BARD ASSOCIATES INC

Registered adviser

CIK

1105907

Location

CHICAGO, IL

Portfolio Value

Small $441,232,160

Diversification

Diversified

Filing Date

Global Rank

#4,170 / 8,819 ▼ 14

Top Industry

Asset Management 13.5%

3Y Alpha vs SPY

-45.5%

Period ended 4 months ago

Filed Aug 12, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 104984

Roster of Oct 1, 2026

Regulatory AUM

$416,229,875

Main clients

Individuals and high net worth (95% of AUM)

Private funds

1 fund · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$19,159,392 gross assets

Private funds on Schedule D 7.B.(1)

As filed Mar 12, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$13,205,964 gross assets in 1 fund Hedge funds $13,205,964 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$416,229,875	Individuals and high net worth (95%)
Apr 2025 to Mar 2026	$384,627,788	Individuals and high net worth (96%)
Apr 2024 to Mar 2025	$337,059,184	Individuals and high net worth (96%)
May 2023 to Mar 2024	$309,851,664	Individuals and high net worth (96%)
Apr 2023	$309,851,664	Individuals and high net worth (96%)
Apr 2022 to Mar 2023	$394,489,492	Individuals and high net worth (91%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 40.5%, 39.9 effective positions, active share 91.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

33.5% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 15.0 quarters (12+), a floor since 28.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 91.2%; sector active share 27.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

291 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

8.0%

−0.6 pts

Top 5

26.7%

−0.0 pts

Top 10

40.5%

+0.5 pts

HHI

251

Diversified−9

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	25.6%	$112,754,891	36
Technology	21.2%	$93,756,404	53
Financial Services	12.6%	$55,613,811	32
Basic Materials	9.9%	$43,739,889	21
Consumer Defensive	8.1%	$35,752,887	23
Industrials	5.7%	$25,346,977	34
Healthcare	5.1%	$22,444,181	33
Energy	4.4%	$19,442,364	10
Consumer Cyclical	2.7%	$12,080,565	24
Utilities	2.5%	$11,005,015	5
Communication Services	1.8%	$8,006,080	11
Real Estate	0.3%	$1,289,096	9

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CRGO	Freightos Ltd	+1,668,285	2,452,274	$3,727,456
CLMB	Climb Global Solutions, Inc.	+178,305	180,561	$4,190,820
SCHO	Schwab Short-Term U.S. Treasury ETF	+144,529	653,377	$15,772,520
ELWT	Elauwit Connection, Inc.	+90,657	506,039	$3,628,299
KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	+38,219	624,480	$8,636,558
RMT	Royce Micro-Cap Trust, Inc.	+34,483	123,838	$1,812,988
JOF	Japan Smaller Capitalization Fund Inc	+19,067	58,289	$686,644
FFC	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	+11,775	1,227,796	$19,988,518
GWRS	Global Water Resources, Inc.	+11,000	129,332	$936,363
PAVE	Global X U.S. Infrastructure Development ETF	+7,855	21,996	$1,296,004
RMNI	Rimini Street, Inc.	+7,591	256,770	$1,093,840
INDS	Pacer Industrial Real Estate ETF	+6,873	28,651	$1,152,033
SOTK	Sono Tek Corp	+4,649	57,102	$349,464
JAAA	Janus Henderson AAA CLO ETF	+2,420	502,312	$25,361,732
TACT	Transact Technologies Inc	+2,289	102,310	$597,490
MODD	Modular Medical, Inc.	+2,254	101,744	$457,848
PAYS	Paysign, Inc.	+1,879	49,576	$406,027
KWY	KINGSWAY Corp	+1,416	279,274	$2,910,035
GDX	VanEck Gold Miners ETF	+1,300	21,676	$1,635,454
OOMA	Ooma Inc	+1,281	29,021	$557,783
FTLF	Fitlife Brands, Inc.	+1,211	21,177	$233,158
BKNG	Booking Holdings Inc.	+1,202	1,252	$223,156
PFF	iShares Preferred and Income Securities ETF	+1,162	693,046	$21,130,972
INLX	Intellinetics, Inc.	+1,038	333,341	$1,833,375
REZ	iShares Residential and Multisector Real Estate ETF	+946	147,066	$13,925,679
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NMTC	NEUROONE MEDICAL TECHNOLOGIES Corp	−1,535,070	305,428	$928,501
CXDO	Crexendo, Inc.	−242,949	359,974	$2,689,005
AMPG	AmpliTech Group, Inc.	−119,930	1,477,265	$10,281,764
SANG	Sangoma Technologies Corp	−55,888	3,800	$14,326
BLIN	Bridgeline Digital, Inc.	−47,503	1,030,267	$1,195,109
MPTI	M-tron Industries, Inc.	−40,940	44,578	$4,419,908
AEHR	Aehr Test Systems	−22,227	156,900	$15,071,814
CJMB	Callan Jmb Inc.	−16,232	229,250	$184,317
OSS	One Stop Systems, Inc.	−14,296	526,370	$9,569,406
AIOT	Powerfleet, Inc.	−13,633	267,917	$1,026,122
MAMA	Mama's Creations, Inc.	−13,283	676,338	$12,072,633
NNDM	Nano Dimension Ltd.	−9,000	87,500	$126,875
FIP	FTAI Infrastructure Inc.	−8,126	1,196,467	$5,551,606
TGEN	Tecogen Inc.	−6,088	682,221	$3,561,193
EQX	Equinox Gold Corp.	−4,357	387,156	$3,763,156
BOF	BranchOut Food Inc.	−4,271	1,030,329	$4,739,513
MOB	Mobilicom Ltd	−4,242	424,407	$2,177,207
LGCY	Legacy Education Inc.	−4,201	444,279	$5,224,721
ACNT	Ascent Industries Co.	−3,598	321,984	$4,839,419
BIZD	VanEck BDC Income ETF	−3,274	21,248	$268,999
NEPH	Nephros Inc	−3,199	118,003	$421,270
VENU	Venu Holding Corp	−2,832	177,661	$403,290
PCYO	Pure Cycle Corp	−2,792	311,023	$3,331,056
NCPLW	Netcapital Inc.	−2,664	196,688	$3,954
AROC	Archrock, Inc.	−2,263	180,128	$7,333,010
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
LIFE	Ethos Technologies Inc.	248,220	$4,502,710
RSP	Victory Portfolios II	2,920	$621,288
KBWY	Invesco KBW Premium Yield Equity REIT ETF	13,050	$242,338
HYGH	iShares Trust	2,160	$187,077
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	7,945	$186,230
RWR	State Street(R) SPDR(R) Dow Jones(R) REIT ETF	1,550	$175,103
KRT	Karat Packaging Inc.	5,000	$167,300
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	1,125	$108,495
JSI	Janus Henderson Securitized Income ETF	1,917	$98,169
DISV	Dimensional International Small Cap Value ETF	1,255	$50,363
RDZN	Roadzen Inc.	25,000	$36,500
AMZN	Amazon Com Inc	135	$32,175
V	Visa Inc.	55	$18,869
MEC	Mayville Engineering Company, Inc.	500	$18,730
MU	Micron Technology Inc	16	$18,468
AVGO	Broadcom Inc.	44	$16,621
ASML	Asml Holding NV	8	$15,915
JPM	Jpmorgan Chase & Co	40	$13,093
AMD	Advanced Micro Devices Inc	22	$12,780
LIN	Linde PLC	21	$10,897
AZN	Astrazeneca PLC	56	$10,618
XOM	ExxonMobil Holdings Corp	74	$10,117
LRCX	Lam Research Corp	20	$8,666
MNST	Monster Beverage Corp	88	$8,458
CAT	Caterpillar Inc	7	$7,454
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
PMNT	Perfect Moment Ltd.	4,294,552	$1,112,288
WELL	Welltower Inc.	4,277	$845,605
JPST	JPMorgan Ultra-Short Income ETF	717	$36,287
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	268	$26,952
ASM	Avino Silver & Gold Mines Ltd	2,998	$18,947
PULS	PGIM Ultra Short Bond ETF	325	$16,087
WLDN	Willdan Group, Inc.	200	$15,312
JPLD	JPMorgan Limited Duration Bond ETF	261	$13,621
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	137	$10,742
VUSB	VANGUARD ULTRA-SHORT BOND ETF	209	$10,405
TCX	Tucows Inc	550	$9,438
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	145	$8,488
BAC	Bank Of America Corp	145	$7,068
RYN	Rayonier Inc	276	$5,691
COP	Conocophillips	41	$5,412
CVX	Chevron Corp	25	$5,172
DE	Deere & Co	8	$4,506
MS	Morgan Stanley	27	$4,443
SCHW	Schwab Charles Corp	47	$4,417
BNY	Bank of New York Mellon Corp	37	$4,389
APD	Air Products & Chemicals, Inc.	14	$4,066
WMT	Walmart Inc.	32	$3,976
GD	General Dynamics Corp	11	$3,775
EOG	Eog Resources Inc	26	$3,758
PSTL	Postal Realty Trust, Inc.	200	$3,712
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

291 tracked positions · $441,232,160 total · filing declares 293 positions · $450,548,992 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 291 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
JAAA	Janus Henderson AAA CLO ETF	Added	502,312	+2,420	$25,361,732	+0.7%	5	$50.61	5.75%
PFF	iShares Preferred and Income Securities ETF	Added	693,046	+1,162	$21,130,972	+0.7%	8	unpriced	4.79%
COHR	Coherent Corp. Technology	Reduced	53,200	-435	$20,985,804	+64.3%	16	$47.89	4.76%
FFC	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC Financial Services	Added	1,227,796	+11,775	$19,988,518	+6.1%	26+	before history	4.53%
SCHO	Schwab Short-Term U.S. Treasury ETF	Added	653,377	+144,529	$15,772,520	+27.7%	4	$24.30	3.57%
AEHR	Aehr Test Systems Technology	Reduced	156,900	-22,227	$15,071,814	+126.9%	5	$9.52	3.42%
REZ	iShares Residential and Multisector Real Estate ETF	Added	147,066	+946	$13,925,679	+14.5%	19	unpriced	3.16%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Added	139,298	+131	$13,432,506	+8.8%	7	$90.37	3.04%
MAMA	Mama's Creations, Inc. Consumer Defensive	Reduced	676,338	-13,283	$12,072,633	+14.1%	20	$2.26	2.74%
AMPG	AmpliTech Group, Inc. Technology	Reduced	1,477,265	-119,930	$10,281,764	+238.8%	22	unpriced	2.33%
ODC	Oil-Dri Corp of America Basic Materials	Reduced	98,537	-1,649	$10,071,466	+54.4%	24	$17.88	2.28%
OSS	One Stop Systems, Inc. Technology	Reduced	526,370	-14,296	$9,569,406	+133.8%	26+	before history	2.17%
KYN	Kayne Anderson Energy Infrastructure Fund, Inc. Financial Services	Added	624,480	+38,219	$8,636,558	+3.2%	26+	before history	1.96%
TYG	Tortoise Energy Infrastructure Corp Financial Services	Reduced	196,455	-71	$8,422,025	−14.0%	8	$42.50	1.91%
ENSG	Ensign Group, Inc Healthcare	Reduced	49,450	-30	$7,926,835	−20.5%	26+	before history	1.80%
AROC	Archrock, Inc. Energy	Reduced	180,128	-2,263	$7,333,010	+15.5%	22	$9.08	1.66%
NEE	Nextera Energy Inc Utilities	Reduced	76,691	-613	$6,731,169	−6.3%	10	$72.11	1.53%
BKTI	BK Technologies Corp Technology	Reduced	68,735	-375	$5,909,835	+14.6%	21	$14.54	1.34%
		Reduced	253,897	-810	$5,552,727	−0.4%	7	$19.56	1.26%
FIP	FTAI Infrastructure Inc. Industrials	Reduced	1,196,467	-8,126	$5,551,606	−6.7%	16	$3.14	1.26%
VPU	VANGUARD UTILITIES INDEX FUND	Added	27,133	+288	$5,310,742	—	10	unpriced	1.20%
LGCY	Legacy Education Inc. Consumer Defensive	Reduced	444,279	-4,201	$5,224,721	−7.0%	8	unpriced	1.18%
ACU	Acme United Corp Consumer Defensive	Reduced	108,195	-1,214	$5,163,065	+5.1%	26+	before history	1.17%
OR	OR Royalties Inc. Basic Materials	Reduced	161,823	-2,040	$5,118,461	−17.8%	5	$24.09	1.16%
ACNT	Ascent Industries Co. Basic Materials	Reduced	321,984	-3,598	$4,839,419	+11.7%	5	$12.67	1.10%
USAC	USA Compression Partners, LP Energy	Reduced	183,250	-598	$4,835,967	−3.0%	26+	before history	1.10%
BOF	BranchOut Food Inc. Consumer Defensive	Reduced	1,030,329	-4,271	$4,739,513	+38.8%	3	$2.88	1.07%
LEGH	Legacy Housing Corp Consumer Cyclical	Reduced	179,679	-631	$4,720,167	+28.1%	26+	before history	1.07%
WPM	Wheaton Precious Metals Corp. Basic Materials	Reduced	41,037	-502	$4,609,275	−15.3%	26+	before history	1.04%
LIFE	Ethos Technologies Inc. Financial Services	NEW	248,220	NEW	$4,502,710	NEW	1	$18.05	1.02%
GPGI	GPGI, Inc. Industrials	Reduced	283,514	-1,599	$4,493,696	−7.8%	10	unpriced	1.02%
FTK	Flotek Industries Inc Energy	Reduced	190,348	-296	$4,476,984	+38.4%	3	$15.88	1.01%
MPTI	M-tron Industries, Inc. Technology	Reduced	44,578	-40,940	$4,419,908	−22.7%	15	$10.42	1.00%
CLMB	Climb Global Solutions, Inc. Technology	Added	180,561	+178,305	$4,190,820	+9272.7%	3	unpriced	0.95%
GDXJ	VanEck Junior Gold Miners ETF	Added	41,699	+921	$4,096,926	−16.3%	26+	before history	0.93%
VMD	Viemed Healthcare, Inc. Healthcare	Reduced	339,672	-269	$3,872,260	+23.7%	21	$7.35	0.88%
INTT	Intest Corp Technology	Reduced	210,598	-988	$3,826,565	+32.5%	26+	before history	0.87%
EQX	Equinox Gold Corp. Basic Materials	Reduced	387,156	-4,357	$3,763,156	−33.5%	26+	before history	0.85%
CRGO	Freightos Ltd Technology	Added	2,452,274	+1,668,285	$3,727,456	+189.9%	2	$1.85	0.84%
CSV	Carriage Services Inc Consumer Cyclical	Reduced	97,068	-1,457	$3,721,587	−17.3%	26+	before history	0.84%
ELWT	Elauwit Connection, Inc. Communication Services	Added	506,039	+90,657	$3,628,299	+47.3%	3	$6.37	0.82%
TGEN	Tecogen Inc. Industrials	Reduced	682,221	-6,088	$3,561,193	+102.1%	5	$4.40	0.81%
KTOS	Kratos Defense & Security Solutions, Inc. Industrials	Reduced	69,698	-900	$3,475,142	−30.2%	26+	before history	0.79%
CMT	Core Molding Technologies Inc Basic Materials	Reduced	143,550	-1,638	$3,387,780	+4.2%	4	$18.63	0.77%
LGL	Lgl Group Inc Technology	Reduced	488,923	-934	$3,378,457	−0.8%	17	unpriced	0.77%
GOLD	Gold.com, Inc. Financial Services	Reduced	80,754	-1,250	$3,360,173	+2.2%	14	$33.06	0.76%
PCYO	Pure Cycle Corp Utilities	Reduced	311,023	-2,792	$3,331,056	+5.5%	26+	before history	0.75%
KWY	KINGSWAY Corp Financial Services	Added	279,274	+1,416	$2,910,035	+0.4%	12	$8.36	0.66%
USPH	U S Physical Therapy Inc Healthcare	Reduced	42,368	-582	$2,909,834	−9.6%	26+	before history	0.66%
RGLD	Royal Gold Inc Basic Materials	Reduced	13,916	-148	$2,777,772	−22.4%	26+	before history	0.63%

Showing the top 50 of 291 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.