Waterfront Wealth Inc.

Registered adviser

CIK

1775210

Location

OVERLAND PARK, KS

Portfolio Value

Small $640,218,506

Diversification

Diversified

Filing Date

Global Rank

#3,310 / 8,818 ▲ 86

Top Industry

Asset Management 17.8%

Period ended 4 months ago

Filed Jul 30, 2026 · 3mo

23 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 173220

Roster of Oct 1, 2026

Regulatory AUM

$1,138,000,000

Main clients

Individuals and high net worth (95% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,138,000,000	Individuals and high net worth (95%)
Apr 2025 to Mar 2026	$890,000,000	Individuals and high net worth (94%)
Jul 2024 to Mar 2025	$775,000,000	Individuals and high net worth (94%)
Mar 2024 to Jun 2024	$730,000,000	Individuals and high net worth (94%)
May 2023 to Feb 2024	$645,000,000	Individuals and high net worth (94%)
Apr 2023	$645,000,000	Individuals and high net worth (94%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 37.5%, 40.9 effective positions, active share 68.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

20.7% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.6 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 68.5%; sector active share 35.8% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

298 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

9.5%

−0.5 pts

Top 5

27.4%

+1.6 pts

Top 10

37.5%

+1.6 pts

HHI

245

Diversified+19

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	38.7%	$248,070,427	97
Financial Services	21.2%	$135,695,419	52
Technology	15.9%	$102,086,247	34
Healthcare	5.1%	$32,707,294	21
Consumer Cyclical	4.2%	$27,142,934	17
Industrials	3.8%	$24,524,875	19
Communication Services	3.7%	$23,751,075	11
Consumer Defensive	3.0%	$19,155,268	15
Basic Materials	2.1%	$13,588,782	11
Energy	1.4%	$8,801,030	12
Utilities	0.4%	$2,424,864	6
Real Estate	0.4%	$2,270,291	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
COUR	Coursera, Inc.	+194,088	558,427	$3,149,528
DXC	DXC Technology Co	+191,008	431,725	$3,820,766
BLW	BLACKROCK Ltd DURATION INCOME TRUST	+136,443	156,398	$1,953,411
DMC	Del Monte Corp	+103,774	135,710	$3,787,666
SUZ	Suzano S.A.	+103,439	508,800	$3,948,288
KD	Kyndryl Holdings, Inc.	+70,305	279,168	$3,157,390
AVLC	Avantis U.S. Large Cap Equity ETF	+59,798	104,343	$9,386,696
DQ	Daqo New Energy Corp.	+45,681	100,236	$1,342,160
SGOV	iShares 0-3 Month Treasury Bond ETF	+43,680	149,801	$15,080,466
PATH	UiPath, Inc.	+39,743	280,772	$3,051,991
MOS	Mosaic Co	+34,440	47,285	$1,001,969
AVLV	Avantis U.S. Large Cap Value ETF	+28,677	31,712	$2,892,451
TCAL	T. Rowe Price Capital Appreciation Premium Income ETF	+28,102	371,256	$8,241,883
IHD	Voya Emerging Markets High Dividend Equity Fund	+24,703	510,568	$3,982,430
CRTO	Criteo S.A.	+19,151	228,074	$4,169,192
RCKY	Rocky Brands, Inc.	+17,540	25,002	$1,031,082
PTON	Peloton Interactive, Inc.	+13,435	184,398	$1,089,792
VUG	VANGUARD GROWTH INDEX FUND	+11,274	13,489	$1,161,942
BDJ	BlackRock Enhanced Equity Dividend Trust	+10,670	848,328	$8,118,498
AMRN	Amarin Corp Plc\Uk	+10,611	213,949	$3,410,347
JSI	Janus Henderson Securitized Income ETF	+10,168	126,246	$6,465,057
IWF	iShares Russell 1000 Growth ETF	+8,094	10,792	$1,340,042
FNDF	Schwab Fundamental International Equity ETF	+7,705	123,091	$6,494,281
FNDA	Schwab Strategic Trust	+7,489	120,560	$4,588,513
FEGE	First Eagle Global Equity ETF	+6,891	25,826	$1,263,407
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
RVT	Royce Small-Cap Trust, Inc.	−69,399	495,162	$9,145,642
HPE	Hewlett Packard Enterprise Co	−64,543	106,462	$4,802,500
ATEX	Anterix Inc.	−49,241	10,714	$1,102,899
ADX	Adams Diversified Equity Fund, Inc.	−34,269	345,424	$8,825,583
VOD	Vodafone Group Public Ltd Co	−29,479	20,270	$268,172
F	Ford Motor Co	−23,856	13,879	$192,918
FTGC	First Trust Global Tactical Commodity Strategy Fund	−18,620	11,504	$311,183
ASIX	AdvanSix Inc.	−17,701	74,204	$1,475,175
EPD	Enterprise Products Partners L.P.	−9,736	2,462	$90,503
TFX	Teleflex Inc	−8,692	11,876	$1,505,401
BTT	BlackRock Municipal 2030 Target Term Trust	−6,396	92,920	$2,113,930
EUFN	iShares MSCI Europe Financials ETF	−3,970	110,452	$4,306,523
MDLZ	Mondelez International, Inc.	−3,760	11,231	$649,601
—		−3,590	20,500	$325,335
CBSH	Commerce Bancshares Inc	−2,452	135,802	$7,842,565
GOOGL	Alphabet Inc.	−2,439	28,543	$10,200,411
VTRS	Viatris Inc	−2,053	191,788	$3,045,593
ET	Energy Transfer LP	−1,991	42,385	$871,039
DFAC	Dimensional U.S. Core Equity 2 ETF	−1,961	258,449	$11,464,797
DFAE	Dimensional Emerging Core Equity Market ETF	−1,076	85,361	$3,432,365
JEF	Jefferies Financial Group Inc.	−1,054	145,554	$7,274,788
PAA	Plains All American Pipeline LP	−1,000	8,990	$200,117
JPC	Nuveen Preferred & Income Opportunities Fund	−984	17,808	$140,327
DFEM	Dimensional Emerging Markets Core Equity 2 ETF	−824	93,367	$3,794,434
BIIB	Biogen Inc.	−804	1,943	$419,804
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AVNV	Avantis All International Markets Value ETF	25,774	$2,127,385
AVNM	Avantis All International Markets Equity ETF	24,722	$2,036,598
FLIN	Franklin FTSE India ETF	40,383	$1,436,423
ALB	Albemarle Corp	10,345	$1,396,885
GLOB	Globant S.A.	43,085	$1,246,879
MMED	MiniMed Group, Inc.	79,703	$1,191,559
IFRA	iShares U.S. Infrastructure ETF	17,681	$1,114,610
INTC	Intel Corp	3,544	$494,848
BG	Bunge Global SA	3,908	$417,100
MDT	Medtronic plc	5,225	$408,751
DELL	Dell Technologies Inc.	726	$313,239
TCHP	T. Rowe Price Blue Chip Growth ETF	5,700	$285,513
LIN	Linde PLC	546	$283,341
VB	Vanguard Index Funds	876	$265,533
QQQM	Invesco Ltd.	840	$254,494
DUK	Duke Energy CORP	1,903	$240,881
—		3,300	$237,798
OGE	Oge Energy Corp.	4,688	$228,118
WDC	Western Digital Corp	350	$223,552
TRV	Travelers Companies, Inc.	645	$212,927
DYNF	iShares U.S. Equity Factor Rotation Active ETF	3,120	$212,191
QUAL	iShares MSCI USA Quality Factor ETF	927	$203,411
IVE	iShares S&P 500 Value ETF	891	$202,310
A	Agilent Technologies, Inc.	1,515	$201,237
XLF	State Street Corp	3,593	$192,620
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	10,366	$1,758,695
KOP	Koppers Holdings Inc.	41,495	$1,605,026
ZTS	Zoetis Inc.	11,395	$1,347,002
NOK	Nokia Corp	149,965	$1,205,718
LNTH	Lantheus Holdings, Inc.	9,843	$746,591
HON	Honeywell International Inc	1,241	$280,503
INDA	iShares MSCI India ETF	5,447	$255,137
DMBS	DoubleLine Mortgage ETF	4,264	$210,556
HLIT	Harmonic Inc.	21,639	$194,318
EWY	iShares Trust	5,282	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

298 tracked positions · $640,218,506 total · filing declares 298 positions · $645,491,094 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 298 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Added	53,949	+2,682	$15,610,682	+20.0%	23	before history	2.44%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	30,965	+138	$15,494,576	+4.9%	23	before history	2.42%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	149,801	+43,680	$15,080,466	+41.2%	13	unpriced	2.36%
AVUV	Avantis U.S. Small Cap Value ETF	Added	111,127	+5,718	$13,864,204	+19.1%	19	$91.63	2.17%
CSM	ProShares Large Cap Core Plus	Added	140,866	+6,589	$12,004,600	+19.5%	23	before history	1.88%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	258,449	-1,961	$11,464,797	+13.3%	19	$26.69	1.79%
VOO	VANGUARD 500 INDEX FUND	Added	15,709	+841	$10,789,098	+21.4%	23	before history	1.69%
DFAS	Dimensional U.S. Small Cap ETF	Reduced	129,369	-559	$10,652,243	+15.3%	19	$60.33	1.66%
GOOGL	Alphabet Inc. Communication Services	Reduced	28,543	-2,439	$10,200,411	+14.5%	23	before history	1.59%
BGY	BlackRock Enhanced International Dividend Trust Financial Services	Added	1,766,894	+2,863	$10,141,971	+6.3%	22	$5.74	1.58%
AVLC	Avantis U.S. Large Cap Equity ETF	Added	104,343	+59,798	$9,386,696	+171.7%	10	$77.17	1.47%
RVT	Royce Small-Cap Trust, Inc. Financial Services	Reduced	495,162	-69,399	$9,145,642	−2.4%	22	$15.99	1.43%
ADX	Adams Diversified Equity Fund, Inc. Financial Services	Reduced	345,424	-34,269	$8,825,583	+6.2%	22	$17.93	1.38%
TCAL	T. Rowe Price Capital Appreciation Premium Income ETF	Added	371,256	+28,102	$8,241,883	+7.5%	4	$23.92	1.29%
BDJ	BlackRock Enhanced Equity Dividend Trust Financial Services	Added	848,328	+10,670	$8,118,498	+12.4%	22	$8.60	1.27%
AMD	Advanced Micro Devices Inc Technology	Added	13,795	+292	$8,013,653	+191.7%	5	$138.71	1.25%
CBSH	Commerce Bancshares Inc Financial Services	Reduced	135,802	-2,452	$7,842,565	+15.3%	23	before history	1.22%
MSFT	Microsoft Corp Technology	Added	20,059	+3,395	$7,482,408	+21.3%	23	before history	1.17%
JEF	Jefferies Financial Group Inc. Financial Services	Reduced	145,554	-1,054	$7,274,788	+20.2%	23	before history	1.14%
AVEM	Avantis Emerging Markets Equity ETF	Added	75,289	+4,205	$7,264,635	+26.8%	19	$68.00	1.13%
MRVL	Marvell Technology, Inc. Technology	Added	23,246	+249	$6,924,750	+204.0%	16	$68.27	1.08%
AVDE	Avantis International Equity ETF	Added	76,945	+6,309	$6,863,494	+14.5%	19	$69.80	1.07%
MU	Micron Technology Inc Technology	Reduced	5,670	-7	$6,544,824	+241.2%	23	before history	1.02%
FNDF	Schwab Fundamental International Equity ETF	Added	123,091	+7,705	$6,494,281	+15.0%	23	before history	1.01%
JSI	Janus Henderson Securitized Income ETF	Added	126,246	+10,168	$6,465,057	+8.0%	8	$52.12	1.01%
DFAU	Dimensional US Core Equity Market ETF	Reduced	120,660	-447	$6,236,915	+14.1%	14	$34.05	0.97%
DUHP	Dimensional US High Profitability ETF	Added	143,462	+1,104	$5,986,669	+14.4%	14	$28.73	0.94%
SPY	Spdr S&P 500 ETF Trust	Reduced	6,854	-37	$5,118,361	+14.2%	23	before history	0.80%
XPER	Xperi Inc. Technology	Added	621,629	+4,514	$5,116,006	+48.0%	16	unpriced	0.80%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	21,252	-40	$5,065,201	+14.2%	20	unpriced	0.79%
BN	BROOKFIELD Corp Financial Services	Added	112,951	+2,162	$4,810,583	+7.3%	15	unpriced	0.75%
HPE	Hewlett Packard Enterprise Co Technology	Reduced	106,462	-64,543	$4,802,500	+18.0%	23	before history	0.75%
DIHP	Dimensional International High Profitability ETF	Added	137,777	+1,032	$4,701,640	+6.7%	15	$23.25	0.73%
M	Macy's, Inc. Consumer Cyclical	Reduced	198,022	-635	$4,663,418	+29.8%	23	before history	0.73%
FNDA	Schwab Strategic Trust	Added	120,560	+7,489	$4,588,513	+25.1%	23	before history	0.72%
UPS	United Parcel Service Inc Industrials	Reduced	40,682	-144	$4,373,315	+8.9%	23	before history	0.68%
EUFN	iShares MSCI Europe Financials ETF	Reduced	110,452	-3,970	$4,306,523	+8.0%	23	before history	0.67%
CSCO	Cisco Systems, Inc. Technology	Added	36,516	+120	$4,289,169	+51.9%	22	$56.20	0.67%
DFAI	Dimensional International Core Equity Market ETF	Added	103,763	+804	$4,280,223	+6.7%	10	$30.11	0.67%
DFIC	Dimensional International Core Equity 2 ETF	Added	113,723	+681	$4,237,318	+5.5%	15	$24.42	0.66%
AOD	abrdn Total Dynamic Dividend Fund Financial Services	Added	408,624	+2,589	$4,212,913	+12.7%	20	$8.68	0.66%
PYPL	PayPal Holdings, Inc. Financial Services	Added	97,394	+5,755	$4,205,472	+1.5%	17	$53.97	0.66%
CRTO	Criteo S.A. Communication Services	Added	228,074	+19,151	$4,169,192	+11.3%	23	before history	0.65%
KKR	KKR & Co. Inc. Financial Services	Reduced	45,392	-54	$4,166,077	−0.9%	23	before history	0.65%
AVDV	Avantis International Small Cap Value ETF	Added	39,610	+1,690	$4,081,810	+7.8%	19	$63.82	0.64%
IHD	Voya Emerging Markets High Dividend Equity Fund Financial Services	Added	510,568	+24,703	$3,982,430	+23.1%	2	$6.78	0.62%
DLS	WisdomTree International SmallCap Dividend Fund	Added	47,517	+465	$3,981,449	+3.8%	17	unpriced	0.62%
SUZ	Suzano S.A. Basic Materials	Added	508,800	+103,439	$3,948,288	−2.7%	22	$10.02	0.62%
SCHM	Schwab U.S. Mid-Cap ETF	Added	106,985	+4,975	$3,944,536	+24.9%	23	before history	0.62%
AVGO	Broadcom Inc. Technology	Added	10,119	+100	$3,822,452	+23.3%	8	unpriced	0.60%

Showing the top 50 of 298 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.