Summit Global Investments

Registered adviser

CIK

1697953

Location

BOUNTIFUL, UT

Portfolio Value

Mid $1,992,759,228

Diversification

Moderately concentrated

Filing Date

Global Rank

#1,700 / 8,827 ▼ 74 · as of Jun 2026

Top Industry

Semiconductors 12.0%

Period ended 38 days ago

Filed Oct 28, 2026 · 10d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 157091

Roster of Nov 1, 2026

Regulatory AUM

$2,291,949,405

Main clients

Registered funds and BDCs (58% of AUM)

Private funds

1 fund · Hedge funds

Focus by gross assets, Schedule D of Nov 25, 2024

$1,328,144 gross assets

Private funds on Schedule D 7.B.(1)

As filed Nov 25, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$2,919,920 gross assets in 1 fund Hedge funds $2,919,920 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$2,291,949,405	Registered funds and BDCs (58%)
Apr 2025 to Mar 2026	$1,921,141,101	Registered funds and BDCs (51%)
Apr 2024 to Mar 2025	$2,028,895,819	Diversified
May 2023 to Mar 2024	$1,536,735,753	Diversified
Apr 2023	$1,536,735,753	Diversified
Apr 2022 to Mar 2023	$1,758,129,701	Diversified

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 65.2% of the book (60%+)

Turnover

Medium turnover

60.6% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 10.4 quarters, but 6.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 70.5%; sector active share 52.7% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

516 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

49.6%

−2.7 pts

Top 5

58.9%

−1.7 pts

Top 10

64.6%

−0.6 pts

HHI

2,498

Moderately concentrated−266

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	61.6%	$1,228,364,666	102
Technology	12.1%	$241,735,033	75
Financial Services	6.0%	$119,646,623	79
Healthcare	4.6%	$92,232,093	52
Communication Services	3.1%	$61,909,182	18
Consumer Cyclical	3.1%	$61,583,743	43
Consumer Defensive	2.3%	$46,634,666	21
Industrials	2.1%	$42,065,379	47
Utilities	1.9%	$38,414,040	21
Energy	1.5%	$30,438,992	24
Basic Materials	0.8%	$15,216,528	15
Real Estate	0.7%	$14,518,283	19

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
USDX	SGI Enhanced Core ETF	+239,603	8,958,789	$229,524,174
LDRX	SGI Enhanced Market Leaders ETF	+115,244	8,000,197	$295,239,270
DYTA	RBB Fund, Inc.	+110,104	3,241,871	$102,530,654
SGLC	SGI U.S. Large Cap Core ETF	+82,447	4,004,795	$181,737,597
GINX	SGI Enhanced Global Income ETF	+66,889	2,724,962	$96,480,004
NVDA	Nvidia Corp	+66,190	188,859	$43,131,618
GNW	Genworth Financial Inc	+56,503	143,951	$1,291,240
IEF	iShares 7-10 Year Treasury Bond ETF	+44,354	430,034	$38,406,336
ITUB	Itau Unibanco Holding S.A.	+42,263	59,798	$510,076
AAPL	Apple Inc.	+41,338	123,216	$41,033,392
BANC	Banc Of California, Inc.	+37,973	72,556	$1,250,139
BNY	Bank of New York Mellon Corp	+34,374	45,360	$6,560,416
CNC	Centene Corp	+32,794	40,923	$2,542,136
SCHP	Schwab U.S. TIPS ETF	+32,245	381,607	$9,589,783
T	At&T Inc.	+31,144	61,951	$1,511,604
ATEN	A10 Networks, Inc.	+31,047	52,464	$1,422,299
GOOGL	Alphabet Inc.	+30,450	63,229	$21,755,834
SYY	Sysco Corp	+28,748	51,064	$3,980,949
AMZN	Amazon Com Inc	+27,918	56,891	$14,174,392
CSCO	Cisco Systems, Inc.	+27,850	47,180	$5,077,983
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	+27,364	323,229	$8,025,776
PBR-A	Petrobras - Petroleo Brasileiro SA	+26,263	45,572	$865,412
GSK	GSK plc	+25,747	46,599	$2,244,673
SU	Suncor Energy Inc	+25,556	30,785	$2,089,377
CNQ	CANADIAN NATURAL RESOURCES Ltd	+25,055	37,421	$1,761,406
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
QXQ	SGI Enhanced 100 ETF	−325,298	2,513,394	$82,768,577
CRGY	Crescent Energy Co	−98,676	11,498	$148,209
INFY	Infosys Ltd	−41,655	20,160	$216,921
MGA	Magna International Inc	−37,757	22,821	$1,453,013
INCY	Incyte Corp	−34,367	21,003	$2,548,714
NI	Nisource Inc.	−29,719	42,265	$1,648,335
CALY	Callaway Golf Co	−28,472	10,750	$151,467
UMC	United Microelectronics Corp	−20,658	12,048	$295,055
TILE	Interface Inc	−17,575	20,555	$707,092
VIR	Vir Biotechnology, Inc.	−17,215	17,617	$196,958
NEM	NEWMONT Corp	−16,632	51,281	$5,914,750
AGG	iShares Core U.S. Aggregate Bond ETF	−15,683	43,642	$4,125,914
PGR	Progressive Corp	−13,032	18,188	$3,770,554
NMR	Nomura Holdings Inc	−12,170	17,542	$171,560
ALL	Allstate Corp	−11,800	5,219	$1,157,887
PRG	PROG Holdings, Inc.	−11,098	17,002	$525,701
SHEL	Shell plc	−10,949	10,609	$1,008,385
NBIX	Neurocrine Biosciences Inc	−10,716	18,708	$2,653,542
PLTR	Palantir Technologies Inc.	−9,374	29,291	$5,478,881
PEP	Pepsico Inc	−8,824	30,108	$3,815,285
ESNT	Essent Group Ltd.	−8,251	8,575	$496,578
F	Ford Motor Co	−7,694	15,740	$189,824
EPRT	Essential Properties Realty Trust, Inc.	−7,405	9,156	$236,316
ZM	Zoom Communications, Inc.	−6,973	4,076	$369,978
FCX	Freeport-Mcmoran Inc	−6,477	9,786	$685,020
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
STT	State Street Corp	27,639	$4,825,493
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	23,428	$3,912,007
PANW	Palo Alto Networks Inc	4,205	$1,670,688
FFIV	F5, Inc.	3,617	$1,610,216
GEV	GE Vernova Inc.	1,463	$1,390,566
CORT	Corcept Therapeutics Inc	11,996	$1,382,299
PGNY	Progyny, Inc.	43,847	$1,104,505
WWW	Wolverine World Wide Inc	51,182	$978,088
OEF	iShares S&P 100 ETF	2,481	$947,940
CIEN	Ciena Corp	2,609	$917,898
DELL	Dell Technologies Inc.	1,695	$911,825
YOU	Clear Secure, Inc.	20,838	$874,154
INVH	Invitation Homes Inc.	32,777	$863,018
OPLN	OPENLANE, Inc.	25,094	$856,458
ARCB	Arcbest Corp	6,549	$834,604
EDU	New Oriental Education & Technology Group Inc.	14,746	$818,255
KMX	Carmax Inc	14,257	$785,703
HTHT	H World Group Ltd	17,134	$733,335
BTSG	BrightSpring Health Services, Inc.	12,020	$682,135
TM	Toyota Motor Corp	3,612	$661,357
UMBF	Umb Financial Corp	4,858	$631,588
ESI	Element Solutions Inc	17,024	$617,630
REG	Regency Centers Corp	7,418	$533,205
ESE	Esco Technologies Inc	1,985	$526,243
ALGT	Allegiant Travel CO	6,829	$517,569
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AMBA	Ambarella Inc	14,805	$1,270,269
UCTT	Ultra Clean Holdings, Inc.	8,487	$1,210,161
FORM	Formfactor Inc	6,063	$969,655
AAT	American Assets Trust, Inc.	39,199	$967,823
ICHR	Ichor Holdings, Ltd.	8,556	$960,667
CALM	Cal-Maine Foods Inc	11,644	$938,040
NHC	National Healthcare Corp	4,298	$908,425
GDDY	GoDaddy Inc.	10,492	$890,560
SONO	Sonos Inc	61,500	$832,095
CWK	Cushman & Wakefield Ltd.	61,756	$826,912
KRYS	Krystal Biotech, Inc.	2,167	$805,408
CRWD	CrowdStrike Holdings, Inc.	1,040	$793,665
TTMI	Ttm Technologies Inc	4,193	$784,174
KEY	Keycorp	33,611	$774,733
TSN	Tyson Foods, Inc.	13,296	$761,196
SNPS	Synopsys Inc	1,635	$729,324
VOD	Vodafone Group Public Ltd Co	52,516	$694,786
LGND	Ligand Pharmaceuticals Inc	1,937	$612,266
—		6,432	$599,912
DV	DoubleVerify Holdings, Inc.	52,226	$566,129
TER	Teradyne, Inc	1,065	$515,289
IIIN	Insteel Industries Inc	16,464	$497,212
TD	Toronto Dominion Bank	3,814	$463,134
TU	Telus Corp	42,450	$448,696
SM	SM Energy Co	17,114	$446,675
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

516 tracked positions · $1,992,759,228 total · filing declares 516 positions · $2,022,696 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 516 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
LDRX	SGI Enhanced Market Leaders ETF	Added	8,000,197	+115,244	$295,239,270	+6.0%	14.82%
USDX	SGI Enhanced Core ETF	Added	8,958,789	+239,603	$229,524,174	+3.3%	11.52%
SGLC	SGI U.S. Large Cap Core ETF	Added	4,004,795	+82,447	$181,737,597	+6.3%	9.12%
DYTA	RBB Fund, Inc.	Added	3,241,871	+110,104	$102,530,654	+3.0%	5.15%
GINX	SGI Enhanced Global Income ETF	Added	2,724,962	+66,889	$96,480,004	+4.1%	4.84%
QXQ	SGI Enhanced 100 ETF	Reduced	2,513,394	-325,298	$82,768,577	−10.9%	4.15%
NVDA	Nvidia Corp Technology	Added	188,859	+66,190	$43,131,618	+75.7%	2.16%
AAPL	Apple Inc. Technology	Added	123,216	+41,338	$41,033,392	+73.2%	2.06%
IEF	iShares 7-10 Year Treasury Bond ETF	Added	430,034	+44,354	$38,406,336	+5.3%	1.93%
MSFT	Microsoft Corp Technology	Added	62,567	+16,265	$32,090,614	+85.8%	1.61%
GOOGL	Alphabet Inc. Communication Services	Added	63,229	+30,450	$21,755,834	+85.7%	1.09%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	374,245	+22,023	$18,790,841	+5.9%	0.94%
TSLA	Tesla, Inc. Consumer Cyclical	Added	52,231	+7,250	$18,532,081	−2.0%	0.93%
META	Meta Platforms, Inc. Communication Services	Added	24,002	+4,675	$17,405,770	+59.9%	0.87%
VEA	Vanguard FTSE Developed Markets ETF	Added	237,638	+23,287	$16,779,619	+9.9%	0.84%
LLY	ELI LILLY & Co Healthcare	Added	12,376	+1,969	$14,320,022	+14.7%	0.72%
AMZN	Amazon Com Inc Consumer Cyclical	Added	56,891	+27,918	$14,174,392	+105.3%	0.71%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	230,160	+20,201	$13,650,789	+8.9%	0.69%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	244,870	+17,016	$12,674,471	+7.4%	0.64%
MU	Micron Technology Inc Technology	Added	11,820	+4,634	$12,589,600	+51.8%	0.63%
AVGO	Broadcom Inc. Technology	Added	35,082	+13,687	$12,320,447	+52.4%	0.62%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	211,510	+11,045	$10,410,522	+3.4%	0.52%
JPM	Jpmorgan Chase & Co Financial Services	Added	31,448	+14,906	$10,403,941	+92.1%	0.52%
CL	Colgate Palmolive Co Consumer Defensive	Added	116,574	+12,991	$9,946,093	+4.7%	0.50%
VBIL	Vanguard Institutional Index Funds	Added	129,738	+11,771	$9,823,761	+10.0%	0.49%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	10,711	-1,750	$9,750,651	−16.4%	0.49%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	19,577	+4,774	$9,748,367	+31.6%	0.49%
SCHP	Schwab U.S. TIPS ETF	Added	381,607	+32,245	$9,589,783	+3.6%	0.48%
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	Added	110,953	+6,065	$8,566,681	+2.1%	0.43%
SRLN	State Street(R) Blackstone Senior Loan ETF	Added	211,860	+12,256	$8,557,025	+6.4%	0.43%
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	Added	323,229	+27,364	$8,025,776	+6.1%	0.40%
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	Added	87,631	+7,314	$7,960,400	+2.8%	0.40%
GOOG	Alphabet Inc. Communication Services	Added	22,920	+2,674	$7,809,760	+9.2%	0.39%
MRK	Merck & Co., Inc. Healthcare	Reduced	51,867	-172	$7,536,793	+12.7%	0.38%
ED	Consolidated Edison Inc Utilities	Added	64,930	+23,442	$6,636,495	+44.6%	0.33%
BNY	Bank of New York Mellon Corp Financial Services	Added	45,360	+34,374	$6,560,416	+312.9%	0.33%
AMD	Advanced Micro Devices Inc Technology	Added	10,404	+4,477	$6,364,751	+84.9%	0.32%
FTNT	Fortinet, Inc. Technology	Added	33,884	+20,342	$6,057,103	+191.2%	0.30%
NEM	NEWMONT Corp Basic Materials	Reduced	51,281	-16,632	$5,914,750	−6.8%	0.30%
REGN	Regeneron Pharmaceuticals, Inc. Healthcare	Added	7,670	+164	$5,815,930	+24.3%	0.29%
PLTR	Palantir Technologies Inc. Technology	Reduced	29,291	-9,374	$5,478,881	+21.5%	0.27%
MA	Mastercard Inc Financial Services	Added	9,890	+38	$5,454,038	+7.8%	0.27%
KO	Coca Cola Co Consumer Defensive	Added	62,443	+1,890	$5,375,093	+9.2%	0.27%
CVX	Chevron Corp Energy	Added	26,224	+7,420	$5,355,203	+71.8%	0.27%
VRTX	Vertex Pharmaceuticals Inc Healthcare	Added	9,982	+2,800	$5,218,689	+46.3%	0.26%
CSCO	Cisco Systems, Inc. Technology	Added	47,180	+27,850	$5,077,983	+123.7%	0.25%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	13,522	+1,025	$5,060,473	+9.4%	0.25%
EG	Everest Group, Ltd. Financial Services	Added	13,789	+2,098	$5,035,329	+20.6%	0.25%
EVRG	Evergy, Inc. Utilities	Added	63,917	+925	$5,013,649	−7.9%	0.25%
STT	State Street Corp Financial Services	NEW	27,639	NEW	$4,825,493	NEW	0.24%

Showing the top 50 of 516 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.