RMT · Royce Micro-Cap Trust, Inc.

$13.93 +0.12 (+0.87%) At close · Sep 4

Market Cap

$748.38M

54.19M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 108

Total Value: $305,769,274

Total Shares: 20,885,883

Showing 1–100 of 108 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 108 13F filers · Δ vs Mar 31, 2026

Top Holder

16.0%

+1.2 pts

Top 5

43.9%

+0.3 pts

Top 10

62.5%

−1.0 pts

HHI

605

Broadly held+0

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +2

Institutional value: +35.3%

Shares held: +4.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid Saba Capital Management, L.P.	+381,303	3,346,703
Large OSAIC HOLDINGS, INC.	+242,683	412,077
Large Allspring Global Investments Holdings, LLC	+174,409	1,188,872
Mid Advisors Asset Management, Inc.	+156,258	257,085
Micro Altium Capital Management LLC	+35,001	278,051

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega WELLS FARGO & COMPANY/MN	−111,242	483,484
Small Shaker Financial Services, LLC	−108,531	287,837
Mid Private Advisor Group, LLC	−90,110	14,883
Mid RIVERNORTH CAPITAL MANAGEMENT, LLC	−84,568	813,982
Mid Modern Wealth Management, LLC	−82,267	944,413

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Bulldog Investors, LLP	181,964	$2,663,952
Small Atlas Wealth LLC	122,864	$1,798,728
Mid Kovack Advisors, Inc.	67,299	$985,257
Mid Diversify Advisory Services, LLC	64,652	$946,505
Mid XTX Topco Ltd	28,786	$421,427

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mega ENVESTNET ASSET MANAGEMENT INC	48,071	$543,683
Large CWM, LLC	47,000	$531,570
Small WealthShield Partners, LLC	34,455	$389,686
Large Kestra Advisory Services, LLC	17,485	$197,755
Micro Traub Capital Management LLC	11,441	$129,397

Filter: New 12 Increased 37 Reduced 34 Sold out 10 Unchanged 25

Showing 100 of 108

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Saba Capital Management, L.P.

$48,995,731

16.02%

3,346,703

MORGAN STANLEY

$37,462,733

12.25%

2,558,930

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	23,156	$339,003	0.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,535,720	$37,122,940	99.1%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	54	$790	0.0%	Defined

Allspring Global Investments Holdings, LLC

$17,405,086

5.69%

1,188,872

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	1,188,872	$17,405,086	100.0%	Defined

LPL Financial LLC

$16,131,376

5.28%

1,101,870

Alexander Randolph Advisory, Inc.

$14,201,751

4.64%

970,065

Modern Wealth Management, LLC

$13,826,206

4.52%

944,413

UBS Group AG

$12,587,325

4.12%

859,790

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	859,790	$12,587,325	100.0%	Defined

RIVERNORTH CAPITAL MANAGEMENT, LLC

$11,916,696

3.90%

813,982

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$9,661,243

3.16%

659,921

BANK OF AMERICA CORP /DE/

$8,820,570

2.88%

602,498

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	602,498	$8,820,570	100.0%	Defined

FLAGSHIP HARBOR ADVISORS, LLC

$7,994,025

2.61%

546,040

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

$7,651,815

2.50%

522,665

WELLS FARGO & COMPANY/MN

$7,078,205

2.31%

483,484

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	132,134	$1,934,441	27.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	351,350	$5,143,764	72.7%	Defined

OSAIC HOLDINGS, INC.

$6,032,807

1.97%

412,077

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	412,077	$6,032,807	100.0%	Defined

Mraz, Amerine & Associates, Inc.

$5,070,227

1.66%

346,327

FCA CORP /TX

$4,685,883

1.53%

320,074

RAYMOND JAMES FINANCIAL INC

$4,610,984

1.51%

314,958

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	266,999	$3,908,865	84.8%	Defined
Raymond James Financial Services Advisors, Inc.	27,212	$398,383	8.6%	Defined
RAYMOND JAMES TRUST N.A.	20,747	$303,736	6.6%	Defined

LAZARD ASSET MANAGEMENT LLC

$4,392,000

1.44%

300,000

Shaker Financial Services, LLC

$4,213,933

1.38%

287,837

Altium Capital Management LLC

$4,070,666

1.33%

278,051

Advisors Asset Management, Inc.

$3,763,724

1.23%

257,085

Waterfront Wealth Inc.

$3,068,470

1.00%

209,595

ROYAL BANK OF CANADA

$2,988,873

0.98%

204,158

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	204,158	$2,988,873	100.0%	Defined

Clearstead Advisors, LLC

$2,865,677

0.94%

195,743

Bulldog Investors, LLP

$2,663,952

0.87%

181,964

HORIZON KINETICS ASSET MANAGEMENT LLC

$1,972,564

0.65%

134,738

STIFEL FINANCIAL CORP

$1,899,086

0.62%

129,719

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	129,719	$1,899,086	100.0%	Defined

BARD ASSOCIATES INC

$1,812,988

0.59%

123,838

Atlas Wealth LLC

$1,798,728

0.59%

122,864

COMMONWEALTH EQUITY SERVICES, LLC

$1,697,669

0.56%

115,961

Moors & Cabot, Inc.

$1,677,992

0.55%

114,617

TrueMark Investments, LLC

$1,668,696

0.55%

113,982

EVOLVE PRIVATE WEALTH, LLC

$1,646,590

0.54%

112,472

Beacon Pointe Advisors, LLC

$1,445,275

0.47%

98,721

CAPTRUST FINANCIAL ADVISORS

$1,406,801

0.46%

96,093

UHLMANN PRICE SECURITIES, LLC

$1,372,207

0.45%

93,730

BROWN ADVISORY INC

$1,097,092

0.36%

74,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brown Advisory LLC	74,938	$1,097,092	100.0%	Defined

Kovack Advisors, Inc.

$985,257

0.32%

67,299

Cambridge Investment Research Advisors, Inc.

$949,008

0.31%

64,823

Diversify Advisory Services, LLC

$946,505

0.31%

64,652

DIVERSIFY WEALTH MANAGEMENT, LLC

$946,505

0.31%

64,652

Hennion & Walsh Asset Management, Inc.

$928,337

0.30%

63,411

Karpus Management, Inc.

$917,239

0.30%

62,653

TWIN FOCUS CAPITAL PARTNERS, LLC

$910,037

0.30%

62,161

FIRST TRUST ADVISORS LP

$844,054

0.28%

57,654

ROBERTS GLORE & CO INC /IL/

$809,445

0.26%

55,290

SAPIENT CAPITAL LLC

$721,371

0.24%

49,274

NWF Advisory Services Inc.

$705,530

0.23%

48,192

SPIREPOINT PRIVATE CLIENT, LLC

$677,509

0.22%

46,278

Comprehensive Money Management Services LLC

$610,707

0.20%

41,715

PMG Family Office LLC

$581,120

0.19%

39,694

EP Wealth Advisors, LLC

$578,807

0.19%

39,536

&PARTNERS

$513,439

0.17%

35,071

SAX WEALTH ADVISORS, LLC

$460,135

0.15%

31,430

Advisory Advocates, LLC

$459,037

0.15%

31,355

Kingsview Wealth Management, LLC

$453,005

0.15%

30,943

COMMERCE BANK

$434,983

0.14%

29,712

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
COMMERCE BANCSHARES INC /MO/	29,712	$434,983	100.0%	Sole

XTX Topco Ltd

$421,427

0.14%

28,786

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	28,786	$421,427	100.0%	Defined

Concurrent Investment Advisors, LLC

$418,279

0.14%

28,571

CITADEL ADVISORS LLC

$408,822

0.13%

27,925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	27,925	$408,822	100.0%	Defined

Private Capital Management, LLC

$397,695

0.13%

27,165

GUGGENHEIM CAPITAL LLC

$390,023

0.13%

26,641

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	23,643	$346,133	88.7%	Defined
SECURITY INVESTORS LLC	2,998	$43,890	11.3%	Defined

NewEdge Advisors, LLC

$377,082

0.12%

25,757

D.A. DAVIDSON & CO.

$372,602

0.12%

25,451

Quantedge Capital Pte Ltd

$357,172

0.12%

24,397

Steward Partners Investment Advisory, LLC

$347,787

0.11%

23,756

Calamos Advisors LLC

$342,019

0.11%

23,362

Farther Finance Advisors, LLC

$340,453

0.11%

23,255

DKM Wealth Management, Inc.

$336,749

0.11%

23,002

HighTower Advisors, LLC

$305,858

0.10%

20,892

JANE STREET GROUP, LLC

$299,826

0.10%

20,480

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	8,331	$121,965	40.7%	Defined
Jane Street Global Trading, LLC	12,149	$177,861	59.3%	Defined

Diversified Trust Co

$298,597

0.10%

20,396

Institute for Wealth Management, LLC.

$292,038

0.10%

19,948

Janney Montgomery Scott LLC

$270,693

0.09%

18,490

STEPHENS INC /AR/

$267,750

0.09%

18,289

OPPENHEIMER & CO INC

$246,552

0.08%

16,841

ECLECTIC ASSOCIATES INC /ADV

$240,930

0.08%

16,457

Spinnaker Investment Group, LLC

$232,439

0.08%

15,877

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$226,524

0.07%

15,473

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	15,473	$226,524	100.0%	Other

Private Advisor Group, LLC

$217,887

0.07%

14,883

WOLVERINE ASSET MANAGEMENT LLC

$207,243

0.07%

14,156

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	14,156	$207,243	100.0%	Defined

JFS WEALTH ADVISORS, LLC

$203,437

0.07%

13,896

Wedmont Private Capital

$203,291

0.07%

13,886

Cetera Investment Advisers

$197,010

0.06%

13,457

VERUS CAPITAL PARTNERS, LLC

$195,268

0.06%

13,338

COHEN & STEERS, INC.

$175,680

0.06%

12,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	12,000	$175,680	100.0%	Sole

Soltis Investment Advisors LLC

$174,494

0.06%

11,919

Closed-End Fund Advisors, Inc.

$169,970

0.06%

11,610

Vanguard National Trust Co

$161,786

0.05%

11,051

Summit Financial, LLC

$161,625

0.05%

11,040

TD Capital Management LLC

$65,821

0.02%

4,496

SITTNER & NELSON, LLC

$65,060

0.02%

4,444

NBT BANK N A /NY

$59,013

0.02%

4,031

BARRETT & COMPANY, INC.

$47,580

0.02%

3,250

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$44,549

0.01%

3,043

Daytona Street Capital LLC

$33,393

0.01%

2,281

Hara Capital LLC

$32,793

0.01%

2,240

Atlantic Union Bankshares Corp

$30,685

0.01%

2,096

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	2,096	$30,685	100.0%	Sole

EverSource Wealth Advisors, LLC

$19,061

0.01%

1,302

Allworth Financial LP

$9,911

0.00%

677

Key facts CIK 912147 CUSIP 780915104 13F (30d) 76 filings 63 filers Visit website