire Wealth Management

$240,692

0.11%

104,196

GROUP ONE TRADING LLC

$236,798

0.11%

102,510

WESTWOOD HOLDINGS GROUP INC

$215,398

0.10%

93,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Westwood Trust	93,246	$215,398	100.0%	Defined

Generali Investments CEE, investicni spolecnost, a.s.

$210,566

0.10%

101,234

DRW Securities, LLC

$209,768

0.10%

90,809

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DRW Investments	90,809	$209,768	100.0%	Other

IMC-Chicago, LLC

$208,999

0.10%

90,476

Orion Porfolio Solutions, LLC

$206,005

0.10%

89,180

Lido Advisors, LLC

$205,767

0.10%

89,077

SIMPLEX TRADING, LLC

$202,383

0.09%

87,612

Arkadios Wealth Advisors

$181,161

0.08%

78,425

DENALI ADVISORS LLC

$179,117

0.08%

77,540

Concurrent Investment Advisors, LLC

$173,962

0.08%

83,636

Summit Global Investments

$173,250

0.08%

75,000

J. Safra Sarasin Holding AG

$168,489

0.08%

72,939

Cresset Asset Management, LLC

$166,174

0.08%

71,937

M&T Bank Corp

$159,803

0.07%

69,179

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wilmington Trust National Association	69,179	$159,803	100.0%	Defined

ProShare Advisors LLC

$159,406

0.07%

69,007

Gradient Investments LLC

$151,559

0.07%

72,865

Kathmere Capital Management, LLC

$144,480

0.07%

69,462

Headlands Technologies LLC

$142,958

0.07%

61,887

Prospera Financial Services Inc

$136,497

0.06%

59,090

Garden State Investment Advisory Services LLC

$136,382

0.06%

59,040

Strategic Wealth Partners, Ltd.

$127,756

0.06%

55,306

BRIAN LOW FINANCIAL GROUP, LLC

$127,756

0.06%

55,306

Wealthfront Advisers LLC

$121,697

0.06%

52,683

XML Financial, LLC

$120,464

0.06%

52,149

BNP PARIBAS ARBITRAGE, SA

$113,178

0.05%

48,995

MAI Capital Management

$109,521

0.05%

47,412

Creative Planning

$108,211

0.05%

46,845

HUNTINGTON NATIONAL BANK

$105,095

0.05%

45,496

HARBOUR INVESTMENTS, INC.

$104,594

0.05%

45,279

RMR Wealth Builders

$103,806

0.05%

44,938

Csenge Advisory Group

$98,082

0.05%

42,460

BESSEMER GROUP INC

$95,978

0.04%

41,549

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	41,549	$95,978	100.0%	Defined

Strategies Wealth Advisors, LLC

$93,859

0.04%

40,632

WELLS FARGO & COMPANY/MN

$92,896

0.04%

40,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	26,233	$60,598	65.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	13,982	$32,298	34.8%	Defined

Ethos Financial Group, LLC

$85,707

0.04%

37,103

Sigma Planning Corp

$84,742

0.04%

36,685

AMERIPRISE FINANCIAL INC

$79,923

0.04%

34,599

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	34,599	$79,923	100.0%	Defined

BARRETT & COMPANY, INC.

$78,856

0.04%

34,137

Showing the top 100 of 216 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 1287032 CUSIP 74348T102 13F (30d) 35 filings 35 filers Visit website Investor relations