ADX · Adams Diversified Equity Fund, Inc. · Holdings

$25.76 -0.16 (-0.62%)

Market Cap

$3.23B

124.93M

Volume · Oct 21 245.96K Avg daily vol (3M) 267.92K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of ADX: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 223

Total Value: $527,729,815

Total Shares: 20,646,494

Showing 1–100 of 223 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 217 13F filers

Top Holder

15.5%

of institutional value

Top 5

37.7%

of institutional value

Top 10

54.1%

of institutional value

HHI

459

Broadly held

Who Holds ADX

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 215 filers, like-for-like change -1.0%; actively managed books +1.0%; index-like books -33.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	38.2%	136	+5.7%	26	10
Adviser	22.9%	6	-7.9%	0	0
Bank	9.2%	14	+1.7%	0	0
Broker-dealer	4.9%	1	+162.7%	0	0
Registered fund	0.6%	1	0.0%	0	0
Holding company	4.8%	4	-44.0%	0	1
Exempt adviser	0.0%	0	—	0	0
Unknown	19.4%	53	-2.6%	5	5

Style	Share	Filers	Change	New	Exited
Index-like	3.7%	3	-33.8%	0	0
Systematic-like	0.2%	2	-33.2%	1	2
Concentrated	5.6%	40	+4.8%	5	4
Diversified active	90.5%	170	+0.9%	25	10
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	68.8%	157	+4.1%	20	7
Medium turnover	28.3%	35	-11.0%	8	4
High turnover	0.4%	5	-38.3%	2	5
Unknown	2.5%	18	+3.5%	1	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	2.2%	14	-4.3%	1	1
Medium horizon	12.1%	36	+7.6%	10	1
Long horizon	83.5%	157	-2.6%	19	14
Unknown	2.2%	8	+32.8%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	21.9%	83	+2.1%	18	4
$1B to $10B	16.3%	61	+1.0%	8	7
$10B to $100B	33.0%	48	-8.1%	3	2
$100B or more	28.9%	23	+4.9%	2	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	34.5%	121	+10.2%	23	7
Pooled investment vehicles	0.1%	2	-56.5%	1	1
Registered funds and BDCs	1.9%	2	-5.4%	0	2
Pension and profit sharing plans	0.3%	3	+2.0%	0	0
Charitable organizations	0.0%	1	+2.0%	0	0
Corporations	0.3%	2	-18.7%	0	0
Diversified	1.2%	5	-43.5%	2	0
Other	0.0%	0	—	0	0
Unknown	61.8%	79	-4.7%	5	6

Private funds	Share	Filers	Change	New	Exited
Hedge funds	1.2%	8	-39.3%	3	1
Private equity funds	1.6%	6	-13.1%	1	0
Venture capital funds	0.1%	2	+1615.7%	1	0
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	4.7%	10	+0.1%	0	1
Mixed private funds	0.2%	2	-5.7%	0	0
No private funds	29.2%	105	+7.0%	19	8
Real estate funds	1.1%	2	new	2	0
Unknown	61.8%	79	-4.7%	5	6

Location	Share	Filers	Change	New	Exited
United States	94.5%	209	-0.9%	31	16
Outside the US	5.5%	6	-1.5%	0	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 3 holders with no observed 2026-06-30 13F.

Conviction and Crowding

215 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.33% of filers hold it in their top 10

Mar 31, 2026: 8

Holders above 5%

median weight 0.012%

Mar 31, 2026: 1

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

54.1%

of 13F shares, Herfindahl 0.046

Active holders

+1.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 0 13G

How long holders have held it value-weighted 19.3 quarters

Under 1 year 6.49% 1 to 3 years 19.2% 3 years or more 74.3% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$20.72

estimated per share

Mar 31, 2026: $19.91

Quarter-end price

$25.55

implied by 13F values

Estimated gain or loss

+23.3%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 24.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of ADX by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.00% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.00%	0.00 pp	0	0
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.79%	-0.02 pp	990,864	1
Unclassified	0.00%	0.00 pp	0	0
All registered funds	0.79%	-0.02 pp	990,864	1

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 141 Adviser 6 Bank 14 Broker-dealer 1 Registered fund 1 Holding company 4 Unknown 56

Showing 100 of 223

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LAZARD ASSET MANAGEMENT LLC

$81,973,470

15.53%

3,208,355

RAYMOND JAMES FINANCIAL INC

$33,689,820

6.38%

1,318,584

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	418,946	$10,704,070	31.8%	Defined
Raymond James Financial Services Advisors, Inc.	877,760	$22,426,768	66.6%	Defined
RAYMOND JAMES TRUST N.A.	21,878	$558,982	1.7%	Defined

Bensler, LLC

$28,861,458

5.47%

1,129,607

COHEN & STEERS, INC.

$28,146,774

5.33%

1,101,635

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	1,101,635	$28,146,774	100.0%	Sole

LPL Financial LLC

$25,984,273

4.92%

1,016,997

ROYAL BANK OF CANADA

$24,351,678

4.61%

953,099

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	948,807	$24,242,018	99.5%	Defined
RBC Trust Co (Delaware) Ltd	820	$20,951	0.1%	Defined
RBC Rochdale, LLC	3,472	$88,709	0.4%	Defined

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$21,625,468

4.10%

846,398

MORGAN STANLEY

$19,641,382

3.72%

768,743

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	742,532	$18,971,692	96.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	26,211	$669,690	3.4%	Defined

STIFEL FINANCIAL CORP

$10,560,377

2.00%

413,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	413,322	$10,560,377	100.0%	Defined

Advisors Asset Management, Inc.

$10,262,540

1.94%

401,665

Waterfront Wealth Inc.

$8,825,583

1.67%

345,424

ARQ WEALTH ADVISORS, LLC

$8,556,235

1.62%

334,882

BANK OF AMERICA CORP /DE/

$8,187,854

1.55%

320,464

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	37,582	$960,220	11.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	257,496	$6,579,022	80.4%	Defined
BOFA SECURITIES, INC.	25,386	$648,612	7.9%	Defined

WELLS FARGO & COMPANY/MN

$7,538,476

1.43%

295,048

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	46,773	$1,195,050	15.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	248,275	$6,343,426	84.1%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$7,260,092

1.38%

282,824

INTREPID FAMILY OFFICE LLC

$7,108,674

1.35%

278,226

Hennion & Walsh Asset Management, Inc.

$6,970,739

1.32%

271,552

AMERIPRISE FINANCIAL INC

$6,956,728

1.32%

272,279

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	272,279	$6,956,728	100.0%	Defined

GatePass Capital, LLC

$6,006,421

1.14%

235,085

MAI Capital Management

$5,658,532

1.07%

221,469

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EVOKE WEALTH, LLC	210,407	$5,375,898	95.0%	Defined
Held directly	11,062	$282,634	5.0%	Sole

RB Capital Management, LLC

$5,398,791

1.02%

211,303

OSAIC HOLDINGS, INC.

$5,141,145

0.97%

201,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	199,191	$5,089,330	99.0%	Defined
Osaic Advisory Services, LLC	2,028	$51,815	1.0%	Defined

FCA CORP /TX

$5,116,515

0.97%

200,255

JONES FINANCIAL COMPANIES LLLP

$5,054,888

0.96%

197,843

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	197,843	$5,054,888	100.0%	Sole

UMB Bank, n.a.

$4,918,783

0.93%

192,516

Uncommon Cents Investing LLC

$4,614,310

0.87%

179,755

ROBERTS GLORE & CO INC /IL/

$4,108,695

0.78%

160,810

Cetera Investment Advisers

$3,838,708

0.73%

150,243

D.A. DAVIDSON & CO.

$3,737,172

0.71%

146,269

1607 Capital Partners, LLC

$3,662,311

0.69%

143,339

GENERAL AMERICAN INVESTORS CO INC

$3,350,218

0.63%

131,124

UBS Group AG

$3,296,614

0.62%

129,026

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	76,160	$1,945,888	59.0%	Defined
UBS Switzerland AG	52,866	$1,350,726	41.0%	Defined

Integrated Wealth Concepts LLC

$3,261,610

0.62%

127,656

Concurrent Investment Advisors, LLC

$2,831,169

0.54%

110,291

Stolper Co

$2,724,408

0.52%

106,132

Focus Partners Wealth

$2,542,787

0.48%

99,522

Providence Wealth Advisors, LLC

$2,528,249

0.48%

98,953

GUGGENHEIM CAPITAL LLC

$2,346,256

0.44%

91,830

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	91,830	$2,346,256	100.0%	Defined

INDEPENDENT FINANCIAL GROUP, LLC

$2,204,770

0.42%

85,889

Advisory Advocates, LLC

$2,184,729

0.41%

85,508

PMG Family Office LLC

$2,163,287

0.41%

84,273

Westbourne Investment Advisors, Inc.

$2,151,146

0.41%

83,800

Atlas Wealth LLC

$2,103,812

0.40%

82,341

Walsh & Associates, LLC

$2,038,660

0.39%

79,791

EVOLVE PRIVATE WEALTH, LLC

$2,018,322

0.38%

78,995

COMMONWEALTH EQUITY SERVICES, LLC

$1,967,758

0.37%

77,016

Waverly Advisors, LLC

$1,742,177

0.33%

68,187

Invesco Ltd.

$1,716,602

0.33%

67,186

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	67,186	$1,716,602	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$1,685,022

0.32%

65,950

Diversified Trust Co

$1,669,718

0.32%

65,351

Samalin Investment Counsel, LLC

$1,663,432

0.32%

65,105

DELTA CAPITAL MANAGEMENT LLC

$1,637,771

0.31%

63,801

HighTower Advisors, LLC

$1,633,411

0.31%

63,930

MEANS INVESTMENT CO., INC.

$1,597,769

0.30%

62,535

Koshinski Asset Management, Inc.

$1,581,774

0.30%

61,909

Steward Partners Investment Advisory, LLC

$1,573,087

0.30%

61,569

Janney Montgomery Scott LLC

$1,455,839

0.28%

56,980

Wealthspire Advisors, LLC

$1,347,225

0.26%

52,729

Mariner, LLC

$1,319,120

0.25%

51,629

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	11,290	$288,459	21.9%	Other
Held directly	40,339	$1,030,661	78.1%	Sole

WEST BANCORPORATION INC

$1,264,469

0.24%

49,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
West Bank	49,490	$1,264,469	100.0%	Defined

Private Advisor Group, LLC

$1,262,910

0.24%

49,429

Lido Advisors, LLC

$1,221,519

0.23%

47,809

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$1,220,012

0.23%

47,750

Capital Investment Advisors, LLC

$1,216,844

0.23%

47,626

JPMORGAN CHASE & CO

$1,207,007

0.23%

47,241

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	8,631	$220,522	18.3%	Defined
J.P. Morgan Securities LLC	38,180	$975,499	80.8%	Defined
55I, LLC	430	$10,986	0.9%	Defined

Savant Capital, LLC

$1,199,572

0.23%

46,950

MassMutual Private Wealth & Trust, FSB

$1,175,429

0.22%

45,790

Cambridge Investment Research Advisors, Inc.

$1,153,097

0.22%

45,131

Midwest Trust Co

$1,148,114

0.22%

44,936

Avior Wealth Management, LLC

$1,134,434

0.21%

44,193

Capstone Financial Advisors, Inc.

$1,109,483

0.21%

43,424

OPPENHEIMER & CO INC

$1,025,091

0.19%

40,121

Ancora Advisors LLC

$1,023,175

0.19%

40,046

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	40,046	$1,023,175	100.0%	Sole

Concorde Asset Management, LLC

$1,013,236

0.19%

39,657

RFG - Bristol Wealth Advisors, LLC

$988,603

0.19%

38,512

FIFTH THIRD BANCORP

$941,108

0.18%

36,834

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	36,834	$941,108	100.0%	Defined

UHLMANN PRICE SECURITIES, LLC

$887,147

0.17%

34,722

Prostatis Group LLC

$886,278

0.17%

34,688

Merit Financial Group, LLC

$873,861

0.17%

34,202

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

$873,344

0.17%

34,022

MML INVESTORS SERVICES, LLC

$870,922

0.17%

34,087

NewEdge Advisors, LLC

$858,658

0.16%

33,607

Joel Isaacson & Co., LLC

$855,643

0.16%

33,489

Cerity Partners LLC

$824,906

0.16%

32,286

Peak Asset Management, LLC

$822,710

0.16%

32,200

Kovack Advisors, Inc.

$816,807

0.15%

31,969

Navis Wealth Advisors, LLC

$790,644

0.15%

30,945

XTX Topco Ltd

$778,176

0.15%

30,457

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	30,457	$778,176	100.0%	Defined

Quad-Cities Investment Group, LLC

$759,421

0.14%

29,584

Blue Trust, Inc.

$744,815

0.14%

29,015

Creative Planning

$743,070

0.14%

29,083

Cannon Advisors, Inc.

$719,068

0.14%

28,012

Sage Capital Advisors,llc

$717,450

0.14%

27,949

Farmers National Bank

$695,828

0.13%

27,234

Turtle Creek Wealth Advisors, LLC

$666,803

0.13%

25,976

Corient Private Wealth LLC

$647,028

0.12%

25,324

LEE DANNER & BASS INC

$638,750

0.12%

25,000

J.W. COLE ADVISORS, INC.

$620,813

0.12%

24,298

HARBOUR INVESTMENTS, INC.

$601,932

0.11%

23,559

Uniting Wealth Partners, LLC

$592,555

0.11%

23,192

Showing the top 100 of 223 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 2230 CUSIP 006212104 13F (30d) 49 filings 49 filers Visit website Investor relations