RMT · Royce Micro-Cap Trust, Inc. · Holdings

$12.72 -0.14 (-1.09%)

Market Cap

$696.90M

54.19M

Volume · Oct 22 30.02K Avg daily vol (3M) 101.98K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of RMT: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 108

Total Value: $311,226,498

Total Shares: 21,354,223

Showing 1–100 of 108 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 110 13F filers

Top Holder

15.6%

of institutional value

Top 5

42.8%

of institutional value

Top 10

60.9%

of institutional value

HHI

579

Broadly held

Who Holds RMT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 110 filers, like-for-like change +4.8%; actively managed books +6.0%; index-like books -2.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	56.5%	63	+5.9%	7	3
Exempt adviser	0.1%	1	-17.0%	0	0
Adviser	2.1%	5	+3.4%	1	0
Bank	10.2%	7	-4.6%	0	1
Broker-dealer	5.1%	1	+1.8%	0	0
Holding company	19.4%	3	+9.0%	0	0
Unknown	6.6%	30	+3.6%	4	4

Style	Share	Filers	Change	New	Exited
Index-like	11.9%	1	-2.8%	0	0
Systematic-like	0.3%	2	new	2	0
Concentrated	10.4%	20	+1.3%	1	0
Diversified active	77.4%	87	+6.3%	9	8
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	60.0%	78	+1.8%	7	8
Medium turnover	31.0%	15	+12.1%	2	0
High turnover	4.3%	6	+0.7%	3	0
Unknown	4.7%	11	+3.2%	0	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	4.7%	11	+6.8%	1	0
Medium horizon	13.8%	16	+2.4%	2	2
Long horizon	59.9%	78	+3.8%	8	6
Unknown	21.7%	5	+9.0%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	20.9%	31	+5.2%	2	3
$1B to $10B	36.7%	39	+8.2%	4	3
$10B to $100B	12.7%	26	+13.0%	2	1
$100B or more	29.7%	14	-2.2%	4	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	33.4%	53	-0.3%	4	3
Pooled investment vehicles	15.8%	3	+14.2%	1	0
Registered funds and BDCs	6.2%	5	+26.2%	2	0
Pension and profit sharing plans	0.4%	1	-2.3%	0	0
Diversified	0.6%	1	+1.5%	0	0
Unknown	43.5%	47	+3.5%	5	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	23.8%	11	+7.3%	1	0
Private equity funds	1.2%	2	+30.6%	1	0
Real estate funds	0.0%	1	0.0%	0	0
Other private funds	4.4%	9	+18.9%	1	0
No private funds	27.1%	41	+1.8%	4	3
Unknown	43.4%	46	+3.6%	5	5

Location	Share	Filers	Change	New	Exited
United States	94.8%	106	+5.1%	11	8
Outside the US	5.2%	4	+0.9%	1	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

110 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.73% of filers hold it in their top 10

Mar 31, 2026: 3

Holders above 5%

median weight 0.009%

Mar 31, 2026: 3

Crowding

—

no cover-page share count is dated within about a year of the quarter end

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

no cover-page share count is dated within about a year of the quarter end

Top 10 holders

60.9%

of 13F shares, Herfindahl 0.058

Active holders

+6.0%

like-for-like share change of active filers

5% stakes on record

1 13D, 0 13G

How long holders have held it value-weighted 16.4 quarters

Under 1 year 12.6% 1 to 3 years 34.3% 3 years or more 53.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$10.68

estimated per share

Mar 31, 2026: $10.17

Quarter-end price

$14.64

implied by 13F values

Estimated gain or loss

+37.1%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 37.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Fund Ownership of RMT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 0.00% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.00%	0.00 pp	0	0
Index ETFs	0.00%	0.00 pp	0	0
Active ETFs	1.32%	+0.08 pp	714,871	3
Active funds	1.86%	+0.34 pp	1,009,730	5
Unclassified	0.00%	0.00 pp	0	0
All registered funds	3.18%	+0.42 pp	1,724,601	8

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 62 Exempt adviser 1 Adviser 5 Bank 7 Broker-dealer 1 Holding company 3 Unknown 29

Showing 100 of 108

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Saba Capital Management, L.P.

$48,995,731

15.74%

3,346,703

MORGAN STANLEY

$37,462,733

12.04%

2,558,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	23,156	$339,003	0.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,535,720	$37,122,940	99.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	54	$790	0.0%	Defined

Allspring Global Investments Holdings, LLC

$17,405,086

5.59%

1,188,872

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	1,188,872	$17,405,086	100.0%	Defined

LPL Financial LLC

$16,131,376

5.18%

1,101,870

Alexander Randolph Advisory, Inc.

$14,201,751

4.56%

970,065

Modern Wealth Management, LLC

$13,826,206

4.44%

944,413

UBS Group AG

$12,587,325

4.04%

859,790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	859,790	$12,587,325	100.0%	Defined

RIVERNORTH CAPITAL MANAGEMENT, LLC

$11,916,696

3.83%

813,982

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$9,661,243

3.10%

659,921

BANK OF AMERICA CORP /DE/

$8,820,570

2.83%

602,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	602,498	$8,820,570	100.0%	Defined

FLAGSHIP HARBOR ADVISORS, LLC

$7,994,025

2.57%

546,040

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

$7,651,815

2.46%

522,665

WELLS FARGO & COMPANY/MN

$7,078,205

2.27%

483,484

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	132,134	$1,934,441	27.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	351,350	$5,143,764	72.7%	Defined

Todd Wealth Management, LLC

$6,300,739

2.02%

468,805

OSAIC HOLDINGS, INC.

$6,032,807

1.94%

412,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	412,077	$6,032,807	100.0%	Defined

Mraz, Amerine & Associates, Inc.

$5,070,227

1.63%

346,327

FCA CORP /TX

$4,685,883

1.51%

320,074

RAYMOND JAMES FINANCIAL INC

$4,610,984

1.48%

314,958

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	266,999	$3,908,865	84.8%	Defined
Raymond James Financial Services Advisors, Inc.	27,212	$398,383	8.6%	Defined
RAYMOND JAMES TRUST N.A.	20,747	$303,736	6.6%	Defined

LAZARD ASSET MANAGEMENT LLC

$4,392,000

1.41%

300,000

Altium Capital Management LLC

$4,070,666

1.31%

278,051

Advisors Asset Management, Inc.

$3,763,724

1.21%

257,085

Shaker Financial Services, LLC

$3,135,538

1.01%

233,299

Waterfront Wealth Inc.

$3,068,470

0.99%

209,595

ROYAL BANK OF CANADA

$2,988,873

0.96%

204,158

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	204,158	$2,988,873	100.0%	Defined

Clearstead Advisors, LLC

$2,865,677

0.92%

195,743

Bulldog Investors, LLP

$2,663,952

0.86%

181,964

HORIZON KINETICS ASSET MANAGEMENT LLC

$1,972,564

0.63%

134,738

STIFEL FINANCIAL CORP

$1,899,086

0.61%

129,719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	129,719	$1,899,086	100.0%	Defined

BARD ASSOCIATES INC

$1,812,988

0.58%

123,838

Atlas Wealth LLC

$1,798,728

0.58%

122,864

COMMONWEALTH EQUITY SERVICES, LLC

$1,697,669

0.55%

115,961

Moors & Cabot, Inc.

$1,677,992

0.54%

114,617

TrueMark Investments, LLC

$1,668,696

0.54%

113,982

EVOLVE PRIVATE WEALTH, LLC

$1,646,590

0.53%

112,472

Beacon Pointe Advisors, LLC

$1,445,275

0.46%

98,721

CAPTRUST FINANCIAL ADVISORS

$1,406,801

0.45%

96,093

UHLMANN PRICE SECURITIES, LLC

$1,372,207

0.44%

93,730

BROWN ADVISORY INC

$1,097,092

0.35%

74,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brown Advisory LLC	74,938	$1,097,092	100.0%	Defined

Jaffetilchin Investment Partners, LLC

$1,018,050

0.33%

69,539

Kovack Advisors, Inc.

$985,257

0.32%

67,299

Cambridge Investment Research Advisors, Inc.

$949,008

0.30%

64,823

Karpus Management, Inc.

$917,239

0.29%

62,653

TWIN FOCUS CAPITAL PARTNERS, LLC

$910,037

0.29%

62,161

Diversify Advisory Services, LLC

$870,266

0.28%

64,752

DIVERSIFY WEALTH MANAGEMENT, LLC

$870,266

0.28%

64,752

Hennion & Walsh Asset Management, Inc.

$844,919

0.27%

62,866

FIRST TRUST ADVISORS LP

$844,054

0.27%

57,654

ROBERTS GLORE & CO INC /IL/

$809,445

0.26%

55,290

SPIREPOINT PRIVATE CLIENT, LLC

$677,509

0.22%

46,278

SAPIENT CAPITAL LLC

$663,479

0.21%

49,366

NWF Advisory Services Inc.

$658,694

0.21%

49,010

Comprehensive Money Management Services LLC

$610,707

0.20%

41,715

EP Wealth Advisors, LLC

$578,807

0.19%

39,536

PMG Family Office LLC

$533,823

0.17%

39,719

&PARTNERS

$513,439

0.16%

35,071

Advisory Advocates, LLC

$459,037

0.15%

31,355

Kingsview Wealth Management, LLC

$453,005

0.15%

30,943

COMMERCE BANK

$434,983

0.14%

29,712

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
COMMERCE BANCSHARES INC /MO/	29,712	$434,983	100.0%	Sole

SAX WEALTH ADVISORS, LLC

$422,419

0.14%

31,430

XTX Topco Ltd

$421,427

0.14%

28,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	28,786	$421,427	100.0%	Defined

CITADEL ADVISORS LLC

$408,822

0.13%

27,925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	27,925	$408,822	100.0%	Defined

Farther Finance Advisors, LLC

$408,629

0.13%

30,404

Private Capital Management, LLC

$397,695

0.13%

27,165

GUGGENHEIM CAPITAL LLC

$390,023

0.13%

26,641

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	23,643	$346,133	88.7%	Defined
SECURITY INVESTORS LLC	2,998	$43,890	11.3%	Defined

NewEdge Advisors, LLC

$377,082

0.12%

25,757

D.A. DAVIDSON & CO.

$372,602

0.12%

25,451

Quantedge Capital Pte Ltd

$357,172

0.11%

24,397

Steward Partners Investment Advisory, LLC

$347,787

0.11%

23,756

Calamos Advisors LLC

$342,019

0.11%

23,362

DKM Wealth Management, Inc.

$309,146

0.10%

23,002

HighTower Advisors, LLC

$305,858

0.10%

20,892

JANE STREET GROUP, LLC

$299,826

0.10%

20,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	8,331	$121,965	40.7%	Defined
Jane Street Global Trading, LLC	12,149	$177,861	59.3%	Defined

Diversified Trust Co

$298,597

0.10%

20,396

Institute for Wealth Management, LLC.

$292,038

0.09%

19,948

Janney Montgomery Scott LLC

$270,693

0.09%

18,490

STEPHENS INC /AR/

$267,750

0.09%

18,289

OPPENHEIMER & CO INC

$246,552

0.08%

16,841

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$226,524

0.07%

15,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	15,473	$226,524	100.0%	Other

ECLECTIC ASSOCIATES INC /ADV

$221,652

0.07%

16,492

Private Advisor Group, LLC

$217,887

0.07%

14,883

Spinnaker Investment Group, LLC

$213,386

0.07%

15,877

WOLVERINE ASSET MANAGEMENT LLC

$207,243

0.07%

14,156

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	14,156	$207,243	100.0%	Defined

JFS WEALTH ADVISORS, LLC

$203,437

0.07%

13,896

Cetera Investment Advisers

$197,010

0.06%

13,457

VERUS CAPITAL PARTNERS, LLC

$195,268

0.06%

13,338

Wedmont Private Capital

$183,348

0.06%

13,642

COHEN & STEERS, INC.

$175,680

0.06%

12,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	12,000	$175,680	100.0%	Sole

Soltis Investment Advisors LLC

$174,494

0.06%

11,919

Closed-End Fund Advisors, Inc.

$169,970

0.05%

11,610

Vanguard National Trust Co

$161,786

0.05%

11,051

Summit Financial, LLC

$161,625

0.05%

11,040

IKE Capital, LLC

$146,400

0.05%

10,000

TD Capital Management LLC

$65,821

0.02%

4,496

SITTNER & NELSON, LLC

$65,060

0.02%

4,444

BARRETT & COMPANY, INC.

$47,580

0.02%

3,250

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$44,549

0.01%

3,043

Hara Capital LLC

$32,793

0.01%

2,240

Atlantic Union Bankshares Corp

$30,685

0.01%

2,096

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	2,096	$30,685	100.0%	Sole

Daytona Street Capital LLC

$30,656

0.01%

2,281

EverSource Wealth Advisors, LLC

$19,061

0.01%

1,302

Showing the top 100 of 108 holders. Create a free account to see every holder, past quarters, search, filters and CSV export.

Key facts CIK 912147 CUSIP 780915104 13F (30d) 21 filings 18 filers Visit website Investor relations