RMT · Royce Micro-Cap Trust, Inc. · Shareholders & Ownership
Market Cap
$696.90M
Shares
54.19M
Volume · Oct 22
128.04K
Avg daily vol (3M)
102.26K
Every disclosed holder of RMT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns RMT
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 21,354,223 | — |
| Insiders (Forms 3, 4, 5) | 1,168,926 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 1,761,811 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of RMT
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Saba Capital Management, L.P.
13D
CIK 1510281 · Registered investment adviser · Aug 4, 2026
Item 4 purpose: none of the classified purposes
not summed
|
3,786,726 | ||
| 1.1 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,346,703 | ||
| 2 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,558,930 | ||
| 2.1 |
MORGAN STANLEY
13G
CIK 895421 · Holding company · Jun 30, 2026
Rule 13d-1(b), qualified institution, not summed
|
2,558,877 | ||
| 3 |
Allspring Global Investments Holdings, LLC
13F
CIK 1890906 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,188,872 | ||
| 4 |
LPL Financial LLC
13F
CIK 1403438 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,101,870 | ||
| 5 |
|
1,080,070 | ||
| 6 |
Alexander Randolph Advisory, Inc.
13F
CIK 874816 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
970,065 | ||
| 7 |
Modern Wealth Management, LLC
13F
CIK 2001900 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
944,413 | ||
| 8 |
|
859,790 | ||
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
CIK 1447578 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
813,982 | ||
| 10 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
659,921 | ||
| 11 |
BANK OF AMERICA CORP /DE/
13F
CIK 70858 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
602,498 | ||
| 12 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
569,701 | ||
| 13 |
FLAGSHIP HARBOR ADVISORS, LLC
13F
CIK 1691766 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
546,040 | ||
| 14 |
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13F
CIK 1238990 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
522,665 | ||
| 15 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
483,484 | ||
| 16 |
Todd Wealth Management, LLC
13F
CIK 2157683 · Registered investment adviser · Sep 30, 2026
|
468,805 | ||
| 17 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
412,077 | ||
| 18 |
Mraz, Amerine & Associates, Inc.
13F
CIK 1542324 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
346,327 | ||
| 19 |
FCA CORP /TX
13F
CIK 1166402 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
320,074 | ||
| 20 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
314,958 | ||
| 21 |
LAZARD ASSET MANAGEMENT LLC
13F
CIK 1207017 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
300,000 | ||
| 22 |
Altium Capital Management LLC
13F
CIK 1746382 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
278,051 | ||
| 23 |
Advisors Asset Management, Inc.
13F
CIK 1297376 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
257,085 | ||
| 24 |
Shaker Financial Services, LLC
13F
CIK 1511794 · Registered investment adviser · Sep 30, 2026
|
233,299 | ||
| 25 |
Waterfront Wealth Inc.
13F
CIK 1775210 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
209,595 | ||
| 26 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
204,158 | ||
| 27 |
Clearstead Advisors, LLC
13F
CIK 842775 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
195,743 | ||
| 28 |
Bulldog Investors, LLP
13F
CIK 1504304 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
181,964 | ||
| 29 |
Modern Capital Tactical Income Fund
Fund
S000069477 · Registered fund · Jun 30, 2026
Modern Capital Funds Trust, not summed
|
160,935 | ||
| 30 |
Special Opportunities Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Special Opportunities Fund, Inc., not summed
|
145,797 | ||
| 30.1 |
RiverNorth Opportunities Fund Inc.
Fund
· Registered fund · Jun 30, 2026
RIVERNORTH OPPORTUNITIES FUND INC., not summed
|
700,000 | ||
| 31 |
HORIZON KINETICS ASSET MANAGEMENT LLC
13F
CIK 1056823 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
134,738 | ||
| 32 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
129,719 | ||
| 33 |
BARD ASSOCIATES INC
13F
CIK 1105907 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
123,838 | ||
| 34 |
Atlas Wealth LLC
13F
CIK 1964106 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
122,864 | ||
| 35 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
115,961 | ||
| 36 |
Moors & Cabot, Inc.
13F
CIK 1607239 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
114,617 | ||
| 37 |
TrueMark Investments, LLC
13F
CIK 1974457 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
113,982 | ||
| 37.1 |
RiverNorth Active Income ETF
Fund
S000093615 · Registered fund · Jul 31, 2026
Elevation Series Trust, not summed
|
114,687 | ||
| 38 |
EVOLVE PRIVATE WEALTH, LLC
13F
CIK 2111131 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
112,472 | ||
| 39 |
Beacon Pointe Advisors, LLC
13F
CIK 1744317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
98,721 | ||
| 40 |
CAPTRUST FINANCIAL ADVISORS
13F
CIK 1512024 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
96,093 | ||
| 41 |
UHLMANN PRICE SECURITIES, LLC
13F
CIK 1035344 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
93,730 | ||
| 42 |
|
76,624 | ||
| 43 |
BROWN ADVISORY INC
13F
CIK 1345929 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
74,938 | ||
| 44 |
Jaffetilchin Investment Partners, LLC
13F
CIK 1404652 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
69,539 | ||
| 45 |
Kovack Advisors, Inc.
13F
CIK 1728321 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
67,299 | ||
| 46 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
64,823 | ||
| 47 |
Diversify Advisory Services, LLC
13F
CIK 2021232 · Registered investment adviser · Sep 30, 2026
|
64,752 | ||
| 48 |
DIVERSIFY WEALTH MANAGEMENT, LLC
13F
CIK 2030780 · Registered investment adviser · Sep 30, 2026
|
64,752 | ||
| 49 |
Hennion & Walsh Asset Management, Inc.
13F
CIK 1861642 · Unknown · Sep 30, 2026
|
62,866 | ||
| 50 |
Karpus Management, Inc.
13F
CIK 1048703 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
62,653 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
Showing 1–50 of 114 holders
Create a free account to page through every holder, filter by source and group by ultimate parent.
Key facts
CIK
912147
CUSIP
780915104
13F (30d)
21 filings
18 filers
Visit website
Investor relations