Smith Asset Management Co., LLC

Registered adviser

CIK

2068217

Location

Chiefland, FL

Portfolio Value

Small $122,726,181

Diversification

Diversified

Filing Date

Global Rank

#7,893 / 8,819 ▼ 1 · as of Jun 2026

Top Industry

Asset Management 75.5%

Period ended 29 days ago

Filed Oct 16, 2026 · 13d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 127684

Roster of Oct 1, 2026

Regulatory AUM

$281,212,631

Main clients

Individuals and high net worth (99% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$281,212,631	Individuals and high net worth (99%)
Mar 2025 to Mar 2026	$261,428,147	Individuals and high net worth (99%)
Apr 2024 to Feb 2025	$233,716,737	Individuals and high net worth (99%)
May 2023 to Mar 2024	$228,986,524	Individuals and high net worth (100%)
Apr 2023	$228,986,524	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$225,029,275	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 43.7%, 33.6 effective positions, active share 89.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

11.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 89.3%; sector active share 65.7% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

72 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

7.6%

+0.5 pts

Top 5

28.0%

+0.4 pts

Top 10

43.8%

+0.1 pts

HHI

302

Diversified+4

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Financial Services	67.6%	$83,023,252	43
Unclassified	18.8%	$23,032,016	12
Technology	5.7%	$7,011,811	2
Real Estate	4.0%	$4,949,015	7
Consumer Cyclical	1.6%	$1,955,080	1
Utilities	0.8%	$956,494	2
Communication Services	0.7%	$812,121	2
Consumer Defensive	0.6%	$707,774	2
Healthcare	0.2%	$278,618	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

17 positions

Ticker	Company	Δ Shares	Shares	Value
ARCC	Ares Capital Corp	+2,642	352,408	$6,730,992
DSU	Blackrock Debt Strategies Fund, Inc.	+2,372	196,494	$1,768,446
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	+1,836	6,490	$1,149,443
DIA	Spdr Dow Jones Industrial Average ETF Trust	+1,368	2,443	$1,242,387
VTV	VANGUARD VALUE INDEX FUND	+1,158	6,229	$1,345,962
QQQ	Invesco Qqq Trust, Series 1	+1,102	3,849	$2,847,374
GOF	Guggenheim Strategic Opportunities Fund	+1,016	141,021	$1,200,088
VIS	VANGUARD INDUSTRIALS INDEX FUND	+966	10,920	$3,499,969
FFC	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	+876	75,792	$1,132,332
AMZN	Amazon Com Inc	+750	7,847	$1,955,080
MSFT	Microsoft Corp	+407	5,473	$2,807,101
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+390	46,070	$5,789,616
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+223	13,224	$1,186,986
SPY	Spdr S&P 500 ETF Trust	+154	6,168	$4,703,901
WMT	Walmart Inc.	+56	4,500	$467,640
BUI	BlackRock Utilities, Infrastructure & Power Opportunities Trust	+43	52,564	$1,310,420
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	+3	1,726	$504,164
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BGY	BlackRock Enhanced International Dividend Trust	−28,287	450,171	$2,534,462
JPC	Nuveen Preferred & Income Opportunities Fund	−16,489	874,373	$5,963,223
CSQ	Calamos Strategic Total Return Fund	−12,397	214,209	$4,367,721
AWF	Alliancebernstein Global High Income Fund Inc	−12,151	374,429	$3,643,194
DNP	Dnp Select Income Fund Inc	−6,725	389,428	$3,726,825
GDO	Western Asset Global Corporate Opportunity Fund Inc.	−4,763	106,426	$1,021,689
RFI	Cohen & Steers Total Return Realty Fund Inc	−4,738	328,916	$3,450,328
PCN	Pimco Corporate & Income Strategy Fund	−4,625	237,763	$2,536,931
BTZ	Blackrock Credit Allocation Income Trust	−3,723	269,620	$2,510,162
UTF	Cohen & Steers Infrastructure Fund Inc	−2,958	90,908	$2,240,882
FFA	First Trust Enhanced Equity Income Fund	−2,886	146,891	$3,266,855
HYT	Blackrock Corporate High Yield Fund, Inc.	−2,880	67,579	$529,819
STK	Columbia Seligman Premium Technology Growth Fund, Inc.	−2,801	12,901	$693,686
FLC	Flaherty & Crumrine Total Return Fund Inc	−2,791	121,220	$1,909,215
PSF	Cohen & Steers Select Preferred & Income Fund, Inc.	−2,664	126,979	$2,303,399
MSD	Morgan Stanley Emerging Markets Debt Fund Inc	−2,642	68,360	$460,746
SOR	Source Capital	−2,607	25,455	$1,156,420
ASGI	abrdn Global Infrastructure Income Fund	−2,168	54,321	$1,049,481
PTY	Pimco Corporate & Income Opportunity Fund	−2,069	165,436	$1,821,450
MCI	Barings Corporate Investors	−2,020	167,534	$2,960,325
WEA	Western Asset Premier Bond Fund	−1,858	16,509	$164,429
PDI	PIMCO Dynamic Income Fund	−1,790	159,036	$2,231,275
SEVN	Seven Hills Realty Trust	−1,638	27,688	$190,493
HQH	abrdn Healthcare Investors	−1,470	111,254	$2,324,096
DOC	Healthpeak Properties, Inc.	−1,400	25,843	$516,084
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	3,650	$328,901
GOOG	Alphabet Inc.	693	$236,132
RDVY	First Trust Rising Dividend Achievers ETF	2,867	$224,457
VOO	VANGUARD 500 INDEX FUND	298	$208,856
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
ETG	Eaton Vance Tax-Advantaged Global Dividend Income Fund	8,836	$207,999
SVC	Service Properties Trust	17,802	$30,085
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

72 tracked positions · $122,726,181 total · filing declares 73 positions · $122,729,613 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Real Estate Technology Utilities

Showing 1–50 of 72 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	15,501	-419	$7,718,722	−3.1%	6.29%
ARCC	Ares Capital Corp Financial Services	Added	352,408	+2,642	$6,730,992	+3.9%	5.48%
JPC	Nuveen Preferred & Income Opportunities Fund Financial Services	Reduced	874,373	-16,489	$5,963,223	−15.1%	4.86%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	46,070	+390	$5,789,616	+6.0%	4.72%
SPY	Spdr S&P 500 ETF Trust	Added	6,168	+154	$4,703,901	+4.7%	3.83%
CSQ	Calamos Strategic Total Return Fund Financial Services	Reduced	214,209	-12,397	$4,367,721	−6.3%	3.56%
AAPL	Apple Inc. Technology	Reduced	12,626	-667	$4,204,710	+9.3%	3.43%
DNP	Dnp Select Income Fund Inc Financial Services	Reduced	389,428	-6,725	$3,726,825	−12.8%	3.04%
AWF	Alliancebernstein Global High Income Fund Inc Financial Services	Reduced	374,429	-12,151	$3,643,194	−8.5%	2.97%
VIS	VANGUARD INDUSTRIALS INDEX FUND	Added	10,920	+966	$3,499,969	−2.4%	2.85%
RFI	Cohen & Steers Total Return Realty Fund Inc Financial Services	Reduced	328,916	-4,738	$3,450,328	−8.6%	2.81%
FFA	First Trust Enhanced Equity Income Fund Financial Services	Reduced	146,891	-2,886	$3,266,855	−2.5%	2.66%
MCI	Barings Corporate Investors Financial Services	Reduced	167,534	-2,020	$2,960,325	−0.6%	2.41%
QQQ	Invesco Qqq Trust, Series 1	Added	3,849	+1,102	$2,847,374	+40.8%	2.32%
MSFT	Microsoft Corp Technology	Added	5,473	+407	$2,807,101	+48.5%	2.29%
PCN	Pimco Corporate & Income Strategy Fund Financial Services	Reduced	237,763	-4,625	$2,536,931	−12.4%	2.07%
BGY	BlackRock Enhanced International Dividend Trust Financial Services	Reduced	450,171	-28,287	$2,534,462	−7.7%	2.07%
BTZ	Blackrock Credit Allocation Income Trust Financial Services	Reduced	269,620	-3,723	$2,510,162	−10.1%	2.05%
UTG	Reaves Utility Income Fund Financial Services	Reduced	72,740	-1,139	$2,498,619	−16.9%	2.04%
NLY	Annaly Capital Management Inc Real Estate	Reduced	125,397	-349	$2,368,749	−15.8%	1.93%
HQH	abrdn Healthcare Investors Financial Services	Reduced	111,254	-1,470	$2,324,096	−6.2%	1.89%
PSF	Cohen & Steers Select Preferred & Income Fund, Inc. Financial Services	Reduced	126,979	-2,664	$2,303,399	−11.7%	1.88%
UTF	Cohen & Steers Infrastructure Fund Inc Financial Services	Reduced	90,908	-2,958	$2,240,882	−13.5%	1.83%
PDI	PIMCO Dynamic Income Fund Financial Services	Reduced	159,036	-1,790	$2,231,275	−16.9%	1.82%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,847	+750	$1,955,080	+15.6%	1.59%
FLC	Flaherty & Crumrine Total Return Fund Inc Financial Services	Reduced	121,220	-2,791	$1,909,215	−8.9%	1.56%
PTY	Pimco Corporate & Income Opportunity Fund Financial Services	Reduced	165,436	-2,069	$1,821,450	−9.6%	1.48%
DSU	Blackrock Debt Strategies Fund, Inc. Financial Services	Added	196,494	+2,372	$1,768,446	−6.1%	1.44%
DFP	Flaherty & Crumrine Dynamic Preferred & Income Fund Inc Financial Services	Reduced	93,260	-482	$1,760,748	−9.1%	1.43%
VTV	VANGUARD VALUE INDEX FUND	Added	6,229	+1,158	$1,345,962	+21.8%	1.10%
BUI	BlackRock Utilities, Infrastructure & Power Opportunities Trust Financial Services	Added	52,564	+43	$1,310,420	−14.0%	1.07%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Added	2,443	+1,368	$1,242,387	+121.2%	1.01%
GOF	Guggenheim Strategic Opportunities Fund Financial Services	Added	141,021	+1,016	$1,200,088	−21.5%	0.98%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	13,224	+223	$1,186,986	+3.9%	0.97%
SOR	Source Capital Financial Services	Reduced	25,455	-2,607	$1,156,420	−10.4%	0.94%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Added	6,490	+1,836	$1,149,443	+28.8%	0.94%
FFC	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC Financial Services	Added	75,792	+876	$1,132,332	−7.2%	0.92%
ASGI	abrdn Global Infrastructure Income Fund Financial Services	Reduced	54,321	-2,168	$1,049,481	−20.1%	0.86%
MPV	Barings Participation Investors Financial Services	Reduced	67,645	-362	$1,041,733	−9.0%	0.85%
GDO	Western Asset Global Corporate Opportunity Fund Inc. Financial Services	Reduced	106,426	-4,763	$1,021,689	−14.4%	0.83%
NVG	Nuveen AMT-Free Municipal Credit Income Fund Financial Services	Reduced	85,926	-922	$911,674	−18.0%	0.74%
RNP	Cohen & Steers REIT & Preferred & Income Fund Inc Financial Services	Reduced	45,232	-109	$843,576	−8.3%	0.69%
PFD	Flaherty & Crumrine Preferred & Income Fund Inc Financial Services	Reduced	71,468	-1,200	$769,710	−8.9%	0.63%
OHI	Omega Healthcare Investors Inc Real Estate	Reduced	14,997	-670	$694,511	−7.0%	0.57%
STK	Columbia Seligman Premium Technology Growth Fund, Inc. Financial Services	Reduced	12,901	-2,801	$693,686	−18.0%	0.57%
BME	BlackRock Health Sciences Trust Financial Services	Reduced	15,287	-892	$674,615	−2.9%	0.55%
SPH	Suburban Propane Partners LP Utilities	Reduced	40,920	-531	$672,724	−5.1%	0.55%
BLW	BLACKROCK Ltd DURATION INCOME TRUST Financial Services	Reduced	52,680	-674	$605,293	−9.2%	0.49%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,674	-22	$575,989	−5.0%	0.47%
OUT	OUTFRONT Media Inc. Real Estate	Held	19,354	0	$537,073	−15.3%	0.44%

Showing the top 50 of 72 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.