FFC · Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC

$15.88 -0.20 (-1.24%)

Market Cap

$774.70M

48.18M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 112

Total Value: $181,210,616

Total Shares: 11,117,258

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 112 13F filers · Δ vs Mar 31, 2026

Top Holder

11.0%

−0.4 pts

Top 5

42.5%

+2.9 pts

Top 10

61.2%

+2.3 pts

HHI

498

Broadly held+38

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -7

Institutional value: +9.8%

Shares held: +4.0%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mid SIT INVESTMENT ASSOCIATES INC	+405,971	1,127,695
Mega ENVESTNET ASSET MANAGEMENT INC	+194,657	290,360
Mega MORGAN STANLEY	+64,743	739,237
Mid Hennion & Walsh Asset Management, Inc.	+47,574	472,352
Small CEERA INVESTMENTS, LLC	+43,485	73,730

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Small 1607 Capital Partners, LLC	−169,152	171,099
Large STIFEL FINANCIAL CORP	−80,007	199,914
Mid Beacon Pointe Advisors, LLC	−21,880	10,165
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−16,500	30,961
Micro Closed-End Fund Advisors, Inc.	−14,595	10,464

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega CITADEL ADVISORS LLC	12,613	$205,339
Small ALONGSIDE, LLC	11,532	$187,740
Small 49 WEALTH MANAGEMENT, LLC	11,532	$187,740
Mid GRIMES & Co WEALTH MANAGEMENT, LLC	10,776	$175,433
Micro MARYLAND CAPITAL ADVISORS INC.	5,600	$91,168

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Logan Stone Capital, LLC	108,421	$1,679,441
Mid WOLVERINE ASSET MANAGEMENT LLC	46,312	$717,372
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	29,759	$460,966
Large READYSTATE ASSET MANAGEMENT LP	29,596	$458,442
Large Lido Advisors, LLC	16,895	$261,703

Filter: New 10 Increased 39 Reduced 34 Sold out 17 Unchanged 29

Showing 100 of 112

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BARD ASSOCIATES INC

$19,988,518

11.03%

1,227,796

SIT INVESTMENT ASSOCIATES INC

$18,358,874

10.13%

1,127,695

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	1,127,695	$18,358,874	100.0%	Sole

WELLS FARGO & COMPANY/MN

$15,402,589

8.50%

946,105

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	788,651	$12,839,238	83.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	157,454	$2,563,351	16.6%	Defined

MORGAN STANLEY

$12,034,775

6.64%

739,237

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	3,584	$58,347	0.5%	Defined
MORGAN STANLEY SMITH BARNEY LLC	669,422	$10,898,189	90.6%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	66,231	$1,078,239	9.0%	Defined

Invesco Ltd.

$11,166,484

6.16%

685,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Investment Advisers LLC	57,922	$942,970	8.4%	Defined
Invesco Capital Management LLC	627,980	$10,223,514	91.6%	Defined

COHEN & STEERS, INC.

$9,968,178

5.50%

612,296

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cohen & Steers Capital Management Inc	612,296	$9,968,178	100.0%	Sole

Hennion & Walsh Asset Management, Inc.

$7,689,890

4.24%

472,352

BANK OF AMERICA CORP /DE/

$5,950,714

3.28%

365,523

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	365,523	$5,950,714	100.0%	Defined

Csenge Advisory Group

$5,242,518

2.89%

322,022

LPL Financial LLC

$5,106,759

2.82%

313,683

ENVESTNET ASSET MANAGEMENT INC

$4,727,060

2.61%

290,360

RAYMOND JAMES FINANCIAL INC

$3,852,287

2.13%

236,627

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	187,348	$3,050,025	79.2%	Defined
Raymond James Financial Services Advisors, Inc.	49,279	$802,262	20.8%	Defined

STIFEL FINANCIAL CORP

$3,254,599

1.80%

199,914

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	199,914	$3,254,599	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$3,006,492

1.66%

184,674

AMERIPRISE FINANCIAL INC

$2,927,550

1.62%

179,825

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	178,542	$2,906,663	99.3%	Defined
Ameriprise Bank, FSB	1,283	$20,887	0.7%	Defined

1607 Capital Partners, LLC

$2,785,491

1.54%

171,099

Gridiron Partners, LLC

$2,783,798

1.54%

170,995

Fiera Capital Corp

$2,734,551

1.51%

167,970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	167,970	$2,734,551	100.0%	Other

Baird Financial Group, Inc.

$2,610,660

1.44%

160,360

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	160,360	$2,610,660	100.0%	Defined

ROYAL BANK OF CANADA

$2,518,922

1.39%

154,725

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	138,501	$2,254,796	89.5%	Defined
RBC Dominion Securities Inc.	14,524	$236,450	9.4%	Defined
RBC Private Counsel (USA) Inc.	1,700	$27,676	1.1%	Defined

OSAIC HOLDINGS, INC.

$2,265,361

1.25%

139,150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	136,232	$2,217,856	97.9%	Defined
Osaic Advisory Services, LLC	2,918	$47,505	2.1%	Defined

Cetera Investment Advisers

$1,963,514

1.08%

120,609

GUGGENHEIM CAPITAL LLC

$1,910,099

1.05%

117,328

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	116,904	$1,903,197	99.6%	Defined
SECURITY INVESTORS LLC	424	$6,902	0.4%	Defined

Elevated Capital Advisors, LLC

$1,889,196

1.04%

116,044

Sowell Financial Services LLC

$1,825,753

1.01%

112,147

UBS Group AG

$1,609,700

0.89%

98,876

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	92,747	$1,509,921	93.8%	Defined
UBS AG	6,128	$99,763	6.2%	Defined
UBS Securities LLC	1	$16	0.0%	Defined

Focus Partners Wealth

$1,410,938

0.78%

86,667

TITLEIST ASSET MANAGEMENT, LLC

$1,311,012

0.72%

80,529

PARK AVENUE SECURITIES LLC

$1,301,048

0.72%

79,917

Smith Asset Management Co., LLC

$1,219,632

0.67%

74,916

CEERA INVESTMENTS, LLC

$1,200,324

0.66%

73,730

Noble Wealth Management PBC

$1,177,320

0.65%

72,317

Mountain Capital Investment Advisors Inc.

$1,049,783

0.58%

64,483

Compound Planning, Inc.

$1,027,837

0.57%

63,135

&PARTNERS

$818,851

0.45%

50,298

Atlantic Edge Private Wealth Management, LLC

$731,541

0.40%

44,935

Everstar Asset Management, LLC

$730,972

0.40%

44,900

Calamos Advisors LLC

$667,366

0.37%

40,993

Cambridge Investment Research Advisors, Inc.

$649,897

0.36%

39,920

SMITH, MOORE & CO.

$626,275

0.35%

38,469

Janney Montgomery Scott LLC

$621,651

0.34%

38,185

Stolper Co

$576,035

0.32%

35,383

Western Wealth Management, LLC

$524,720

0.29%

32,231

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$504,045

0.28%

30,961

SEAMOUNT FINANCIAL GROUP INC

$473,552

0.26%

29,088

Jacobi Capital Management LLC

$456,084

0.25%

28,015

Whitener Capital Management, Inc.

$416,523

0.23%

25,585

Curi Capital, LLC

$409,735

0.23%

25,168

Kestra Advisory Services, LLC

$406,820

0.22%

24,989

Maridea Wealth Management LLC

$385,298

0.21%

23,667

PNC FINANCIAL SERVICES GROUP, INC.

$361,416

0.20%

22,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	22,200	$361,416	100.0%	Other

Pines Wealth Management, LLC

$346,340

0.19%

21,274

WEDBUSH SECURITIES INC

$343,345

0.19%

21,090

Sage Capital Advisors,llc

$328,904

0.18%

20,203

XTX Topco Ltd

$325,225

0.18%

19,977

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	19,977	$325,225	100.0%	Defined

NewEdge Advisors, LLC

$302,889

0.17%

18,605

SILVER OAK SECURITIES, INCORPORATED

$293,740

0.16%

18,043

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$288,269

0.16%

17,707

Spire Wealth Management

$288,090

0.16%

17,696

KESTRA PRIVATE WEALTH SERVICES, LLC

$273,292

0.15%

16,787

FIFTH THIRD BANCORP

$267,545

0.15%

16,434

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	16,434	$267,545	100.0%	Defined

First Heartland Consultants, Inc.

$267,350

0.15%

16,422

TIEMANN INVESTMENT ADVISORS, LLC

$250,516

0.14%

15,388

EVERGREEN CAPITAL MANAGEMENT LLC

$249,898

0.14%

15,350

INTEGRATED CAPITAL MANAGEMENT, INC.

$247,863

0.14%

15,225

MML INVESTORS SERVICES, LLC

$246,755

0.14%

15,157

NATIONAL BANK OF CANADA /FI/

$242,572

0.13%

14,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	14,900	$242,572	100.0%	Defined

Advisors Asset Management, Inc.

$227,203

0.13%

13,956

Prairie Wealth Advisors, Inc.

$221,715

0.12%

CAPTRUST FINANCIAL ADVISORS

$209,653

0.12%

12,878

Rockefeller Capital Management L.P.

$207,634

0.11%

12,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER TRUST COMPANY, N.A.	840	$13,675	6.6%	Defined
ROCKEFELLER FINANCIAL LLC	11,914	$193,959	93.4%	Defined

CITADEL ADVISORS LLC

$205,339

0.11%

12,613

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	12,613	$205,339	100.0%	Defined

DF DENT & CO INC

$200,211

0.11%

12,298

HighTower Advisors, LLC

$197,313

0.11%

12,120

CARY STREET PARTNERS FINANCIAL LLC

$191,664

0.11%

11,773

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	11,773	$191,664	100.0%	Defined

Private Advisor Group, LLC

$187,757

0.10%

11,533

ALONGSIDE, LLC

$187,740

0.10%

11,532

49 WEALTH MANAGEMENT, LLC

$187,740

0.10%

11,532

Summit Trail Advisors, LLC

$187,138

0.10%

11,495

GRIMES & Co WEALTH MANAGEMENT, LLC

$175,433

0.10%

10,776

Closed-End Fund Advisors, Inc.

$170,353

0.09%

10,464

Beacon Pointe Advisors, LLC

$165,486

0.09%

10,165

US BANCORP \DE\

$137,662

0.08%

8,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	8,456	$137,662	100.0%	Other

Federation des caisses Desjardins du Quebec

$105,233

0.06%

6,464

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	6,464	$105,233	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$99,715

0.06%

6,125

MARYLAND CAPITAL ADVISORS INC.

$91,168

0.05%

5,600

Steward Partners Investment Advisory, LLC

$88,481

0.05%

5,435

MATHER GROUP, LLC.

$76,255

0.04%

4,684

Geneos Wealth Management Inc.

$57,712

0.03%

3,545

IFP Advisors, Inc

$56,980

0.03%

3,500

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.

$47,212

0.03%

2,900

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$42,946

0.02%

2,638

Capital Analysts, LLC

$41,204

0.02%

2,531

North Star Investment Management Corp.

$34,155

0.02%

2,098

Larson Financial Group LLC

$33,162

0.02%

2,037

CHILTON CAPITAL MANAGEMENT LLC

$25,234

0.01%

1,550

PRIVATE TRUST CO NA

$21,164

0.01%

1,300

Smartleaf Asset Management LLC

$18,770

0.01%

1,153

SOA Wealth Advisors, LLC.

$16,345

0.01%

1,004

Washington Trust Advisors, Inc.

$15,791

0.01%

970

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	46,312	$717,372	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	29,759	$460,966	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA GLOBAL FINANCIAL PRODUCTS INC	10,000	$154,900	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	19	$294	100.0%	Other

Key facts CIK 1174164 CUSIP 338478100 13F (30d) 80 filings 80 filers Visit website