GUGGENHEIM CAPITAL LLC

CIK

1283072

Location

Chicago, IL

Portfolio Value

Large $12,226,851,232

Diversification

Diversified

Filing Date

Global Rank

#375 / 8,588 ▼ 6

Top Industry

Asset Management 13.9%

3Y Alpha vs SPY

-4.0%

Period ended 3 months ago

Filed May 15, 2026 · 33d

25 quarters · since Mar 2020

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+61.2%

SPY

+76.8%

Annualised alpha

-3.7%

Max drawdown

−18.2%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

1,528 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

3.7%

−0.7 pts

Top 5

14.7%

−2.6 pts

Top 10

22.5%

−3.6 pts

HHI

Diversified−19

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	27.7%	$3,381,136,639	207
Financial Services	19.1%	$2,337,844,073	396
Healthcare	8.9%	$1,090,601,843	184
Consumer Cyclical	7.8%	$956,403,104	129
Industrials	7.1%	$872,460,040	157
Communication Services	6.6%	$809,795,574	49
Consumer Defensive	6.1%	$751,663,657	74
Unclassified	4.1%	$495,996,921	10
Utilities	3.8%	$463,708,497	56
Basic Materials	3.7%	$446,712,121	93
Energy	3.2%	$388,334,048	96
Real Estate	1.9%	$232,194,715	77

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
WMT	Walmart Inc.	+932,076	1,271,869	$158,067,877
MYN	Blackrock Muniyield New York Quality Fund, Inc.	+877,697	1,607,492	$15,431,923
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	+864,338	1,049,466	$16,864,917
MYI	Blackrock Muniyield Quality Fund III, Inc.	+814,952	2,250,388	$23,651,577
MUA	Blackrock Muniassets Fund, Inc.	+801,833	1,342,443	$14,243,320
MHD	Blackrock Muniholdings Fund, Inc.	+701,845	1,868,644	$21,078,303
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+642,666	3,112,598	$34,954,475
MQY	Blackrock Muniyield Quality Fund, Inc.	+558,917	2,116,069	$23,234,437
NAC	Nuveen California Quality Municipal Income Fund	+496,995	3,435,676	$40,025,625
NAD	Nuveen Quality Municipal Income Fund	+495,633	3,068,531	$35,288,106
EOD	Allspring Global Dividend Opportunity Fund	+405,748	1,061,860	$6,190,643
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+399,239	2,961,500	$36,515,295
NUV	Nuveen Municipal Value Fund Inc	+398,157	2,914,499	$26,201,346
NZF	Nuveen Municipal Credit Income Fund	+343,619	2,113,760	$25,745,596
NXP	Nuveen Select Tax Free Income Portfolio	+332,831	1,346,853	$19,327,340
VKI	Invesco Advantage Municipal Income Trust II	+253,255	1,040,093	$9,007,205
ACP	abrdn Income Credit Strategies Fund	+245,365	3,266,252	$16,657,885
MCN	XAI Madison Equity Premium Income Fund	+244,742	410,159	$2,391,226
PML	Pimco Municipal Income Fund II	+243,096	2,582,043	$19,546,065
MUC	Blackrock Muniholdings California Quality Fund, Inc.	+234,402	2,713,524	$28,220,649
PCQ	Pimco California Municipal Income Fund	+230,353	1,442,771	$12,378,975
NMZ	Nuveen Municipal High Income Opportunity Fund	+226,583	2,043,438	$21,210,886
PTY	Pimco Corporate & Income Opportunity Fund	+204,329	615,024	$7,417,189
MMU	Western Asset Managed Municipals Fund Inc.	+196,841	1,036,528	$10,655,507
F	Ford Motor Co	+186,301	574,502	$6,629,751
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SLV	iShares Silver Trust	−1,275,293	50,963	$3,472,618
NVDA	Nvidia Corp	−526,829	2,587,932	$451,335,340
JQC	Nuveen Credit Strategies Income Fund	−435,887	2,374,567	$11,564,140
AAPL	Apple Inc.	−304,986	1,463,999	$371,548,304
LEO	Bny Mellon Strategic Municipals, Inc.	−251,461	1,294,233	$8,140,725
JFR	Nuveen Floating Rate Income Fund	−248,080	1,946,861	$14,640,394
PHK	Pimco High Income Fund	−238,594	1,072,149	$4,964,049
CSCO	Cisco Systems, Inc.	−223,190	1,663,935	$129,104,715
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	−217,907	1,021,511	$6,139,280
PFN	PIMCO Income Strategy Fund II	−214,395	1,493,412	$10,289,608
AMZN	Amazon Com Inc	−204,017	1,073,678	$223,614,915
EHI	Western Asset Global High Income Fund Inc.	−200,141	502,714	$2,966,012
INTC	Intel Corp	−199,405	1,145,898	$50,568,477
BGX	Blackstone Long-Short Credit Income Fund	−195,968	502,148	$5,473,413
FTF	Franklin Ltd Duration Income Trust	−195,245	615,618	$3,589,052
NFLX	Netflix Inc	−179,498	1,003,124	$96,450,371
ADAM	Adamas Trust, Inc.	−175,191	20,323	$149,577
NMCO	Nuveen Municipal Credit Opportunities Fund	−163,519	1,179,442	$12,478,496
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	−157,850	449,895	$5,673,175
UNIT	Uniti Group Inc.	−154,441	39,155	$367,273
NWL	Newell Brands Inc.	−152,593	50,986	$174,881
BGT	Blackrock Floating Rate Income Trust	−149,567	1,366,926	$14,708,123
GOOGL	Alphabet Inc.	−146,577	718,745	$206,682,310
EAD	Allspring Income Opportunities Fund	−144,855	898,819	$5,824,346
SBUX	Starbucks Corp	−142,970	362,033	$32,434,535
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AMCR	Amcor plc	185,359	$7,368,020
TT	Trane Technologies plc	8,218	$3,424,769
PNI	Pimco New York Municipal Income Fund II	496,773	$3,402,894
AZN	Astrazeneca PLC	14,101	$2,780,999
VRT	Vertiv Holdings Co	9,388	$2,352,443
RMMZ	RiverNorth Managed Duration Municipal Income Fund II, Inc.	101,846	$1,496,117
COGT	Cogent Biosciences, Inc.	38,755	$1,491,679
RFM	RiverNorth Flexible Municipal Income Fund, Inc.	104,755	$1,469,712
RMM	RiverNorth Managed Duration Municipal Income Fund, Inc.	106,317	$1,449,100
RFMZ	RiverNorth Flexible Municipal Income Fund II, Inc.	114,512	$1,448,576
HYMC	Hycroft Mining Holding Corp	39,697	$1,397,334
IHD	Voya Emerging Markets High Dividend Equity Fund	172,541	$1,149,122
CMU	Mfs High Yield Municipal Trust	315,595	$1,129,829
APGE	Apogee Therapeutics, Inc.	13,418	$1,129,393
ALKS	Alkermes plc.	28,649	$1,013,028
MZTI	Marzetti Co	7,115	$984,217
FNF	Fidelity National Financial, Inc.	20,307	$941,838
PRAX	Praxis Precision Medicines, Inc.	2,670	$860,247
CFR	Cullen/Frost Bankers, Inc.	6,031	$826,728
EDF	Virtus Stone Harbor Emerging Markets Income Fund	164,764	$787,571
RMI	RiverNorth Opportunistic Municipal Income Fund, Inc.	50,659	$762,924
PLAB	Photronics Inc	18,596	$751,464
OGS	ONE Gas, Inc.	8,573	$738,391
SCI	Service Corp International	7,981	$658,511
EXPO	Exponent Inc	9,406	$613,741
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
XFLT	XAI Octagon Floating Rate & Alternative Income Trust	718,368	$17,240,832
BXMX	Nuveen S&P 500 BuyWrite Income Fund	584,818	$8,596,824
DIAX	Nuveen Dow 30sm Dynamic Overwrite Fund	472,794	$7,214,836
NGD	New Gold Inc. /FI	511,375	$4,454,076
EXAS	EXACT SCIENCES CORP	32,376	$3,288,106
PGNY	Progyny, Inc.	61,913	$1,589,925
EFC	Ellington Financial Inc.	103,998	$1,412,292
ANIP	Ani Pharmaceuticals Inc	16,845	$1,329,744
OSIS	Osi Systems Inc	4,858	$1,239,081
DXPE	Dxp Enterprises Inc	11,006	$1,208,348
AAMI	Acadian Asset Management Inc.	25,499	$1,198,453
PAHC	Phibro Animal Health Corp	30,693	$1,146,690
HCI	HCI Group, Inc.	5,871	$1,125,411
ADEA	Adeia Inc.	63,881	$1,101,947
URBN	Urban Outfitters Inc	14,610	$1,099,548
TBBK	Bancorp, Inc.	15,488	$1,045,749
EZPW	Ezcorp Inc	52,449	$1,018,559
AORT	Artivion, Inc.	22,082	$1,007,160
JOE	ST JOE Co	16,849	$1,000,325
LGND	Ligand Pharmaceuticals Inc	5,257	$993,940
LQDT	Liquidity Services Inc	32,253	$977,588
VITL	Vital Farms, Inc.	30,047	$959,701
CVSA	Covista Inc.	8,650	$895,015
EAT	Brinker International, Inc	6,210	$891,259
AIR	Aar Corp	10,696	$885,521
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,528 positions · $12,226,851,232 total · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,528 positions by value · page 1 of 31

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	2,587,932	-526,829	$451,335,340	−22.3%	3.69%
SPY	Spdr S&P 500 ETF Trust	Reduced	666,049	-5,498	$433,158,306	−5.4%	3.54%
AAPL	Apple Inc. Technology	Reduced	1,463,999	-304,986	$371,548,304	−22.7%	3.04%
MSFT	Microsoft Corp Technology	Reduced	803,701	-140,633	$297,505,997	−34.9%	2.43%
AVGO	Broadcom Inc. Technology	Reduced	778,536	-81,866	$240,964,676	−19.1%	1.97%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,073,678	-204,017	$223,614,915	−24.2%	1.83%
GOOGL	Alphabet Inc. Communication Services	Reduced	718,745	-146,577	$206,682,310	−23.7%	1.69%
META	Meta Platforms, Inc. Communication Services	Reduced	329,350	-57,992	$188,431,014	−26.3%	1.54%
LRCX	Lam Research Corp Technology	Reduced	813,760	-79,308	$173,867,960	+13.7%	1.42%
WMT	Walmart Inc. Consumer Defensive	Added	1,271,869	+932,076	$158,067,877	+317.5%	1.29%
MU	Micron Technology Inc Technology	Reduced	440,292	-79,783	$148,748,247	+0.2%	1.22%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	385,982	-24,374	$143,488,807	−22.2%	1.17%
AMAT	Applied Materials Inc /De Technology	Reduced	415,518	-69,509	$142,019,896	+13.9%	1.16%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	134,581	-19,657	$134,100,545	+0.8%	1.10%
CSCO	Cisco Systems, Inc. Technology	Reduced	1,663,935	-223,190	$129,104,715	−11.2%	1.06%
AMD	Advanced Micro Devices Inc Technology	Reduced	529,463	-67,086	$107,708,656	−15.7%	0.88%
NFLX	Netflix Inc Communication Services	Reduced	1,003,124	-179,498	$96,450,371	−13.0%	0.79%
MRK	Merck & Co., Inc. Healthcare	Added	794,868	+21,150	$95,614,669	+17.4%	0.78%
WM	Waste Management Inc Industrials	Reduced	375,486	-3,120	$86,282,926	+3.7%	0.71%
QCOM	Qualcomm Inc/De Technology	Reduced	663,467	-89,811	$85,441,279	−33.7%	0.70%
PEP	Pepsico Inc Consumer Defensive	Reduced	550,120	-51,262	$85,428,134	−1.0%	0.70%
V	Visa Inc. Financial Services	Reduced	270,953	-11,425	$81,892,833	−17.3%	0.67%
AMGN	Amgen Inc Healthcare	Reduced	225,913	-26,547	$79,487,487	−3.8%	0.65%
JNJ	Johnson & Johnson Healthcare	Reduced	299,878	-29,895	$73,302,176	+7.4%	0.60%
CVX	Chevron Corp Energy	Added	351,794	+31,350	$72,786,177	+49.0%	0.60%
KLAC	Kla Corp Technology	Reduced	48,685	-6,963	$71,684,280	+6.0%	0.59%
PLTR	Palantir Technologies Inc. Technology	Reduced	469,241	-108,273	$68,640,571	−33.1%	0.56%
XOM	Exxon Mobil Corp Energy	Reduced	396,300	-28,860	$67,236,256	+31.4%	0.55%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	228,537	-20,070	$67,226,442	−16.1%	0.55%
BKNG	Booking Holdings Inc. Consumer Cyclical	Reduced	15,563	-1,306	$65,525,206	−27.5%	0.54%
MA	Mastercard Inc Financial Services	Reduced	121,998	-1,502	$60,957,519	−13.5%	0.50%
ADI	Analog Devices Inc Technology	Reduced	186,583	-29,069	$59,359,514	+1.5%	0.49%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	416,454	-101,335	$58,041,192	−8.7%	0.47%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Added	627,062	+29,966	$57,884,092	+6.3%	0.47%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	183,078	-7,258	$56,898,811	−2.2%	0.47%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	977,821	-84,897	$56,361,601	−1.5%	0.46%
ADBE	Adobe Inc. Technology	Reduced	221,287	-19,169	$53,790,443	−36.1%	0.44%
ABBV	AbbVie Inc. Healthcare	Reduced	245,701	-19,504	$53,437,509	−11.8%	0.44%
GS	Goldman Sachs Group Inc Financial Services	Reduced	62,838	-4,685	$53,160,317	−10.4%	0.43%
HON	Honeywell International Inc Industrials	Reduced	229,963	-22,273	$51,978,536	+5.6%	0.43%
KO	Coca Cola Co Consumer Defensive	Reduced	677,992	-21,006	$51,561,290	+5.5%	0.42%
VZ	Verizon Communications Inc Communication Services	Added	1,019,608	+11,287	$51,184,320	+24.6%	0.42%
INTC	Intel Corp Technology	Reduced	1,145,898	-199,405	$50,568,477	+1.9%	0.41%
CMCSA	Comcast Corp Communication Services	Reduced	1,747,590	-71,969	$50,173,308	−1.6%	0.41%
UNP	Union Pacific Corp Industrials	Reduced	200,016	-2,020	$48,527,881	+3.8%	0.40%
HD	Home Depot, Inc. Consumer Cyclical	Added	143,100	+15,406	$47,064,158	+7.1%	0.38%
MRVL	Marvell Technology, Inc. Technology	Added	470,541	+28,480	$46,607,085	+24.1%	0.38%
SNPS	Synopsys Inc Technology	Reduced	114,850	-13,665	$45,535,727	−24.6%	0.37%
LIN	Linde PLC Basic Materials	Added	91,839	+4,827	$45,530,102	+22.7%	0.37%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Reduced	100,386	-655	$44,826,363	−2.1%	0.37%