XML Financial, LLC

Position in PSEC — Prospect Capital Corp

CIK 1800465 BETHESDA, MD

Position in PSEC

as of Mar 31, 2026 · filed Apr 16, 2026 Compact

Position Value

$136,108

-$89,519 QoQ

Shares Held

52,149

-40.1% QoQ

Ownership

0.010%

of shares outstanding

% of Portfolio

0.03%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2020

25 quarters on record

Voting authority Sole 0.ToString("F0")% Shared 0.ToString("F0")% None 100.ToString("F0")%

Financial Services · as of Mar 31, 2026

XML Financial, LLC holds $40,375,392 across 25 Asset Management names. PSEC ranks #21 (0.3% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	PTY	Pimco Corporate & Income Opportunity Fund	1,591,047	$19,188,026
2	RNP	Cohen & Steers REIT & Preferred & Income Fund Inc	561,075	$11,086,842
3	BX	Blackstone Inc.	17,801	$2,046,936
4	NAD	Nuveen Quality Municipal Income Fund	133,148	$1,531,202
5	UTG	Reaves Utility Income Fund	25,904	$1,017,509
6	RMM	RiverNorth Managed Duration Municipal Income Fund, Inc.	41,200	$561,556
7	KKR	KKR & Co. Inc.	5,474	$506,345
8	EMO	ClearBridge Energy Midstream Opportunity Fund Inc.	9,191	$485,468

25 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$136,108	52,149	-40.1%	Shares	Sole	2026-04-16
2025-12-31	$225,627	87,115	-86.6%	Shares	Sole	2026-02-11
2025-09-30	$1,782,616	648,224	+0.6%	Shares	Sole	2025-10-20
2025-06-30	$2,049,840	644,604	-28.3%	Shares	Sole	2025-07-17
2025-03-31	$3,683,882	898,508	-5.0%	Shares	Sole	2025-04-22
2024-12-31	$4,077,285	946,006	-53.7%	Shares	Sole	2025-01-17
2024-09-30	$10,937,796	2,044,448	+8.1%	Shares	Sole	2024-11-01
2024-06-30	$10,458,712	1,891,268	+10.4%	Shares	Sole	2024-07-22
2024-03-31	$9,455,417	1,712,938	+29.1%	Shares	Sole	2024-05-15
2023-12-31	$7,946,765	1,326,672	-4.2%	Shares	Sole	2024-02-14
2023-09-30	$8,375,589	1,384,395	+4.5%	Shares	Sole	2023-11-06
2023-06-30	$8,214,032	1,324,844	+3.0%	Shares	Sole	2023-08-07
2023-03-31	$8,951,360	1,286,115	+37.7%	Shares	Sole	2023-05-15
2022-12-31	$6,528,618	933,994	+165.8%	Shares	Sole	2023-02-10
2022-09-30	$2,178,314	351,341	+54.6%	Shares	Sole	2022-11-04
2022-06-30	$1,588,519	227,256	+1.0%	Shares	Sole	2022-08-01
2022-03-31	$1,863,894	225,108	+1.7%	Shares	Sole	2022-05-02
2021-12-31	$1,861,368	221,328	+0.4%	Shares	Sole	2022-02-01
2021-09-30	$1,697,688	220,479	+2.1%	Shares	Sole	2021-11-01
2021-06-30	$1,812,609	216,044	+1.4%	Shares	Sole	2021-08-10
2021-03-31	$1,633,686	212,997	+1.9%	Shares	Sole	2021-05-14
2020-12-31	$1,131,117	209,079	+3.1%	Shares	Sole	2021-02-08
2020-09-30	$1,019,591	202,702	+56.7%	Shares	Sole	2020-11-13
2020-06-30	$660,958	129,346	+974.9%	Shares	Sole	2020-07-31
2020-03-31	$51,140	12,033	—	Shares	Sole	2020-05-08
No filing history on record for this holder in this stock.