PSEC · Prospect Capital Corp · Shareholders & Ownership

$1.47 -0.02 (-1.34%) At close · Oct 21

Market Cap

$782.00M

524.83M

Volume · Oct 21 6.72M Avg daily vol (3M) 4.94M

Every disclosed holder of PSEC in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns PSEC

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	213	89,528,620	17.06%	Yes
Insiders (Forms 3, 4, 5)	5	94,612,520	18.03%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	340,691,356	64.91%	Rest
Registered funds (N-PORT, not summed)	5	9,178,262	1.75%	No

Shares outstanding: 524,832,496, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of PSEC

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	Barry John F 13D CIK 1294357 · Unknown · Oct 16, 2026 Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands not summed	134,685,809	25.66%	+4,075,194	Oct 16, 2026	not summed
1.1	Barry John F Insider CIK 1294357 · Sep 4, 2026 Director, CHIEF EXECUTIVE OFFICER, 10% Owner, issuer-wide	90,926,793	17.32%	+1,280,150	Sep 4, 2026	Director, CHIEF EXECUTIVE OFFICER, 10% Owner, issuer-wide
2	John & Daria Barry Foundation 13D CIK 2009659 · Unknown · Feb 27, 2026 not summed	43,727,065	8.33%	—	Feb 27, 2026	not summed
3	PRIVATE MANAGEMENT GROUP INC 13F CIK 1142031 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	20,534,804	3.91%	+6,999,513	Jun 30, 2026	carried, not yet filed for the newest quarter
4	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	14,082,619	2.68%	-1,766,788	Jun 30, 2026	carried, not yet filed for the newest quarter
5	VAN ECK ASSOCIATES CORP 13F CIK 869178 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	9,685,724	1.85%	+2,388,990	Jun 30, 2026	carried, not yet filed for the newest quarter
6	VanEck BDC Income ETF Fund S000033466 · Registered fund · Jun 30, 2026 VanEck ETF Trust, not summed	7,497,783	1.43%	+2,294,386	Jun 30, 2026	VanEck ETF Trust, not summed
7	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	6,633,748	1.26%	+1,160,380	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	4,032,811	0.77%	+392,146	Jun 30, 2026	carried, not yet filed for the newest quarter
9	GENDELL JEFFREY L 13F CIK 1056581 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	4,009,902	0.76%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
10	Eliasek M Grier Insider CIK 1294355 · Feb 11, 2026 Director, Chief Operating Officer, issuer-wide	3,443,930	0.66%	+942,800	Feb 11, 2026	Director, Chief Operating Officer, issuer-wide
11	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	3,067,650	0.58%	-1,683,570	Jun 30, 2026	carried, not yet filed for the newest quarter
12	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	2,686,736	0.51%	+234,820	Jun 30, 2026	carried, not yet filed for the newest quarter
13	INDEPENDENT FINANCIAL GROUP, LLC 13F CIK 275484 · Registered investment adviser · Sep 30, 2026	2,286,356	0.44%	-199,000	Sep 30, 2026
14	SUSQUEHANNA INTERNATIONAL GROUP, LLP 13F CIK 1446194 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	2,246,915	0.43%	+545,146	Jun 30, 2026	carried, not yet filed for the newest quarter
15	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,441,035	0.27%	-131,437	Jun 30, 2026	carried, not yet filed for the newest quarter
16	GraniteShares Advisors LLC 13F CIK 1839545 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	1,094,360	0.21%	+143,250	Jun 30, 2026	carried, not yet filed for the newest quarter
17	GraniteShares HIPS U.S. High Income ETF Fund S000059908 · Registered fund · Jun 30, 2026 GraniteShares ETF Trust, not summed	1,094,360	0.21%	+143,250	Jun 30, 2026	GraniteShares ETF Trust, not summed
18	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	919,558	0.18%	-32,004	Jun 30, 2026	carried, not yet filed for the newest quarter
19	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	762,756	0.15%	-37,554	Jun 30, 2026	carried, not yet filed for the newest quarter
20	TUDOR INVESTMENT CORP ET AL 13F CIK 923093 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	709,303	0.14%	-747,567	Jun 30, 2026	carried, not yet filed for the newest quarter
21	Naviter Wealth, LLC 13F CIK 1855567 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	656,528	0.13%	+85,743	Jun 30, 2026	carried, not yet filed for the newest quarter
22	CAXTON ASSOCIATES LLP 13F CIK 2051323 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	592,554	0.11%	+459,031	Jun 30, 2026	carried, not yet filed for the newest quarter
23	180 WEALTH ADVISORS, LLC 13F CIK 1730817 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	580,986	0.11%	+180,465	Jun 30, 2026	carried, not yet filed for the newest quarter
24	Tactive Advisors, LLC 13F CIK 2002409 · Registered investment adviser · Sep 30, 2026	561,704	0.11%	-23,407	Sep 30, 2026
25	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	509,901	0.10%	+10,141	Jun 30, 2026	carried, not yet filed for the newest quarter
26	Kovack Advisors, Inc. 13F CIK 1728321 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	491,576	0.09%	+23,035	Jun 30, 2026	carried, not yet filed for the newest quarter
27	CANADA LIFE ASSURANCE Co 13F CIK 1046192 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	437,595	0.08%	+58,758	Jun 30, 2026	carried, not yet filed for the newest quarter
28	GatePass Capital, LLC 13F CIK 2087399 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	434,050	0.08%	+197,150	Jun 30, 2026	carried, not yet filed for the newest quarter
29	Virtus Investment Advisers, LLC 13F CIK 19481 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	428,612	0.08%	+90,666	Jun 30, 2026	carried, not yet filed for the newest quarter
29.1	Virtus Private Credit Strategy ETF Fund S000064727 · Registered fund · Jul 31, 2026 ETFis Series Trust I, not summed	428,612	0.08%	+141,730	Jul 31, 2026	ETFis Series Trust I, not summed
30	Cambridge Investment Research Advisors, Inc. 13F CIK 1419186 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	366,298	0.07%	-58,835	Jun 30, 2026	carried, not yet filed for the newest quarter
31	Concorde Asset Management, LLC 13F CIK 1631773 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	357,400	0.07%	-2,560	Jun 30, 2026	carried, not yet filed for the newest quarter
32	Brevan Howard Capital Management LP 13F CIK 1512857 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	356,327	0.07%	+110,240	Jun 30, 2026	carried, not yet filed for the newest quarter
33	Clear Harbor Asset Management, LLC 13F CIK 1511857 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	325,525	0.06%	+260,025	Jun 30, 2026	carried, not yet filed for the newest quarter
34	TCFG Investment Advisors, LLC 13F CIK 2121836 · Unknown · Sep 30, 2026	318,674	0.06%	-11,562	Sep 30, 2026
35	DNB Asset Management AS 13F CIK 1456670 · Investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	285,456	0.05%	-116,203	Jun 30, 2026	carried, not yet filed for the newest quarter
36	FAMILY WEALTH PARTNERS, LLC 13F CIK 2016217 · Unknown · Sep 30, 2026	284,104	0.05%	+42,518	Sep 30, 2026
37	Engineers Gate Manager LP 13F CIK 1620220 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	282,483	0.05%	-21,260	Jun 30, 2026	carried, not yet filed for the newest quarter
38	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	262,607	0.05%	+78,396	Jun 30, 2026	carried, not yet filed for the newest quarter
39	LSV ASSET MANAGEMENT 13F CIK 1050470 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	253,535	0.05%	-282,300	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Cetera Investment Advisers 13F CIK 1666741 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	248,996	0.05%	-67,708	Jun 30, 2026	carried, not yet filed for the newest quarter
41	LeClair Wealth Partners LLC 13F CIK 2056667 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	239,061	0.05%	+239,061	Jun 30, 2026	carried, not yet filed for the newest quarter
42	Focus Partners Advisor Solutions, LLC 13F CIK 1868872 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	229,694	0.04%	+23,841	Jun 30, 2026	carried, not yet filed for the newest quarter
43	KINGSWOOD WEALTH ADVISORS, LLC 13F CIK 1987855 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	228,091	0.04%	+228,091	Jun 30, 2026	carried, not yet filed for the newest quarter
44	GUGGENHEIM CAPITAL LLC 13F CIK 1283072 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	220,616	0.04%	+19,839	Jun 30, 2026	carried, not yet filed for the newest quarter
45	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	201,228	0.04%	-41,910	Jun 30, 2026	carried, not yet filed for the newest quarter
46	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	199,998	0.04%	+118,982	Jun 30, 2026	carried, not yet filed for the newest quarter
47	KESTRA PRIVATE WEALTH SERVICES, LLC 13F CIK 1649451 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	194,761	0.04%	-5,629	Jun 30, 2026	carried, not yet filed for the newest quarter
48	Claro Advisors Inc. 13F CIK 1764386 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	192,700	0.04%	-4,705	Jun 30, 2026	carried, not yet filed for the newest quarter
49	Squarepoint Ops LLC 13F CIK 1642575 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	190,138	0.04%	-196,557	Jun 30, 2026	carried, not yet filed for the newest quarter
50	STIFEL FINANCIAL CORP 13F CIK 720672 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	188,788	0.04%	+960	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 222 holders

Create a free account to page through every holder, filter by source and group by ultimate parent.

Key facts CIK 1287032 CUSIP 74348T102 13F (30d) 37 filings 37 filers Visit website Investor relations