GUGGENHEIM CAPITAL LLC

CIK

1283072

Location

Chicago, IL

Portfolio Value

Large $12,181,959,385

Diversification

Diversified

Reports for

GUGGENHEIM FUNDS DISTRIBUTORS, LLC SECURITY INVESTORS LLC Guggenheim Partners Investment Management, LLC GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC

Filing Date

Global Rank

#350 / 8,636 ▼ 9 · as of Mar 2026

Top Industry

Asset Management 14.0%

3Y Alpha vs SPY

-3.0%

Period ended 4 months ago

Filed May 15, 2026 · 3mo

25 quarters · since Mar 2020

Clone Performance

Aug 2023–Aug 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+70.1%

SPY

+78.8%

Annualised alpha

-2.0%

Max drawdown

−18.2%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 99% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

1,532 tracked positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

3.7%

−0.7 pts

Top 5

15.5%

−2.9 pts

Top 10

23.5%

−3.9 pts

HHI

Diversified−22

Portfolio Trend

25 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	27.2%	$3,307,717,460	207
Financial Services	19.1%	$2,331,161,778	399
Healthcare	8.9%	$1,081,263,757	184
Consumer Cyclical	7.8%	$955,134,775	129
Communication Services	7.6%	$931,878,599	49
Industrials	6.7%	$816,593,983	158
Consumer Defensive	6.1%	$737,688,151	74
Unclassified	4.1%	$494,480,006	10
Utilities	3.8%	$463,354,735	56
Basic Materials	3.7%	$446,717,923	93
Energy	3.2%	$385,192,463	96
Real Estate	1.9%	$230,775,755	77

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
WMT	Walmart Inc.	+932,076	1,271,869	$158,067,877
MYN	Blackrock Muniyield New York Quality Fund, Inc.	+877,697	1,607,492	$15,431,923
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	+864,338	1,049,466	$16,864,917
MYI	Blackrock Muniyield Quality Fund III, Inc.	+814,952	2,250,388	$23,651,577
MUA	Blackrock Muniassets Fund, Inc.	+801,833	1,342,443	$14,243,320
MHD	Blackrock Muniholdings Fund, Inc.	+701,845	1,868,644	$21,078,303
NEA	Nuveen AMT-Free Quality Municipal Income Fund	+642,666	3,112,598	$34,954,475
MQY	Blackrock Muniyield Quality Fund, Inc.	+558,917	2,116,069	$23,234,437
NAC	Nuveen California Quality Municipal Income Fund	+496,995	3,435,676	$40,025,625
NAD	Nuveen Quality Municipal Income Fund	+495,633	3,068,531	$35,288,106
EOD	Allspring Global Dividend Opportunity Fund	+405,748	1,061,860	$6,190,643
NVG	Nuveen AMT-Free Municipal Credit Income Fund	+399,239	2,961,500	$36,515,295
NUV	Nuveen Municipal Value Fund Inc	+398,157	2,914,499	$26,201,346
NZF	Nuveen Municipal Credit Income Fund	+343,619	2,113,760	$25,745,596
NXP	Nuveen Select Tax Free Income Portfolio	+332,831	1,346,853	$19,327,340
VKI	Invesco Advantage Municipal Income Trust II	+253,255	1,040,093	$9,007,205
ACP	abrdn Income Credit Strategies Fund	+245,365	3,266,252	$16,657,885
MCN	XAI Madison Equity Premium Income Fund	+244,742	410,159	$2,391,226
PML	Pimco Municipal Income Fund II	+243,096	2,582,043	$19,546,065
MUC	Blackrock Muniholdings California Quality Fund, Inc.	+234,402	2,713,524	$28,220,649
PCQ	Pimco California Municipal Income Fund	+230,353	1,442,771	$12,378,975
NMZ	Nuveen Municipal High Income Opportunity Fund	+226,583	2,043,438	$21,210,886
PTY	Pimco Corporate & Income Opportunity Fund	+204,329	615,024	$7,417,189
MMU	Western Asset Managed Municipals Fund Inc.	+196,841	1,036,528	$10,655,507
F	Ford Motor Co	+186,301	574,502	$6,629,751
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SLV	iShares Silver Trust	−1,275,293	50,963	$3,472,618
AMCR	Amcor plc	−964,987	185,359	$7,368,020
XFLT	XAI Floating Rate & Alternative Income Trust	−565,830	152,538	$2,620,602
NVDA	Nvidia Corp	−526,829	2,587,932	$451,335,340
JQC	Nuveen Credit Strategies Income Fund	−435,887	2,374,567	$11,564,140
AAPL	Apple Inc.	−304,986	1,463,999	$371,548,304
GOOGL	Alphabet Inc.	−255,533	1,144,329	$328,765,335
LEO	Bny Mellon Strategic Municipals, Inc.	−251,461	1,294,233	$8,140,725
JFR	Nuveen Floating Rate Income Fund	−248,080	1,946,861	$14,640,394
PHK	Pimco High Income Fund	−238,594	1,072,149	$4,964,049
CSCO	Cisco Systems, Inc.	−223,190	1,663,935	$129,104,715
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	−217,907	1,021,511	$6,139,280
PFN	PIMCO Income Strategy Fund II	−214,395	1,493,412	$10,289,608
AMZN	Amazon Com Inc	−204,017	1,073,678	$223,614,915
EHI	Western Asset Global High Income Fund Inc.	−200,141	502,714	$2,966,012
INTC	Intel Corp	−199,405	1,145,898	$50,568,477
BGX	Blackstone Long-Short Credit Income Fund	−195,968	502,148	$5,473,413
FTF	Franklin Ltd Duration Income Trust	−195,245	615,618	$3,589,052
NFLX	Netflix Inc	−179,498	1,003,124	$96,450,371
ADAM	Adamas Trust, Inc.	−175,191	20,323	$149,577
NMCO	Nuveen Municipal Credit Opportunities Fund	−163,519	1,179,442	$12,478,496
NFJ	Virtus Dividend, Interest & Premium Strategy Fund	−157,850	449,895	$5,673,175
UNIT	Uniti Group Inc.	−154,441	39,155	$367,273
NWL	Newell Brands Inc.	−152,593	50,986	$174,881
BGT	Blackrock Floating Rate Income Trust	−149,567	1,366,926	$14,708,123
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
TT	Trane Technologies plc	8,218	$3,424,769
PNI	Pimco New York Municipal Income Fund II	496,773	$3,402,894
AZN	Astrazeneca PLC	14,101	$2,780,999
VRT	Vertiv Holdings Co	9,388	$2,352,443
RMMZ	RiverNorth Managed Duration Municipal Income Fund II, Inc.	101,846	$1,496,117
COGT	Cogent Biosciences, Inc.	38,755	$1,491,679
RFM	RiverNorth Flexible Municipal Income Fund, Inc.	104,755	$1,469,712
RMM	RiverNorth Managed Duration Municipal Income Fund, Inc.	106,317	$1,449,100
RFMZ	RiverNorth Flexible Municipal Income Fund II, Inc.	114,512	$1,448,576
HYMC	Hycroft Mining Holding Corp	39,697	$1,397,334
IHD	Voya Emerging Markets High Dividend Equity Fund	172,541	$1,149,122
APGE	Apogee Therapeutics, Inc.	13,418	$1,129,393
ALKS	Alkermes plc.	28,649	$1,013,028
MZTI	Marzetti Co	7,115	$984,217
FNF	Fidelity National Financial, Inc.	20,307	$941,838
PRAX	Praxis Precision Medicines, Inc.	2,670	$860,247
CFR	Cullen/Frost Bankers, Inc.	6,031	$826,728
EDF	Virtus Stone Harbor Emerging Markets Income Fund	164,764	$787,571
RMI	RiverNorth Opportunistic Municipal Income Fund, Inc.	50,659	$762,924
PLAB	Photronics Inc	18,596	$751,464
OGS	ONE Gas, Inc.	8,573	$738,391
SCI	Service Corp International	7,981	$658,511
EXPO	Exponent Inc	9,406	$613,741
PTA	Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund	28,521	$534,483
NE	Noble Corp plc	10,644	$522,301
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PGNY	Progyny, Inc.	61,913	$1,589,925
EFC	Ellington Financial Inc.	103,998	$1,412,292
ANIP	Ani Pharmaceuticals Inc	16,845	$1,329,744
OSIS	Osi Systems Inc	4,858	$1,239,081
DXPE	Dxp Enterprises Inc	11,006	$1,208,348
AAMI	Acadian Asset Management Inc.	25,499	$1,198,453
PAHC	Phibro Animal Health Corp	30,693	$1,146,690
HCI	HCI Group, Inc.	5,871	$1,125,411
ADEA	Adeia Inc.	63,881	$1,101,947
URBN	Urban Outfitters Inc	14,610	$1,099,548
TBBK	Bancorp, Inc.	15,488	$1,045,749
EZPW	Ezcorp Inc	52,449	$1,018,559
AORT	Artivion, Inc.	22,082	$1,007,160
JOE	ST JOE Co	16,849	$1,000,325
LGND	Ligand Pharmaceuticals Inc	5,257	$993,940
LQDT	Liquidity Services Inc	32,253	$977,588
VITL	Vital Farms, Inc.	30,047	$959,701
CVSA	Covista Inc.	8,650	$895,015
EAT	Brinker International, Inc	6,210	$891,259
AIR	Aar Corp	10,696	$885,521
NVRI	Enviri Corp	48,926	$876,753
MYRG	Myr Group Inc.	3,994	$872,689
SXC	SunCoke Energy, Inc.	121,039	$871,480
SANM	Sanmina Corp	5,771	$866,053
AX	Axos Financial, Inc.	10,020	$863,323
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,532 tracked positions · $12,181,959,385 total · filing declares 2,956 positions · $12,891,712,956 · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,532 positions by value · page 1 of 31

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	2,587,932	-526,829	$451,335,340	−22.3%	3.70%
SPY	Spdr S&P 500 ETF Trust PUT CALL + SHARES	Reduced	666,049	-5,498	$433,158,306	−5.4%	3.56%
AAPL	Apple Inc. Technology	Reduced	1,463,999	-304,986	$371,548,304	−22.7%	3.05%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,144,329	-255,533	$328,765,335	−25.0%	2.70%
MSFT	Microsoft Corp Technology	Reduced	803,701	-140,633	$297,505,997	−34.9%	2.44%
AVGO	Broadcom Inc. Technology	Reduced	778,536	-81,866	$240,964,676	−19.1%	1.98%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	1,073,678	-204,017	$223,614,915	−24.2%	1.84%
META	Meta Platforms, Inc. Communication Services	Reduced	329,350	-57,992	$188,431,014	−26.3%	1.55%
LRCX	Lam Research Corp Technology	Reduced	813,760	-79,308	$173,867,960	+13.7%	1.43%
WMT	Walmart Inc. Consumer Defensive	Added	1,271,869	+932,076	$158,067,877	+317.5%	1.30%
MU	Micron Technology Inc Technology	Reduced	440,292	-79,783	$148,748,247	+0.2%	1.22%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	385,982	-24,374	$143,488,807	−22.2%	1.18%
AMAT	Applied Materials Inc /De Technology	Reduced	415,518	-69,509	$142,019,896	+13.9%	1.17%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	134,581	-19,657	$134,100,545	+0.8%	1.10%
CSCO	Cisco Systems, Inc. Technology	Reduced	1,663,935	-223,190	$129,104,715	−11.2%	1.06%
AMD	Advanced Micro Devices Inc Technology	Reduced	529,463	-67,086	$107,708,656	−15.7%	0.88%
NFLX	Netflix Inc Communication Services	Reduced	1,003,124	-179,498	$96,450,371	−13.0%	0.79%
MRK	Merck & Co., Inc. Healthcare	Added	794,868	+21,150	$95,614,669	+17.4%	0.78%
WM	Waste Management Inc Industrials	Reduced	375,486	-3,120	$86,282,926	+3.7%	0.71%
QCOM	Qualcomm Inc/De Technology	Reduced	663,467	-89,811	$85,441,279	−33.7%	0.70%
PEP	Pepsico Inc Consumer Defensive	Reduced	550,120	-51,262	$85,428,134	−1.0%	0.70%
V	Visa Inc. Financial Services	Reduced	270,953	-11,425	$81,892,833	−17.3%	0.67%
AMGN	Amgen Inc Healthcare	Reduced	225,913	-26,547	$79,487,487	−3.8%	0.65%
JNJ	Johnson & Johnson Healthcare	Reduced	299,878	-29,895	$73,302,176	+7.4%	0.60%
CVX	Chevron Corp Energy	Added	351,794	+31,350	$72,786,177	+49.0%	0.60%
PLTR	Palantir Technologies Inc. Technology	Reduced	469,241	-108,273	$68,640,571	−33.1%	0.56%
XOM	ExxonMobil Holdings Corp Energy	Reduced	396,300	-28,860	$67,236,256	+31.4%	0.55%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	228,537	-20,070	$67,226,442	−16.1%	0.55%
BKNG	Booking Holdings Inc. Consumer Cyclical	Reduced	15,563	-1,306	$65,525,209	−27.5%	0.54%
MA	Mastercard Inc Financial Services	Reduced	121,998	-1,502	$60,957,519	−13.5%	0.50%
ADI	Analog Devices Inc Technology	Reduced	186,583	-29,069	$59,359,514	+1.5%	0.49%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	416,454	-101,335	$58,041,192	−8.7%	0.48%
ORLY	O Reilly Automotive Inc Consumer Cyclical	Added	627,062	+29,966	$57,884,092	+6.3%	0.48%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	183,078	-7,258	$56,898,811	−2.2%	0.47%
MDLZ	Mondelez International, Inc. Consumer Defensive	Reduced	977,821	-84,897	$56,361,601	−1.5%	0.46%
ADBE	Adobe Inc. Technology	Reduced	221,287	-19,169	$53,790,443	−36.1%	0.44%
ABBV	AbbVie Inc. Healthcare	Reduced	245,701	-19,504	$53,437,509	−11.8%	0.44%
GS	Goldman Sachs Group Inc Financial Services	Reduced	62,838	-4,685	$53,160,317	−10.4%	0.44%
KO	Coca Cola Co Consumer Defensive	Reduced	677,992	-21,006	$51,561,290	+5.5%	0.42%
VZ	Verizon Communications Inc Communication Services	Added	1,019,608	+11,287	$51,184,320	+24.6%	0.42%
INTC	Intel Corp Technology	Reduced	1,145,898	-199,405	$50,568,477	+1.9%	0.42%
CMCSA	Comcast Corp Communication Services	Reduced	1,747,590	-71,969	$50,173,308	−7.7%	0.41%
UNP	Union Pacific Corp Industrials	Reduced	200,016	-2,020	$48,527,881	+3.8%	0.40%
HD	Home Depot, Inc. Consumer Cyclical	Added	143,100	+15,406	$47,064,158	+7.1%	0.39%
MRVL	Marvell Technology, Inc. Technology	Added	470,541	+28,480	$46,607,085	+24.1%	0.38%
SNPS	Synopsys Inc Technology	Reduced	114,850	-13,665	$45,535,727	−24.6%	0.37%
LIN	Linde PLC Basic Materials	Added	91,839	+4,827	$45,530,102	+22.7%	0.37%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Reduced	100,386	-655	$44,826,363	−2.1%	0.37%
TMUS	T-Mobile US, Inc. Communication Services	Reduced	213,009	-66,440	$44,738,279	−21.2%	0.37%
ISRG	Intuitive Surgical Inc Healthcare	Reduced	97,000	-7,511	$44,716,029	−24.5%	0.37%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.